NWAM LLC - Q4 2017 holdings

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$395 Million is the total value of NWAM LLC's 323 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 13.7% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
VTV BuyVANGUARD INDEX FDSvalue etf$11,439,000
+7.7%
107,590
+1.1%
2.90%
+4.9%
BTZ BuyBLACKROCK CR ALLCTN INC TR$10,452,000
+1.9%
784,692
+3.8%
2.65%
-0.7%
USB BuyUS BANCORP DEL$8,376,000
+0.0%
156,318
+0.0%
2.12%
-2.5%
BA BuyBOEING CO$8,081,000
+16.2%
27,400
+0.2%
2.05%
+13.3%
VNQ BuyVANGUARD INDEX FDSreit etf$7,890,000
+2.6%
95,084
+2.7%
2.00%
-0.1%
BND BuyVANGUARD BD INDEX FD INCtotal bnd mrkt$6,357,000
+3.2%
77,933
+3.7%
1.61%
+0.6%
IVV BuyISHARES TRcore s&p500 etf$5,785,000
+7.8%
21,518
+1.4%
1.46%
+5.0%
BSV BuyVANGUARD BD INDEX FD INCshort trm bond$4,325,000
+3.7%
54,677
+4.7%
1.10%
+1.0%
ERC BuyWELLS FARGO MULTI SECTOR INC$4,222,000
+5.0%
323,311
+7.9%
1.07%
+2.3%
COST BuyCOSTCO WHSL CORP NEW$3,367,000
+15.4%
18,088
+1.8%
0.85%
+12.5%
VEA BuyVANGUARD TAX MANAGED INTL FDftse dev mkt etf$3,239,000
+4.6%
72,209
+1.3%
0.82%
+1.9%
JNJ BuyJOHNSON & JOHNSON$2,813,000
+9.5%
20,133
+1.9%
0.71%
+6.6%
FB BuyFACEBOOK INCcl a$2,782,000
+4.2%
15,768
+0.9%
0.70%
+1.6%
PCAR BuyPACCAR INC$2,614,000
+14.7%
36,776
+16.8%
0.66%
+11.8%
AGG BuyISHARES TRcore us aggbd et$2,615,000
-0.2%
23,921
+0.1%
0.66%
-2.8%
EEM BuyISHARES TRmsci emg mkt etf$2,355,000
+6.5%
49,986
+1.3%
0.60%
+3.7%
JRI BuyNUVEEN REAL ASSET INC & GROW$2,176,0000.0%122,223
+1.1%
0.55%
-2.7%
SDY BuySPDR SERIES TRUSTs&p divid etf$2,154,000
+7.4%
22,802
+3.9%
0.55%
+4.8%
DVY BuyISHARES TRselect divid etf$2,123,000
+6.8%
21,538
+1.5%
0.54%
+4.1%
PFE BuyPFIZER INC$2,081,000
+6.9%
57,458
+5.4%
0.53%
+4.2%
BNDX BuyVANGUARD CHARLOTTE FDSintl bd idx etf$2,028,000
+16.6%
37,293
+17.1%
0.51%
+13.7%
SPY BuySPDR S&P 500 ETF TRtr unit$2,025,000
+14.5%
7,587
+7.8%
0.51%
+11.5%
BAC BuyBANK AMER CORP$1,977,000
+18.8%
66,982
+2.0%
0.50%
+15.7%
GOOG BuyALPHABET INCcap stk cl c$1,959,000
+15.0%
1,872
+5.3%
0.50%
+12.0%
GOOGL BuyALPHABET INCcap stk cl a$1,888,000
+12.5%
1,792
+4.0%
0.48%
+9.6%
JPM BuyJPMORGAN CHASE & CO$1,683,000
+15.4%
15,738
+3.1%
0.43%
+12.4%
IJS BuyISHARES TRsp smcp600vl etf$1,652,000
