$261 Million is the total value of Tradewinds Capital Management, LLC's 665 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 41.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RYH | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql hlt | $22,021,000 | +1619.0% | 106,850 | +1424.7% | 8.44% | +1472.4% |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $20,901,000 | +189.6% | 274,396 | +179.7% | 8.02% | +164.9% |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $15,699,000 | +8.1% | 468,196 | +6.6% | 6.02% | -1.1% |
| CWB | Buy | SPDR SERIES TRUSTblmbrg brc cnvrt | $13,616,000 | +34.7% | 252,420 | +32.4% | 5.22% | +23.2% |
| RYF | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql fin | $13,064,000 | +16866.2% | 303,809 | +16638.8% | 5.01% | +15556.2% |
| MLPA | New | GLOBAL X FDSglbl x mlp etf | $12,183,000 | – | 1,275,749 | +100.0% | 4.67% | – |
| AMZN | Buy | AMAZON COM INC | $4,353,000 | +21.3% | 2,173 | +2.9% | 1.67% | +10.9% |
| DYLS | New | WISDOMTREE TRdynamic lng eq | $4,131,000 | – | 116,623 | +100.0% | 1.58% | – |
| BA | Buy | BOEING CO | $4,066,000 | +11.3% | 10,934 | +0.4% | 1.56% | +1.8% |
| HON | Buy | HONEYWELL INTL INC | $2,033,000 | +15.5% | 12,217 | +0.0% | 0.78% | +5.7% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $1,978,000 | -3.8% | 154,635 | +0.0% | 0.76% | -12.1% |
| HD | Buy | HOME DEPOT INC | $1,669,000 | +6.2% | 8,059 | +0.0% | 0.64% | -2.9% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $1,605,000 | +457.3% | 23,072 | +420.1% | 0.62% | +408.3% |
| AMGN | Buy | AMGEN INC | $1,404,000 | +12.8% | 6,772 | +0.4% | 0.54% | +3.1% |
| RGI | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql ind | $1,318,000 | – | 10,457 | +100.0% | 0.50% | – |
| BP | Buy | BP PLCsponsored adr | $1,194,000 | +1.1% | 25,904 | +0.2% | 0.46% | -7.5% |
| V | Buy | VISA INC | $754,000 | +13.7% | 5,022 | +0.3% | 0.29% | +4.0% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $685,000 | +15.9% | 3,200 | +1.1% | 0.26% | +6.0% |
| WAFD | Buy | WASHINGTON FED INC | $683,000 | +1.3% | 21,343 | +3.5% | 0.26% | -7.4% |
| DIS | Buy | DISNEY WALT CO | $611,000 | +16.2% | 5,221 | +4.0% | 0.23% | +5.9% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $532,000 | +10.1% | 441 | +3.0% | 0.20% | +1.0% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $517,000 | +8.4% | 433 | +1.2% | 0.20% | -1.0% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $450,000 | +8.2% | 12,696 | +0.1% | 0.17% | -0.6% |
| BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $393,000 | 0.0% | 7,204 | +0.3% | 0.15% | -8.5% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $377,000 | +11.9% | 7,067 | +5.6% | 0.14% | +2.8% |
| ABT | Buy | ABBOTT LABS | $367,000 | +34.9% | 5,002 | +12.0% | 0.14% | +23.7% |
