Tradewinds Capital Management, LLC - Q3 2017 holdings

$196 Million is the total value of Tradewinds Capital Management, LLC's 710 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 68.7% .

 Value Shares↓ Weighting
CWB BuySPDR SERIES TRUSTblmbrg brc cnvrt$14,061,000
+38.5%
275,323
+34.6%
7.18%
+34.4%
SPEU NewSPDR INDEX SHS FDSstoxx eur 50 etf$11,510,000323,220
+100.0%
5.88%
ZDEU BuySPDR INDEX SHS FDSmsci ger strtgic$11,509,000
+16.2%
182,082
+8.5%
5.87%
+12.7%
RYF BuyRYDEX ETF TRUSTgug s&p500eqwtfi$11,273,000
+10.3%
273,085
+5.6%
5.75%
+7.0%
SCHC BuySCHWAB STRATEGIC TRintl sceqt etf$11,170,000311,833
+15591550.0%
5.70%
RYT BuyRYDEX ETF TRUSTgug s&p500eqwtte$10,871,000
+9.9%
80,509
+1.6%
5.55%
+6.6%
BA BuyBOEING CO$3,213,000
+76.7%
12,640
+37.5%
1.64%
+71.4%
NAD BuyNUVEEN QUALITY MUNCP INCOME$2,333,000
+1.1%
164,397
+0.0%
1.19%
-2.0%
VGM BuyINVESCO TR INVT GRADE MUNS$1,983,000
-0.1%
147,965
+0.0%
1.01%
-3.2%
IQI BuyINVESCO QUALITY MUNI INC TRS$1,720,000
+0.5%
134,380
+0.0%
0.88%
-2.6%
COST BuyCOSTCO WHSL CORP NEW$1,697,000
+3.7%
10,329
+0.9%
0.87%
+0.6%
AMZN BuyAMAZON COM INC$1,662,000
+3.5%
1,729
+4.2%
0.85%
+0.4%
BTA BuyBLACKROCK LONG-TERM MUNI ADV$1,352,000
+2.7%
111,618
+0.0%
0.69%
-0.4%
BP BuyBRITISH PETROLEUMsponsored adr$1,066,000
+14.6%
30,912
+15.2%
0.54%
+11.2%
NZF BuyNUVEEN MUNICIPAL CREDIT INC$1,049,000
+3.0%
68,974
+1.1%
0.54%
-0.2%
RGI BuyRYDEX ETF TRUSTgug s&p500 eq wt$821,000
+16.0%
7,307
+11.6%
0.42%
+12.3%
FFIV BuyF5 NETWORKS INC$788,000
-4.7%
6,536
+0.4%
0.40%
-7.6%
BRKB NewBERKSHIRE HATHAWAY INC DELcl b new$663,0003,614
+100.0%
0.34%
PG BuyPROCTER AND GAMBLE CO$636,000
+4.8%
6,996
+0.4%
0.32%
+1.9%
CVX BuyCHEVRON CORP NEW$604,000
+13.1%
5,142
+0.5%
0.31%
+9.6%
CMCSA BuyCOMCAST CORP NEWcl a$467,000
-1.3%
12,144
+0.0%
0.24%
-4.4%
GE BuyGENERAL ELECTRIC CO$386,000
-3.0%
15,955
+8.2%
0.20%
-5.7%
BNDX BuyVANGUARD CHARLOTTE FDSintl bd idx etf$385,000
+0.8%
7,045
+0.3%
0.20%
-2.0%
GLTR BuyETFS PRECIOUS METALS BASKETphys pm bskt$386,000
+3.8%
6,095
+1.2%
0.20%
+0.5%
USB BuyUS BANCORP DEL$384,000
+104.3%
9,002
+148.5%
0.20%
+98.0%
CVS BuyCVS HEALTH CORP$361,000
+1.1%
4,439
+0.1%
0.18%
-2.1%
EWG NewISHARES INCmsci germany etf$335,00010,326
+100.0%
0.17%
BAC BuyBANK OF AMERICA$325,000
