$1.01 Billion is the total value of NorthRock Partners, LLC's 233 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 15.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Sell | APPLE INC | $53,439,000 | +9.2% | 402,733 | -4.7% | 5.27% | -3.0% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $45,899,000 | -1.5% | 784,994 | -3.2% | 4.52% | -12.5% |
| TGT | Sell | TARGET CORP | $36,459,000 | +12.0% | 206,530 | -0.2% | 3.59% | -0.5% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $31,229,000 | -3.0% | 129,505 | -12.7% | 3.08% | -13.8% |
| PM | Sell | PHILIP MORRIS INTL INC | $27,292,000 | +2.6% | 329,650 | -7.0% | 2.69% | -8.8% |
| EFV | Sell | ISHARES TReafe value etf | $17,138,000 | +4.2% | 363,099 | -10.9% | 1.69% | -7.4% |
| MO | Sell | ALTRIA GROUP INC | $13,610,000 | +0.6% | 331,950 | -5.2% | 1.34% | -10.6% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $11,768,000 | +10.0% | 60,458 | -3.7% | 1.16% | -2.2% |
| DEM | Sell | WISDOMTREE TRemer mkt high fd | $10,624,000 | +6.5% | 254,624 | -0.7% | 1.05% | -5.4% |
| AMP | Sell | AMERIPRISE FINL INC | $8,055,000 | -26.4% | 41,452 | -41.6% | 0.79% | -34.5% |
| MSFT | Sell | MICROSOFT CORP | $7,227,000 | -3.4% | 32,493 | -8.7% | 0.71% | -14.2% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $5,412,000 | +14.5% | 39,582 | -1.1% | 0.53% | +1.7% |
| AMZN | Sell | AMAZON COM INC | $5,348,000 | -17.8% | 1,642 | -20.6% | 0.53% | -27.0% |
| EFG | Sell | ISHARES TReafe grwth etf | $5,268,000 | +8.7% | 52,208 | -3.2% | 0.52% | -3.4% |
| KHC | Sell | KRAFT HEINZ CO | $4,986,000 | -10.4% | 143,851 | -22.6% | 0.49% | -20.4% |
| FSK | Sell | FS KKR CAP CORP | $4,798,000 | +2.2% | 289,733 | -2.1% | 0.47% | -9.2% |
| JNJ | Sell | JOHNSON & JOHNSON | $4,482,000 | +2.3% | 28,479 | -3.3% | 0.44% | -9.1% |
| IJT | Sell | ISHARES TRs&p sml 600 gwt | $4,473,000 | +20.0% | 39,175 | -7.3% | 0.44% | +6.8% |
| INTC | Sell | INTEL CORP | $4,476,000 | -5.4% | 89,848 | -1.7% | 0.44% | -16.0% |
| VXF | Sell | VANGUARD INDEX FDSextend mkt etf | $4,018,000 | +23.3% | 24,401 | -2.9% | 0.40% | +9.7% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $3,970,000 | +1.8% | 12,653 | -9.9% | 0.39% | -9.7% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $3,757,000 | -0.1% | 16,201 | -8.2% | 0.37% | -11.3% |
| PG | Sell | PROCTER AND GAMBLE CO | $3,467,000 | -9.1% | 24,916 | -9.2% | 0.34% | -19.1% |
| TSLA | Sell | TESLA INC | $3,291,000 | +38.9% | 4,663 | -15.6% | 0.32% | +23.2% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $3,097,000 | -9.8% | 24,599 | -12.8% | 0.30% | -19.9% |
| JPM | Sell | JPMORGAN CHASE & CO | $3,058,000 | +23.7% | 24,067 | -6.3% | 0.30% | +9.9% |
| T | Sell | AT&T INC | $2,577,000 | -35.6% | 89,598 | -36.2% | 0.25% | -42.8% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $2,492,000 | -13.7% | 42,411 | -12.7% | 0.25% | -23.1% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $2,476,000 | +8.0% | 9,773 | -2.9% | 0.24% | -3.9% |
