$1.2 Billion is the total value of NorthRock Partners, LLC's 257 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 16.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MDYV | Sell | SPDR SER TRs&p 400 mdcp val | $64,190,000 | +2.2% | 950,681 | -0.9% | 5.36% | -6.1% |
| SLYV | Sell | SPDR SER TRs&p 600 smcp val | $60,600,000 | +2.1% | 707,030 | -2.4% | 5.06% | -6.3% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $45,062,000 | -6.8% | 721,677 | -12.6% | 3.76% | -14.4% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $33,857,000 | +10.0% | 124,713 | -1.5% | 2.83% | +1.0% |
| PM | Sell | PHILIP MORRIS INTL INC | $29,053,000 | +4.6% | 293,137 | -6.4% | 2.43% | -4.0% |
| MO | Sell | ALTRIA GROUP INC | $14,759,000 | -6.8% | 309,537 | -0.0% | 1.23% | -14.4% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $12,505,000 | +6.4% | 56,123 | -1.3% | 1.04% | -2.2% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $11,046,000 | +2.7% | 97,583 | -7.4% | 0.92% | -5.6% |
| ORCC | Sell | OWL ROCK CAPITAL CORPORATION | $9,658,000 | +3.4% | 676,787 | -0.2% | 0.81% | -5.1% |
| JPST | Sell | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $9,167,000 | -29.6% | 180,667 | -29.6% | 0.77% | -35.4% |
| ABBV | Sell | ABBVIE INC | $7,328,000 | +3.9% | 65,053 | -0.2% | 0.61% | -4.7% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $7,243,000 | +3.2% | 46,792 | -1.9% | 0.60% | -5.2% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $5,939,000 | +1.2% | 37,445 | -3.3% | 0.50% | -7.1% |
| KHC | Sell | KRAFT HEINZ CO | $4,725,000 | -12.8% | 115,864 | -14.5% | 0.40% | -19.9% |
| IJT | Sell | ISHARES TRs&p sml 600 gwt | $4,700,000 | -3.8% | 35,434 | -7.0% | 0.39% | -11.5% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $4,290,000 | +9.9% | 12,105 | -1.0% | 0.36% | +0.8% |
| EFG | Sell | ISHARES TReafe grwth etf | $4,017,000 | -14.6% | 37,448 | -20.0% | 0.34% | -21.5% |
| VXF | Sell | VANGUARD INDEX FDSextend mkt etf | $3,782,000 | +6.4% | 20,054 | -0.2% | 0.32% | -2.2% |
| JPM | Sell | JPMORGAN CHASE & CO | $3,761,000 | 0.0% | 24,178 | -2.1% | 0.31% | -8.2% |
| EFV | Sell | ISHARES TReafe value etf | $3,392,000 | -65.3% | 65,532 | -65.9% | 0.28% | -68.2% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $2,638,000 | +10.1% | 9,197 | -1.3% | 0.22% | +0.9% |
| PEP | Sell | PEPSICO INC | $2,084,000 | +3.4% | 14,067 | -1.3% | 0.17% | -4.9% |
| SLY | Sell | SPDR SER TRs&p 600 sml cap | $1,962,000 | +3.0% | 20,075 | -0.9% | 0.16% | -5.2% |
| BMO | Sell | BANK MONTREAL QUE | $1,782,000 | +15.0% | 17,363 | -0.1% | 0.15% | +5.7% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $1,708,000 | -0.2% | 7,638 | -1.1% | 0.14% | -8.3% |
| ARCC | Sell | ARES CAPITAL CORP | $1,677,000 | +4.0% | 85,594 | -0.7% | 0.14% | -4.8% |
