$196 Million is the total value of Tradewinds Capital Management, LLC's 710 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 68.7% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
CWB | Buy | SPDR SERIES TRUSTblmbrg brc cnvrt | $14,061,000 | +38.5% | 275,323 | +34.6% | 7.18% | +34.4% |
SPEU | New | SPDR INDEX SHS FDSstoxx eur 50 etf | $11,510,000 | – | 323,220 | +100.0% | 5.88% | – |
ZDEU | Buy | SPDR INDEX SHS FDSmsci ger strtgic | $11,509,000 | +16.2% | 182,082 | +8.5% | 5.87% | +12.7% |
RYF | Buy | RYDEX ETF TRUSTgug s&p500eqwtfi | $11,273,000 | +10.3% | 273,085 | +5.6% | 5.75% | +7.0% |
SCHC | Buy | SCHWAB STRATEGIC TRintl sceqt etf | $11,170,000 | – | 311,833 | +15591550.0% | 5.70% | – |
RYT | Buy | RYDEX ETF TRUSTgug s&p500eqwtte | $10,871,000 | +9.9% | 80,509 | +1.6% | 5.55% | +6.6% |
BA | Buy | BOEING CO | $3,213,000 | +76.7% | 12,640 | +37.5% | 1.64% | +71.4% |
NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $2,333,000 | +1.1% | 164,397 | +0.0% | 1.19% | -2.0% |
VGM | Buy | INVESCO TR INVT GRADE MUNS | $1,983,000 | -0.1% | 147,965 | +0.0% | 1.01% | -3.2% |
IQI | Buy | INVESCO QUALITY MUNI INC TRS | $1,720,000 | +0.5% | 134,380 | +0.0% | 0.88% | -2.6% |
COST | Buy | COSTCO WHSL CORP NEW | $1,697,000 | +3.7% | 10,329 | +0.9% | 0.87% | +0.6% |
AMZN | Buy | AMAZON COM INC | $1,662,000 | +3.5% | 1,729 | +4.2% | 0.85% | +0.4% |
BTA | Buy | BLACKROCK LONG-TERM MUNI ADV | $1,352,000 | +2.7% | 111,618 | +0.0% | 0.69% | -0.4% |
BP | Buy | BRITISH PETROLEUMsponsored adr | $1,066,000 | +14.6% | 30,912 | +15.2% | 0.54% | +11.2% |
NZF | Buy | NUVEEN MUNICIPAL CREDIT INC | $1,049,000 | +3.0% | 68,974 | +1.1% | 0.54% | -0.2% |
RGI | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $821,000 | +16.0% | 7,307 | +11.6% | 0.42% | +12.3% |
FFIV | Buy | F5 NETWORKS INC | $788,000 | -4.7% | 6,536 | +0.4% | 0.40% | -7.6% |
BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $663,000 | – | 3,614 | +100.0% | 0.34% | – |
PG | Buy | PROCTER AND GAMBLE CO | $636,000 | +4.8% | 6,996 | +0.4% | 0.32% | +1.9% |
CVX | Buy | CHEVRON CORP NEW | $604,000 | +13.1% | 5,142 | +0.5% | 0.31% | +9.6% |
CMCSA | Buy | COMCAST CORP NEWcl a | $467,000 | -1.3% | 12,144 | +0.0% | 0.24% | -4.4% |
GE | Buy | GENERAL ELECTRIC CO | $386,000 | -3.0% | 15,955 | +8.2% | 0.20% | -5.7% |
BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $385,000 | +0.8% | 7,045 | +0.3% | 0.20% | -2.0% |
GLTR | Buy | ETFS PRECIOUS METALS BASKETphys pm bskt | $386,000 | +3.8% | 6,095 | +1.2% | 0.20% | +0.5% |
