$122 Million is the total value of Tradewinds Capital Management, LLC's 643 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 25.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Sell | MICROSOFT CORP | $25,363,000 | +4.5% | 618,770 | -4.6% | 20.77% | +4.9% |
| SLYV | Sell | SPDR SERIES TRUSTs&p 600 smcp val | $2,948,000 | -10.7% | 27,275 | -12.0% | 2.42% | -10.4% |
| MDYG | Sell | SPDR SERIES TRUSTs&p 400 mdcp grw | $2,516,000 | -13.3% | 22,070 | -14.9% | 2.06% | -13.0% |
| SBUX | Sell | STARBUCKS CORP | $2,308,000 | -10.9% | 31,447 | -4.8% | 1.89% | -10.6% |
| MDYV | Sell | SPDR SERIES TRUSTs&p 400 mdcp val | $2,119,000 | -13.4% | 25,841 | -16.5% | 1.74% | -13.1% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $1,675,000 | -17.0% | 17,202 | -10.4% | 1.37% | -16.7% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $1,585,000 | -6.7% | 21,107 | -12.8% | 1.30% | -6.4% |
| BA | Sell | BOEING CO | $1,474,000 | -12.1% | 11,745 | -4.4% | 1.21% | -11.8% |
| COST | Sell | COSTCO WHSL CORP NEW | $1,037,000 | -10.1% | 9,283 | -4.3% | 0.85% | -9.9% |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $991,000 | +0.7% | 24,039 | -0.5% | 0.81% | +1.1% |
| AMGN | Sell | AMGEN INC | $883,000 | +5.5% | 7,159 | -2.4% | 0.72% | +5.9% |
| JNJ | Sell | JOHNSON & JOHNSON | $723,000 | +1.5% | 7,360 | -5.3% | 0.59% | +1.9% |
| HD | Sell | HOME DEPOT INC | $718,000 | -6.3% | 9,073 | -2.5% | 0.59% | -5.9% |
| INTC | Sell | INTEL CORP | $672,000 | -12.6% | 26,044 | -12.1% | 0.55% | -12.4% |
| NPP | Sell | NUVEEN PERFORMANCE PLUS MUN | $609,000 | +4.1% | 42,083 | -2.7% | 0.50% | +4.4% |
| GOOGL | Sell | GOOGLE INCcl a | $554,000 | -0.9% | 497 | -0.4% | 0.45% | -0.4% |
| GE | Sell | GENERAL ELECTRIC CO | $480,000 | -12.2% | 18,552 | -4.9% | 0.39% | -12.1% |
| AMAT | Sell | APPLIED MATLS INC | $415,000 | +11.9% | 20,331 | -3.1% | 0.34% | +12.2% |
| NQI | Sell | NUVEEN QUALITY MUN FD INC | $350,000 | -1.1% | 27,400 | -6.5% | 0.29% | -0.7% |
| WMT | Sell | WAL-MART STORES INC | $345,000 | -9.2% | 4,508 | -6.7% | 0.28% | -8.7% |
| T | Sell | AT&T INC | $330,000 | -4.9% | 9,400 | -4.7% | 0.27% | -4.6% |
| PFE | Sell | PFIZER INC | $326,000 | +3.2% | 10,159 | -1.4% | 0.27% | +3.5% |
| BAC | Sell | BANK OF AMERICA CORPORATION | $321,000 | +7.7% | 18,691 | -2.3% | 0.26% | +8.2% |
| MRK | Sell | MERCK & CO INC NEW | $287,000 | +2.1% | 5,061 | -9.8% | 0.24% | +2.6% |
| MMM | Sell | 3M CO | $284,000 | -26.6% | 2,094 | -24.2% | 0.23% | -26.3% |
| FMN | Sell | FEDERATED PREM MUN INC FD | $281,000 | -5.7% | 19,327 | -14.5% | 0.23% | -5.3% |