| ABT | Sell | ABBOTT LABS | $2,414,000 | -4.8% | 22,052 | -5.4% | 0.24% | -15.3% |
| DIS | Sell | DISNEY WALT CO | $2,302,000 | +44.1% | 12,708 | -1.3% | 0.23% | +28.2% |
| BA | Sell | BOEING CO | $2,248,000 | +23.0% | 10,503 | -5.1% | 0.22% | +9.4% |
| FSKR | Sell | FS KKR CAP CORP II | $2,186,000 | -7.8% | 133,293 | -17.3% | 0.22% | -18.3% |
| PEP | Sell | PEPSICO INC | $2,142,000 | +0.4% | 14,446 | -6.1% | 0.21% | -11.0% |
| SDY | Sell | SPDR SER TRs&p divid etf | $2,123,000 | +5.1% | 20,042 | -8.3% | 0.21% | -6.7% |
| MCD | Sell | MCDONALDS CORP | $2,020,000 | -3.9% | 9,415 | -1.7% | 0.20% | -14.6% |
| HON | Sell | HONEYWELL INTL INC | $1,875,000 | +22.3% | 8,815 | -5.3% | 0.18% | +8.8% |
| VOO | Sell | VANGUARD INDEX FDS | $1,856,000 | -3.2% | 5,400 | -13.3% | 0.18% | -14.1% |
| EW | Sell | EDWARDS LIFESCIENCES CORP | $1,583,000 | +5.5% | 17,351 | -7.7% | 0.16% | -6.0% |
| ARCC | Sell | ARES CAPITAL CORP | $1,561,000 | +2.2% | 92,401 | -15.6% | 0.15% | -8.9% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $1,500,000 | +15.8% | 3,573 | -6.5% | 0.15% | +2.8% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $1,491,000 | +4.5% | 4,253 | -7.0% | 0.15% | -7.0% |
| SO | Sell | SOUTHERN CO | $1,477,000 | +9.2% | 24,044 | -3.6% | 0.15% | -2.7% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $1,452,000 | -9.3% | 7,121 | -14.0% | 0.14% | -19.7% |
| BAX | Sell | BAXTER INTL INC | $1,369,000 | -0.5% | 17,059 | -0.3% | 0.14% | -11.8% |
| SCHK | Sell | SCHWAB STRATEGIC TR1000 index etf | $1,353,000 | +9.5% | 36,180 | -3.4% | 0.13% | -2.9% |
| MRK | Sell | MERCK & CO. INC | $1,323,000 | -3.4% | 16,174 | -2.0% | 0.13% | -14.5% |
| BMO | Sell | BANK MONTREAL QUE | $1,321,000 | +23.6% | 17,392 | -5.2% | 0.13% | +9.2% |
| SBUX | Sell | STARBUCKS CORP | $1,279,000 | +19.8% | 11,959 | -3.8% | 0.13% | +6.8% |
| MMM | Sell | 3M CO | $1,229,000 | -24.0% | 7,029 | -30.4% | 0.12% | -32.4% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $1,161,000 | -11.0% | 3,094 | -20.2% | 0.11% | -21.4% |
| DVY | Sell | ISHARES TRselect divid etf | $1,130,000 | +12.7% | 11,745 | -4.5% | 0.11% | 0.0% |
| ED | Sell | CONSOLIDATED EDISON INC | $1,092,000 | -35.6% | 15,105 | -30.7% | 0.11% | -42.6% |
| KO | Sell | COCA COLA CO | $1,028,000 | -5.3% | 18,744 | -14.7% | 0.10% | -15.8% |
| BAC | Sell | BK OF AMERICA CORP | $1,005,000 | +17.0% | 33,142 | -7.1% | 0.10% | +4.2% |
| CSCO | Sell | CISCO SYS INC | $923,000 | +4.2% | 20,629 | -8.3% | 0.09% | -7.1% |
| NVDA | Sell | NVIDIA CORPORATION | $926,000 | -5.3% | 1,773 | -1.8% | 0.09% | -15.7% |
| VONV | Sell | VANGUARD SCOTTSDALE FDSvng rus1000val | $911,000 | +15.0% | 7,601 | -0.4% | 0.09% | +2.3% |
| NFLX | Sell | NETFLIX INC | $890,000 | -27.5% | 1,645 | -33.0% | 0.09% | -35.3% |
