$734 Million is the total value of NorthRock Partners, LLC's 207 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | New | ISHARES TRcore s&p500 etf | $27,299,000 | – | 91,448 | +100.0% | 3.72% | – |
| HDV | New | ISHARES TRcore high dv etf | $26,385,000 | – | 280,212 | +100.0% | 3.60% | – |
| VYM | New | VANGUARD WHITEHALL FDS INChigh div yld | $24,922,000 | – | 280,869 | +100.0% | 3.40% | – |
| PM | New | PHILIP MORRIS INTL INC | $21,713,000 | – | 282,167 | +100.0% | 2.96% | – |
| ACWV | New | ISHARES INCmin vol gbl etf | $20,772,000 | – | 219,227 | +100.0% | 2.83% | – |
| MDLZ | New | MONDELEZ INTL INCcl a | $19,925,000 | – | 358,341 | +100.0% | 2.72% | – |
| VEU | New | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $11,452,000 | – | 229,490 | +100.0% | 1.56% | – |
| VUG | New | VANGUARD INDEX FDSgrowth etf | $11,061,000 | – | 66,521 | +100.0% | 1.51% | – |
| MO | New | ALTRIA GROUP INC | $10,900,000 | – | 262,939 | +100.0% | 1.49% | – |
| IWR | New | ISHARES TRrus mid cap etf | $10,536,000 | – | 188,318 | +100.0% | 1.44% | – |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $10,170,000 | – | 67,349 | +100.0% | 1.39% | – |
| BLV | New | VANGUARD BD INDEX FD INClong term bond | $9,542,000 | – | 92,934 | +100.0% | 1.30% | – |
| ITOT | New | ISHARES TRcore s&p ttl stk | $9,156,000 | – | 136,519 | +100.0% | 1.25% | – |
| EFAV | New | ISHARES TRmin vol eafe etf | $7,640,000 | – | 104,260 | +100.0% | 1.04% | – |
| SLYG | New | SPDR SERIES TRUSTs&p 600 smcp grw | $7,538,000 | – | 126,500 | +100.0% | 1.03% | – |
| IDV | New | ISHARES TRintl sel div etf | $6,175,000 | – | 200,871 | +100.0% | 0.84% | – |
| BND | New | VANGUARD BD INDEX FD INCtotal bnd mrkt | $5,640,000 | – | 66,799 | +100.0% | 0.77% | – |
| SCHO | New | SCHWAB STRATEGIC TRsht tm us tres | $4,913,000 | – | 97,116 | +100.0% | 0.67% | – |
| VXF | New | VANGUARD INDEX FDSextend mkt etf | $4,910,000 | – | 42,206 | +100.0% | 0.67% | – |
| VIG | New | VANGUARD GROUPdiv app etf | $4,874,000 | – | 40,761 | +100.0% | 0.66% | – |
| VYMI | New | VANGUARD WHITEHALL FDS INCintl high etf | $4,851,000 | – | 81,674 | +100.0% | 0.66% | – |
| VGIT | New | VANGUARD SCOTTSDALE FDSinter term treas | $4,750,000 | – | 71,241 | +100.0% | 0.65% | – |
| SHY | New | ISHARES TR1 3 yr treas bd | $3,973,000 | – | 46,846 | +100.0% | 0.54% | – |
| DEM | New | WISDOMTREE TRemer mkt high fd | $3,918,000 | – | 94,847 | +100.0% | 0.53% | – |
| BNDX | New | VANGUARD CHARLOTTE FDSintl bd idx etf | $3,866,000 | – | 65,714 | +100.0% | 0.53% | – |
| KHC | New | KRAFT HEINZ CO | $3,762,000 | – | 134,683 | +100.0% | 0.51% | – |
| CWB | New | SPDR SERIES TRUSTblmbrg brc cnvrt | $3,681,000 | – | 70,184 | +100.0% | 0.50% | – |
| EMB | New | ISHARES TRjpmorgan usd emg | $3,662,000 | – | 32,309 | +100.0% | 0.50% | – |
| INTC | New | INTEL CORP | $3,590,000 | – | 69,673 | +100.0% | 0.49% | – |
| JPM | New | JPMORGAN CHASE & CO | $2,807,000 | – | 23,847 | +100.0% | 0.38% | – |
