$223 Million is the total value of Tradewinds Capital Management, LLC's 681 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 128.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TIME | Exit | TIME INC NEW | $0 | – | -49 | -100.0% | 0.00% | – |
| CHUBK | Exit | COMMERCEHUB INC | $0 | – | -2 | -100.0% | 0.00% | – |
| Exit | AVIS BUDGET GROUPcall | $0 | – | -200 | -100.0% | 0.00% | – | |
| IBND | Exit | SPDR SERIES TRUSTblombrg brc intl | $0 | – | -13 | -100.0% | 0.00% | – |
| Exit | CANADIAN NAT RES LTDcall | $0 | – | -500 | -100.0% | 0.00% | – | |
| JUNO | Exit | JUNO THERAPEUTICS INC | $0 | – | -28 | -100.0% | 0.00% | – |
| BSCO | Exit | CLAYMORE EXCHANGE TRD FD2024 corp bond | $0 | – | -53 | -100.0% | 0.00% | – |
| BTXWS | Exit | BIOTIME INCw exp 10/01/201 | $0 | – | -2 | -100.0% | 0.00% | – |
| HYLB | Exit | DBX ETF TRxtrack usd high | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | GENERAL ELECTRIC COcall | $0 | – | -300 | -100.0% | 0.00% | – | |
| EBND | Exit | SPDR SERIES TRUSTblombrg brc emrg | $0 | – | -4 | -100.0% | 0.00% | – |
| LVNTA | Exit | LIBERTY INTERACTIVE CORP | $0 | – | -6 | -100.0% | 0.00% | – |
| GDX | Exit | VANECK VECTORS ETF TRgold miners etf | $0 | – | -50 | -100.0% | 0.00% | – |
| RGI | Exit | RYDEX ETF TRUSTgug s&p500 eq wt | $0 | – | -1 | -100.0% | 0.00% | – |
| APA | Exit | APACHE CORP | $0 | – | -27 | -100.0% | 0.00% | – |
| LEXEA | Exit | LIBERTY EXPEDIA HOLDINGS | $0 | – | -4 | -100.0% | 0.00% | – |
| SPIB | Exit | SPDR SERIES TRUSTportfolio intrmd | $0 | – | -12 | -100.0% | 0.00% | – |
| NVLNF | Exit | NOVELION THERAPEUTICS IN | $0 | – | -10 | -100.0% | 0.00% | – |
| Exit | WHEATON PRECIOUS METALScall | $0 | – | -100,000 | -100.0% | 0.00% | – | |
| Exit | GENERAL MTRS COcall | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| Exit | VANECK VECTORS ETF TRcall | $0 | – | -200 | -100.0% | 0.00% | – | |
| Exit | APACHE CORPcall | $0 | – | -800 | -100.0% | 0.00% | – | |
| VMBS | Exit | VANGUARD SCOTTSDALE FDSmortg-back sec | $0 | – | -23 | -100.0% | 0.00% | – |
| CHUBA | Exit | COMMERCEHUB INC | $0 | – | -1 | -100.0% | 0.00% | – |
| LGFB | Exit | LIONS GATE ENTMNT CORPcl b non vtg | $0 | – | -9 | -100.0% | 0.00% | – |
| Exit | BUNGE LIMITEDcall | $0 | – | -100 | -100.0% | 0.00% | – | |
| Exit | ALLY FINL INCcall | $0 | – | -400 | -100.0% | 0.00% | – | |
| SOXX | Exit | ISHARES TRphlx semicnd etf | $0 | – | -5 | -100.0% | 0.00% | – |
| Exit | FORD MTR CO DELcall | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| Exit | CHEESECAKE FACTORY INCcall | $0 | – | -200 | -100.0% | 0.00% | – | |
| TDC | Exit | TERADATA CORP DEL | $0 | – | -12 | -100.0% | 0.00% | – |
| NCR | Exit | NCR CORP NEW | $0 | – | -12 | -100.0% | 0.00% | – |
| VNQI | Exit | VANGUARD INTL EQUITY INDglb ex us etf | $0 | – | -14 | -100.0% | 0.00% | – |
| SPHB | Exit | POWERSHARES ETF TR IIs&p500 hgh bet | $0 | – | -30 | -100.0% | 0.00% | – |
| ARLZ | Exit | ARALEZ PHARMACEUTICALS I | $0 | – | -6 | -100.0% | 0.00% | – |
