$1.01 Billion is the total value of NorthRock Partners, LLC's 233 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 66.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $181,574,000 | +12.3% | 485,648 | +0.6% | 17.89% | -0.2% |
| SPYV | Buy | SPDR SER TRprtflo s&p500 vl | $89,161,000 | +19.0% | 2,592,639 | +4.5% | 8.79% | +5.8% |
| SPYG | Buy | SPDR SER TRprtflo s&p500 gw | $58,685,000 | +17.9% | 1,061,408 | +6.9% | 5.78% | +4.8% |
| MDYV | Buy | SPDR SER TRs&p 400 mdcp val | $53,276,000 | +28.2% | 959,920 | +0.2% | 5.25% | +13.9% |
| SLYV | Buy | SPDR SER TRs&p 600 smcp val | $49,702,000 | +36.1% | 750,899 | +3.0% | 4.90% | +21.0% |
| SLYG | Buy | SPDR SER TRs&p 600 smcp grw | $38,730,000 | +32.5% | 507,138 | +2.4% | 3.82% | +17.7% |
| MDYG | Buy | SPDR SER TRs&p 400 mdcp grw | $36,304,000 | +24.5% | 523,640 | +3.0% | 3.58% | +10.6% |
| JPST | Buy | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $12,548,000 | +311.4% | 247,062 | +311.5% | 1.24% | +266.0% |
| IWP | Buy | ISHARES TRrus md cp gr etf | $10,956,000 | -2.6% | 106,731 | +64.1% | 1.08% | -13.4% |
| ORCC | Buy | OWL ROCK CAPITAL CORPORATION | $8,959,000 | +9.5% | 707,660 | +4.3% | 0.88% | -2.8% |
| ABBV | Buy | ABBVIE INC | $7,102,000 | +25.9% | 66,280 | +3.0% | 0.70% | +12.0% |
| VIG | Buy | VANGUARD SPECIALIZED FUNDSdiv app etf | $6,763,000 | +19.2% | 47,905 | +8.6% | 0.67% | +5.9% |
| MBB | Buy | ISHARES TRmbs etf | $4,591,000 | -0.8% | 41,609 | +0.1% | 0.45% | -11.9% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $4,289,000 | +36.0% | 2,447 | +13.8% | 0.42% | +20.9% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,835,000 | +45.9% | 31,092 | +23.8% | 0.18% | +29.3% |
| PTPI | New | PETROS PHARMACEUTICALS INC | $1,694,000 | – | 385,031 | +100.0% | 0.17% | – |
| IYY | Buy | ISHARES TRdow jones us etf | $1,660,000 | +13.2% | 17,598 | +100.0% | 0.16% | +0.6% |
| SLY | Buy | SPDR SER TRs&p 600 sml cap | $1,605,000 | +31.9% | 20,178 | +1.0% | 0.16% | +17.0% |
| HWKN | Buy | HAWKINS INC | $1,203,000 | +14.1% | 23,000 | +0.6% | 0.12% | +1.7% |
| SUSA | Buy | ISHARES TRmsci usa esg slc | $1,038,000 | +29.4% | 12,611 | +131.3% | 0.10% | +14.6% |
| HDV | Buy | ISHARES TRcore high dv etf | $894,000 | +40.1% | 10,201 | +28.8% | 0.09% | +23.9% |
| New | AKERS BIOSCIENCES INC | $846,000 | – | 425,000 | +100.0% | 0.08% | – | |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $831,000 | +32.7% | 11,622 | +6.8% | 0.08% | +18.8% |
| IEFA | Buy | ISHARES TRcore msci eafe | $791,000 | +16.2% | 11,456 | +1.4% | 0.08% | +2.6% |
| SBH | Buy | SALLY BEAUTY HLDGS INC | $776,000 | +77.2% | 59,475 | +18.1% | 0.08% | +55.1% |
| IWS | Buy | ISHARES TRrus mdcp val etf | $768,000 | +31.5% | 7,924 | +9.7% | 0.08% | +16.9% |