USB | Buy | US BANCORP DEL | $384,000 | +104.3% | 9,002 | +148.5% | 0.20% | +98.0% |
CVS | Buy | CVS HEALTH CORP | $361,000 | +1.1% | 4,439 | +0.1% | 0.18% | -2.1% |
EWG | New | ISHARES INCmsci germany etf | $335,000 | – | 10,326 | +100.0% | 0.17% | – |
BAC | Buy | BANK OF AMERICA | $325,000 | +7.6% | 12,795 | +2.7% | 0.17% | +4.4% |
ABT | Buy | ABBOTT LABS | $298,000 | +10.0% | 5,586 | +0.0% | 0.15% | +6.3% |
WMT | Buy | WAL-MART STORES INC | $292,000 | +3.2% | 3,734 | +0.0% | 0.15% | 0.0% |
VNQ | Buy | VANGUARD INDEX FDSreit etf | $251,000 | +0.8% | 3,018 | +1.0% | 0.13% | -2.3% |
MRK | Buy | MERCK & CO INC | $242,000 | +2.1% | 3,783 | +2.5% | 0.12% | -0.8% |
JPM | Buy | JPMORGAN CHASE & CO | $242,000 | +4.3% | 2,535 | +0.0% | 0.12% | +1.6% |
WFC | Buy | WELLS FARGO CO NEW | $231,000 | -0.4% | 4,191 | +0.2% | 0.12% | -3.3% |
ABBV | Buy | ABBVIE INC | $202,000 | +22.4% | 2,270 | +0.0% | 0.10% | +18.4% |
TXN | Buy | TEXAS INSTRS INC | $175,000 | +16.7% | 1,954 | +0.4% | 0.09% | +12.7% |
PRU | Buy | PRUDENTIAL FINL INC | $166,000 | -1.8% | 1,560 | +0.1% | 0.08% | -4.5% |
VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $145,000 | +0.7% | 1,811 | +0.6% | 0.07% | -2.6% |
PHYS | Buy | SPROTT PHYSICAL GOLD TRUSTunit | $144,000 | +14.3% | 13,826 | +10.9% | 0.07% | +10.6% |
GIS | Buy | GENERAL MLS INC | $135,000 | +114.3% | 2,605 | +127.3% | 0.07% | +109.1% |
QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $135,000 | +6.3% | 925 | +0.1% | 0.07% | +3.0% |
EWA | New | ISHARES INCmsci aust etf | $132,000 | – | 5,884 | +100.0% | 0.07% | – |
HAL | Buy | HALLIBURTON CO | $131,000 | +8.3% | 2,845 | +0.0% | 0.07% | +4.7% |
SLB | Buy | SCHLUMBERGER LTD | $119,000 | +10.2% | 1,711 | +4.6% | 0.06% | +7.0% |
SPY | Buy | SPDR S&P 500 ETF TRtr unit | $113,000 | +4.6% | 452 | +1.3% | 0.06% | +1.8% |
ALK | Buy | ALASKA AIR GROUP INC | $111,000 | +29.1% | 1,459 | +52.0% | 0.06% | +26.7% |
DWDP | New | DOWDUPONT INC | $101,000 | – | 1,459 | +100.0% | 0.05% | – |
D | Buy | DOMINION ENERGY INC | $102,000 | +1.0% | 1,331 | +1.0% | 0.05% | -1.9% |
ITW | Buy | ILLINOIS TOOL WKS INC | $99,000 | +4.2% | 667 | +0.2% | 0.05% | +2.0% |
CSX | Buy | CSX CORP | $94,000 | 0.0% | 1,732 | +0.2% | 0.05% | -2.0% |
UNIT | Buy | UNITI GROUP INC | $90,000 | +900.0% | 6,124 | +1582.4% | 0.05% | +820.0% |
KO | Buy | COCA COLA CO | $88,000 | 0.0% | 1,960 | +0.2% | 0.04% | -2.2% |
C | Buy | CITIGROUP INC | $83,000 | +822.2% | 2,762 | +1930.9% | 0.04% | +740.0% |