| Exit | NOVAGOLD RES INCcall | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| ESNC | Exit | ENSYNC INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| HRG | Exit | HRG GROUP INC | $0 | – | -32 | -100.0% | 0.00% | – |
| Exit | CARDINAL HEALTH INCcall | $0 | – | -200 | -100.0% | 0.00% | – | |
| Exit | VIACOM INC NEWcall | $0 | – | -300 | -100.0% | 0.00% | – | |
| Exit | CAPITAL ONE FINL CORPcall | $0 | – | -100 | -100.0% | 0.00% | – | |
| CANE | Exit | TEUCRIUM COMMODITY TRsugar fd | $0 | – | -200 | -100.0% | -0.00% | – |
| FDN | Exit | FIRST TR EXCHANGE TRADEDdj internt idx | $0 | – | -15 | -100.0% | -0.00% | – |
| SHYG | Exit | ISHARES TR0-5yr hi yl cp | $0 | – | -65 | -100.0% | -0.00% | – |
| MA | Exit | MASTERCARD INCORPORATEDcl a | $0 | – | -11 | -100.0% | -0.00% | – |
| KRE | Exit | SPDR SERIES TRUSTs&p regl bkg | $0 | – | -50 | -100.0% | -0.00% | – |
| FNDE | Exit | SCHWAB STRATEGIC TRschwb fdt emk lg | $0 | – | -67 | -100.0% | -0.00% | – |
| IEMG | Exit | ISHARES INCcore msci emkt | $0 | – | -30 | -100.0% | -0.00% | – |
| FNDC | Exit | SCHWAB STRATEGIC TRschwb fdt int sc | $0 | – | -44 | -100.0% | -0.00% | – |
| HFRO | Exit | HIGHLAND FLOATNG RATE OP | $0 | – | -219 | -100.0% | -0.00% | – |
| FNDA | Exit | SCHWAB STRATEGIC TRschwab fdt us sc | $0 | – | -82 | -100.0% | -0.00% | – |
| SPHD | Exit | POWERSHARES ETF TR II | $0 | – | -60 | -100.0% | -0.00% | – |
| XLY | Exit | SELECT SECTOR SPDR TRsbi cons discr | $0 | – | -33 | -100.0% | -0.00% | – |
| KERX | Exit | KERYX BIOPHARMACEUTICALS | $0 | – | -437 | -100.0% | -0.00% | – |
| JPC | Exit | NUVEEN PFD & INCM OPPORT | $0 | – | -160 | -100.0% | -0.00% | – |
| MGEN | Exit | MIRAGEN THERAPEUTICS INC | $0 | – | -200 | -100.0% | -0.00% | – |
| CC | Exit | CHEMOURS CO | $0 | – | -46 | -100.0% | -0.00% | – |
| EMLC | Exit | VANECK VECTORS ETF TRjp morgan mkts | $0 | – | -138 | -100.0% | -0.00% | – |
| IAU | Exit | ISHARES GOLD TRUSTishares | $0 | – | -160 | -100.0% | -0.00% | – |
| JRS | Exit | NUVEEN REAL ESTATE INCOM | $0 | – | -160 | -100.0% | -0.00% | – |
| FNDF | Exit | SCHWAB STRATEGIC TRschwb fdt int lg | $0 | – | -103 | -100.0% | -0.00% | – |
| MRCC | Exit | MONROE CAP CORP | $0 | – | -300 | -100.0% | -0.00% | – |
| DBA | Exit | POWERSHS DB MULTI SECT Cps db agricul fd | $0 | – | -290 | -100.0% | -0.00% | – |
| TCRD | Exit | THL CR INC | $0 | – | -500 | -100.0% | -0.00% | – |
| PCM | Exit | PCM FUND INC | $0 | – | -455 | -100.0% | -0.00% | – |
| HIO | Exit | WESTERN ASSET HIGH INCM | $0 | – | -1,000 | -100.0% | -0.00% | – |
| FNDX | Exit | SCHWAB STRATEGIC TRschwab fdt us lg | $0 | – | -114 | -100.0% | -0.00% | – |
| FRA | Exit | BLACKROCK FLOAT RATE OME | $0 | – | -359 | -100.0% | -0.00% | – |
| EEP | Exit | ENBRIDGE ENERGY PARTNERS | $0 | – | -364 | -100.0% | -0.00% | – |
| WBIA | Exit | ABSOLUTE SHS TRwbi tacticl smgd | $0 | – | -190 | -100.0% | -0.00% | – |
| SHY | Exit | ISHARES TR1 3 yr treas bd | $0 | – | -63 | -100.0% | -0.00% | – |
| BREW | Exit | CRAFT BREW ALLIANCE INC | $0 | – | -240 | -100.0% | -0.00% | – |