| SDY | New | SPDR SERIES TRUSTs&p divid etf | $2,409,000 | – | 23,479 | +100.0% | 0.33% | – |
| ARCC | New | ARES CAP CORP | $2,354,000 | – | 126,327 | +100.0% | 0.32% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $2,158,000 | – | 75,498 | +100.0% | 0.29% | – |
| ABBV | New | ABBVIE INC | $1,776,000 | – | 23,454 | +100.0% | 0.24% | – |
| CSCO | New | CISCO SYS INC | $1,694,000 | – | 34,291 | +100.0% | 0.23% | – |
| PEP | New | PEPSICO INC | $1,632,000 | – | 11,901 | +100.0% | 0.22% | – |
| SO | New | SOUTHERN CO | $1,376,000 | – | 22,281 | +100.0% | 0.19% | – |
| XOM | New | EXXON MOBIL CORP | $1,377,000 | – | 19,508 | +100.0% | 0.19% | – |
| BAX | New | BAXTER INTL INC | $1,356,000 | – | 15,499 | +100.0% | 0.18% | – |
| UTX | New | UNITED TECHNOLOGIES CORP | $1,355,000 | – | 9,922 | +100.0% | 0.18% | – |
| DVY | New | ISHARES TRselect divid etf | $1,344,000 | – | 13,181 | +100.0% | 0.18% | – |
| VOO | New | VANGUARD INDEX FDS | $1,319,000 | – | 4,839 | +100.0% | 0.18% | – |
| IYY | New | ISHARES TRdow jones us etf | $1,262,000 | – | 8,556 | +100.0% | 0.17% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $1,247,000 | – | 8,577 | +100.0% | 0.17% | – |
| EW | New | EDWARDS LIFESCIENCES CORP | $1,222,000 | – | 5,559 | +100.0% | 0.17% | – |
| ABT | New | ABBOTT LABS | $1,082,000 | – | 12,931 | +100.0% | 0.15% | – |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,044,000 | – | 25,922 | +100.0% | 0.14% | – |
| PFE | New | PFIZER INC | $1,001,000 | – | 27,860 | +100.0% | 0.14% | – |
| TXN | New | TEXAS INSTRS INC | $971,000 | – | 7,515 | +100.0% | 0.13% | – |
| KO | New | COCA COLA CO | $906,000 | – | 16,636 | +100.0% | 0.12% | – |
| VIGI | New | VANGUARD WHITEHALL FDS INCintl dvd etf | $771,000 | – | 11,579 | +100.0% | 0.10% | – |
| C | New | CITIGROUP INC | $766,000 | – | 11,088 | +100.0% | 0.10% | – |
| GILD | New | GILEAD SCIENCES INC | $735,000 | – | 11,596 | +100.0% | 0.10% | – |
| WHR | New | WHIRLPOOL CORP | $729,000 | – | 4,604 | +100.0% | 0.10% | – |
| LYB | New | LYONDELLBASELL INDUSTRIES N | $721,000 | – | 8,056 | +100.0% | 0.10% | – |
| FNF | New | FIDELITY NATIONAL FINANCIAL | $676,000 | – | 15,213 | +100.0% | 0.09% | – |
| TTE | New | TOTAL S Asponsored ads | $652,000 | – | 12,392 | +100.0% | 0.09% | – |
| PNC | New | PNC FINL SVCS GROUP INC | $648,000 | – | 4,623 | +100.0% | 0.09% | – |
| MGA | New | MAGNA INTL INC | $649,000 | – | 12,168 | +100.0% | 0.09% | – |
| CFG | New | CITIZENS FINL GROUP INC | $634,000 | – | 17,911 | +100.0% | 0.09% | – |
| IYH | New | ISHARES TRus hlthcare etf | $623,000 | – | 3,298 | +100.0% | 0.08% | – |
| AES | New | AES CORP | $611,000 | – | 37,398 | +100.0% | 0.08% | – |
| ALL | New | ALLSTATE CORP | $591,000 | – | 5,436 | +100.0% | 0.08% | – |
| ETN | New | EATON CORP PLC | $593,000 | – | 7,132 | +100.0% | 0.08% | – |
| VCSH | New | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $592,000 | – | 7,298 | +100.0% | 0.08% | – |