| WMT | Buy | WALMART INC | $346,000 | +9.8% | 3,680 | +0.0% | 0.13% | +0.8% |
| PFE | Buy | PFIZER INC | $345,000 | +25.9% | 7,823 | +3.7% | 0.13% | +14.8% |
| SCHG | Buy | SCHWAB STRATEGIC TRus lcap gr etf | $292,000 | +18.7% | 3,562 | +9.6% | 0.11% | +8.7% |
| XOM | Buy | EXXON MOBIL CORP | $284,000 | +30.3% | 3,335 | +26.7% | 0.11% | +19.8% |
| T | Buy | AT&T INC | $271,000 | +15.3% | 8,079 | +10.2% | 0.10% | +5.1% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $255,000 | +0.4% | 3,161 | +1.4% | 0.10% | -7.5% |
| PHYS | Buy | SPROTT PHYSICAL GOLD TRUSTunit | $256,000 | +18.5% | 26,784 | +26.3% | 0.10% | +7.7% |
| UNP | Buy | UNION PAC CORP | $256,000 | +36.2% | 1,575 | +18.4% | 0.10% | +24.1% |
| PEP | Buy | PEPSICO INC | $255,000 | +2.8% | 2,279 | +0.1% | 0.10% | -5.8% |
| MRK | Buy | MERCK & CO INC | $254,000 | +17.1% | 3,587 | +0.2% | 0.10% | +6.6% |
| ABBV | Buy | ABBVIE INC | $254,000 | +2.0% | 2,686 | +0.1% | 0.10% | -6.7% |
| WFC | Buy | WELLS FARGO CO NEW | $236,000 | +11.3% | 4,481 | +17.1% | 0.09% | +1.1% |
| WY | Buy | WEYERHAEUSER CO | $230,000 | -3.8% | 7,117 | +8.7% | 0.09% | -12.0% |
| MCD | Buy | MCDONALDS CORP | $221,000 | +15.7% | 1,319 | +8.2% | 0.08% | +6.2% |
| RYU | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql utl | $202,000 | +43.3% | 2,308 | +39.7% | 0.08% | +30.5% |
| KR | Buy | KROGER CO | $171,000 | +12.5% | 5,876 | +9.6% | 0.07% | +3.1% |
| PRU | Buy | PRUDENTIAL FINL INC | $158,000 | +8.2% | 1,562 | +0.1% | 0.06% | 0.0% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $145,000 | +0.7% | 1,857 | +0.7% | 0.06% | -6.7% |
| TRXC | Buy | TRANSENTERIX INC | $132,000 | +13100.0% | 22,720 | +11260.0% | 0.05% | – |
| BSCI | Buy | INVESCO EXCH TRD SLF IDX FD | $128,000 | +29.3% | 6,035 | +28.4% | 0.05% | +16.7% |
| ADP | Buy | AUTOMATIC DATA PROCESSING IN | $124,000 | +15.9% | 825 | +3.1% | 0.05% | +6.7% |
| ALK | Buy | ALASKA AIR GROUP INC | $118,000 | +38.8% | 1,715 | +21.6% | 0.04% | +25.0% |
| SCHV | Buy | SCHWAB STRATEGIC TRus lcap va etf | $114,000 | +5.6% | 2,041 | +0.4% | 0.04% | -2.2% |
| TSN | Buy | TYSON FOODS INCcl a | $115,000 | +11.7% | 1,930 | +28.7% | 0.04% | +2.3% |
| CSX | Buy | CSX CORP | $114,000 | +16.3% | 1,539 | +0.1% | 0.04% | +7.3% |
| EMR | Buy | EMERSON ELEC CO | $108,000 | +671.4% | 1,416 | +584.1% | 0.04% | +583.3% |
| D | Buy | DOMINION ENERGY INC | $98,000 | +4.3% | 1,393 | +1.2% | 0.04% | -2.6% |
| ITW | Buy | ILLINOIS TOOL WKS INC | $94,000 | +1.1% | 669 | +0.1% | 0.04% | -7.7% |
| CAT | Buy | CATERPILLAR INC DEL | $91,000 | +12.3% | 598 | +0.2% | 0.04% | +2.9% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $86,000 | +10.3% | 524 | +24.8% | 0.03% | 0.0% |
| WELL | Buy | WELLTOWER INC | $76,000 | +11.8% | 1,184 | +9.2% | 0.03% | 0.0% |