| PX | Exit | PRAXAIR INC | $0 | – | -25 | -100.0% | -0.00% | – |
| SPH | Exit | SUBURBAN PROPANE PARTNERunit ltd partn | $0 | – | -300 | -100.0% | -0.00% | – |
| XLF | Exit | SELECT SECTOR SPDR TRsbi int-finl | $0 | – | -205 | -100.0% | -0.00% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -200 | -100.0% | -0.00% | – |
| PTE | Exit | POLARITYTE INC | $0 | – | -320 | -100.0% | -0.00% | – |
| WBIE | Exit | ABSOLUTE SHS TRwbi tacticl lcgd | $0 | – | -225 | -100.0% | -0.00% | – |
| WBIC | Exit | ABSOLUTE SHS TRwbi tactical smy | $0 | – | -333 | -100.0% | -0.00% | – |
| WBIL | Exit | ABSOLUTE SHS TRwbi tactical lcq | $0 | – | -208 | -100.0% | -0.00% | – |
| WBIR | Exit | ABSOLUTE SHS TRwbi tactl rotn | $0 | – | -259 | -100.0% | -0.00% | – |
| AKG | Exit | ASANKO GOLD INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| OXM | Exit | OXFORD INDS INC | $0 | – | -124 | -100.0% | -0.00% | – |
| WBIB | Exit | ABSOLUTE SHS TRwbi tactical smv | $0 | – | -326 | -100.0% | -0.00% | – |
| AVA | Exit | AVISTA CORP | $0 | – | -182 | -100.0% | -0.00% | – |
| FLOT | Exit | ISHARES TRfltg rate nt etf | $0 | – | -164 | -100.0% | -0.00% | – |
| WBID | Exit | ABSOLUTE SHS TRwbi tactical smq | $0 | – | -370 | -100.0% | -0.00% | – |
| DATA | Exit | TABLEAU SOFTWARE INCcl a | $0 | – | -137 | -100.0% | -0.00% | – |
| PCLN | Exit | PRICELINE GRP INC | $0 | – | -6 | -100.0% | -0.01% | – |
| WBIG | Exit | ABSOLUTE SHS TRwbi tactical lcy | $0 | – | -387 | -100.0% | -0.01% | – |
| BPL | Exit | BUCKEYE PARTNERS L Punit ltd partn | $0 | – | -232 | -100.0% | -0.01% | – |
| AERI | Exit | AERIE PHARMACEUTICALS IN | $0 | – | -185 | -100.0% | -0.01% | – |
| WBIF | Exit | ABSOLUTE SHS TRwbi tactcl lcv | $0 | – | -343 | -100.0% | -0.01% | – |
| ETY | Exit | EATON VANCE TX MGD DIV E | $0 | – | -800 | -100.0% | -0.01% | – |
| NWL | Exit | NEWELL BRANDS INC | $0 | – | -400 | -100.0% | -0.01% | – |
| IGR | Exit | CBRE CLARION GLOBAL REAL | $0 | – | -1,518 | -100.0% | -0.01% | – |
| POT | Exit | POTASH CORP SASK INC | $0 | – | -594 | -100.0% | -0.01% | – |
| WDFC | Exit | WD-40 CO | $0 | – | -100 | -100.0% | -0.01% | – |
| AXU | Exit | ALEXCO RESOURCE CORP | $0 | – | -10,000 | -100.0% | -0.01% | – |
| HBI | Exit | HANESBRANDS INC | $0 | – | -832 | -100.0% | -0.01% | – |
| ZG | Exit | ZILLOW GROUP INCcl a | $0 | – | -400 | -100.0% | -0.01% | – |
| DOC | Exit | PHYSICIANS RLTY TR | $0 | – | -1,000 | -100.0% | -0.01% | – |
| IXYS | Exit | IXYS CORP | $0 | – | -808 | -100.0% | -0.01% | – |
| WGL | Exit | WGL HLDGS INC | $0 | – | -187 | -100.0% | -0.01% | – |
| GER | Exit | GOLDMAN SACHS MLP ENERGY | $0 | – | -3,058 | -100.0% | -0.01% | – |
| PFF | Exit | ISHARES TRs&p us pfd stk | $0 | – | -500 | -100.0% | -0.01% | – |
| NVAX | Exit | NOVAVAX INC | $0 | – | -16,000 | -100.0% | -0.01% | – |
| HEP | Exit | HOLLY ENERGY PARTNERS L | $0 | – | -700 | -100.0% | -0.01% | – |
| CEN | Exit | CENTER COAST MLP & INFRS | $0 | – | -2,500 | -100.0% | -0.01% | – |
