$575 Million is the total value of NWAM LLC's 322 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 32.8% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
DOW | New | DOW CHEM COcall | $214,500,000 | – | 3,300 | +100.0% | 37.32% | – |
VTV | Buy | VANGUARD INDEX FDSvalue etf | $10,254,000 | +4.8% | 106,195 | +3.5% | 1.78% | -40.2% |
VUG | Buy | VANGUARD INDEX FDSgrowth etf | $10,129,000 | +7.7% | 79,727 | +3.1% | 1.76% | -38.6% |
BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $9,679,000 | +6.7% | 719,632 | +4.4% | 1.68% | -39.1% |
VNQ | Buy | VANGUARD INDEX FDSreit etf | $7,632,000 | +64.8% | 91,700 | +63.6% | 1.33% | -6.0% |
BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $6,787,000 | +7.9% | 82,938 | +6.9% | 1.18% | -38.5% |
QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $6,496,000 | +10.2% | 47,197 | +6.0% | 1.13% | -37.2% |
VYM | New | VANGUARD WHITEHALL FDS INChigh div yld | $5,655,000 | – | 72,348 | +100.0% | 0.98% | – |
IVV | Buy | ISHARES TRcore s&p500 etf | $5,504,000 | +87.3% | 22,611 | +82.6% | 0.96% | +6.8% |
IJH | Buy | ISHARES TRcore s&p mcp etf | $5,153,000 | +58.4% | 29,622 | +55.9% | 0.90% | -9.7% |
BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $4,503,000 | +5.0% | 26,584 | +3.3% | 0.78% | -40.2% |
BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $3,963,000 | +3.6% | 49,625 | +3.4% | 0.69% | -41.0% |
IJR | Buy | ISHARES TRcore s&p scp etf | $3,622,000 | +93.5% | 51,655 | +90.8% | 0.63% | +10.3% |
VV | New | VANGUARD INDEX FDSlarge cap etf | $3,621,000 | – | 32,617 | +100.0% | 0.63% | – |
VB | Buy | VANGUARD INDEX FDSsmall cp etf | $3,593,000 | +66.3% | 26,509 | +63.6% | 0.62% | -5.2% |
VO | Buy | VANGUARD INDEX FDSmid cap etf | $2,928,000 | +850.6% | 20,545 | +829.2% | 0.51% | +441.5% |
COST | Buy | COSTCO WHSL CORP NEW | $2,670,000 | +4.6% | 16,696 | +9.7% | 0.46% | -40.3% |
AMLP | New | ALPS ETF TRalerian mlp | $2,600,000 | – | 217,386 | +100.0% | 0.45% | – |
EFA | Buy | ISHARES TRmsci eafe etf | $2,560,000 | +132.5% | 39,257 | +122.1% | 0.44% | +32.4% |
JNJ | Buy | JOHNSON & JOHNSON | $2,538,000 | +32.3% | 19,188 | +24.5% | 0.44% | -24.6% |
VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $2,455,000 | +17.5% | 20,860 | +12.8% | 0.43% | -33.0% |
FB | Buy | FACEBOOK INCcl a | $2,308,000 | +13.9% | 15,288 | +7.2% | 0.40% | -35.0% |
VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $2,217,000 | +120.6% | 27,698 | +119.8% | 0.39% | +25.7% |
VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $2,142,000 | +5.7% | 42,816 | +1.0% | 0.37% | -39.7% |
SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $2,025,000 | +32.3% | 22,785 | +31.1% | 0.35% | -24.6% |
XOM | Buy | EXXON MOBIL CORP | $1,862,000 | +2.2% | 23,068 | +3.8% | 0.32% | -41.7% |
MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $1,852,000 | +5.5% | 5,830 | +3.8% | 0.32% | -39.9% |
PFE | Buy | PFIZER INC | $1,848,000 | +0.4% | 55,031 | +2.3% | 0.32% | -42.6% |
EEM | Buy | ISHARES TRmsci emg mkt etf | $1,820,000 | +7.9% | 43,976 | +2.7% | 0.32% | -38.3% |
BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $1,741,000 | +1.4% | 32,023 | +0.9% | 0.30% | -42.2% |
SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,690,000 | +7.4% | 6,989 | +4.7% | 0.29% | -38.8% |
BAC | Buy | BANK AMER CORP | $1,562,000 | +15.0% | 64,376 | +11.9% | 0.27% | -34.3% |
INTC | Buy | INTEL CORP | $1,549,000 | +11.1% | 45,896 | +18.8% | 0.27% | -36.7% |
HYLD | Buy | ADVISORSHARES TRperitus hg yld | $1,547,000 | +4.4% | 43,061 | +3.4% | 0.27% | -40.5% |
GOOG | Buy | ALPHABET INCcap stk cl c | $1,494,000 | +9.9% | 1,644 | +0.2% | 0.26% | -37.3% |
PFF | New | ISHARES TRu.s. pfd stk etf | $1,474,000 | – | 37,641 | +100.0% | 0.26% | – |
IJS | Buy | ISHARES TRsp smcp600vl etf | $1,451,000 | +71.5% | 10,379 | +70.1% | 0.25% | -2.3% |
CSCO | Buy | CISCO SYS INC | $1,402,000 | +17.2% | 44,803 | +26.6% | 0.24% | -33.2% |
IWP | Buy | ISHARES TRrus md cp gr etf | $1,368,000 | +12.8% | 12,662 | +8.3% | 0.24% | -35.7% |
TIP | Buy | ISHARES TRtips bd etf | $1,322,000 | +4.3% | 11,651 | +5.4% | 0.23% | -40.6% |
EMB | Buy | ISHARES TRjp mor em mk etf | $1,307,000 | +0.6% | 11,430 | +0.0% | 0.23% | -42.7% |
IWO | Buy | ISHARES TRrus 2000 grw etf | $1,272,000 | +6.4% | 7,538 | +1.9% | 0.22% | -39.5% |
AMGN | Buy | AMGEN INC | $1,190,000 | +77.6% | 6,911 | +69.1% | 0.21% | +1.5% |
IYM | Buy | ISHARES TRu.s. bas mtl etf | $1,144,000 | +4.0% | 12,803 | +3.7% | 0.20% | -40.8% |
OEF | Buy | ISHARES TRs&p 100 etf | $1,137,000 | +2.2% | 10,635 | +0.1% | 0.20% | -41.8% |
IMCB | Buy | ISHARES TRmrgstr md cp etf | $1,101,000 | +8.6% | 6,525 | +7.2% | 0.19% | -37.9% |
JNK | Buy | SPDR SERIES TRUSTbloomberg brclys | $1,102,000 | +8.3% | 29,611 | +7.4% | 0.19% | -38.3% |
TAN | Buy | CLAYMORE EXCHANGE TRD FD TRguggenheim solar | $1,082,000 | +74.8% | 54,390 | +51.9% | 0.19% | -0.5% |
EMLP | New | FIRST TR EXCHANGE TRADED FDno amer energy | $1,021,000 | – | 41,608 | +100.0% | 0.18% | – |
BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $989,000 | +44.8% | 7,021 | +10.8% | 0.17% | -17.3% |
VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $962,000 | +17.5% | 7,826 | +17.4% | 0.17% | -33.2% |
PCN | Buy | PIMCO CORPORATE INCOME STRAT | $960,000 | +11.2% | 55,347 | +2.4% | 0.17% | -36.5% |
VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $960,000 | +12.8% | 10,356 | +9.4% | 0.17% | -35.8% |
DOW | Buy | DOW CHEM CO | $936,000 | +0.1% | 14,840 | +0.8% | 0.16% | -42.8% |
FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $933,000 | +16.8% | 186,602 | +16.5% | 0.16% | -33.6% |
GILD | Buy | GILEAD SCIENCES INC | $922,000 | +9.5% | 13,020 | +5.0% | 0.16% | -37.7% |
IEMG | Buy | ISHARES INCcore msci emkt | $894,000 | +287.0% | 17,866 | +269.4% | 0.16% | +122.9% |
DIS | Buy | DISNEY WALT CO | $894,000 | +2.5% | 8,418 | +9.5% | 0.16% | -41.4% |
IMCV | Buy | ISHARES TRmrgstr md cp val | $893,000 | +4.1% | 6,028 | +4.3% | 0.16% | -40.8% |
MCD | Buy | MCDONALDS CORP | $883,000 | +18.4% | 5,764 | +0.1% | 0.15% | -32.5% |