| PEP | Sell | PEPSICO INC | $272,000 | -2.9% | 3,252 | -3.6% | 0.22% | -2.6% |
| HON | Sell | HONEYWELL INTL INC | $253,000 | -8.0% | 2,730 | -9.4% | 0.21% | -7.6% |
| XOM | Sell | EXXON MOBIL CORP | $237,000 | -8.1% | 2,430 | -4.8% | 0.19% | -8.1% |
| WFC | Sell | WELLS FARGO & CO NEW | $211,000 | +1.9% | 4,244 | -7.1% | 0.17% | +2.4% |
| HAL | Sell | HALLIBURTON CO | $200,000 | +14.3% | 3,391 | -1.6% | 0.16% | +14.7% |
| PCL | Sell | PLUM CREEK TIMBER CO INC | $153,000 | -21.9% | 3,633 | -14.0% | 0.12% | -21.9% |
| MDT | Sell | MEDTRONIC INC | $149,000 | -24.0% | 2,417 | -29.1% | 0.12% | -23.8% |
| HPQ | Sell | HEWLETT PACKARD CO | $144,000 | +4.3% | 4,453 | -9.9% | 0.12% | +4.4% |
| GLW | Sell | CORNING INC | $140,000 | +10.2% | 6,714 | -6.1% | 0.12% | +10.6% |
| MCD | Sell | MCDONALDS CORP | $133,000 | -20.4% | 1,354 | -21.6% | 0.11% | -19.9% |
| UDR | Sell | UDR INC | $132,000 | -27.5% | 5,103 | -34.6% | 0.11% | -27.5% |
| PM | Sell | PHILIP MORRIS INTL INC | $132,000 | -14.3% | 1,617 | -8.4% | 0.11% | -14.3% |
| AMX | Sell | AMERICA MOVIL SAB DE CV | $124,000 | -20.0% | 6,240 | -6.0% | 0.10% | -19.7% |
| JPM | Sell | JPMORGAN CHASE & CO | $122,000 | +0.8% | 2,008 | -3.1% | 0.10% | +1.0% |
| KO | Sell | COCA COLA CO | $120,000 | -19.5% | 3,101 | -14.0% | 0.10% | -19.7% |
| LOW | Sell | LOWES COS INC | $97,000 | -29.7% | 1,978 | -28.8% | 0.08% | -30.1% |
| QCOM | Sell | QUALCOMM INC | $94,000 | 0.0% | 1,187 | -6.6% | 0.08% | 0.0% |
| CAT | Sell | CATERPILLAR INC DEL | $84,000 | -33.9% | 843 | -39.5% | 0.07% | -33.7% |
| VOD | Sell | VODAFONE GROUP PLC NEWspnsr adr no par | $79,000 | -54.6% | 2,145 | -51.6% | 0.06% | -54.2% |
| JCI | Sell | JOHNSON CTLS INC | $75,000 | -21.1% | 1,594 | -13.9% | 0.06% | -21.8% |
| XEL | Sell | XCEL ENERGY INC | $72,000 | -27.3% | 2,359 | -33.5% | 0.06% | -27.2% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $51,000 | -13.6% | 312 | -5.7% | 0.04% | -12.5% |
| SCHE | Sell | SCHWAB STRATEGIC TRemrg mkteq etf | $50,000 | -99.4% | 2,039 | -99.4% | 0.04% | -99.4% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $49,000 | -3.9% | 1,428 | -2.1% | 0.04% | -4.8% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $48,000 | -18.6% | 916 | -18.1% | 0.04% | -18.8% |
| MO | Sell | ALTRIA GROUP INC | $45,000 | -6.2% | 1,202 | -3.9% | 0.04% | -5.1% |
| A | Sell | AGILENT TECHNOLOGIES INC | $43,000 | -8.5% | 762 | -8.2% | 0.04% | -7.9% |
| LUMN | Sell | CENTURYLINK INC | $43,000 | -34.8% | 1,304 | -37.4% | 0.04% | -35.2% |