| PFE | Sell | PFIZER INC | $876,000 | -11.4% | 23,794 | -11.7% | 0.09% | -21.8% |
| CVX | Sell | CHEVRON CORP NEW | $868,000 | -27.5% | 10,274 | -38.3% | 0.09% | -35.3% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $856,000 | +18.1% | 9,316 | -9.8% | 0.08% | +5.0% |
| K | Sell | KELLOGG CO | $839,000 | -19.6% | 13,486 | -16.5% | 0.08% | -28.4% |
| CEF | Sell | SPROTT PHYSICAL GOLD & SILVEtr unit | $837,000 | -17.3% | 43,280 | -21.6% | 0.08% | -26.8% |
| NKE | Sell | NIKE INCcl b | $812,000 | +9.4% | 5,737 | -2.9% | 0.08% | -2.4% |
| HD | Sell | HOME DEPOT INC | $810,000 | -10.7% | 3,048 | -6.7% | 0.08% | -20.8% |
| COST | Sell | COSTCO WHSL CORP NEW | $753,000 | 0.0% | 1,999 | -5.7% | 0.07% | -11.9% |
| VYM | Sell | VANGUARD WHITEHALL FDShigh div yld | $740,000 | -25.3% | 8,153 | -32.7% | 0.07% | -33.6% |
| AON | Sell | AON PLC | $742,000 | -0.1% | 3,510 | -2.6% | 0.07% | -11.0% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $738,000 | -3.3% | 8,689 | -10.1% | 0.07% | -14.1% |
| IWR | Sell | ISHARES TRrus mid cap etf | $713,000 | +4.9% | 10,408 | -12.2% | 0.07% | -6.7% |
| IHI | Sell | ISHARES TRu.s. med dvc etf | $695,000 | +5.5% | 2,124 | -3.4% | 0.07% | -6.8% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $665,000 | +7.6% | 3,391 | -17.8% | 0.07% | -4.3% |
| XOM | Sell | EXXON MOBIL CORP | $662,000 | -20.6% | 16,071 | -33.8% | 0.06% | -29.3% |
| ALL | Sell | ALLSTATE CORP | $641,000 | +1.9% | 5,832 | -12.7% | 0.06% | -10.0% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $590,000 | +0.9% | 11,776 | -12.9% | 0.06% | -10.8% |
| LOW | Sell | LOWES COS INC | $590,000 | -4.7% | 3,678 | -1.5% | 0.06% | -15.9% |
| CAT | Sell | CATERPILLAR INC | $577,000 | +4.7% | 3,170 | -14.1% | 0.06% | -6.6% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $581,000 | -23.8% | 2,495 | -3.7% | 0.06% | -32.9% |
| SLB | Sell | SCHLUMBERGER LTD | $571,000 | +38.3% | 26,136 | -1.5% | 0.06% | +21.7% |
| FB | Sell | FACEBOOK INCcl a | $571,000 | -36.1% | 2,089 | -38.7% | 0.06% | -43.4% |
| GPK | Sell | GRAPHIC PACKAGING HLDG CO | $538,000 | +20.1% | 31,740 | -0.1% | 0.05% | +6.0% |
| AZN | Sell | ASTRAZENECA PLCsponsored adr | $530,000 | -51.0% | 10,605 | -46.3% | 0.05% | -56.7% |
| VOE | Sell | VANGUARD INDEX FDSmcap vl idxvip | $515,000 | +9.8% | 4,327 | -6.5% | 0.05% | -1.9% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $507,000 | -21.9% | 25,859 | -37.1% | 0.05% | -30.6% |
| KMB | Sell | KIMBERLY-CLARK CORP | $491,000 | -15.2% | 3,641 | -7.1% | 0.05% | -25.0% |
| QCOM | Sell | QUALCOMM INC | $489,000 | +12.9% | 3,211 | -12.7% | 0.05% | 0.0% |
| IDV | Sell | ISHARES TRintl sel div etf | $489,000 | +6.3% | 16,590 | -10.1% | 0.05% | -5.9% |
| NVS | Sell | NOVARTIS AGsponsored adr | $477,000 | -1.2% | 5,051 | -9.1% | 0.05% | -13.0% |
| V | Sell | VISA INC | $467,000 | -14.8% | 2,133 | -22.1% | 0.05% | -24.6% |