MRK | Buy | MERCK & CO INC | $887,000 | +16.1% | 13,847 | +15.2% | 0.15% | -33.9% |
AAXJ | Buy | ISHARES TRmsci ac asia etf | $863,000 | +10.4% | 12,791 | +3.0% | 0.15% | -37.2% |
VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $824,000 | +31.2% | 6,622 | +28.0% | 0.14% | -25.5% |
IJJ | Buy | ISHARES TRs&p mc 400vl etf | $797,000 | +112.5% | 5,365 | +112.1% | 0.14% | +21.9% |
GLD | Buy | SPDR GOLD TRUST | $782,000 | +102.6% | 6,626 | +103.9% | 0.14% | +15.3% |
IWM | Buy | ISHARES TRrussell 2000 etf | $769,000 | +19.4% | 5,459 | +16.6% | 0.13% | -32.0% |
FVD | Buy | FIRST TR VALUE LINE DIVID IN | $704,000 | +8.6% | 24,071 | +7.8% | 0.12% | -38.4% |
IBB | Buy | ISHARES TRnasdq biotec etf | $655,000 | +7.0% | 2,111 | +1.1% | 0.11% | -39.0% |
KEY | Buy | KEYCORP NEW | $646,000 | +15.4% | 34,474 | +9.5% | 0.11% | -34.5% |
ORCL | Buy | ORACLE CORP | $639,000 | +20.8% | 12,745 | +7.4% | 0.11% | -31.1% |
V | Buy | VISA INC | $632,000 | +19.2% | 6,738 | +13.0% | 0.11% | -32.1% |
NZF | Buy | NUVEEN MUNICIPAL CREDIT INC | $628,000 | +7.7% | 42,106 | +4.0% | 0.11% | -38.8% |
VSS | Buy | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $614,000 | +8.3% | 5,681 | +2.8% | 0.11% | -38.2% |
ISCV | Buy | ISHARES TRmrning sm cp etf | $596,000 | +8.4% | 4,232 | +11.0% | 0.10% | -38.1% |
IBM | Buy | INTERNATIONAL BUSINESS MACHS | $587,000 | +11.4% | 3,816 | +26.1% | 0.10% | -36.6% |
ETN | Buy | EATON CORP PLC | $566,000 | +18.2% | 7,278 | +12.7% | 0.10% | -32.9% |
EPD | Buy | ENTERPRISE PRODS PARTNERS L | $552,000 | +14.5% | 20,397 | +16.9% | 0.10% | -34.7% |
WFC | Buy | WELLS FARGO CO NEW | $535,000 | +2.7% | 9,660 | +3.3% | 0.09% | -41.5% |
SCZ | Buy | ISHARES TReafe sml cp etf | $535,000 | +52.0% | 9,257 | +42.4% | 0.09% | -13.1% |
BMO | Buy | BANK MONTREAL QUE | $518,000 | +0.4% | 7,050 | +2.2% | 0.09% | -42.7% |
KO | Buy | COCA COLA CO | $471,000 | +46.3% | 10,511 | +38.4% | 0.08% | -16.3% |
MMT | Buy | MFS MULTIMARKET INCOME TRsh ben int | $464,000 | +11.5% | 74,855 | +10.1% | 0.08% | -36.2% |
HPI | Buy | HANCOCK JOHN PFD INCOME FDsh ben int | $459,000 | +18.0% | 20,992 | +14.7% | 0.08% | -32.8% |
PM | Buy | PHILIP MORRIS INTL INC | $462,000 | +18.8% | 3,937 | +14.3% | 0.08% | -32.8% |
VWOB | Buy | VANGUARD WHITEHALL FDS INCemerg mkt bd etf | $452,000 | +15.6% | 5,648 | +15.0% | 0.08% | -33.6% |
WM | New | WASTE MGMT INC DEL | $447,000 | – | 6,098 | +100.0% | 0.08% | – |
COLB | Buy | COLUMBIA BKG SYS INC | $443,000 | +2.1% | 11,128 | +0.0% | 0.08% | -41.7% |
NVDA | New | NVIDIA CORP | $442,000 | – | 3,057 | +100.0% | 0.08% | – |
NKE | Buy | NIKE INCcl b | $427,000 | +13.0% | 7,244 | +6.7% | 0.07% | -35.7% |
F | Buy | FORD MTR CO DEL | $428,000 | +5.7% | 38,274 | +9.9% | 0.07% | -40.3% |
WMT | Buy | WAL-MART STORES INC | $425,000 | +8.4% | 5,610 | +3.1% | 0.07% | -38.3% |
FDX | New | FEDEX CORP | $419,000 | – | 1,926 | +100.0% | 0.07% | – |
KYN | Buy | KAYNE ANDERSON MLP INVT CO | $411,000 | -4.6% | 21,790 | +6.1% | 0.07% | -45.5% |
HON | Buy | HONEYWELL INTL INC | $414,000 | +16.9% | 3,106 | +9.4% | 0.07% | -33.3% |
