$879 Million is the total value of NorthRock Partners, LLC's 342 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 9.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $157,092,442 | -4.4% | 410,774 | -10.7% | 17.88% | -6.4% |
| SPYV | Sell | SPDR SER TRprtflo s&p500 vl | $82,926,885 | +2.6% | 2,132,345 | -9.0% | 9.44% | +0.5% |
| AAPL | Sell | APPLE INC | $51,049,805 | -7.7% | 392,902 | -1.9% | 5.81% | -9.6% |
| SPYG | Sell | SPDR SER TRprtflo s&p500 gw | $46,160,689 | -14.5% | 911,006 | -15.5% | 5.25% | -16.3% |
| MDYV | Sell | SPDR SER TRs&p 400 mdcp val | $42,725,055 | -1.3% | 660,152 | -11.8% | 4.86% | -3.3% |
| SLYV | Sell | SPDR SER TRs&p 600 smcp val | $33,235,538 | -10.3% | 447,798 | -18.8% | 3.78% | -12.1% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $32,564,358 | +12.1% | 488,588 | -7.8% | 3.71% | +9.8% |
| MDYG | Sell | SPDR SER TRs&p 400 mdcp grw | $28,910,649 | -7.0% | 442,465 | -14.1% | 3.29% | -8.9% |
| SLYG | Sell | SPDR SER TRs&p 600 smcp grw | $26,123,227 | -12.8% | 361,617 | -17.8% | 2.97% | -14.6% |
| PM | Sell | PHILIP MORRIS INTL INC | $14,290,140 | +9.7% | 141,193 | -10.0% | 1.63% | +7.5% |
| TGT | Sell | TARGET CORP | $10,281,428 | -31.6% | 68,984 | -31.9% | 1.17% | -33.0% |
| AMP | Sell | AMERIPRISE FINL INC | $8,463,377 | +4.7% | 27,181 | -15.3% | 0.96% | +2.4% |
| BUFR | Sell | FIRST TR EXCHNG TRADED FD VIcboe vest us eq | $6,817,240 | -1.9% | 306,945 | -8.0% | 0.78% | -4.0% |
| KHC | Sell | KRAFT HEINZ CO | $6,719,194 | +6.0% | 165,050 | -13.2% | 0.76% | +3.8% |
| MO | Sell | ALTRIA GROUP INC | $6,444,032 | -2.6% | 140,976 | -14.0% | 0.73% | -4.7% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $5,998,040 | +5.6% | 71,747 | -0.9% | 0.68% | +3.5% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $5,970,518 | +0.0% | 31,228 | -6.1% | 0.68% | -2.0% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $5,500,771 | +15.1% | 17,808 | -0.5% | 0.63% | +12.6% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $4,516,626 | +5.4% | 25,904 | -0.3% | 0.51% | +3.2% |
| JNJ | Sell | JOHNSON & JOHNSON | $4,447,482 | -0.6% | 25,177 | -8.1% | 0.51% | -2.7% |
| VOO | Sell | VANGUARD INDEX FDS | $4,233,889 | +5.4% | 12,051 | -1.5% | 0.48% | +3.2% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $4,155,926 | +10.8% | 27,369 | -1.3% | 0.47% | +8.5% |
| ABBV | Sell | ABBVIE INC | $4,113,023 | +1.7% | 25,450 | -15.5% | 0.47% | -0.4% |
| MCD | Sell | MCDONALDS CORP | $3,643,025 | -7.5% | 13,824 | -19.0% | 0.42% | -9.4% |
| ATI | Sell | ATI INC | $3,529,791 | -18.7% | 118,211 | -27.6% | 0.40% | -20.4% |