MO | Buy | ALTRIA GROUP INC | $80,000 | -14.9% | 1,268 | +0.1% | 0.04% | -16.3% |
KR | Buy | KROGER CO | $64,000 | -12.3% | 3,169 | +0.9% | 0.03% | -13.2% |
WELL | Buy | WELLTOWER INC | $65,000 | -5.8% | 930 | +0.8% | 0.03% | -8.3% |
VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $63,000 | +5.0% | 775 | +0.6% | 0.03% | 0.0% |
IWF | Buy | ISHARES TRrus 1000 grw etf | $54,000 | +12.5% | 430 | +7.5% | 0.03% | +12.0% |
WBIH | New | ABSOLUTE SHS TRwbi tct hg inc | $54,000 | – | 2,202 | +100.0% | 0.03% | – |
WBII | New | ABSOLUTE SHS TRwbi tct inc sh | $51,000 | – | 2,000 | +100.0% | 0.03% | – |
SHOP | Buy | SHOPIFY INCcl a | $47,000 | +422.2% | 400 | +300.0% | 0.02% | +380.0% |
TSLA | Buy | TESLA INC | $47,000 | -4.1% | 137 | +0.7% | 0.02% | -7.7% |
AUG | New | AURYN RES INC | $45,000 | – | 20,000 | +100.0% | 0.02% | – |
TXT | Buy | TEXTRON INC | $43,000 | +207.1% | 800 | +166.7% | 0.02% | +214.3% |
XLE | Buy | SELECT SECTOR SPDR TRenergy | $41,000 | +7.9% | 597 | +1.2% | 0.02% | +5.0% |
F | Buy | FORD MTR CO DEL | $40,000 | +8.1% | 3,303 | +0.2% | 0.02% | +5.3% |
HPE | Buy | HEWLETT PACKARD ENTERPRISE C | $39,000 | -11.4% | 2,650 | +0.0% | 0.02% | -13.0% |
BTI | New | BRITISH AMERN TOB PLCsponsored adr | $38,000 | – | 607 | +100.0% | 0.02% | – |
SFBC | New | SOUND FINANCIAL | $34,000 | – | 1,000 | +100.0% | 0.02% | – |
AABA | Buy | ALTABA INC | $33,000 | +37.5% | 503 | +13.5% | 0.02% | +30.8% |
NKE | Buy | NIKE INCcl b | $29,000 | -12.1% | 556 | +0.2% | 0.02% | -11.8% |
WOOD | Buy | ISHARES TRgl timb fore etf | $27,000 | +68.8% | 401 | +55.4% | 0.01% | +75.0% |
STI | Buy | SUNTRUST BKS INC | $27,000 | +1250.0% | 1,033 | +3030.3% | 0.01% | +1300.0% |
STT | New | STATE STREET | $27,000 | – | 1,000 | +100.0% | 0.01% | – |
PI | Buy | IMPINJ INC | $28,000 | +12.0% | 663 | +28.0% | 0.01% | +7.7% |
MUS | Buy | BLACKROCK MUNIHOLDNGS QLTY I | $26,000 | +4.0% | 1,922 | +1.4% | 0.01% | 0.0% |
HTGC | Buy | HERCULES CAPITAL INC | $24,000 | 0.0% | 1,823 | +2.5% | 0.01% | -7.7% |
HEP | Buy | HOLLY ENERGY PARTNERS L P | $23,000 | +76.9% | 700 | +75.0% | 0.01% | +71.4% |
BKR | New | BAKER HUGHES A GE COcl a | $23,000 | – | 621 | +100.0% | 0.01% | – |
CAH | Buy | CARDINAL HEALTH INC | $24,000 | -14.3% | 355 | +0.3% | 0.01% | -20.0% |
DVY | Buy | ISHARES TRselect divid etf | $21,000 | +90.9% | 220 | +83.3% | 0.01% | +83.3% |
HFWA | Buy | HERITAGE FINL CORP WASH | $20,000 | +11.1% | 687 | +0.4% | 0.01% | +11.1% |
AWK | Buy | AMERICAN WTR WKS CO INC NEW | $19,000 | +5.6% | 234 | +0.4% | 0.01% | +11.1% |