+9.6%
10,760
+5.9%
0.42%
+6.6%
IEMG BuyISHARES INCcore msci emkt$1,643,000
+24.3%
28,881
+18.0%
0.42%
+20.9%
IWP BuyISHARES TRrus md cp gr etf$1,604,000
+13.7%
13,292
+6.7%
0.41%
+10.6%
HYLD BuyADVISORSHARES TRperitus hg yld$1,582,000
+1.2%
43,764
+0.8%
0.40%
-1.5%
IWO BuyISHARES TRrus 2000 grw etf$1,503,000
+4.8%
8,049
+0.4%
0.38%
+2.1%
VIG BuyVANGUARD SPECIALIZED FUNDSdiv app etf$1,497,000
+40.0%
14,675
+30.1%
0.38%
+36.3%
TAN BuyCLAYMORE EXCHANGE TRD FD TRguggenheim solar$1,445,000
+18.6%
57,502
+2.2%
0.37%
+15.5%
OEF BuyISHARES TRs&p 100 etf$1,442,000
+14.7%
12,150
+7.6%
0.36%
+11.6%
TIP BuyISHARES TRtips bd etf$1,429,000
+10.7%
12,528
+10.2%
0.36%
+7.7%
EMB BuyISHARES TRjpmorgan usd emg$1,388,000
+3.4%
11,954
+3.7%
0.35%
+0.9%
IVW BuyISHARES TRs&p 500 grwt etf$1,206,000
+30.4%
7,895
+22.4%
0.30%
+27.1%
HMLP BuyHOEGH LNG PARTNERS LP$1,178,000
+25.5%
63,185
+24.8%
0.30%
+22.1%
JNK BuySPDR SERIES TRUSTbloomberg brclys$1,124,000
-0.6%
30,604
+1.0%
0.28%
-3.1%
MMM Buy3M CO$1,119,000
+14.5%
4,755
+2.1%
0.28%
+11.4%
EMLP BuyFIRST TR EXCHANGE TRADED FDno amer energy$1,089,000
+3.8%
44,331
+4.8%
0.28%
+1.1%
IMCV BuyISHARES TRmrgstr md cp val$1,091,000
+20.4%
6,838
+14.0%
0.28%
+16.9%
VBR BuyVANGUARD INDEX FDSsm cp val etf$1,056,000
+4.5%
7,952
+0.5%
0.27%
+1.5%
VTI BuyVANGUARD INDEX FDStotal stk mkt$1,036,000
+15.1%
7,545
+8.6%
0.26%
+12.0%
AAXJ BuyISHARES TRmsci ac asia etf$1,029,000
+6.6%
13,486
+1.0%
0.26%
+4.0%
V BuyVISA INC$1,028,000
+9.7%
9,020
+1.3%
0.26%
+6.6%
IWN BuyISHARES TRrus 2000 val etf$1,002,000
+4.6%
7,965
+3.2%
0.25%
+2.0%
IVE BuyISHARES TRs&p 500 val etf$976,000
+27.2%
8,544
+20.2%
0.25%
+24.1%
BMY BuyBRISTOL MYERS SQUIBB CO$957,000
+1.8%
15,619
+5.9%
0.24%
-0.8%
RDSA BuyROYAL DUTCH SHELL PLCspons adr a$930,000
+16.8%
13,943
+6.1%
0.24%
+14.0%
AADR BuyADVISORSHARES TR$900,000
+46.1%
15,288
+38.0%
0.23%
+42.5%
NLY BuyANNALY CAP MGMT INC$901,000
-2.0%
75,801
+0.6%
0.23%
-4.6%
IYE BuyISHARES TRu.s. energy etf$835,000
+30.9%
21,071
+23.6%
0.21%
+27.1%
HCRSQ NewHI-CRUSH PARTNERS LP$814,000–76,105
+100.0%
0.21%–
IWM BuyISHARES TRrussell 2000 etf$789,000
+4.5%
5,176
+1.6%
0.20%
+2.0%
LMT BuyLOCKHEED MARTIN CORP$745,000
+99.2%
2,321
+92.5%