| MKC | Buy | MCCORMICK & CO INC | $73,000 | +19.7% | 554 | +4.7% | 0.03% | +7.7% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $71,000 | +238.1% | 511 | +209.7% | 0.03% | +200.0% |
| LUMN | Buy | CENTURYLINK INC | $70,000 | +14.8% | 3,310 | +0.7% | 0.03% | +3.8% |
| JPST | New | JP MORGAN EXCHANGE TRADED FDultra shrt inc | $65,000 | – | 1,297 | +100.0% | 0.02% | – |
| SCHE | Buy | SCHWAB STRATEGIC TRemrg mkteq etf | $61,000 | +10.9% | 2,355 | +10.8% | 0.02% | 0.0% |
| NKE | Buy | NIKE INCcl b | $59,000 | +34.1% | 693 | +24.4% | 0.02% | +27.8% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $58,000 | 0.0% | 768 | +0.8% | 0.02% | -8.3% |
| MOS | Buy | MOSAIC CO NEW | $54,000 | +28.6% | 1,650 | +10.0% | 0.02% | +16.7% |
| CCL | Buy | CARNIVAL CORPunit 99/99/9999 | $51,000 | +10.9% | 804 | +0.1% | 0.02% | +5.3% |
| BHC | New | BAUSCH HEALTH COS INC | $51,000 | – | 2,000 | +100.0% | 0.02% | – |
| PAYX | New | PAYCHEX INC | $53,000 | – | 715 | +100.0% | 0.02% | – |
| EBAY | Buy | EBAY INC | $48,000 | +77.8% | 1,466 | +95.2% | 0.02% | +63.6% |
| LVHD | New | LEGG MASON ETF INVESTMENT TRlow divi etf | $44,000 | – | 1,428 | +100.0% | 0.02% | – |
| SPHD | New | INVESCO EXCHNG TRADED FD TRs&p500 hdl vol | $45,000 | – | 1,085 | +100.0% | 0.02% | – |
| DATA | Buy | TABLEAU SOFTWARE INCcl a | $44,000 | +158.8% | 395 | +121.9% | 0.02% | +142.9% |
| F | Buy | FORD MTR CO DEL | $43,000 | -15.7% | 4,634 | +0.2% | 0.02% | -23.8% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $37,000 | +516.7% | 852 | +570.9% | 0.01% | +366.7% |
| RIO | Buy | RIO TINTO PLCsponsored adr | $34,000 | -8.1% | 671 | +0.3% | 0.01% | -18.8% |
| NOBL | New | PROSHARES TRs&p 500 dv arist | $30,000 | – | 450 | +100.0% | 0.01% | – |
| BK | Buy | BANK NEW YORK MELLON CORP | $26,000 | +160.0% | 508 | +170.2% | 0.01% | +150.0% |
| Y | New | ALLEGHANY CORP DEL | $27,000 | – | 42 | +100.0% | 0.01% | – |
| HTGC | Buy | HERCULES CAPITAL INC | $26,000 | +4.0% | 2,003 | +2.3% | 0.01% | 0.0% |
| TWTR | Buy | TWITTER INC | $27,000 | +3.8% | 945 | +57.5% | 0.01% | -9.1% |
| RHS | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql stp | $26,000 | +4.0% | 201 | +0.5% | 0.01% | 0.0% |
| MUS | Buy | BLACKROCK MUNIHOLDNGS QLTY I | $24,000 | -4.0% | 2,035 | +1.3% | 0.01% | -10.0% |
| WEC | New | WEC ENERGY GROUP INC | $23,000 | – | 340 | +100.0% | 0.01% | – |
| NVO | Buy | NOVO-NORDISK A Sadr | $23,000 | +666.7% | 485 | +781.8% | 0.01% | +800.0% |
| TWO | Buy | TWO HBRS INVT CORP | $23,000 | -4.2% | 1,560 | +4.0% | 0.01% | -10.0% |
| GER | Buy | GOLDMAN SACHS MLP ENERGY REN | $20,000 | +5.3% | 3,139 | +0.9% | 0.01% | 0.0% |
| RDFN | Buy | REDFIN CORP | $22,000 | +57.1% | 1,198 | +92.3% | 0.01% | +33.3% |
| COMM | New | COMMSCOPE HLDG CO INC | $20,000 | – | 645 | +100.0% | 0.01% | – |