| MU | Sell | MICRON TECHNOLOGY INC | $41,000 | -41.4% | 1,750 | -46.0% | 0.03% | -40.4% |
| DUK | Sell | DUKE ENERGY CORP NEW | $41,000 | -18.0% | 581 | -19.6% | 0.03% | -17.1% |
| CELG | Sell | CELGENE CORP | $40,000 | -24.5% | 286 | -9.5% | 0.03% | -23.3% |
| MNKD | Sell | MANNKIND CORP | $40,000 | -61.5% | 10,000 | -50.0% | 0.03% | -61.2% |
| MS | Sell | MORGAN STANLEY | $37,000 | -28.8% | 1,191 | -27.5% | 0.03% | -28.6% |
| NMO | Sell | NUVEEN MUN MKT OPPORTUNITY F | $35,000 | -36.4% | 2,735 | -40.2% | 0.03% | -35.6% |
| NOK | Sell | NOKIA CORPsponsored adr | $35,000 | -25.5% | 4,812 | -17.2% | 0.03% | -23.7% |
| PRU | Sell | PRUDENTIAL FINL INC | $33,000 | -36.5% | 387 | -30.8% | 0.03% | -35.7% |
| EMR | Sell | EMERSON ELEC CO | $29,000 | -21.6% | 431 | -18.8% | 0.02% | -20.0% |
| NQU | Sell | NUVEEN QUALITY INCOME MUN FD | $28,000 | -41.7% | 2,105 | -46.1% | 0.02% | -41.0% |
| NPF | Sell | NUVEEN PREMIER MUN INCOME FD | $26,000 | -46.9% | 1,975 | -50.0% | 0.02% | -47.5% |
| CLB | Sell | CORE LABORATORIES N V | $26,000 | -31.6% | 130 | -35.0% | 0.02% | -32.3% |
| KRFT | Sell | KRAFT FOODS GROUP INC | $25,000 | 0.0% | 437 | -7.0% | 0.02% | 0.0% |
| NMA | Sell | NUVEEN MUN ADVANTAGE FD INC | $22,000 | -47.6% | 1,715 | -50.0% | 0.02% | -47.1% |
| FCX | Sell | FREEPORT-MCMORAN COPPER & GO | $19,000 | -24.0% | 563 | -15.0% | 0.02% | -20.0% |
| AEP | Sell | AMERICAN ELEC PWR INC | $15,000 | -65.1% | 290 | -68.7% | 0.01% | -65.7% |
| KSU | Sell | KANSAS CITY SOUTHERN | $14,000 | -53.3% | 140 | -41.7% | 0.01% | -54.2% |
| CAJ | Sell | CANON INCsponsored adr | $14,000 | -26.3% | 436 | -25.6% | 0.01% | -31.2% |
| AGQ | Sell | PROSHARES TR IIultra silver new | $12,000 | +71.4% | 182 | -57.7% | 0.01% | +66.7% |
| DOW | Sell | DOW CHEM CO | $11,000 | 0.0% | 233 | -2.9% | 0.01% | 0.0% |
| NBR | Sell | NABORS INDUSTRIES LTD | $10,000 | 0.0% | 400 | -33.3% | 0.01% | 0.0% |
| LNG | Sell | CHENIERE ENERGY INC | $10,000 | -9.1% | 180 | -28.0% | 0.01% | -11.1% |
| AVA | Sell | AVISTA CORP | $8,000 | 0.0% | 251 | -16.3% | 0.01% | 0.0% |
| RGR | Sell | STURM RUGER & CO INC | $8,000 | -33.3% | 135 | -15.6% | 0.01% | -30.0% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $9,000 | -57.1% | 72 | -60.0% | 0.01% | -58.8% |
| XRX | Sell | XEROX CORP | $7,000 | -30.0% | 579 | -29.6% | 0.01% | -25.0% |
| GILD | Sell | GILEAD SCIENCES INC | $7,000 | -36.4% | 95 | -34.5% | 0.01% | -33.3% |
| OUTR | Sell | OUTERWALL INC | $7,000 | -41.7% | 100 | -44.8% | 0.01% | -40.0% |
| INT | Sell | WORLD FUEL SVCS CORP | $6,000 | -60.0% | 136 | -60.0% | 0.01% | -58.3% |