JSD | New | NUVEEN SHT DUR CR OPP FD | $415,000 | – | 23,795 | +100.0% | 0.07% | – |
VOO | New | VANGUARD INDEX FDS | $410,000 | – | 1,848 | +100.0% | 0.07% | – |
WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $405,000 | +27.8% | 5,175 | +35.8% | 0.07% | -27.8% |
GPP | Buy | GREEN PLAINS PARTNERS LP | $400,000 | -6.8% | 21,390 | +0.1% | 0.07% | -46.6% |
VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $393,000 | +9.8% | 9,623 | +6.9% | 0.07% | -37.6% |
SLB | Buy | SCHLUMBERGER LTD | $385,000 | -12.1% | 5,846 | +4.2% | 0.07% | -50.0% |
RY | Buy | ROYAL BK CDA MONTREAL QUE | $386,000 | +19.5% | 5,328 | +20.3% | 0.07% | -32.3% |
ABT | Buy | ABBOTT LABS | $363,000 | +65.0% | 7,470 | +51.0% | 0.06% | -6.0% |
TXN | Buy | TEXAS INSTRS INC | $357,000 | +0.6% | 4,640 | +5.4% | 0.06% | -42.6% |
EVG | Buy | EATON VANCE SH TM DR DIVR IN | $355,000 | +6.9% | 25,260 | +7.5% | 0.06% | -38.6% |
CELG | Buy | CELGENE CORP | $345,000 | +16.2% | 2,660 | +11.6% | 0.06% | -34.1% |
CBS | New | CBS CORP NEWcl b | $333,000 | – | 5,214 | +100.0% | 0.06% | – |
CVS | New | CVS HEALTH CORP | $329,000 | – | 4,084 | +100.0% | 0.06% | – |
ABBV | New | ABBVIE INC | $329,000 | – | 4,535 | +100.0% | 0.06% | – |
MYL | Buy | MYLAN N V | $327,000 | +50.7% | 8,417 | +51.4% | 0.06% | -13.6% |
APU | Buy | AMERIGAS PARTNERS L Punit l p int | $330,000 | +1.5% | 7,307 | +5.8% | 0.06% | -42.4% |
TWTR | Buy | TWITTER INC | $323,000 | +71.8% | 18,098 | +43.9% | 0.06% | -1.8% |
FPL | New | FST TR NEW OPPORT MLP & ENE | $322,000 | – | 24,504 | +100.0% | 0.06% | – |
MHLD | Buy | MAIDEN HOLDINGS LTD | $313,000 | -18.7% | 28,180 | +2.6% | 0.05% | -53.8% |
MICR | New | MICRON SOLUTIONS INC | $310,000 | – | 10,370 | +100.0% | 0.05% | – |
XLK | Buy | SELECT SECTOR SPDR TRtechnology | $309,000 | +22.6% | 5,643 | +19.6% | 0.05% | -29.9% |
BIP | New | BROOKFIELD INFRAST PARTNERSlp int unit | $305,000 | – | 7,450 | +100.0% | 0.05% | – |
RTN | Buy | RAYTHEON CO | $303,000 | +13.5% | 1,874 | +7.0% | 0.05% | -34.6% |
GGN | Buy | GAMCO GLOBAL GOLD NAT RES & | $301,000 | -1.0% | 54,650 | +0.6% | 0.05% | -44.1% |
IVW | Buy | ISHARES TRs&p 500 grwt etf | $299,000 | +37.8% | 2,183 | +32.5% | 0.05% | -21.2% |
HSY | New | HERSHEY CO | $293,000 | – | 2,731 | +100.0% | 0.05% | – |
IJT | New | ISHARES TRsp smcp600gr etf | $292,000 | – | 1,875 | +100.0% | 0.05% | – |
QDF | New | FLEXSHARES TRqualt divd idx | $292,000 | – | 7,099 | +100.0% | 0.05% | – |
NFLX | New | NETFLIX INC | $292,000 | – | 1,952 | +100.0% | 0.05% | – |
ANFI | Buy | AMIRA NATURE FOODS LTD | $285,000 | +5.2% | 51,400 | +1.5% | 0.05% | -39.8% |
HYG | Buy | ISHARES TRiboxx hi yd etf | $279,000 | +4.5% | 3,153 | +3.5% | 0.05% | -39.5% |
AVGO | Buy | BROADCOM LTD | $272,000 | +12.9% | 1,167 | +6.0% | 0.05% | -36.5% |
CHI | Buy | CALAMOS CONV OPP AND INC FDsh ben int | $260,000 | +11.6% | 23,053 | +8.6% | 0.04% | -36.6% |
CSX | Buy | CSX CORP | $251,000 | +22.4% | 4,598 | +4.5% | 0.04% | -30.2% |