| PG | Sell | PROCTER AND GAMBLE CO | $2,990,452 | +7.4% | 19,731 | -10.6% | 0.34% | +4.9% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $2,916,767 | +5.7% | 19,234 | -5.2% | 0.33% | +3.4% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $2,863,193 | -6.0% | 10,753 | -5.6% | 0.33% | -7.9% |
| XOM | Sell | EXXON MOBIL CORP | $2,321,141 | +21.9% | 21,044 | -3.5% | 0.26% | +19.5% |
| MRK | Sell | MERCK & CO INC | $2,295,005 | +26.7% | 20,685 | -1.6% | 0.26% | +24.3% |
| CVX | Sell | CHEVRON CORP NEW | $2,263,488 | +24.2% | 12,611 | -0.6% | 0.26% | +21.7% |
| PEP | Sell | PEPSICO INC | $2,158,831 | +8.2% | 11,950 | -2.2% | 0.25% | +6.0% |
| BA | Sell | BOEING CO | $2,117,894 | +48.9% | 11,118 | -5.3% | 0.24% | +46.1% |
| COST | Sell | COSTCO WHSL CORP NEW | $1,962,907 | -7.5% | 4,300 | -4.3% | 0.22% | -9.7% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $1,858,971 | +15.5% | 8,438 | -5.3% | 0.21% | +13.4% |
| ABT | Sell | ABBOTT LABS | $1,800,101 | -35.6% | 16,396 | -43.2% | 0.20% | -36.9% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $1,769,832 | -3.8% | 3,997 | -12.7% | 0.20% | -6.1% |
| BAC | Sell | BANK AMERICA CORP | $1,752,379 | +2.4% | 52,910 | -6.6% | 0.20% | 0.0% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $1,742,746 | +7.0% | 10,025 | -0.5% | 0.20% | +4.8% |
| IJT | Sell | ISHARES TRs&p sml 600 gwt | $1,733,983 | -13.5% | 16,045 | -18.7% | 0.20% | -15.5% |
| EFG | Sell | ISHARES TReafe grwth etf | $1,716,912 | -8.4% | 20,498 | -20.7% | 0.20% | -10.6% |
| BMO | Sell | BANK MONTREAL QUE | $1,526,610 | -1.8% | 16,864 | -4.4% | 0.17% | -3.9% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $1,461,186 | -26.5% | 2,653 | -32.3% | 0.17% | -28.1% |
| WFC | Sell | WELLS FARGO CO NEW | $1,434,118 | -10.9% | 34,733 | -13.2% | 0.16% | -12.8% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $1,421,629 | -8.0% | 16,022 | -0.3% | 0.16% | -10.0% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $1,310,246 | -5.1% | 6,148 | -4.8% | 0.15% | -6.9% |
| PFF | Sell | ISHARES TRpfd and incm sec | $1,296,853 | -48.5% | 42,478 | -46.6% | 0.15% | -49.5% |
| XEL | Sell | XCEL ENERGY INC | $1,252,557 | +9.3% | 17,866 | -0.2% | 0.14% | +7.5% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,232,467 | -2.2% | 31,281 | -5.7% | 0.14% | -4.1% |
| SBUX | Sell | STARBUCKS CORP | $1,158,165 | +3.7% | 11,675 | -11.9% | 0.13% | +1.5% |
| INTC | Sell | INTEL CORP | $1,103,119 | -30.5% | 41,737 | -32.3% | 0.13% | -31.9% |
| ORCC | Sell | OWL ROCK CAPITAL CORPORATION | $1,065,256 | -29.0% | 92,230 | -36.2% | 0.12% | -30.5% |
| EW | Sell | EDWARDS LIFESCIENCES CORP | $1,061,327 | -16.8% | 14,225 | -7.9% | 0.12% | -18.2% |
| DE | Sell | DEERE & CO | $1,057,322 | +28.2% | 2,466 | -0.2% | 0.12% | +25.0% |
| DHR | Sell | DANAHER CORPORATION | $1,048,831 | +0.6% | 3,952 | -2.1% | 0.12% | -1.7% |