| FANG | Buy | DIAMONDBACK ENERGY INC | $730,000 | +60.8% | 15,090 | +0.2% | 0.07% | +44.0% |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $693,000 | +162.5% | 1,959 | +131.0% | 0.07% | +134.5% |
| IJS | Buy | ISHARES TRsp smcp600vl etf | $694,000 | +42.5% | 8,534 | +7.2% | 0.07% | +25.9% |
| WRAP | Buy | WRAP TECHNOLOGIES INC | $673,000 | +7.9% | 139,292 | +51.0% | 0.07% | -4.3% |
| IYW | Buy | ISHARES TRu.s. tech etf | $637,000 | +13.1% | 7,484 | +300.0% | 0.06% | +1.6% |
| PYPL | Buy | PAYPAL HLDGS INC | $641,000 | +19.8% | 2,735 | +0.7% | 0.06% | +6.8% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $621,000 | +56.4% | 15,562 | +40.7% | 0.06% | +38.6% |
| IEMG | Buy | ISHARES INCcore msci emkt | $600,000 | +119.0% | 9,667 | +86.5% | 0.06% | +96.7% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $580,000 | +13.1% | 6,379 | +0.3% | 0.06% | 0.0% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $573,000 | +76.9% | 1,231 | +67.7% | 0.06% | +55.6% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $515,000 | +20.3% | 2,430 | +2.2% | 0.05% | +8.5% |
| IBB | New | ISHARES TRnasdaq biotech | $485,000 | – | 3,200 | +100.0% | 0.05% | – |
| EFA | Buy | ISHARES TRmsci eafe etf | $484,000 | +28.7% | 6,635 | +12.2% | 0.05% | +14.3% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $467,000 | +2.6% | 2,772 | +1.5% | 0.05% | -8.0% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $450,000 | +14.5% | 8,589 | +1.0% | 0.04% | 0.0% |
| PNC | Buy | PNC FINL SVCS GROUP INC | $424,000 | +35.9% | 2,843 | +0.1% | 0.04% | +20.0% |
| OEF | Buy | ISHARES TRs&p 100 etf | $415,000 | +12.8% | 2,419 | +2.2% | 0.04% | 0.0% |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $421,000 | +30.7% | 6,600 | +18.4% | 0.04% | +13.9% |
| HAL | Buy | HALLIBURTON CO | $393,000 | +57.2% | 20,820 | +0.3% | 0.04% | +39.3% |
| MSI | Buy | MOTOROLA SOLUTIONS INC | $383,000 | +19.3% | 2,252 | +10.1% | 0.04% | +5.6% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $365,000 | +14.1% | 1,023 | +8.1% | 0.04% | +2.9% |
| XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $365,000 | – | 12,377 | +100.0% | 0.04% | – |
| GE | Buy | GENERAL ELECTRIC CO | $353,000 | +98.3% | 32,720 | +14.7% | 0.04% | +75.0% |
| CRM | Buy | SALESFORCE COM INC | $351,000 | -6.9% | 1,579 | +5.4% | 0.04% | -16.7% |
| DIAL | New | COLUMBIA ETF TR Idiversifid fxd | $340,000 | – | 15,400 | +100.0% | 0.03% | – |
| SPTM | Buy | SPDR SER TRportfoli s&p1500 | $327,000 | +12.8% | 7,085 | +0.0% | 0.03% | 0.0% |
| TFC | Buy | TRUIST FINL CORP | $324,000 | +27.1% | 6,759 | +0.7% | 0.03% | +14.3% |
| TSN | New | TYSON FOODS INCcl a | $311,000 | – | 4,832 | +100.0% | 0.03% | – |
| NCLH | New | NORWEGIAN CRUISE LINE HLDG L | $303,000 | – | 11,929 | +100.0% | 0.03% | – |