| CMU | Exit | MFS HIGH YIELD MUN TRsh ben int | $0 | – | -5,321 | -100.0% | -0.01% | – |
| CEM | Exit | CLEARBRIDGE ENERGY MLP F | $0 | – | -1,612 | -100.0% | -0.01% | – |
| BIF | Exit | BOULDER GROWTH & INCOME | $0 | – | -2,500 | -100.0% | -0.01% | – |
| BXMX | Exit | NUVEEN S&P 500 BUY-WRITE | $0 | – | -2,064 | -100.0% | -0.01% | – |
| AMT | Exit | AMERICAN TOWER CORP NEW | $0 | – | -200 | -100.0% | -0.01% | – |
| VFL | Exit | DELAWARE INVT NAT MUNI Ish ben int | $0 | – | -2,327 | -100.0% | -0.02% | – |
| MMU | Exit | WESTERN ASST MNGD MUN FD | $0 | – | -2,363 | -100.0% | -0.02% | – |
| MIC | Exit | MACQUARIE INFRASTRUCTURE | $0 | – | -500 | -100.0% | -0.02% | – |
| AUG | Exit | AURYN RES INC | $0 | – | -20,000 | -100.0% | -0.02% | – |
| SFBC | Exit | SOUND FINL BANCORP INC | $0 | – | -1,000 | -100.0% | -0.02% | – |
| CSQ | Exit | CALAMOS STRATEGIC TOTL R | $0 | – | -3,041 | -100.0% | -0.02% | – |
| MPW | Exit | MEDICAL PPTYS TRUST INC | $0 | – | -3,000 | -100.0% | -0.02% | – |
| HQH | Exit | TEKLA HEALTHCARE INVSsh ben int | $0 | – | -1,963 | -100.0% | -0.02% | – |
| GDV | Exit | GABELLI DIVD & INCOME TR | $0 | – | -2,000 | -100.0% | -0.02% | – |
| WPC | Exit | W P CAREY INC | $0 | – | -700 | -100.0% | -0.02% | – |
| NSU | Exit | NEVSUN RES LTD | $0 | – | -20,000 | -100.0% | -0.02% | – |
| WBII | Exit | ABSOLUTE SHS TRwbi tct inc sh | $0 | – | -2,000 | -100.0% | -0.02% | – |
| SQQQ | Exit | PROSHARES TRultrapro short q | $0 | – | -2,500 | -100.0% | -0.03% | – |
| WBIH | Exit | ABSOLUTE SHS TRwbi tct hg inc | $0 | – | -2,202 | -100.0% | -0.03% | – |
| EQR | Exit | EQUITY RESIDENTIALsh ben int | $0 | – | -860 | -100.0% | -0.03% | – |
| OPNT | Exit | OPIANT PHARMACEUTICALS I | $0 | – | -2,500 | -100.0% | -0.03% | – |
| BTO | Exit | HANCOCK JOHN FINL OPPTYSsh ben int new | $0 | – | -1,500 | -100.0% | -0.03% | – |
| PMO | Exit | PUTNAM MUN OPPORTUNITIESsh ben int | $0 | – | -5,796 | -100.0% | -0.04% | – |
| BAF | Exit | BLACKROCK MUNI INCOME IN | $0 | – | -5,000 | -100.0% | -0.04% | – |
| JNUG | Exit | DIREXION SHS ETF TRdaily jr bull 3x | $0 | – | -5,000 | -100.0% | -0.04% | – |
| NZF | Exit | NUVEEN MUNICIPAL CREDIT | $0 | – | -55,542 | -100.0% | -0.41% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 40 | Q3 2023 | 20.8% |
| SCHWAB STRATEGIC TR | 40 | Q3 2023 | 12.7% |
| APPLE INC | 40 | Q3 2023 | 2.4% |
| STARBUCKS CORP | 40 | Q3 2023 | 2.9% |
| SPDR SER TR | 40 | Q3 2023 | 7.7% |
| AMAZON COM INC | 40 | Q3 2023 | 2.1% |
| BOEING CO | 40 | Q3 2023 | 1.8% |
| SCHWAB STRATEGIC TR | 40 | Q3 2023 | 8.5% |
| UNITED PARCEL SERVICE INC | 40 | Q3 2023 | 1.8% |
| COSTCO WHSL CORP NEW | 40 | Q3 2023 | 1.2% |
View Tradewinds Capital Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-19 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-10-30 |
| 13F-HR | 2023-07-20 |
| 13F-HR | 2023-04-10 |
| 13F-HR | 2023-01-23 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-07-21 |
| 13F-HR | 2022-04-25 |
| 13F-HR | 2022-02-02 |
View Tradewinds Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.