| TGT | Sell | TARGET CORP | $6,000 | -72.7% | 100 | -71.4% | 0.01% | -72.2% |
| 4305PS | Sell | ALCATEL-LUCENTsponsored adr | $5,000 | -54.5% | 1,365 | -43.0% | 0.00% | -55.6% |
| X | Sell | UNITED STATES STL CORP NEW | $5,000 | -37.5% | 170 | -37.0% | 0.00% | -42.9% |
| KMB | Sell | KIMBERLY CLARK CORP | $4,000 | -55.6% | 35 | -58.8% | 0.00% | -57.1% |
| WBCO | Sell | WASHINGTON BKG CO OAK HBR WA | $4,000 | -20.0% | 200 | -33.3% | 0.00% | -25.0% |
| AA | Sell | ALCOA INC | $4,000 | -20.0% | 302 | -37.9% | 0.00% | -25.0% |
| NEM | Sell | NEWMONT MINING CORP | $2,000 | -77.8% | 87 | -77.5% | 0.00% | -71.4% |
| GDX | Sell | MARKET VECTORS ETF TRgold miner etf | $3,000 | 0.0% | 127 | -16.4% | 0.00% | 0.0% |
| PBR | Sell | PETROLEO BRASILEIRO SA PETROsponsored adr | $2,000 | -33.3% | 141 | -40.0% | 0.00% | 0.0% |
| LNC | Sell | LINCOLN NATL CORP IND | $2,000 | -60.0% | 45 | -52.6% | 0.00% | -50.0% |
| UGL | Sell | PROSHARES TR IIultra gold | $3,000 | -25.0% | 75 | -25.0% | 0.00% | -33.3% |
| KNDI | Sell | KANDI TECHNOLOGIES GROUP INC | $3,000 | -40.0% | 200 | -50.0% | 0.00% | -50.0% |
| MSI | Sell | MOTOROLA SOLUTIONS INC | $3,000 | -25.0% | 50 | -20.6% | 0.00% | -33.3% |
| BSV | Sell | VANGUARD BD INDEX FD INCshort trm bond | $1,000 | -75.0% | 14 | -72.5% | 0.00% | -66.7% |
| NWBO | Sell | NORTHWEST BIOTHERAPEUTICS IN | $1,000 | 0.0% | 142 | -29.0% | 0.00% | 0.0% |
| HII | Sell | HUNTINGTON INGALLS INDS INC | $1,000 | -66.7% | 12 | -60.0% | 0.00% | -50.0% |
| BSCF | Sell | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2015 | $1,000 | 0.0% | 47 | -2.1% | 0.00% | 0.0% |
| PIPR | Sell | PIPER JAFFRAY COS | $0 | – | 2 | -60.0% | 0.00% | – |
| EVN | Exit | EATON VANCE MUNI INCOME TRUSsh ben int | $0 | – | -2 | -100.0% | 0.00% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -1 | -100.0% | 0.00% | – |
| VT | Exit | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $0 | – | -23 | -100.0% | -0.00% | – |
| VICL | Exit | VICAL INC | $0 | – | -1,000 | -100.0% | -0.00% | – |
| ACAT | Exit | ARCTIC CAT INC | $0 | – | -50 | -100.0% | -0.00% | – |
| NYCB | Exit | NEW YORK CMNTY BANCORP INC | $0 | – | -133 | -100.0% | -0.00% | – |
| DSUM | Exit | POWERSHARES ETF TR IIasia pac bd pr | $0 | – | -125 | -100.0% | -0.00% | – |
| PERS | Exit | SANDRIDGE PERMIAN TR | $0 | – | -184 | -100.0% | -0.00% | – |
| RSX | Exit | MARKET VECTORS ETF TRrussia etf | $0 | – | -103 | -100.0% | -0.00% | – |
| EXTR | Exit | EXTREME NETWORKS INC | $0 | – | -500 | -100.0% | -0.00% | – |
| CLIR | Exit | CLEARSIGN COMBUSTION CORP | $0 | – | -235 | -100.0% | -0.00% | – |