+7.6%
12,795
+2.7%
0.17%
+4.4%
ABT BuyABBOTT LABS$298,000
+10.0%
5,586
+0.0%
0.15%
+6.3%
WMT BuyWAL-MART STORES INC$292,000
+3.2%
3,734
+0.0%
0.15%0.0%
VNQ BuyVANGUARD INDEX FDSreit etf$251,000
+0.8%
3,018
+1.0%
0.13%
-2.3%
MRK BuyMERCK & CO INC$242,000
+2.1%
3,783
+2.5%
0.12%
-0.8%
JPM BuyJPMORGAN CHASE & CO$242,000
+4.3%
2,535
+0.0%
0.12%
+1.6%
WFC BuyWELLS FARGO CO NEW$231,000
-0.4%
4,191
+0.2%
0.12%
-3.3%
ABBV BuyABBVIE INC$202,000
+22.4%
2,270
+0.0%
0.10%
+18.4%
TXN BuyTEXAS INSTRS INC$175,000
+16.7%
1,954
+0.4%
0.09%
+12.7%
PRU BuyPRUDENTIAL FINL INC$166,000
-1.8%
1,560
+0.1%
0.08%
-4.5%
VCSH BuyVANGUARD SCOTTSDALE FDSshrt trm corp bd$145,000
+0.7%
1,811
+0.6%
0.07%
-2.6%
PHYS BuySPROTT PHYSICAL GOLD TRUSTunit$144,000
+14.3%
13,826
+10.9%
0.07%
+10.6%
GIS BuyGENERAL MLS INC$135,000
+114.3%
2,605
+127.3%
0.07%
+109.1%
QQQ BuyPOWERSHARES QQQ TRUSTunit ser 1$135,000
+6.3%
925
+0.1%
0.07%
+3.0%
EWA NewISHARES INCmsci aust etf$132,0005,884
+100.0%
0.07%
HAL BuyHALLIBURTON CO$131,000
+8.3%
2,845
+0.0%
0.07%
+4.7%
SLB BuySCHLUMBERGER LTD$119,000
+10.2%
1,711
+4.6%
0.06%
+7.0%
SPY BuySPDR S&P 500 ETF TRtr unit$113,000
+4.6%
452
+1.3%
0.06%
+1.8%
ALK BuyALASKA AIR GROUP INC$111,000
+29.1%
1,459
+52.0%
0.06%
+26.7%
DWDP NewDOWDUPONT INC$101,0001,459
+100.0%
0.05%
D BuyDOMINION ENERGY INC$102,000
+1.0%
1,331
+1.0%
0.05%
-1.9%
ITW BuyILLINOIS TOOL WKS INC$99,000
+4.2%
667
+0.2%
0.05%
+2.0%
CSX BuyCSX CORP$94,0000.0%1,732
+0.2%
0.05%
-2.0%
UNIT BuyUNITI GROUP INC$90,000
+900.0%
6,124
+1582.4%
0.05%
+820.0%
KO BuyCOCA COLA CO$88,0000.0%1,960
+0.2%
0.04%
-2.2%
C BuyCITIGROUP INC$83,000
+822.2%
2,762
+1930.9%
0.04%
+740.0%
MO BuyALTRIA GROUP INC$80,000
-14.9%
1,268
+0.1%
0.04%
-16.3%
KR BuyKROGER CO$64,000
-12.3%
3,169
+0.9%
0.03%
-13.2%
WELL BuyWELLTOWER INC$65,000
-5.8%
930
+0.8%
0.03%
-8.3%
VYM BuyVANGUARD WHITEHALL FDS INChigh div yld$63,000
+5.0%
775
+0.6%
0.03%0.0%
IWF BuyISHARES TRrus 1000 grw etf$54,000
+12.5%
430
+7.5%
0.03%
+12.0%
WBIH NewABSOLUTE SHS TRwbi tct hg inc$54,0002,202
+100.0%
0.03%
WBII NewABSOLUTE SHS TRwbi tct inc sh$51,0002,000
+100.0%
0.03%
SHOP BuySHOPIFY INCcl a$47,000
+422.2%
400
+300.0%
0.02%
+380.0%
TSLA BuyTESLA INC$47,000
-4.1%
137
+0.7%
0.02%
-7.7%
AUG NewAURYN RES INC$45,00020,000