0.19%
+94.8%
IBM BuyINTERNATIONAL BUSINESS MACHS$736,000
+29.6%
4,794
+22.4%
0.19%
+25.7%
KYN BuyKAYNE ANDERSON MLP INVT CO$714,000
+39.2%
37,502
+32.9%
0.18%
+36.1%
IBB BuyISHARES TRnasdaq biotech$709,000
-1.0%
6,638
+209.2%
0.18%
-3.2%
ISCV BuyISHARES TRmrning sm cp etf$683,000
+4.0%
4,487
+0.1%
0.17%
+1.2%
NRK BuyNUVEEN NEW YORK AMT QLT MUNI$681,000
+3.7%
52,567
+5.6%
0.17%
+0.6%
SCHF BuySCHWAB STRATEGIC TRintl eqty etf$666,000
+2.9%
19,551
+1.2%
0.17%
+0.6%
CLX BuyCLOROX CO DEL$665,000
+22.7%
4,469
+8.7%
0.17%
+19.1%
SBS BuyCOMPANHIA DE SANEAMENTO BASIsponsored adr$636,000
+1.3%
60,835
+1.2%
0.16%
-1.2%
C BuyCITIGROUP INC$632,000
+3.8%
8,496
+1.5%
0.16%
+1.3%
IVOG BuyVANGUARD ADMIRAL FDS INCmidcp 400 grth$633,000
+29.7%
4,756
+22.3%
0.16%
+26.0%
PEP BuyPEPSICO INC$631,000
+12.1%
5,259
+4.1%
0.16%
+9.6%
WELL BuyWELLTOWER INC$610,000
-9.2%
9,567
+0.1%
0.15%
-12.0%
F BuyFORD MTR CO DEL$608,000
+12.2%
48,695
+7.5%
0.15%
+9.2%
TEVA BuyTEVA PHARMACEUTICAL INDS LTDsponsored adr$610,000
+46.3%
32,180
+35.8%
0.15%
+42.6%
EPD BuyENTERPRISE PRODS PARTNERS L$605,000
+13.7%
22,806
+11.8%
0.15%
+10.9%
IJT BuyISHARES TRs&p sml 600 gwt$603,000
+6.7%
3,542
+3.1%
0.15%
+4.1%
SCZ BuyISHARES TReafe sml cp etf$601,000
+5.3%
9,313
+1.1%
0.15%
+2.7%
GCC NewWISDOMTREE CONTINUOUS COMMOD$601,000–31,270
+100.0%
0.15%–
UNH BuyUNITEDHEALTH GROUP INC$597,000
+15.3%
2,708
+2.4%
0.15%
+11.9%
ORCL BuyORACLE CORP$597,000
-2.0%
12,632
+0.2%
0.15%
-4.4%
ETN BuyEATON CORP PLC$585,000
+3.0%
7,406
+0.1%
0.15%0.0%
WFC BuyWELLS FARGO CO NEW$581,000
+13.7%
9,580
+3.4%
0.15%
+10.5%
VSS BuyVANGUARD INTL EQUITY INDEX Fftse smcap etf$581,000
+14.8%
4,873
+10.7%
0.15%
+11.4%
IXJ BuyISHARES TRglob hlthcre etf$575,000
+0.2%
5,107
+0.1%
0.15%
-2.0%
MO BuyALTRIA GROUP INC$554,000
+16.1%
7,758
+3.2%
0.14%
+12.9%
ABBV BuyABBVIE INC$531,000
+12.5%
5,487
+3.3%
0.13%
+8.9%
TXN BuyTEXAS INSTRS INC$524,000
+20.2%
5,013
+3.1%
0.13%
+17.7%
NKE BuyNIKE INCcl b$514,000
+20.9%
8,223
+0.3%
0.13%
+18.2%
MMT BuyMFS MULTIMARKET INCOME TRsh ben int$513,000
+9.4%
84,583
+12.5%
0.13%
+6.6%
MU BuyMICRON TECHNOLOGY INC$494,000
+28.3%
12,008
+22.7%
0.12%
+25.0%
VOO BuyVANGUARD INDEX FDS$488,000
+16.2%
1,989
+9.4%
0.12%
+13.8%