| NEE | Sell | NEXTERA ENERGY INC | $457,000 | +10.4% | 5,920 | -0.7% | 0.04% | -2.2% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $455,000 | +29.3% | 1,724 | -1.4% | 0.04% | +15.4% |
| BX | Sell | BLACKSTONE GROUP INC | $436,000 | -15.8% | 6,732 | -32.2% | 0.04% | -24.6% |
| OTTR | Sell | OTTER TAIL CORP | $403,000 | +17.5% | 9,463 | -0.1% | 0.04% | +5.3% |
| FCX | Sell | FREEPORT-MCMORAN INCcl b | $399,000 | +62.9% | 15,326 | -2.1% | 0.04% | +44.4% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $393,000 | -10.9% | 6,330 | -13.4% | 0.04% | -20.4% |
| VBK | Sell | VANGUARD INDEX FDSsml cp grw etf | $400,000 | -20.6% | 1,496 | -36.2% | 0.04% | -30.4% |
| AXP | Sell | AMERICAN EXPRESS CO | $397,000 | +19.6% | 3,283 | -1.0% | 0.04% | +5.4% |
| VONG | Sell | VANGUARD SCOTTSDALE FDSvng rus1000grw | $386,000 | +10.6% | 1,558 | -0.6% | 0.04% | -2.6% |
| CPB | Sell | CAMPBELL SOUP CO | $371,000 | -38.3% | 7,673 | -38.3% | 0.04% | -44.8% |
| DOCU | Sell | DOCUSIGN INC | $351,000 | -30.6% | 1,579 | -32.8% | 0.04% | -37.5% |
| DUK | Sell | DUKE ENERGY CORP NEW | $343,000 | -1.4% | 3,750 | -4.5% | 0.03% | -12.8% |
| NTGR | Sell | NETGEAR INC | $331,000 | 0.0% | 8,139 | -24.1% | 0.03% | -10.8% |
| MMC | Sell | MARSH & MCLENNAN COS INC | $331,000 | -21.2% | 2,826 | -22.8% | 0.03% | -29.8% |
| VHT | Sell | VANGUARD WORLD FDShealth car etf | $324,000 | +8.4% | 1,447 | -1.1% | 0.03% | -3.0% |
| XEL | Sell | XCEL ENERGY INC | $320,000 | -31.3% | 4,796 | -28.9% | 0.03% | -38.5% |
| SYK | Sell | STRYKER CORPORATION | $327,000 | +16.8% | 1,334 | -0.7% | 0.03% | +3.2% |
| LHX | Sell | L3HARRIS TECHNOLOGIES INC | $311,000 | +2.6% | 1,648 | -7.5% | 0.03% | -8.8% |
| LMT | Sell | LOCKHEED MARTIN CORP | $305,000 | -33.7% | 860 | -28.3% | 0.03% | -41.2% |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $307,000 | +17.6% | 2,155 | -8.6% | 0.03% | +3.4% |
| UNP | Sell | UNION PAC CORP | $287,000 | +4.0% | 1,379 | -1.6% | 0.03% | -9.7% |
| XLRN | Sell | ACCELERON PHARMA INC | $281,000 | -16.9% | 2,200 | -26.7% | 0.03% | -24.3% |
| WMT | Sell | WALMART INC | $288,000 | +1.8% | 1,996 | -1.2% | 0.03% | -9.7% |
| CARR | Sell | CARRIER GLOBAL CORPORATION | $262,000 | +21.9% | 6,933 | -1.4% | 0.03% | +8.3% |
| ACWV | Sell | ISHARES INCmsci gbl min vol | $256,000 | -23.4% | 2,642 | -27.3% | 0.02% | -32.4% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $253,000 | +16.6% | 1,299 | -7.8% | 0.02% | +4.2% |
| LLY | Sell | LILLY ELI & CO | $250,000 | -4.6% | 1,480 | -16.5% | 0.02% | -13.8% |
| OTIS | Sell | OTIS WORLDWIDE CORP | $228,000 | +6.5% | 3,375 | -1.3% | 0.02% | -8.3% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $226,000 | -3.4% | 984 | -22.2% | 0.02% | -15.4% |
| AGG | Sell | ISHARES TRcore us aggbd et | $228,000 | -34.3% | 1,930 | -34.3% | 0.02% | -42.1% |
| CCI | Sell | CROWN CASTLE INTL CORP NEW | $226,000 | -5.0% | 1,419 | -0.8% | 0.02% | -15.4% |