+100.0%
0.02%
TXT BuyTEXTRON INC$43,000
+207.1%
800
+166.7%
0.02%
+214.3%
XLE BuySELECT SECTOR SPDR TRenergy$41,000
+7.9%
597
+1.2%
0.02%
+5.0%
F BuyFORD MTR CO DEL$40,000
+8.1%
3,303
+0.2%
0.02%
+5.3%
HPE BuyHEWLETT PACKARD ENTERPRISE C$39,000
-11.4%
2,650
+0.0%
0.02%
-13.0%
BTI NewBRITISH AMERN TOB PLCsponsored adr$38,000607
+100.0%
0.02%
SFBC NewSOUND FINANCIAL$34,0001,000
+100.0%
0.02%
AABA BuyALTABA INC$33,000
+37.5%
503
+13.5%
0.02%
+30.8%
NKE BuyNIKE INCcl b$29,000
-12.1%
556
+0.2%
0.02%
-11.8%
WOOD BuyISHARES TRgl timb fore etf$27,000
+68.8%
401
+55.4%
0.01%
+75.0%
STI BuySUNTRUST BKS INC$27,000
+1250.0%
1,033
+3030.3%
0.01%
+1300.0%
STT NewSTATE STREET$27,0001,000
+100.0%
0.01%
PI BuyIMPINJ INC$28,000
+12.0%
663
+28.0%
0.01%
+7.7%
MUS BuyBLACKROCK MUNIHOLDNGS QLTY I$26,000
+4.0%
1,922
+1.4%
0.01%0.0%
HTGC BuyHERCULES CAPITAL INC$24,0000.0%1,823
+2.5%
0.01%
-7.7%
HEP BuyHOLLY ENERGY PARTNERS L P$23,000
+76.9%
700
+75.0%
0.01%
+71.4%
BKR NewBAKER HUGHES A GE COcl a$23,000621
+100.0%
0.01%
CAH BuyCARDINAL HEALTH INC$24,000
-14.3%
355
+0.3%
0.01%
-20.0%
DVY BuyISHARES TRselect divid etf$21,000
+90.9%
220
+83.3%
0.01%
+83.3%
HFWA BuyHERITAGE FINL CORP WASH$20,000
+11.1%
687
+0.4%
0.01%
+11.1%
AWK BuyAMERICAN WTR WKS CO INC NEW$19,000
+5.6%
234
+0.4%
0.01%
+11.1%
NLY BuyANNALY CAP MGMT INC$18,0000.0%1,498
+0.9%
0.01%0.0%
NVAX NewNOVAVAX INC$18,00016,000
+100.0%
0.01%
J BuyJACOBS ENGR GROUP INC DEL$18,000
+5.9%
316
+0.3%
0.01%0.0%
ZG NewZILLOW GROUP INCcl a$16,000400
+100.0%
0.01%
UTX BuyUNITED TECHNOLOGIES CORP$15,000
-6.2%
130
+0.8%
0.01%0.0%
VXX NewBARCLAYS BK PLCipath s&p500 vix$16,000405
+100.0%
0.01%
PCG BuyPG&E CORP$15,0000.0%227
+0.4%
0.01%0.0%
RDFN NewREDFIN CORP$14,000555
+100.0%
0.01%
MFGP NewMICRO FOCUS INTERNATIONAL PLspon adr new$12,000363
+100.0%
0.01%
EXPE BuyEXPEDIA INC DEL$9,0000.0%63
+1.6%
0.01%0.0%
GGN BuyGAMCO GLOBAL GOLD NAT RES &$10,000
+100.0%
1,782
+103.4%
0.01%
+66.7%
ED BuyCONSOLIDATED EDISON INC$10,0000.0%129
+0.8%
0.01%0.0%
BHP BuyBHP BILLITON LTDsponsored adr$10,000
+11.1%
250
+0.4%
0.01%0.0%
BBSI BuyBARRETT BUSINESS SERVICES IN$9,0000.0%157
+0.6%
0.01%0.0%
WBIG NewABSOLUTE SHS TRwbi tactical lcy$9,000387
+100.0%
0.01%
WBIF NewABSOLUTE SHS TRwbi tactcl lcv$9,000343