| SLY | Sell | SPDR SER TRs&p 600 sml cap | $1,030,502 | -19.1% | 12,535 | -25.5% | 0.12% | -20.9% |
| WEC | Sell | WEC ENERGY GROUP INC | $997,928 | -17.7% | 10,643 | -21.5% | 0.11% | -19.1% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $1,003,886 | +14.3% | 7,125 | -3.6% | 0.11% | +11.8% |
| VONV | Sell | VANGUARD SCOTTSDALE FDSvng rus1000val | $979,690 | +11.2% | 14,714 | -0.3% | 0.11% | +9.8% |
| DIS | Sell | DISNEY WALT CO | $965,751 | -36.8% | 11,116 | -31.3% | 0.11% | -37.9% |
| IYH | Sell | ISHARES TRus hlthcare etf | $903,616 | +7.8% | 3,185 | -3.8% | 0.10% | +6.2% |
| LMT | Sell | LOCKHEED MARTIN CORP | $896,358 | +25.5% | 1,843 | -0.3% | 0.10% | +22.9% |
| MMM | Sell | 3M CO | $876,543 | -16.4% | 7,309 | -23.0% | 0.10% | -18.0% |
| ORCL | Sell | ORACLE CORP | $865,573 | +29.0% | 10,589 | -3.6% | 0.10% | +26.9% |
| TXN | Sell | TEXAS INSTRS INC | $761,282 | -9.8% | 4,608 | -15.4% | 0.09% | -11.2% |
| DVY | Sell | ISHARES TRselect divid etf | $763,179 | +11.7% | 6,328 | -0.6% | 0.09% | +10.1% |
| QUAL | Sell | ISHARES TRmsci usa qlt fct | $725,127 | -13.3% | 6,363 | -20.9% | 0.08% | -14.4% |
| SO | Sell | SOUTHERN CO | $698,431 | -1.4% | 9,781 | -6.0% | 0.08% | -3.7% |
| BLK | Sell | BLACKROCK INC | $694,849 | +25.7% | 981 | -2.5% | 0.08% | +23.4% |
| CRM | Sell | SALESFORCE INC | $666,540 | -17.3% | 5,027 | -10.3% | 0.08% | -19.1% |
| NKE | Sell | NIKE INCcl b | $650,397 | -7.7% | 5,558 | -34.4% | 0.07% | -9.8% |
| DUK | Sell | DUKE ENERGY CORP NEW | $652,428 | -9.5% | 6,335 | -18.2% | 0.07% | -11.9% |
| QCOM | Sell | QUALCOMM INC | $622,447 | -15.9% | 5,662 | -13.5% | 0.07% | -17.4% |
| CVS | Sell | CVS HEALTH CORP | $595,784 | -12.6% | 6,393 | -10.6% | 0.07% | -13.9% |
| SCHX | Sell | SCHWAB STRATEGIC TRus lrg cap etf | $563,325 | -18.5% | 12,477 | -23.5% | 0.06% | -20.0% |
| EFV | Sell | ISHARES TReafe value etf | $560,975 | -10.8% | 12,227 | -25.2% | 0.06% | -12.3% |
| UNP | Sell | UNION PAC CORP | $550,948 | -29.8% | 2,661 | -34.0% | 0.06% | -30.8% |
| SCHD | Sell | SCHWAB STRATEGIC TRus dividend eq | $512,291 | -13.6% | 6,782 | -24.1% | 0.06% | -15.9% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $495,032 | -1.0% | 9,784 | -1.9% | 0.06% | -3.4% |
| ALL | Sell | ALLSTATE CORP | $487,607 | +4.0% | 3,596 | -4.5% | 0.06% | +1.8% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $481,096 | -23.1% | 5,083 | -29.2% | 0.06% | -24.7% |
| VGT | Sell | VANGUARD WORLD FDSinf tech etf | $479,371 | +0.9% | 1,501 | -2.9% | 0.06% | 0.0% |
| TFC | Sell | TRUIST FINL CORP | $483,571 | -11.1% | 11,238 | -10.1% | 0.06% | -12.7% |
| EL | Sell | LAUDER ESTEE COS INCcl a | $472,898 | +11.8% | 1,906 | -2.6% | 0.05% | +10.2% |