NLY | Buy | ANNALY CAP MGMT INC | $18,000 | 0.0% | 1,498 | +0.9% | 0.01% | 0.0% |
NVAX | New | NOVAVAX INC | $18,000 | – | 16,000 | +100.0% | 0.01% | – |
J | Buy | JACOBS ENGR GROUP INC DEL | $18,000 | +5.9% | 316 | +0.3% | 0.01% | 0.0% |
ZG | New | ZILLOW GROUP INCcl a | $16,000 | – | 400 | +100.0% | 0.01% | – |
UTX | Buy | UNITED TECHNOLOGIES CORP | $15,000 | -6.2% | 130 | +0.8% | 0.01% | 0.0% |
VXX | New | BARCLAYS BK PLCipath s&p500 vix | $16,000 | – | 405 | +100.0% | 0.01% | – |
PCG | Buy | PG&E CORP | $15,000 | 0.0% | 227 | +0.4% | 0.01% | 0.0% |
RDFN | New | REDFIN CORP | $14,000 | – | 555 | +100.0% | 0.01% | – |
MFGP | New | MICRO FOCUS INTERNATIONAL PLspon adr new | $12,000 | – | 363 | +100.0% | 0.01% | – |
EXPE | Buy | EXPEDIA INC DEL | $9,000 | 0.0% | 63 | +1.6% | 0.01% | 0.0% |
GGN | Buy | GAMCO GLOBAL GOLD NAT RES & | $10,000 | +100.0% | 1,782 | +103.4% | 0.01% | +66.7% |
ED | Buy | CONSOLIDATED EDISON INC | $10,000 | 0.0% | 129 | +0.8% | 0.01% | 0.0% |
BHP | Buy | BHP BILLITON LTDsponsored adr | $10,000 | +11.1% | 250 | +0.4% | 0.01% | 0.0% |
BBSI | Buy | BARRETT BUSINESS SERVICES IN | $9,000 | 0.0% | 157 | +0.6% | 0.01% | 0.0% |
WBIG | New | ABSOLUTE SHS TRwbi tactical lcy | $9,000 | – | 387 | +100.0% | 0.01% | – |
WBIF | New | ABSOLUTE SHS TRwbi tactcl lcv | $9,000 | – | 343 | +100.0% | 0.01% | – |
WBID | New | ABSOLUTE SHS TRwbi tactical sms | $9,000 | – | 370 | +100.0% | 0.01% | – |
RSG | Buy | REPUBLIC SVCS INC | $7,000 | +40.0% | 99 | +16.5% | 0.00% | +33.3% |
GDXJ | Buy | VANECK VECTORS ETF TRjr gold miners e | $8,000 | +14.3% | 250 | +25.0% | 0.00% | 0.0% |
ANCKF | New | ANFIELD GOLD | $7,000 | – | 20,000 | +100.0% | 0.00% | – |
ALGT | New | ALLEGIANT TRAVEL CO | $7,000 | – | 50 | +100.0% | 0.00% | – |
BBL | Buy | BHP BILLITON PLCsponsored adr | $7,000 | +16.7% | 199 | +1.5% | 0.00% | +33.3% |
PIN | Buy | POWERSHARES INDIA ETF TRindia port | $8,000 | +14.3% | 323 | +0.6% | 0.00% | 0.0% |
WBIC | New | ABSOLUTE SHS TRwbi tactical smy | $7,000 | – | 333 | +100.0% | 0.00% | – |
WBIB | New | ABSOLUTE SHS TRwbi tactical smv | $8,000 | – | 326 | +100.0% | 0.00% | – |
ADM | Buy | ARCHER DANIELS MIDLAND CO | $5,000 | 0.0% | 120 | +0.8% | 0.00% | 0.0% |
FRA | Buy | BLACKROCK FLOAT RATE OME STR | $5,000 | 0.0% | 353 | +1.1% | 0.00% | 0.0% |
RWT | Buy | REDWOOD TR INC | $5,000 | -16.7% | 333 | +1.8% | 0.00% | 0.0% |
OLED | New | UNIVERSAL DISPLAY CORP | $6,000 | – | 50 | +100.0% | 0.00% | – |