| EW | Sell | EDWARDS LIFESCIENCES CORP | $1,640,000 | +14.1% | 15,837 | -7.8% | 0.14% | +4.6% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $1,541,000 | -6.2% | 3,138 | -9.1% | 0.13% | -13.4% |
| SCHK | Sell | SCHWAB STRATEGIC TR1000 index etf | $1,513,000 | +6.1% | 35,455 | -2.0% | 0.13% | -3.1% |
| T | Sell | AT&T INC | $1,388,000 | -27.2% | 48,239 | -23.4% | 0.12% | -32.9% |
| BAX | Sell | BAXTER INTL INC | $1,366,000 | -5.1% | 16,966 | -0.6% | 0.11% | -13.0% |
| DVY | Sell | ISHARES TRselect divid etf | $1,280,000 | +1.8% | 10,972 | -0.4% | 0.11% | -6.1% |
| PFE | Sell | PFIZER INC | $1,217,000 | -9.0% | 31,065 | -15.8% | 0.10% | -16.4% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $1,174,000 | +6.3% | 2,732 | -1.5% | 0.10% | -2.0% |
| WRAP | Sell | WRAP TECHNOLOGIES INC | $1,093,000 | +41.2% | 139,198 | -0.0% | 0.09% | +30.0% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $940,000 | -2.1% | 8,319 | -6.0% | 0.08% | -9.2% |
| IEFA | Sell | ISHARES TRcore msci eafe | $949,000 | +2.3% | 12,681 | -1.6% | 0.08% | -6.0% |
| IWS | Sell | ISHARES TRrus mdcp val etf | $911,000 | +5.1% | 7,922 | -0.1% | 0.08% | -3.8% |
| K | Sell | KELLOGG CO | $856,000 | -2.7% | 13,302 | -4.3% | 0.07% | -10.0% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $852,000 | +1.4% | 8,082 | -3.1% | 0.07% | -6.6% |
| IWR | Sell | ISHARES TRrus mid cap etf | $742,000 | +6.2% | 9,366 | -1.0% | 0.06% | -3.1% |
| HDV | Sell | ISHARES TRcore high dv etf | $744,000 | -4.1% | 7,708 | -5.7% | 0.06% | -12.7% |
| AON | Sell | AON PLC | $736,000 | +1.9% | 3,081 | -1.8% | 0.06% | -7.6% |
| ALL | Sell | ALLSTATE CORP | $726,000 | +11.5% | 5,569 | -1.8% | 0.06% | +3.4% |
| LOW | Sell | LOWES COS INC | $714,000 | +1.4% | 3,683 | -0.4% | 0.06% | -6.2% |
| DEM | Sell | WISDOMTREE TRemer mkt high fd | $709,000 | -85.6% | 16,984 | -86.0% | 0.06% | -86.9% |
| FEYE | Sell | FIREEYE INC | $704,000 | +2.3% | 34,841 | -0.9% | 0.06% | -6.3% |
| PTPI | Sell | PETROS PHARMACEUTICALS INC | $686,000 | -45.5% | 219,188 | -35.1% | 0.06% | -50.4% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $630,000 | -0.8% | 2,778 | -0.8% | 0.05% | -8.6% |
| IEMG | Sell | ISHARES INCcore msci emkt | $633,000 | +1.1% | 9,449 | -2.9% | 0.05% | -7.0% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $640,000 | +4.7% | 6,288 | -5.5% | 0.05% | -5.4% |
| AXP | Sell | AMERICAN EXPRESS CO | $528,000 | +13.3% | 3,194 | -3.0% | 0.04% | +4.8% |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $505,000 | +9.1% | 6,944 | -2.4% | 0.04% | 0.0% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $487,000 | +8.0% | 2,341 | -11.7% | 0.04% | 0.0% |
| ORCL | Sell | ORACLE CORP | $469,000 | +6.8% | 6,027 | -3.7% | 0.04% | -2.5% |