+100.0%
0.01%
WBID NewABSOLUTE SHS TRwbi tactical sms$9,000370
+100.0%
0.01%
RSG BuyREPUBLIC SVCS INC$7,000
+40.0%
99
+16.5%
0.00%
+33.3%
GDXJ BuyVANECK VECTORS ETF TRjr gold miners e$8,000
+14.3%
250
+25.0%
0.00%0.0%
ANCKF NewANFIELD GOLD$7,00020,000
+100.0%
0.00%
ALGT NewALLEGIANT TRAVEL CO$7,00050
+100.0%
0.00%
BBL BuyBHP BILLITON PLCsponsored adr$7,000
+16.7%
199
+1.5%
0.00%
+33.3%
PIN BuyPOWERSHARES INDIA ETF TRindia port$8,000
+14.3%
323
+0.6%
0.00%0.0%
WBIC NewABSOLUTE SHS TRwbi tactical smy$7,000333
+100.0%
0.00%
WBIB NewABSOLUTE SHS TRwbi tactical smv$8,000326
+100.0%
0.00%
ADM BuyARCHER DANIELS MIDLAND CO$5,0000.0%120
+0.8%
0.00%0.0%
FRA BuyBLACKROCK FLOAT RATE OME STR$5,0000.0%353
+1.1%
0.00%0.0%
RWT BuyREDWOOD TR INC$5,000
-16.7%
333
+1.8%
0.00%0.0%
OLED NewUNIVERSAL DISPLAY CORP$6,00050
+100.0%
0.00%
WBIA NewABSOLUTE SHS TRwbi tactical smg$5,000190
+100.0%
0.00%
FVD NewFIRST TR VALUE LINE DIVID IN$5,000170
+100.0%
0.00%
WBIR NewABSOLUTE SHS TRwbi tactl rotn$6,000259
+100.0%
0.00%
WBIL NewABSOLUTE SHS TRwbi tactical lcs$5,000208
+100.0%
0.00%
WBIE NewABSOLUTE SHS TRwbi lgcap wbie$5,000225
+100.0%
0.00%
NUGT BuyDIREXION SHS ETF TRdly gold indx 3x$6,000
+20.0%
180
+2.9%
0.00%0.0%
SNAP BuySNAP INCcl a$6,0000.0%385
+10.0%
0.00%0.0%
IHE NewISHARES TRu.s. pharma etf$4,00024
+100.0%
0.00%
CCJ BuyCAMECO CORP$3,000
+200.0%
340
+277.8%
0.00%
+100.0%
FTXL NewFIRST TR EXCHANGE TRADED FDnasdq semcndtr$3,000118
+100.0%
0.00%
CHGG BuyCHEGG INC$4,0000.0%296
+0.3%
0.00%0.0%
DBD BuyDIEBOLD NXDF INC$3,000
-25.0%
128
+0.8%
0.00%0.0%
AUY BuyYAMANA GOLD INC$4,000
+33.3%
1,530
+48.5%
0.00%0.0%
IAG BuyIAMGOLD CORP$4,000
+300.0%
705
+213.3%
0.00%
+100.0%
EWJ NewISHARES INCmsci jpn etf new$3,00048
+100.0%
0.00%
FSK NewFS INVT CORP$3,000411
+100.0%
0.00%
ESRT BuyEMPIRE ST RLTY TR INCcl a$4,0000.0%215
+0.5%
0.00%0.0%
SDRL BuySEADRILL LIMITED$3,000
+50.0%
7,712
+14.9%
0.00%
+100.0%
STX NewSEAGATE TECHNOLOGY PLC$3,000100
+100.0%
0.00%
NewNXP SEMICONDUCTORS$3,00025
+100.0%
0.00%
AG BuyFIRST MAJESTIC SILVER CORP$2,000
+100.0%
310
+181.8%
0.00%0.0%
FSTA NewFIDELITYconsmr staples$2,00072
+100.0%
0.00%
EXK NewENDEAVOUR SILVER CORP$1,000500
+100.0%
0.00%
PIPR NewPIPER JAFFRAY COS$2,00028
+100.0%