HASI BuyHANNON ARMSTRONG SUST INFR C$485,000
+27.0%
20,142
+28.6%
0.12%
+24.2%
SFL BuySHIP FINANCE INTERNATIONAL L$486,000
+31.0%
31,342
+22.4%
0.12%
+28.1%
SCHP BuySCHWAB STRATEGIC TRus tips etf$484,000
+5.7%
8,738
+5.4%
0.12%
+3.4%
AXP BuyAMERICAN EXPRESS CO$452,000
+11.6%
4,550
+1.7%
0.11%
+8.6%
PM BuyPHILIP MORRIS INTL INC$448,000
+3.5%
4,237
+8.6%
0.11%0.0%
NVDA BuyNVIDIA CORP$441,000
+13.7%
2,281
+5.2%
0.11%
+10.9%
VGSH BuyVANGUARD SCOTTSDALE FDSshort term treas$436,000
+12.4%
7,236
+13.2%
0.11%
+8.9%
GEL NewGENESIS ENERGY L Punit ltd partn$432,000–19,338
+100.0%
0.11%–
EMR BuyEMERSON ELEC CO$429,000
+92.4%
6,158
+73.3%
0.11%
+87.9%
TWTR BuyTWITTER INC$427,000
+42.8%
17,798
+0.3%
0.11%
+38.5%
MHLD BuyMAIDEN HOLDINGS LTD$424,000
+77.4%
64,226
+114.0%
0.11%
+72.6%
HON BuyHONEYWELL INTL INC$415,000
+9.5%
2,708
+1.3%
0.10%
+6.1%
SO BuySOUTHERN CO$409,000
-0.7%
8,506
+1.4%
0.10%
-2.8%
DSL BuyDOUBLELINE INCOME SOLUTIONS$408,000
-4.2%
20,193
+0.6%
0.10%
-7.2%
VWO BuyVANGUARD INTL EQUITY INDEX Fftse emr mkt etf$402,000
+12.9%
8,746
+7.1%
0.10%
+9.7%
JWN BuyNORDSTROM INC$399,000
+9.3%
8,422
+8.7%
0.10%
+6.3%
SLYV BuySPDR SERIES TRUSTs&p 600 smcp val$396,000
+14.5%
3,151
+15.0%
0.10%
+11.1%
IEFA BuyISHARES TRcore msci eafe$382,000
+70.5%
5,773
+65.0%
0.10%
+67.2%
EVG BuyEATON VANCE SH TM DR DIVR IN$366,000
+1.4%
25,489
+0.5%
0.09%
-1.1%
RTN BuyRAYTHEON CO$351,000
+0.6%
1,869
+0.1%
0.09%
-2.2%
ARCC BuyARES CAP CORP$346,0000.0%22,009
+4.3%
0.09%
-2.2%
AGU BuyAGRIUM INC$337,000
+13.9%
2,928
+6.0%
0.08%
+10.4%
AVGO BuyBROADCOM LTD$320,000
+9.6%
1,245
+3.3%
0.08%
+6.6%
CHI BuyCALAMOS CONV OPP AND INC FDsh ben int$309,000
+11.2%
27,614
+14.4%
0.08%
+8.3%
APD BuyAIR PRODS & CHEMS INC$302,000
+22.8%
1,842
+13.2%
0.08%
+18.8%
XLF BuySELECT SECTOR SPDR TRsbi int-finl$290,000
+9.4%
10,398
+1.4%
0.07%
+5.8%
HYG BuyISHARES TRiboxx hi yd etf$279,000
-0.4%
3,193
+1.3%
0.07%
-2.7%
AOR NewISHARES TRgrwt allocat etf$274,000–6,099
+100.0%
0.07%–
KHC BuyKRAFT HEINZ CO$274,000
+17.6%
3,526
+17.5%
0.07%
+13.1%
IJK NewISHARES TRs&p mc 400gr etf$257,000–1,192
+100.0%
0.06%–
ATVI BuyACTIVISION BLIZZARD INC$257,000
+2.8%
4,066
+5.0%
0.06%0.0%
BLV BuyVANGUARD BD INDEX FD INClong term bond$258,000