| OEF | Sell | ISHARES TRs&p 100 etf | $451,000 | +8.9% | 2,300 | -0.2% | 0.04% | 0.0% |
| SHOP | Sell | SHOPIFY INCcl a | $459,000 | +28.6% | 314 | -2.8% | 0.04% | +18.8% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $411,000 | +7.9% | 17,041 | -1.4% | 0.03% | -2.9% |
| VGT | Sell | VANGUARD WORLD FDSinf tech etf | $400,000 | -19.8% | 1,003 | -27.9% | 0.03% | -26.7% |
| MMC | Sell | MARSH & MCLENNAN COS INC | $360,000 | +9.4% | 2,556 | -5.4% | 0.03% | 0.0% |
| ATRC | Sell | ATRICURE INC | $277,000 | +20.4% | 3,493 | -0.7% | 0.02% | +9.5% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $278,000 | -6.4% | 1,033 | -9.4% | 0.02% | -14.8% |
| TSN | Sell | TYSON FOODS INCcl a | $274,000 | -24.7% | 3,715 | -24.1% | 0.02% | -30.3% |
| FSK | Sell | FS KKR CAP CORP | $255,000 | -95.4% | 11,834 | -95.8% | 0.02% | -95.8% |
| HAL | Sell | HALLIBURTON CO | $246,000 | +3.4% | 10,656 | -3.7% | 0.02% | -4.5% |
| PBW | Sell | INVESCO EXCHANGE TRADED FD Twilderhil clan | $236,000 | -7.1% | 2,535 | -1.6% | 0.02% | -13.0% |
| STZ | Sell | CONSTELLATION BRANDS INCcl a | $233,000 | -0.4% | 997 | -2.8% | 0.02% | -9.5% |
| NSC | Sell | NORFOLK SOUTHN CORP | $210,000 | -39.1% | 792 | -38.4% | 0.02% | -41.9% |
| SYY | Sell | SYSCO CORP | $211,000 | -19.2% | 2,714 | -18.2% | 0.02% | -25.0% |
| AGG | Sell | ISHARES TRcore us aggbd et | $203,000 | -2.9% | 1,759 | -4.0% | 0.02% | -10.5% |
| IDV | Sell | ISHARES TRintl sel div etf | $205,000 | -35.3% | 6,331 | -37.2% | 0.02% | -41.4% |
| SRAX | Sell | SRAX INCcl a | $77,000 | -68.6% | 14,236 | -72.5% | 0.01% | -72.7% |
| Exit | KANDI TECHNOLOGIES GROUP INCcall | $0 | – | -1,400 | -100.0% | -0.00% | – | |
| XSPA | Exit | XPRESSPA GROUP INC | $0 | – | -10,096 | -100.0% | -0.00% | – |
| GNSS | Exit | GENASYS INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| Exit | KINROSS GOLD CORPcall | $0 | – | -15,000 | -100.0% | -0.01% | – | |
| REFR | Exit | RESEARCH FRONTIERS INC | $0 | – | -40,000 | -100.0% | -0.01% | – |
| USAU | Exit | U S GOLD CORP | $0 | – | -15,000 | -100.0% | -0.01% | – |
| BLL | Exit | BALL CORP | $0 | – | -2,402 | -100.0% | -0.02% | – |
| MGEE | Exit | MGE ENERGY INC | $0 | – | -2,955 | -100.0% | -0.02% | – |
| CSGP | Exit | COSTAR GROUP INC | $0 | – | -300 | -100.0% | -0.02% | – |
| PLTR | Exit | PALANTIR TECHNOLOGIES INCcl a | $0 | – | -14,774 | -100.0% | -0.03% | – |
| ED | Exit | CONSOLIDATED EDISON INC | $0 | – | -5,105 | -100.0% | -0.04% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -31,154 | -100.0% | -0.04% | – |
| FSKR | Exit | FS KKR CAP CORP II | $0 | – | -98,708 | -100.0% | -0.18% | – |
| Exit | AKERS BIOSCIENCES INC | $0 | – | -337,600 | -100.0% | -0.20% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-08-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.