| SJM | Buy | SMUCKER J M CO | $21,000 | +10.5% | 206 | +13.8% | 0.01% | 0.0% |
| SNA | New | SNAP ON INC | $22,000 | – | 120 | +100.0% | 0.01% | – |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $17,000 | -19.0% | 1,227 | +0.1% | 0.01% | -22.2% |
| KMI | Buy | KINDER MORGAN INC DEL | $18,000 | +20.0% | 1,016 | +21.2% | 0.01% | +16.7% |
| MET | Buy | METLIFE INC | $18,000 | +20.0% | 384 | +14.3% | 0.01% | +16.7% |
| CAH | Buy | CARDINAL HEALTH INC | $19,000 | +11.8% | 360 | +0.6% | 0.01% | 0.0% |
| JCI | Buy | JOHNSON CTLS INTL PLC | $17,000 | +21.4% | 488 | +16.7% | 0.01% | +16.7% |
| AWK | Buy | AMERICAN WTR WKS CO INC NEW | $15,000 | 0.0% | 172 | +0.6% | 0.01% | 0.0% |
| FHLC | New | FIDELITYmsci hlth care i | $15,000 | – | 320 | +100.0% | 0.01% | – |
| BKR | Buy | BAKER HUGHES A GE COcl a | $16,000 | +6.7% | 463 | +0.2% | 0.01% | 0.0% |
| INFY | Buy | INFOSYS LTDsponsored adr | $16,000 | 0.0% | 1,600 | +100.0% | 0.01% | -14.3% |
| BHP | Buy | BHP BILLITON LTDsponsored adr | $13,000 | 0.0% | 251 | +0.4% | 0.01% | 0.0% |
| GLDM | New | WORLD GOLD TRspdr gld minis | $14,000 | – | 1,200 | +100.0% | 0.01% | – |
| AKAM | New | AKAMAI TECHNOLOGIES INC | $13,000 | – | 180 | +100.0% | 0.01% | – |
| TDOC | Buy | TELADOC HEALTH INC | $10,000 | +900.0% | 115 | +666.7% | 0.00% | – |
| ATVI | Buy | ACTIVISION BLIZZARD INC | $11,000 | +1000.0% | 130 | +712.5% | 0.00% | – |
| AFIN | New | AMERICAN FIN TR INC | $9,000 | – | 600 | +100.0% | 0.00% | – |
| NFLX | Buy | NETFLIX INC | $7,000 | +250.0% | 20 | +300.0% | 0.00% | +200.0% |
| GGN | Buy | GAMCO GLOBAL GOLD NAT RES & | $9,000 | -10.0% | 2,002 | +3.0% | 0.00% | -25.0% |
| VYM | New | VANGUARD WHITEHALL FDS INChigh div yld | $7,000 | – | 80 | +100.0% | 0.00% | – |
| BBSI | Buy | BARRETT BUSINESS SERVICES IN | $7,000 | -30.0% | 109 | +0.9% | 0.00% | -25.0% |
| PBA | Buy | PEMBINA PIPELINE CORP | $9,000 | +12.5% | 275 | +18.0% | 0.00% | 0.0% |
| SCHZ | New | SCHWAB STRATEGIC TRus aggregate b | $7,000 | – | 140 | +100.0% | 0.00% | – |
| IYE | New | ISHARES TRu.s. energy etf | $8,000 | – | 200 | +100.0% | 0.00% | – |
| SBIO | New | ALPS ETF TRmed breakthgh | $5,000 | – | 135 | +100.0% | 0.00% | – |
| ADM | Buy | ARCHER DANIELS MIDLAND CO | $6,000 | 0.0% | 123 | +0.8% | 0.00% | -33.3% |
| BIIB | New | BIOGEN INC | $4,000 | – | 10 | +100.0% | 0.00% | – |
| FRA | Buy | BLACKROCK FLOAT RATE OME STR | $5,000 | 0.0% | 372 | +1.4% | 0.00% | 0.0% |
| CCLP | Buy | CSI COMPRESSCO LP | $4,000 | 0.0% | 744 | +3.3% | 0.00% | 0.0% |
| CXO | New | CONCHO RES INC | $5,000 | – | 36 | +100.0% | 0.00% | – |
| ED | Buy | CONSOLIDATED EDISON INC | $6,000 | 0.0% | 82 | +1.2% | 0.00% | -33.3% |
| CRON | Buy | CRONOS GROUP INC | $4,000 | +300.0% | 323 | +53.1% | 0.00% | – |