| LPI | Exit | LAREDO PETROLEUM INC | $0 | – | -75 | -100.0% | -0.00% | – |
| ASHR | Exit | DBX ETF TRdbxtr har cs 300 | $0 | – | -100 | -100.0% | -0.00% | – |
| TWER | Exit | TOWERSTREAM CORP | $0 | – | -1,000 | -100.0% | -0.00% | – |
| KBR | Exit | KBR INC | $0 | – | -101 | -100.0% | -0.00% | – |
| OLED | Exit | UNIVERSAL DISPLAY CORP | $0 | – | -50 | -100.0% | -0.00% | – |
| SFYWQ | Exit | SWIFT ENERGY CO | $0 | – | -250 | -100.0% | -0.00% | – |
| AMRN | Exit | AMARIN CORP PLCspons adr new | $0 | – | -1,500 | -100.0% | -0.00% | – |
| CHTP | Exit | CHELSEA THERAPEUTICS INTL LT | $0 | – | -800 | -100.0% | -0.00% | – |
| CHIX | Exit | GLOBAL X FDSchina finl etf | $0 | – | -300 | -100.0% | -0.00% | – |
| IGT | Exit | INTERNATIONAL GAME TECHNOLOG | $0 | – | -200 | -100.0% | -0.00% | – |
| DEM | Exit | WISDOMTREE TRemerg mkts etf | $0 | – | -76 | -100.0% | -0.00% | – |
| RL | Exit | RALPH LAUREN CORPcl a | $0 | – | -20 | -100.0% | -0.00% | – |
| BIB | Exit | PROSHARES TR | $0 | – | -30 | -100.0% | -0.00% | – |
| THO | Exit | THOR INDS INC | $0 | – | -100 | -100.0% | -0.01% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -100 | -100.0% | -0.01% | – |
| FEZ | Exit | SPDR INDEX SHS FDSeuro stoxx 50 | $0 | – | -150 | -100.0% | -0.01% | – |
| ETN | Exit | EATON CORP PLC | $0 | – | -100 | -100.0% | -0.01% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDadr | $0 | – | -200 | -100.0% | -0.01% | – |
| MET | Exit | METLIFE INC | $0 | – | -170 | -100.0% | -0.01% | – |
| TXT | Exit | TEXTRON INC | $0 | – | -600 | -100.0% | -0.02% | – |
| NFLX | Exit | NETFLIX INC | $0 | – | -100 | -100.0% | -0.03% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-09-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 40 | Q3 2023 | 20.8% |
| SCHWAB STRATEGIC TR | 40 | Q3 2023 | 12.7% |
| APPLE INC | 40 | Q3 2023 | 2.4% |
| STARBUCKS CORP | 40 | Q3 2023 | 2.9% |
| SPDR SER TR | 40 | Q3 2023 | 7.7% |
| AMAZON COM INC | 40 | Q3 2023 | 2.1% |
| BOEING CO | 40 | Q3 2023 | 1.8% |
| SCHWAB STRATEGIC TR | 40 | Q3 2023 | 8.5% |
| UNITED PARCEL SERVICE INC | 40 | Q3 2023 | 1.8% |
| COSTCO WHSL CORP NEW | 40 | Q3 2023 | 1.2% |
View Tradewinds Capital Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-19 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-10-30 |
| 13F-HR | 2023-07-20 |
| 13F-HR | 2023-04-10 |
| 13F-HR | 2023-01-23 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-07-21 |
| 13F-HR | 2022-04-25 |
| 13F-HR | 2022-02-02 |
View Tradewinds Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.