$188 Million is the total value of NWAM LLC's 178 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 60.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $4,070,000 | +10.7% | 43,743 | +0.6% | 2.16% | +21.0% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $3,175,000 | -0.6% | 49,173 | +1.9% | 1.69% | +8.7% |
| PCAR | Buy | PACCAR INC | $2,520,000 | +10.1% | 42,584 | +3.6% | 1.34% | +20.3% |
| DJP | Buy | BARCLAYS BK PLCdjubs cmdt etn36 | $2,500,000 | +0.4% | 68,033 | +1.8% | 1.33% | +9.8% |
| CSCO | Buy | CISCO SYS INC | $1,883,000 | +1.9% | 83,952 | +6.5% | 1.00% | +11.5% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $1,729,000 | -0.8% | 21,598 | +0.2% | 0.92% | +8.4% |
| NRZ | New | NEW RESIDENTIAL INVT CORP | $1,565,000 | – | 234,239 | +100.0% | 0.83% | – |
| AFB | New | ALLIANCEBERNSTEIN NATL MUNI | $1,541,000 | – | 107,905 | +100.0% | 0.82% | – |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $1,430,000 | +5.1% | 17,896 | +5.7% | 0.76% | +14.8% |
| O | Buy | REALTY INCOME CORP | $1,370,000 | -1.1% | 36,705 | +5.3% | 0.73% | +8.0% |
| HCP | Buy | HCP INC | $1,214,000 | +3.3% | 33,413 | +16.4% | 0.64% | +13.0% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $815,000 | +6.8% | 16,073 | +2.4% | 0.43% | +16.7% |
| VB | New | VANGUARD INDEX FDSsmall cp etf | $697,000 | – | 6,343 | +100.0% | 0.37% | – |
| NCT | New | NEWCASTLE INVT CORP | $655,000 | – | 114,189 | +100.0% | 0.35% | – |
| GOOGL | New | GOOGLE INCcl a | $539,000 | – | 481 | +100.0% | 0.29% | – |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $534,000 | +8.1% | 12,813 | +2.6% | 0.28% | +18.3% |
| MCC | New | MEDLEY CAP CORP | $499,000 | – | 36,050 | +100.0% | 0.26% | – |
| ELD | Buy | WISDOMTREE TRem lcl debt fd | $483,000 | +15.6% | 10,494 | +18.3% | 0.26% | +26.1% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $433,000 | +25.1% | 4,451 | +16.2% | 0.23% | +36.9% |
| JNK | Buy | SPDR SERIES TRUSTbrc hgh yld bd | $414,000 | +16.9% | 10,204 | +14.8% | 0.22% | +27.9% |
| PCL | Buy | PLUM CREEK TIMBER CO INC | $397,000 | -0.5% | 8,533 | +0.1% | 0.21% | +8.8% |
| FIG | New | FORTRESS INVESTMENT GROUP LLcl a | $385,000 | – | 45,000 | +100.0% | 0.20% | – |
| KYN | Buy | KAYNE ANDERSON MLP INVT CO | $365,000 | +20.9% | 9,167 | +8.8% | 0.19% | +32.0% |
| ICF | Buy | ISHAREScohen&steer reit | $349,000 | 0.0% | 4,668 | +2.9% | 0.18% | +8.8% |
| GRA | New | GRACE W R & CO DEL NEW | $346,000 | – | 3,495 | +100.0% | 0.18% | – |
| ARCC | Buy | ARES CAP CORP | $323,000 | +38.0% | 18,191 | +34.6% | 0.17% | +50.0% |
| OMER | New | OMEROS CORP | $322,000 | – | 28,556 | +100.0% | 0.17% | – |
| MILLQ | New | MILLER ENERGY RES INC | $313,000 | – | 13,050 | +100.0% | 0.17% | – |
| 4945SC | Buy | KINDER MORGAN ENERGY PARTNERut ltd partner | $310,000 | +13.1% | 3,842 | +11.9% | 0.16% | +24.1% |
| BIDU | New | BAIDU INCspon adr rep a | $297,000 | – | 1,667 | +100.0% | 0.16% | – |
| MNKD | Buy | MANNKIND CORP | $293,000 | +205.2% | 56,275 | +232.5% | 0.16% | +231.9% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $264,000 | +10.0% | 2,928 | +4.1% | 0.14% | +19.7% |
| NLY | Buy | ANNALY CAP MGMT INC | $246,000 | -8.9% | 24,664 | +5.9% | 0.13% | 0.0% |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $245,000 | +7.0% | 3,372 | +1.7% | 0.13% | +17.1% |
| NTC | Buy | NUVEEN CONN PREM INCOME MUN | $239,000 | +71.9% | 23,900 | +73.3% | 0.13% | +86.8% |
| TIBX | Buy | TIBCO SOFTWARE INC | $236,000 | 0.0% | 10,500 | +13.8% | 0.12% | +8.7% |
| MLCO | New | MELCO CROWN ENTMT LTDadr | $235,000 | – | 6,000 | +100.0% | 0.12% | – |
| STIP | Buy | ISHARES0-5 yr tips etf | $211,000 | 0.0% | 2,090 | +0.2% | 0.11% | +9.8% |
| NMFC | New | NEW MTN FIN CORP | $190,000 | – | 12,600 | +100.0% | 0.10% | – |
| SONS | Buy | SONUS NETWORKS INC | $187,000 | 0.0% | 59,400 | +434.9% | 0.10% | +8.8% |
| PMM | Buy | PUTNAM MANAGED MUN INCOM TR | $162,000 | 0.0% | 24,400 | +3.0% | 0.09% | +8.9% |
| GGN | Buy | GAMCO GLOBAL GOLD NAT RES & | $144,000 | +2.9% | 16,000 | +21.0% | 0.08% | +11.8% |
| RVLT | New | REVOLUTION LIGHTING TECHNOLO | $141,000 | – | 41,100 | +100.0% | 0.08% | – |
| NAN | New | NUVEEN NY DIVID ADVNTG MUN F | $131,000 | – | 13,025 | +100.0% | 0.07% | – |
| LEO | Buy | DREYFUS STRATEGIC MUNS INC | $99,000 | -2.9% | 13,000 | +2.0% | 0.05% | +6.0% |
| PZG | New | PARAMOUNT GOLD & SILVER CORP | $28,000 | – | 30,000 | +100.0% | 0.02% | – |
| HTM | New | U S GEOTHERMAL INC | $6,000 | – | 15,000 | +100.0% | 0.00% | – |
| LGL | New | LGL GROUP INC | $1,000 | – | 12,650 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-09-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.