ET | New | ENERGY TRANSFER EQUITY L P | $255,000 | – | 12,527 | +100.0% | 0.04% | – |
SLYV | New | SPDR SERIES TRUSTs&p 600 smcp val | $254,000 | – | 2,133 | +100.0% | 0.04% | – |
PYPL | New | PAYPAL HLDGS INC | $241,000 | – | 4,485 | +100.0% | 0.04% | – |
KHC | Buy | KRAFT HEINZ CO | $240,000 | +7.1% | 2,797 | +13.5% | 0.04% | -38.2% |
VOE | New | VANGUARD INDEX FDSmcap vl idxvip | $235,000 | – | 2,288 | +100.0% | 0.04% | – |
PHD | New | PIONEER FLOATING RATE TR | $231,000 | – | 19,401 | +100.0% | 0.04% | – |
FISV | Buy | FISERV INC | $229,000 | +8.0% | 1,871 | +1.9% | 0.04% | -38.5% |
HASI | New | HANNON ARMSTRONG SUST INFR C | $228,000 | – | 9,959 | +100.0% | 0.04% | – |
RAI | Buy | REYNOLDS AMERICAN INC | $226,000 | +8.1% | 3,475 | +5.0% | 0.04% | -39.1% |
HCP | Buy | HCP INC | $217,000 | +8.5% | 6,804 | +6.4% | 0.04% | -37.7% |
DIA | New | SPDR DOW JONES INDL AVRG ETFut ser 1 | $215,000 | – | 1,008 | +100.0% | 0.04% | – |
IGR | New | CBRE CLARION GLOBAL REAL EST | $211,000 | – | 27,314 | +100.0% | 0.04% | – |
UPS | Buy | UNITED PARCEL SERVICE INCcl b | $214,000 | +5.4% | 1,937 | +2.6% | 0.04% | -40.3% |
BNS | New | BANK N S HALIFAX | $215,000 | – | 3,570 | +100.0% | 0.04% | – |
NATI | New | NATIONAL INSTRS CORP | $215,000 | – | 5,348 | +100.0% | 0.04% | – |
FNDC | New | SCHWAB STRATEGIC TRschwb fdt int sc | $211,000 | – | 6,446 | +100.0% | 0.04% | – |
NAC | New | NUVEEN CA QUALTY MUN INCOME | $209,000 | – | 13,874 | +100.0% | 0.04% | – |
NSL | New | NUVEEN SR INCOME FD | $200,000 | – | 29,289 | +100.0% | 0.04% | – |
AMD | Buy | ADVANCED MICRO DEVICES INC | $195,000 | +12.7% | 15,617 | +31.6% | 0.03% | -35.8% |
JMM | Buy | NUVEEN MULTI MKT INCOME FD | $176,000 | +91.3% | 23,564 | +88.3% | 0.03% | +10.7% |
JPC | Buy | NUVEEN PFD INCOME OPPRTNY FD | $152,000 | +29.9% | 14,611 | +22.3% | 0.03% | -27.8% |
PSEC | Buy | PROSPECT CAPITAL CORPORATION | $137,000 | +7.0% | 16,825 | +19.1% | 0.02% | -38.5% |
VEDL | New | VEDANTA LTDsponsored adr | $96,000 | – | 11,555 | +100.0% | 0.02% | – |
RAD | New | RITE AID CORP | $49,000 | – | 16,517 | +100.0% | 0.01% | – |
AKG | New | ASANKO GOLD INC | $15,000 | – | 10,000 | +100.0% | 0.00% | – |
NVAX | New | NOVAVAX INC | $14,000 | – | 12,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-07-27
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
APPLE INC | 49 | Q2 2024 | 18.2% |
AMAZON COM INC | 49 | Q2 2024 | 8.5% |
PACCAR INC | 49 | Q2 2024 | 1.4% |
VERIZON COMMUNICATIONS INC | 49 | Q2 2024 | 1.3% |
PFIZER INC | 49 | Q2 2024 | 1.0% |
META PLATFORMS INC | 49 | Q2 2024 | 3.9% |
AT&T INC | 49 | Q2 2024 | 1.2% |
QUALCOMM INC | 49 | Q2 2024 | 1.4% |
CISCO SYS INC | 49 | Q2 2024 | 1.0% |
ALTRIA GROUP INC | 49 | Q2 2024 | 0.9% |
View NWAM LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-07-24 |
13F-HR | 2024-05-09 |
13F-HR | 2024-02-14 |
13F-HR | 2023-11-01 |
13F-HR | 2023-08-10 |
13F-HR | 2023-05-12 |
13F-HR | 2023-02-08 |
13F-HR | 2022-11-14 |
13F-HR | 2022-08-10 |
13F-HR | 2022-05-12 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.