| ES | Buy | EVERSOURCE ENERGY | $305,000 | +3.4% | 3,530 | +0.0% | 0.03% | -9.1% |
| SYY | New | SYSCO CORP | $292,000 | – | 3,931 | +100.0% | 0.03% | – |
| ORCL | Buy | ORACLE CORP | $295,000 | +42.5% | 4,568 | +32.0% | 0.03% | +26.1% |
| MDT | Buy | MEDTRONIC PLC | $291,000 | +21.8% | 2,488 | +8.2% | 0.03% | +7.4% |
| CVS | Buy | CVS HEALTH CORP | $276,000 | +32.7% | 4,037 | +13.3% | 0.03% | +17.4% |
| PIPR | New | PIPER SANDLER COMPANIES | $253,000 | – | 2,510 | +100.0% | 0.02% | – |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $249,000 | – | 1,917 | +100.0% | 0.02% | – |
| USAU | New | U S GOLD CORP | $248,000 | – | 15,000 | +100.0% | 0.02% | – |
| D | Buy | DOMINION ENERGY INC | $246,000 | -4.7% | 3,275 | +0.0% | 0.02% | -17.2% |
| DE | New | DEERE & CO | $233,000 | – | 865 | +100.0% | 0.02% | – |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $231,000 | – | 1,310 | +100.0% | 0.02% | – |
| CI | New | CIGNA CORP NEW | $219,000 | – | 1,051 | +100.0% | 0.02% | – |
| IYF | New | ISHARES TRu.s. finls etf | $227,000 | – | 3,398 | +100.0% | 0.02% | – |
| SCHG | New | SCHWAB STRATEGIC TRus lcap gr etf | $209,000 | – | 1,624 | +100.0% | 0.02% | – |
| DAL | New | DELTA AIR LINES INC DEL | $213,000 | – | 5,299 | +100.0% | 0.02% | – |
| MGEE | New | MGE ENERGY INC | $206,000 | – | 2,947 | +100.0% | 0.02% | – |
| IYM | New | ISHARES TRu.s. bas mtl etf | $204,000 | – | 1,797 | +100.0% | 0.02% | – |
| TXN | New | TEXAS INSTRS INC | $206,000 | – | 1,253 | +100.0% | 0.02% | – |
| EEM | New | ISHARES TRmsci emg mkt etf | $207,000 | – | 3,997 | +100.0% | 0.02% | – |
| BB | New | BLACKBERRY LTD | $167,000 | – | 25,163 | +100.0% | 0.02% | – |
| QUMU | New | QUMU CORP | $133,000 | – | 16,600 | +100.0% | 0.01% | – |
| New | KINROSS GOLD CORPcall | $110,000 | – | 15,000 | +100.0% | 0.01% | – | |
| New | RAMBUS INC DELcall | $87,000 | – | 5,000 | +100.0% | 0.01% | – | |
| REFR | New | RESEARCH FRONTIERS INC | $84,000 | – | 30,000 | +100.0% | 0.01% | – |
| New | QUALCOMM INCcall | $76,000 | – | 500 | +100.0% | 0.01% | – | |
| New | VIACOMCBS INCcall | $75,000 | – | 2,000 | +100.0% | 0.01% | – | |
| PLM | New | POLYMET MNG CORP | $62,000 | – | 18,675 | +100.0% | 0.01% | – |
| New | WESTROCK COcall | $44,000 | – | 1,000 | +100.0% | 0.00% | – | |
| New | KRAFT HEINZ COcall | $35,000 | – | 1,000 | +100.0% | 0.00% | – | |
| CYCN | New | CYCLERION THERAPEUTICS INC | $31,000 | – | 10,000 | +100.0% | 0.00% | – |
| NGD | New | NEW GOLD INC CDA | $29,000 | – | 13,153 | +100.0% | 0.00% | – |
| New | BLACKBERRY LTDcall | $19,000 | – | 2,800 | +100.0% | 0.00% | – | |
| XSPA | New | XPRESSPA GROUP INC | $12,000 | – | 10,046 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-12 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.