| WM | Sell | WASTE MGMT INC DEL | $476,735 | -5.0% | 3,039 | -3.0% | 0.05% | -6.9% |
| GIS | Sell | GENERAL MLS INC | $466,531 | -20.8% | 5,564 | -27.7% | 0.05% | -22.1% |
| SUSA | Sell | ISHARES TRmsci usa esg slc | $462,240 | +2.7% | 5,615 | -5.4% | 0.05% | +1.9% |
| KLAC | Sell | KLA CORP | $450,208 | +23.3% | 1,194 | -1.0% | 0.05% | +21.4% |
| ZTS | Sell | ZOETIS INCcl a | $438,771 | -9.3% | 2,994 | -8.3% | 0.05% | -10.7% |
| PYPL | Sell | PAYPAL HLDGS INC | $427,961 | -36.0% | 6,009 | -22.7% | 0.05% | -37.2% |
| DFS | Sell | DISCOVER FINL SVCS | $425,365 | +2.7% | 4,348 | -4.4% | 0.05% | 0.0% |
| BX | Sell | BLACKSTONE INC | $417,099 | -29.3% | 5,622 | -20.3% | 0.05% | -31.9% |
| MSI | Sell | MOTOROLA SOLUTIONS INC | $396,423 | -33.7% | 1,538 | -42.4% | 0.04% | -34.8% |
| NCBS | Sell | NICOLET BANKSHARES INC | $396,556 | +4.9% | 4,970 | -7.5% | 0.04% | +2.3% |
| F | Sell | FORD MTR CO DEL | $388,510 | -36.4% | 33,406 | -38.8% | 0.04% | -38.0% |
| IHI | Sell | ISHARES TRu.s. med dvc etf | $376,296 | +11.3% | 7,158 | -0.2% | 0.04% | +10.3% |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $353,245 | -29.4% | 2,224 | -36.1% | 0.04% | -31.0% |
| OEF | Sell | ISHARES TRs&p 100 etf | $355,265 | +3.0% | 2,083 | -2.0% | 0.04% | 0.0% |
| MCHP | Sell | MICROCHIP TECHNOLOGY INC. | $325,398 | -0.2% | 4,632 | -13.4% | 0.04% | -2.6% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $314,956 | +5.7% | 3,449 | -4.6% | 0.04% | +2.9% |
| ARCC | Sell | ARES CAPITAL CORP | $313,140 | -20.7% | 16,954 | -27.6% | 0.04% | -21.7% |
| IQLT | Sell | ISHARES TRmsci intl qualty | $308,256 | -12.9% | 9,517 | -25.2% | 0.04% | -14.6% |
| IYW | Sell | ISHARES TRu.s. tech etf | $300,120 | -23.4% | 4,029 | -24.6% | 0.03% | -26.1% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $276,883 | +4.5% | 1,359 | -3.8% | 0.03% | +3.2% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $270,335 | +1.2% | 2,172 | -3.3% | 0.03% | 0.0% |
| IWR | Sell | ISHARES TRrus mid cap etf | $269,106 | +5.9% | 3,990 | -2.4% | 0.03% | +3.3% |
| IYF | Sell | ISHARES TRu.s. finls etf | $267,994 | -3.6% | 3,551 | -13.8% | 0.03% | -3.1% |
| AOM | Sell | ISHARES TRmodert alloc etf | $263,637 | +0.2% | 6,936 | -3.6% | 0.03% | -3.2% |
| EXC | Sell | EXELON CORP | $267,249 | -12.7% | 6,182 | -24.4% | 0.03% | -16.7% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $259,867 | -14.8% | 6,667 | -20.4% | 0.03% | -14.3% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $252,628 | -12.6% | 1,800 | -23.0% | 0.03% | -14.7% |
| ES | Sell | EVERSOURCE ENERGY | $253,436 | +1.0% | 3,023 | -6.1% | 0.03% | 0.0% |
| PNC | Sell | PNC FINL SVCS GROUP INC | $256,217 | -39.1% | 1,622 | -42.4% | 0.03% | -40.8% |
| RMD | Sell | RESMED INC | $251,213 | -12.5% | 1,207 | -8.3% | 0.03% | -12.1% |