0.00%
IGSB NewISHARES TR1 3 yr cr bd etf$2,00019
+100.0%
0.00%
BHF NewBRIGHTHOUSE FINL INC$2,00030
+100.0%
0.00%
CMI BuyCUMMINS INC$2,0000.0%11
+10.0%
0.00%0.0%
NGD BuyNEW GOLD INC CDA$2,000526
+317.5%
0.00%
SSRM NewSSR MNG INC$1,00090
+100.0%
0.00%
IPWR NewIDEAL PWR INC$1,000500
+100.0%
0.00%
HACK NewETF MANAGERS TRprime cybr scrty$2,00050
+100.0%
0.00%
CANE NewTEUCRIUM$2,000200
+100.0%
0.00%
GPRO BuyGOPRO INCcl a$2,0000.0%202
+1.0%
0.00%0.0%
KN NewKNOWLES CORP$2,000100
+100.0%
0.00%
EKSO BuyEKSO BIONICS HLDGS INC$1,0000.0%896
+115.9%
0.00%0.0%
VTI NewVANGUARD INDEX FDStotal stk mkt$2,00013
+100.0%
0.00%
MNGA NewMAGNEGAS CORP$08
+100.0%
0.00%
NewCANADIAN NATURAL RESOURCEScall$0500
+100.0%
0.00%
NewJC PENNEYcall$0700
+100.0%
0.00%
CVU NewCPI AEROSTRUCTURES INC$01
+100.0%
0.00%
TLT NewISHARES TR20 yr tr bd etf$04
+100.0%
0.00%
NewSAFEWAY PLC$02,400
+100.0%
0.00%
NewAVIS BUDGET GROUPcall$0200
+100.0%
0.00%
TDC NewTERADATA CORP DEL$012
+100.0%
0.00%
NewTEVA PHARMACEUTICAL INDS LTDcall$0300
+100.0%
0.00%
NewAPACHE CORPcall$0800
+100.0%
0.00%
NewGENERAL MOTORS$0746
+100.0%
0.00%
NewALLY FINANCIALcall$0400
+100.0%
0.00%
NewGENERAL MOTORScall$01,000
+100.0%
0.00%
FTRCQ NewFRONTIER COMMUNICATIONS CORP$036
+100.0%
0.00%
NewFORD MTR CO DELcall$03,000
+100.0%
0.00%
NewVIACOMcall$0300
+100.0%
0.00%
NewSILVER WHEATONcall$050,000
+100.0%
0.00%
NCR NewNCR CORP NEW$012
+100.0%
0.00%
NewNOVAGOLD RESOURCEScall$04,000
+100.0%
0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2017-11-03
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MICROSOFT CORP40Q3 202320.8%
SCHWAB STRATEGIC TR40Q3 202312.7%
APPLE INC40Q3 20232.4%
STARBUCKS CORP40Q3 20232.9%
SPDR SER TR40Q3 20237.7%
AMAZON COM INC40Q3 20232.1%
BOEING CO40Q3 20231.8%
SCHWAB STRATEGIC TR40Q3 20238.5%
UNITED PARCEL SERVICE INC40Q3 20231.8%
COSTCO WHSL CORP NEW40Q3 20231.2%

View Tradewinds Capital Management, LLC's complete holdings history.

Latest filings
TypeFiled
13F-HR2024-04-19
13F-HR2024-02-01
13F-HR2023-10-30
13F-HR2023-07-20
13F-HR2023-04-10
13F-HR2023-01-23
13F-HR2022-10-18
13F-HR2022-07-21
13F-HR2022-04-25
13F-HR2022-02-02

View Tradewinds Capital Management, LLC's complete filings history.

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