| ESRT | Buy | EMPIRE ST RLTY TR INCcl a | $4,000 | 0.0% | 220 | +0.9% | 0.00% | 0.0% |
| LAND | New | GLADSTONE LD CORP | $5,000 | – | 401 | +100.0% | 0.00% | – |
| HOFT | New | HOOKER FURNITURE CORP | $5,000 | – | 140 | +100.0% | 0.00% | – |
| IMO | New | IMPERIAL OIL LTD | $6,000 | – | 180 | +100.0% | 0.00% | – |
| IIM | Buy | INVESCO VALUE MUN INCOME TR | $4,000 | 0.0% | 255 | +1.2% | 0.00% | 0.0% |
| ROM | New | PROSHARES TR | $5,000 | – | 45 | +100.0% | 0.00% | – |
| TQQQ | New | PROSHARES TRultrapro qqq | $4,000 | – | 50 | +100.0% | 0.00% | – |
| RWT | Buy | REDWOOD TR INC | $6,000 | 0.0% | 357 | +1.7% | 0.00% | -33.3% |
| RMD | New | RESMED INC | $5,000 | – | 43 | +100.0% | 0.00% | – |
| SA | New | SEABRIDGE GOLD INC | $5,000 | – | 400 | +100.0% | 0.00% | – |
| EMLC | New | VANECK VECTORS ETF TRjp morgan mkts | $4,000 | – | 230 | +100.0% | 0.00% | – |
| AIEQ | Buy | ETF MANAGERS TRai powered eqt | $2,000 | 0.0% | 81 | +42.1% | 0.00% | 0.0% |
| BIB | New | PROSHARES TR | $3,000 | – | 50 | +100.0% | 0.00% | – |
| QLD | New | PROSHARES TR | $3,000 | – | 30 | +100.0% | 0.00% | – |
| GSM | New | FERROGLOBE PLC | $3,000 | – | 400 | +100.0% | 0.00% | – |
| DDD | Buy | 3-D SYS CORP DEL | $2,000 | +100.0% | 89 | +122.5% | 0.00% | – |
| SILV | New | SILVERCREST METALS INC | $2,000 | – | 670 | +100.0% | 0.00% | – |
| NXPI | New | NXP SEMICONDUCTORS N V | $2,000 | – | 25 | +100.0% | 0.00% | – |
| NMM | New | NAVIOS MARITIME PARTNERS L Punit lpi | $0 | – | 106 | +100.0% | 0.00% | – |
| NVCN | New | NEOVASC INC | $0 | – | 3 | +100.0% | 0.00% | – |
| HEAR | New | TURTLE BEACH CORP | $0 | – | 20 | +100.0% | 0.00% | – |
| HOSSQ | New | HORNBECK OFFSHORE SVCS INC N | $1,000 | – | 250 | +100.0% | 0.00% | – |
| HMNY | New | HELIOS & MATHESON ANALYTICS | $0 | – | 1 | +100.0% | 0.00% | – |
| SPSM | New | SPDR SER TRportfolio sm etf | $0 | – | 6 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-10-31
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 40 | Q3 2023 | 20.8% |
| SCHWAB STRATEGIC TR | 40 | Q3 2023 | 12.7% |
| APPLE INC | 40 | Q3 2023 | 2.4% |
| STARBUCKS CORP | 40 | Q3 2023 | 2.9% |
| SPDR SER TR | 40 | Q3 2023 | 7.7% |
| AMAZON COM INC | 40 | Q3 2023 | 2.1% |
| BOEING CO | 40 | Q3 2023 | 1.8% |
| SCHWAB STRATEGIC TR | 40 | Q3 2023 | 8.5% |
| UNITED PARCEL SERVICE INC | 40 | Q3 2023 | 1.8% |
| COSTCO WHSL CORP NEW | 40 | Q3 2023 | 1.2% |
View Tradewinds Capital Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-19 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-10-30 |
| 13F-HR | 2023-07-20 |
| 13F-HR | 2023-04-10 |
| 13F-HR | 2023-01-23 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-07-21 |
| 13F-HR | 2022-04-25 |
| 13F-HR | 2022-02-02 |
View Tradewinds Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.