| KMB | New | KIMBERLY CLARK CORP | $588,000 | – | 4,125 | +100.0% | 0.08% | – |
| ENB | New | ENBRIDGE INC | $585,000 | – | 16,681 | +100.0% | 0.08% | – |
| AVGO | New | BROADCOM INC | $576,000 | – | 2,088 | +100.0% | 0.08% | – |
| CMI | New | CUMMINS INC | $576,000 | – | 3,540 | +100.0% | 0.08% | – |
| IEMG | New | ISHARES INCcore msci emkt | $553,000 | – | 11,281 | +100.0% | 0.08% | – |
| CNP | New | CENTERPOINT ENERGY INC | $541,000 | – | 17,942 | +100.0% | 0.07% | – |
| NKE | New | NIKE INCcl b | $545,000 | – | 5,798 | +100.0% | 0.07% | – |
| MDT | New | MEDTRONIC PLC | $544,000 | – | 4,984 | +100.0% | 0.07% | – |
| HBAN | New | HUNTINGTON BANCSHARES INC | $522,000 | – | 36,608 | +100.0% | 0.07% | – |
| TSM | New | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $521,000 | – | 11,151 | +100.0% | 0.07% | – |
| IHI | New | ISHARES TRu.s. med dvc etf | $495,000 | – | 2,002 | +100.0% | 0.07% | – |
| VXUS | New | VANGUARD STAR FDvg tl intl stk f | $485,000 | – | 9,384 | +100.0% | 0.07% | – |
| BCE | New | BCE INC | $481,000 | – | 9,877 | +100.0% | 0.07% | – |
| ITW | New | ILLINOIS TOOL WKS INC | $459,000 | – | 2,910 | +100.0% | 0.06% | – |
| IXUS | New | ISHARES TRcore msci total | $436,000 | – | 7,541 | +100.0% | 0.06% | – |
| IJH | New | ISHARES TRcore s&p mcp etf | $423,000 | – | 2,188 | +100.0% | 0.06% | – |
| SABR | New | SABRE CORP | $424,000 | – | 18,916 | +100.0% | 0.06% | – |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $418,000 | – | 7,553 | +100.0% | 0.06% | – |
| BMO | New | BANK MONTREAL QUE | $396,000 | – | 5,370 | +100.0% | 0.05% | – |
| BP | New | BP PLCsponsored adr | $379,000 | – | 9,966 | +100.0% | 0.05% | – |
| AXP | New | AMERICAN EXPRESS CO | $361,000 | – | 3,053 | +100.0% | 0.05% | – |
| UNP | New | UNION PACIFIC CORP | $356,000 | – | 2,200 | +100.0% | 0.05% | – |
| OXY | New | OCCIDENTAL PETE CORP | $351,000 | – | 7,833 | +100.0% | 0.05% | – |
| VFC | New | V F CORP | $353,000 | – | 3,972 | +100.0% | 0.05% | – |
| ORI | New | OLD REP INTL CORP | $353,000 | – | 14,976 | +100.0% | 0.05% | – |
| CCEP | New | COCA COLA EUROPEAN PARTNERS | $353,000 | – | 6,359 | +100.0% | 0.05% | – |
| WFC | New | WELLS FARGO CO NEW | $354,000 | – | 7,024 | +100.0% | 0.05% | – |
| V | New | VISA INC | $351,000 | – | 2,041 | +100.0% | 0.05% | – |
| RF | New | REGIONS FINL CORP NEW | $343,000 | – | 21,688 | +100.0% | 0.05% | – |
| LOW | New | LOWES COS INC | $342,000 | – | 3,114 | +100.0% | 0.05% | – |
| CVS | New | CVS HEALTH CORP | $334,000 | – | 5,295 | +100.0% | 0.05% | – |
| DSI | New | ISHARES TRmsci kld400 soc | $332,000 | – | 2,992 | +100.0% | 0.04% | – |
| AZN | New | ASTRAZENECA PLCsponsored adr | $329,000 | – | 7,391 | +100.0% | 0.04% | – |
| NOC | New | NORTHROP GRUMMAN CORP | $325,000 | – | 866 | +100.0% | 0.04% | – |
| FB | New | FACEBOOK INCcl a | $320,000 | – | 1,799 | +100.0% | 0.04% | – |
| GE | New | GENERAL ELECTRIC CO | $307,000 | – | 34,351 | +100.0% | 0.04% | – |