WBIA | New | ABSOLUTE SHS TRwbi tactical smg | $5,000 | – | 190 | +100.0% | 0.00% | – |
FVD | New | FIRST TR VALUE LINE DIVID IN | $5,000 | – | 170 | +100.0% | 0.00% | – |
WBIR | New | ABSOLUTE SHS TRwbi tactl rotn | $6,000 | – | 259 | +100.0% | 0.00% | – |
WBIL | New | ABSOLUTE SHS TRwbi tactical lcs | $5,000 | – | 208 | +100.0% | 0.00% | – |
WBIE | New | ABSOLUTE SHS TRwbi lgcap wbie | $5,000 | – | 225 | +100.0% | 0.00% | – |
NUGT | Buy | DIREXION SHS ETF TRdly gold indx 3x | $6,000 | +20.0% | 180 | +2.9% | 0.00% | 0.0% |
SNAP | Buy | SNAP INCcl a | $6,000 | 0.0% | 385 | +10.0% | 0.00% | 0.0% |
IHE | New | ISHARES TRu.s. pharma etf | $4,000 | – | 24 | +100.0% | 0.00% | – |
CCJ | Buy | CAMECO CORP | $3,000 | +200.0% | 340 | +277.8% | 0.00% | +100.0% |
FTXL | New | FIRST TR EXCHANGE TRADED FDnasdq semcndtr | $3,000 | – | 118 | +100.0% | 0.00% | – |
CHGG | Buy | CHEGG INC | $4,000 | 0.0% | 296 | +0.3% | 0.00% | 0.0% |
DBD | Buy | DIEBOLD NXDF INC | $3,000 | -25.0% | 128 | +0.8% | 0.00% | 0.0% |
AUY | Buy | YAMANA GOLD INC | $4,000 | +33.3% | 1,530 | +48.5% | 0.00% | 0.0% |
IAG | Buy | IAMGOLD CORP | $4,000 | +300.0% | 705 | +213.3% | 0.00% | +100.0% |
EWJ | New | ISHARES INCmsci jpn etf new | $3,000 | – | 48 | +100.0% | 0.00% | – |
FSK | New | FS INVT CORP | $3,000 | – | 411 | +100.0% | 0.00% | – |
ESRT | Buy | EMPIRE ST RLTY TR INCcl a | $4,000 | 0.0% | 215 | +0.5% | 0.00% | 0.0% |
SDRL | Buy | SEADRILL LIMITED | $3,000 | +50.0% | 7,712 | +14.9% | 0.00% | +100.0% |
STX | New | SEAGATE TECHNOLOGY PLC | $3,000 | – | 100 | +100.0% | 0.00% | – |
New | NXP SEMICONDUCTORS | $3,000 | – | 25 | +100.0% | 0.00% | – | |
AG | Buy | FIRST MAJESTIC SILVER CORP | $2,000 | +100.0% | 310 | +181.8% | 0.00% | 0.0% |
FSTA | New | FIDELITYconsmr staples | $2,000 | – | 72 | +100.0% | 0.00% | – |
EXK | New | ENDEAVOUR SILVER CORP | $1,000 | – | 500 | +100.0% | 0.00% | – |
PIPR | New | PIPER JAFFRAY COS | $2,000 | – | 28 | +100.0% | 0.00% | – |
IGSB | New | ISHARES TR1 3 yr cr bd etf | $2,000 | – | 19 | +100.0% | 0.00% | – |
BHF | New | BRIGHTHOUSE FINL INC | $2,000 | – | 30 | +100.0% | 0.00% | – |
CMI | Buy | CUMMINS INC | $2,000 | 0.0% | 11 | +10.0% | 0.00% | 0.0% |
NGD | Buy | NEW GOLD INC CDA | $2,000 | – | 526 | +317.5% | 0.00% | – |
SSRM | New | SSR MNG INC | $1,000 | – | 90 | +100.0% | 0.00% | – |
IPWR | New | IDEAL PWR INC | $1,000 | – | 500 | +100.0% | 0.00% | – |
HACK | New | ETF MANAGERS TRprime cybr scrty | $2,000 | – | 50 | +100.0% | 0.00% | – |
CANE | New | TEUCRIUM | $2,000 | – | 200 | +100.0% | 0.00% | – |