+13.7%
2,710
+12.0%
0.06%
+10.2%
UPS BuyUNITED PARCEL SERVICE INCcl b$239,000
+1.7%
2,002
+2.2%
0.06%0.0%
CBSA NewCBS CORP NEWcl a$238,000–4,039
+100.0%
0.06%–
IP NewINTL PAPER CO$232,000–4,007
+100.0%
0.06%–
AIG BuyAMERICAN INTL GROUP INC$232,000
+6.9%
3,889
+10.0%
0.06%
+5.4%
IWB BuyISHARES TRrus 1000 etf$228,000
+6.5%
1,532
+0.1%
0.06%
+3.6%
UYG BuyPROSHARES TRultra fncls new$227,000
+13.5%
1,776
+0.1%
0.06%
+9.6%
SCHX BuySCHWAB STRATEGIC TRus lrg cap etf$226,000
+6.1%
3,548
+0.1%
0.06%
+3.6%
BEST NewBEST INCsponsored ads$226,000–25,120
+100.0%
0.06%–
LOW NewLOWES COS INC$221,000–2,373
+100.0%
0.06%–
MDLZ NewMONDELEZ INTL INCcl a$221,000–5,166
+100.0%
0.06%–
GLW NewCORNING INC$216,000–6,750
+100.0%
0.06%–
CL BuyCOLGATE PALMOLIVE CO$217,000
+6.9%
2,882
+3.4%
0.06%
+3.8%
ALK NewALASKA AIR GROUP INC$214,000–2,911
+100.0%
0.05%–
FXI NewISHARES TRchina lg-cap etf$208,000–4,501
+100.0%
0.05%–
CHK BuyCHESAPEAKE ENERGY CORP$211,000
-3.2%
53,272
+5.3%
0.05%
-7.0%
DGS NewWISDOMTREE TRemg mkts smcap$210,000–4,033
+100.0%
0.05%–
EXPD NewEXPEDITORS INTL WASH INC$208,000–3,218
+100.0%
0.05%–
PAYX NewPAYCHEX INC$201,000–2,953
+100.0%
0.05%–
JMM BuyNUVEEN MULTI MKT INCOME FD$180,000
+0.6%
23,680
+0.3%
0.05%
-2.1%
RBBN NewRIBBON COMMUNICATIONS INC$164,000–21,190
+100.0%
0.04%–
IMH BuyIMPAC MTG HLDGS INC$91,000
-20.9%
16,500
+6.5%
0.02%
-23.3%
OZM BuyOCH ZIFF CAP MGMT GROUPcl a$86,000
-21.8%
34,353
+0.4%
0.02%
-24.1%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2018-02-07
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE INC49Q2 202418.2%
AMAZON COM INC49Q2 20248.5%
PACCAR INC49Q2 20241.4%
VERIZON COMMUNICATIONS INC49Q2 20241.3%
PFIZER INC49Q2 20241.0%
META PLATFORMS INC49Q2 20243.9%
AT&T INC49Q2 20241.2%
QUALCOMM INC49Q2 20241.4%
CISCO SYS INC49Q2 20241.0%
ALTRIA GROUP INC49Q2 20240.9%

View NWAM LLC's complete holdings history.

Latest filings
TypeFiled
13F-HR2024-07-24
13F-HR2024-05-09
13F-HR2024-02-14
13F-HR2023-11-01
13F-HR2023-08-10
13F-HR2023-05-12
13F-HR2023-02-08
13F-HR2022-11-14
13F-HR2022-08-10
13F-HR2022-05-12

View NWAM LLC's complete filings history.

All filings

View complete filings history.

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