| CL | New | COLGATE PALMOLIVE CO | $301,000 | – | 4,101 | +100.0% | 0.04% | – |
| COST | New | COSTCO WHSL CORP NEW | $304,000 | – | 1,055 | +100.0% | 0.04% | – |
| BAC | New | BANK AMER CORP | $299,000 | – | 10,234 | +100.0% | 0.04% | – |
| WMT | New | WALMART INC | $294,000 | – | 2,476 | +100.0% | 0.04% | – |
| VT | New | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $296,000 | – | 3,957 | +100.0% | 0.04% | – |
| NVS | New | NOVARTIS A Gsponsored adr | $297,000 | – | 3,414 | +100.0% | 0.04% | – |
| WEC | New | WEC ENERGY GROUP INC | $292,000 | – | 3,069 | +100.0% | 0.04% | – |
| EFA | New | ISHARES TRmsci eafe etf | $287,000 | – | 4,400 | +100.0% | 0.04% | – |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $289,000 | – | 1,729 | +100.0% | 0.04% | – |
| ORCL | New | ORACLE CORP | $280,000 | – | 5,085 | +100.0% | 0.04% | – |
| VHT | New | VANGUARD WORLD FDShealth car etf | $275,000 | – | 1,641 | +100.0% | 0.04% | – |
| AMGN | New | AMGEN INC | $274,000 | – | 1,414 | +100.0% | 0.04% | – |
| IYF | New | ISHARES TRu.s. finls etf | $270,000 | – | 2,097 | +100.0% | 0.04% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $266,000 | – | 5,255 | +100.0% | 0.04% | – |
| IVE | New | ISHARES TRs&p 500 val etf | $265,000 | – | 2,226 | +100.0% | 0.04% | – |
| VTEB | New | VANGUARD MUN BD FD INCtax exempt bd | $250,000 | – | 4,659 | +100.0% | 0.03% | – |
| ACN | New | ACCENTURE PLC IRELAND | $248,000 | – | 1,289 | +100.0% | 0.03% | – |
| IAU | New | ISHARES GOLD TRUSTishares | $244,000 | – | 17,283 | +100.0% | 0.03% | – |
| CME | New | CME GROUP INC | $234,000 | – | 1,109 | +100.0% | 0.03% | – |
| VV | New | VANGUARD INDEX FDSlarge cap etf | $233,000 | – | 1,710 | +100.0% | 0.03% | – |
| USB | New | US BANCORP DEL | $228,000 | – | 4,082 | +100.0% | 0.03% | – |
| JWN | New | NORDSTROM INC | $227,000 | – | 6,753 | +100.0% | 0.03% | – |
| DUK | New | DUKE ENERGY CORP NEW | $223,000 | – | 2,326 | +100.0% | 0.03% | – |
| BX | New | BLACKSTONE GROUP INC | $218,000 | – | 4,461 | +100.0% | 0.03% | – |
| DON | New | WISDOMTREE TRus midcap divid | $217,000 | – | 5,988 | +100.0% | 0.03% | – |
| PSX | New | PHILLIPS 66 | $211,000 | – | 2,058 | +100.0% | 0.03% | – |
| GS | New | GOLDMAN SACHS GROUP INC | $216,000 | – | 1,042 | +100.0% | 0.03% | – |
| FIS | New | FIDELITY NATL INFORMATION SV | $212,000 | – | 1,594 | +100.0% | 0.03% | – |
| SCHX | New | SCHWAB STRATEGIC TRus lrg cap etf | $202,000 | – | 2,843 | +100.0% | 0.03% | – |
| RMD | New | RESMED INC | $204,000 | – | 1,510 | +100.0% | 0.03% | – |
| LUMN | New | CENTURYLINK INC | $134,000 | – | 10,719 | +100.0% | 0.02% | – |
| F | New | FORD MTR CO DEL | $120,000 | – | 13,089 | +100.0% | 0.02% | – |
| REFR | New | RESEARCH FRONTIERS INC | $113,000 | – | 35,461 | +100.0% | 0.02% | – |
| ACB | New | AURORA CANNABIS INC | $61,000 | – | 13,879 | +100.0% | 0.01% | – |
| VERBW | New | VERB TECHNOLOGY CO INC*w exp 03/14/202 | $19,000 | – | 52,500 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.