GPRO | Buy | GOPRO INCcl a | $2,000 | 0.0% | 202 | +1.0% | 0.00% | 0.0% |
KN | New | KNOWLES CORP | $2,000 | – | 100 | +100.0% | 0.00% | – |
EKSO | Buy | EKSO BIONICS HLDGS INC | $1,000 | 0.0% | 896 | +115.9% | 0.00% | 0.0% |
VTI | New | VANGUARD INDEX FDStotal stk mkt | $2,000 | – | 13 | +100.0% | 0.00% | – |
MNGA | New | MAGNEGAS CORP | $0 | – | 8 | +100.0% | 0.00% | – |
New | CANADIAN NATURAL RESOURCEScall | $0 | – | 500 | +100.0% | 0.00% | – | |
New | JC PENNEYcall | $0 | – | 700 | +100.0% | 0.00% | – | |
CVU | New | CPI AEROSTRUCTURES INC | $0 | – | 1 | +100.0% | 0.00% | – |
TLT | New | ISHARES TR20 yr tr bd etf | $0 | – | 4 | +100.0% | 0.00% | – |
New | SAFEWAY PLC | $0 | – | 2,400 | +100.0% | 0.00% | – | |
New | AVIS BUDGET GROUPcall | $0 | – | 200 | +100.0% | 0.00% | – | |
TDC | New | TERADATA CORP DEL | $0 | – | 12 | +100.0% | 0.00% | – |
New | TEVA PHARMACEUTICAL INDS LTDcall | $0 | – | 300 | +100.0% | 0.00% | – | |
New | APACHE CORPcall | $0 | – | 800 | +100.0% | 0.00% | – | |
New | GENERAL MOTORS | $0 | – | 746 | +100.0% | 0.00% | – | |
New | ALLY FINANCIALcall | $0 | – | 400 | +100.0% | 0.00% | – | |
New | GENERAL MOTORScall | $0 | – | 1,000 | +100.0% | 0.00% | – | |
FTRCQ | New | FRONTIER COMMUNICATIONS CORP | $0 | – | 36 | +100.0% | 0.00% | – |
New | FORD MTR CO DELcall | $0 | – | 3,000 | +100.0% | 0.00% | – | |
New | VIACOMcall | $0 | – | 300 | +100.0% | 0.00% | – | |
New | SILVER WHEATONcall | $0 | – | 50,000 | +100.0% | 0.00% | – | |
NCR | New | NCR CORP NEW | $0 | – | 12 | +100.0% | 0.00% | – |
New | NOVAGOLD RESOURCEScall | $0 | – | 4,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-03
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
MICROSOFT CORP | 40 | Q3 2023 | 20.8% |
SCHWAB STRATEGIC TR | 40 | Q3 2023 | 12.7% |
APPLE INC | 40 | Q3 2023 | 2.4% |
STARBUCKS CORP | 40 | Q3 2023 | 2.9% |
SPDR SER TR | 40 | Q3 2023 | 7.7% |
AMAZON COM INC | 40 | Q3 2023 | 2.1% |
BOEING CO | 40 | Q3 2023 | 1.8% |
SCHWAB STRATEGIC TR | 40 | Q3 2023 | 8.5% |
UNITED PARCEL SERVICE INC | 40 | Q3 2023 | 1.8% |
COSTCO WHSL CORP NEW | 40 | Q3 2023 | 1.2% |
View Tradewinds Capital Management, LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-04-19 |
13F-HR | 2024-02-01 |
13F-HR | 2023-10-30 |
13F-HR | 2023-07-20 |
13F-HR | 2023-04-10 |
13F-HR | 2023-01-23 |
13F-HR | 2022-10-18 |
13F-HR | 2022-07-21 |
13F-HR | 2022-04-25 |
13F-HR | 2022-02-02 |
View Tradewinds Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.