| VONG | Sell | VANGUARD SCOTTSDALE FDSvng rus1000grw | $256,005 | -0.4% | 4,645 | -2.0% | 0.03% | -3.3% |
| MBB | Sell | ISHARES TRmbs etf | $245,046 | -5.0% | 2,574 | -7.2% | 0.03% | -6.7% |
| NSC | Sell | NORFOLK SOUTHN CORP | $244,695 | +5.0% | 993 | -10.8% | 0.03% | +3.7% |
| FCX | Sell | FREEPORT-MCMORAN INCcl b | $245,080 | -19.9% | 6,449 | -42.4% | 0.03% | -22.2% |
| CMI | Sell | CUMMINS INC | $233,325 | +5.1% | 963 | -11.7% | 0.03% | +3.8% |
| BBY | Sell | BEST BUY INC | $237,055 | +9.7% | 2,955 | -13.4% | 0.03% | +8.0% |
| GPC | Sell | GENUINE PARTS CO | $240,448 | -10.3% | 1,386 | -22.7% | 0.03% | -12.9% |
| MDT | Sell | MEDTRONIC PLC | $239,457 | -53.0% | 3,081 | -51.2% | 0.03% | -54.2% |
| ECL | Sell | ECOLAB INC | $217,661 | -19.7% | 1,495 | -20.3% | 0.02% | -19.4% |
| TEL | Sell | TE CONNECTIVITY LTD | $218,579 | -17.2% | 1,904 | -20.3% | 0.02% | -19.4% |
| UNM | Sell | UNUM GROUP | $212,816 | +5.9% | 5,187 | -0.1% | 0.02% | +4.3% |
| CL | Sell | COLGATE PALMOLIVE CO | $212,423 | -12.6% | 2,696 | -22.1% | 0.02% | -14.3% |
| CSX | Sell | CSX CORP | $208,705 | -3.4% | 6,737 | -16.8% | 0.02% | -4.0% |
| BDX | Sell | BECTON DICKINSON & CO | $202,557 | -14.2% | 797 | -24.6% | 0.02% | -14.8% |
| TQQQ | Sell | PROSHARES TRultrapro qqq | $175,906 | -10.7% | 10,168 | -0.1% | 0.02% | -13.0% |
| LUMN | Sell | LUMEN TECHNOLOGIES INC | $71,316 | -49.1% | 13,662 | -28.8% | 0.01% | -50.0% |
| CLXT | Sell | CALYXT INC | $7,736 | -14.0% | 52,448 | -2.0% | 0.00% | 0.0% |
| VYNT | Exit | VYANT BIO INC | $0 | – | -18,832 | -100.0% | -0.00% | – |
| SPYX | Exit | SPDR SER TRspdr s&p 500 etf | $0 | – | -2,351 | -100.0% | -0.02% | – |
| GNRC | Exit | GENERAC HLDGS INC | $0 | – | -1,197 | -100.0% | -0.02% | – |
| PSA | Exit | PUBLIC STORAGE | $0 | – | -773 | -100.0% | -0.03% | – |
| ADSK | Exit | AUTODESK INC | $0 | – | -1,182 | -100.0% | -0.03% | – |
| D | Exit | DOMINION ENERGY INC | $0 | – | -3,577 | -100.0% | -0.03% | – |
| PANW | Exit | PALO ALTO NETWORKS INC | $0 | – | -1,632 | -100.0% | -0.03% | – |
| VEA | Exit | VANGUARD TAX-MANAGED FDSvan ftse dev mkt | $0 | – | -7,746 | -100.0% | -0.03% | – |
| SCHG | Exit | SCHWAB STRATEGIC TRus lcap gr etf | $0 | – | -5,016 | -100.0% | -0.03% | – |
| PAYX | Exit | PAYCHEX INC | $0 | – | -2,791 | -100.0% | -0.04% | – |
| WPC | Exit | WP CAREY INC | $0 | – | -6,037 | -100.0% | -0.05% | – |
| DWX | Exit | SPDR INDEX SHS FDSs&p intl etf | $0 | – | -16,503 | -100.0% | -0.06% | – |
| IEFA | Exit | ISHARES TRcore msci eafe | $0 | – | -13,449 | -100.0% | -0.08% | – |
| JPST | Exit | J P MORGAN EXCHANGE TRADED Fultra shrt inc | $0 | – | -122,534 | -100.0% | -0.71% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.