$171 Million is the total value of NorthRock Partners, LLC's 40 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 50.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $39,722,000 | +12.2% | 193,723 | +4.8% | 23.26% | +4.3% |
| IWS | Buy | ISHARES TRrus mdcp val etf | $15,139,000 | +8.3% | 220,568 | +5.9% | 8.87% | +0.7% |
| IWP | Buy | ISHARES TRrus md cp gr etf | $14,555,000 | +10.4% | 158,302 | +6.4% | 8.52% | +2.7% |
| CEM | Buy | CLEARBRIDGE ENERGY MLP FD IN | $14,317,000 | -4.9% | 942,012 | +6.1% | 8.38% | -11.5% |
| IJS | Buy | ISHARES TRsp smcp600vl etf | $12,972,000 | +10.8% | 119,988 | +7.4% | 7.60% | +3.0% |
| GPT | New | GRAMERCY PPTY TR | $3,447,000 | – | 445,233 | +100.0% | 2.02% | – |
| TGT | Buy | TARGET CORP | $3,044,000 | -7.4% | 34,697 | +0.3% | 1.78% | -13.9% |
| PG | Buy | PROCTER & GAMBLE CO | $1,017,000 | +11.3% | 12,803 | +0.8% | 0.60% | +3.5% |
| EFT | New | EATON VANCE FLTING RATE INC | $735,000 | – | 62,007 | +100.0% | 0.43% | – |
| XLE | New | SELECT SECTOR SPDR TRsbi int-energy | $508,000 | – | 8,420 | +100.0% | 0.30% | – |
| VUG | New | VANGUARD INDEX FDSgrowth etf | $507,000 | – | 39,118 | +100.0% | 0.30% | – |
| XOM | Buy | EXXON MOBIL CORP | $486,000 | +5.2% | 6,247 | +0.4% | 0.28% | -2.1% |
| T | Buy | AT&T INC | $330,000 | +5.8% | 9,600 | +0.1% | 0.19% | -2.0% |
| MRK | New | MERCK & CO INC NEW | $204,000 | – | 3,817 | +100.0% | 0.12% | – |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $201,000 | – | 6,151 | +100.0% | 0.12% | – |
| FSD | Buy | FIRST TR HIGH INCOME L/S FD | $192,000 | +1.6% | 13,666 | +2.1% | 0.11% | -5.9% |
| DAKPQ | Buy | DAKOTA PLAINS HLDGS INC | $111,000 | +217.1% | 444,600 | +1063.3% | 0.06% | +195.5% |
| CBKCQ | Buy | CHRISTOPHER & BANKS CORP | $53,000 | +178.9% | 32,000 | +85.2% | 0.03% | +158.3% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 34.3% |
| ISHARES TR | 36 | Q3 2023 | 14.2% |
| ISHARES TR | 36 | Q3 2023 | 13.7% |
| AMERIPRISE FINL INC | 36 | Q3 2023 | 30.2% |
| TARGET CORP | 36 | Q3 2023 | 7.8% |
| APPLE INC | 36 | Q3 2023 | 6.8% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.9% |
| 3M CO | 36 | Q3 2023 | 1.9% |
| PROCTER & GAMBLE CO | 36 | Q3 2023 | 0.6% |
| HAWKINS INC | 36 | Q3 2023 | 0.8% |
View NorthRock Partners, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-07 |
View NorthRock Partners, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.