| STZ | Sell | CONSTELLATION BRANDS INCcl a | $211,000 | -43.1% | 962 | -50.9% | 0.02% | -48.8% |
| VTEB | Sell | VANGUARD MUN BD FDStax exempt bd | $210,000 | +0.5% | 3,813 | -0.7% | 0.02% | -8.7% |
| ITOT | Sell | ISHARES TRcore s&p ttl stk | $201,000 | -13.7% | 2,331 | -24.5% | 0.02% | -23.1% |
| WEC | Sell | WEC ENERGY GROUP INC | $205,000 | -9.7% | 2,229 | -4.7% | 0.02% | -20.0% |
| DHR | Sell | DANAHER CORPORATION | $206,000 | -27.0% | 926 | -29.2% | 0.02% | -35.5% |
| SCHO | Sell | SCHWAB STRATEGIC TRsht tm us tres | $204,000 | -10.5% | 3,977 | -10.1% | 0.02% | -20.0% |
| LAC | Sell | LITHIUM AMERS CORP NEW | $151,000 | +10.2% | 12,007 | -0.4% | 0.02% | 0.0% |
| F | Sell | FORD MTR CO DEL | $102,000 | +4.1% | 11,642 | -20.8% | 0.01% | -9.1% |
| RMTI | Exit | ROCKWELL MED INC | $0 | – | -18,674 | -100.0% | -0.00% | – |
| JFR | Exit | NUVEEN FLOATING RATE INCOME | $0 | – | -10,536 | -100.0% | -0.01% | – |
| IDHQ | Exit | INVESCO EXCH TRADED FD TR IIs&p intl qulty | $0 | – | -7,985 | -100.0% | -0.02% | – |
| PDT | Exit | HANCOCK JOHN PREM DIVID FD | $0 | – | -16,493 | -100.0% | -0.02% | – |
| OPRX | Exit | OPTIMIZERX CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| WPC | Exit | WP CAREY INC | $0 | – | -3,214 | -100.0% | -0.02% | – |
| XSOE | Exit | WISDOMTREE TRem ex st-owned | $0 | – | -6,062 | -100.0% | -0.02% | – |
| VMBS | Exit | VANGUARD SCOTTSDALE FDSmortg-back sec | $0 | – | -3,928 | -100.0% | -0.02% | – |
| VCIT | Exit | VANGUARD SCOTTSDALE FDSint-term corp | $0 | – | -2,347 | -100.0% | -0.02% | – |
| DIVO | Exit | AMPLIFY ETF TRcwp enhanced div | $0 | – | -7,324 | -100.0% | -0.02% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -932 | -100.0% | -0.03% | – |
| DXCM | Exit | DEXCOM INC | $0 | – | -561 | -100.0% | -0.03% | – |
| GLD | Exit | SPDR GOLD TR | $0 | – | -1,330 | -100.0% | -0.03% | – |
| BND | Exit | VANGUARD BD INDEX FDStotal bnd mrkt | $0 | – | -2,740 | -100.0% | -0.03% | – |
| HRL | Exit | HORMEL FOODS CORP | $0 | – | -5,115 | -100.0% | -0.03% | – |
| IAU | Exit | ISHARES GOLD TRUSTishares | $0 | – | -13,798 | -100.0% | -0.03% | – |
| ENB | Exit | ENBRIDGE INC | $0 | – | -9,545 | -100.0% | -0.03% | – |
| GIS | Exit | GENERAL MLS INC | $0 | – | -4,597 | -100.0% | -0.03% | – |
| VV | Exit | VANGUARD INDEX FDSlarge cap etf | $0 | – | -1,773 | -100.0% | -0.03% | – |
| IHDG | Exit | WISDOMTREE TRitl hdg qtly div | $0 | – | -7,689 | -100.0% | -0.03% | – |
| FFC | Exit | FLAHERTY & CRUMRIN PFD & INM | $0 | – | -13,768 | -100.0% | -0.03% | – |
| VXUS | Exit | VANGUARD STAR FDSvg tl intl stk f | $0 | – | -5,690 | -100.0% | -0.03% | – |
| TLTD | Exit | FLEXSHARES TRm star dev mkt | $0 | – | -5,353 | -100.0% | -0.03% | – |
| PINS | Exit | PINTEREST INCcl a | $0 | – | -11,054 | -100.0% | -0.05% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-12 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.