$122 Million is the total value of Tradewinds Capital Management, LLC's 643 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 70.8% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
SLYG | Buy | SPDR SERIES TRUSTs&p 600 smcp grw | $3,744,000 | +1.9% | 20,946 | +2.0% | 3.07% | +2.2% |
SCHH | Buy | SCHWAB STRATEGIC TRus reit etf | $3,709,000 | +17561.9% | 112,032 | +15768.6% | 3.04% | +17770.6% |
SCHG | Buy | SCHWAB STRATEGIC TRus lcap gr etf | $3,550,000 | +53.3% | 77,166 | +50.8% | 2.91% | +53.9% |
SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $2,595,000 | +7.7% | 48,418 | +5.5% | 2.12% | +8.0% |
SCHM | Buy | SCHWAB STRATEGIC TRus mid-cap etf | $2,558,000 | +9.4% | 66,251 | +6.1% | 2.10% | +9.7% |
AAPL | Buy | APPLE INC | $2,375,000 | -3.2% | 4,424 | +1.2% | 1.94% | -2.8% |
ORCL | Buy | ORACLE CORP | $1,442,000 | +10.0% | 35,249 | +2.9% | 1.18% | +10.4% |
IQI | Buy | INVESCO QUALITY MUNI INC TRS | $1,166,000 | +8.5% | 98,726 | +2.1% | 0.96% | +8.8% |
VGM | Buy | INVESCO TR INVT GRADE MUNS | $1,142,000 | +15.0% | 89,234 | +9.5% | 0.94% | +15.3% |
BTA | Buy | BLACKROCK LONG-TERM MUNI ADV | $1,035,000 | +21.8% | 95,383 | +14.5% | 0.85% | +22.2% |
NQM | Buy | NUVEEN INVT QUALITY MUN FD I | $1,008,000 | +10.3% | 71,369 | +5.6% | 0.83% | +10.7% |
VKI | Buy | INVESCO ADVANTAGE MUNICIPALsh ben int | $979,000 | +15.2% | 89,105 | +10.2% | 0.80% | +15.6% |
EIV | Buy | EATON VANCE MUN BD FD II | $925,000 | +5.8% | 79,509 | +0.0% | 0.76% | +6.3% |
CSCO | Buy | CISCO SYS INC | $890,000 | +3.2% | 39,695 | +3.3% | 0.73% | +3.6% |
BYM | Buy | BLACKROCK MUNICIPL INC QLTY | $878,000 | +13.3% | 64,802 | +6.0% | 0.72% | +13.6% |
PCAR | Buy | PACCAR INC | $850,000 | +15.0% | 12,600 | +0.8% | 0.70% | +15.4% |
VKQ | Buy | INVESCO MUN TR | $768,000 | +4.8% | 63,436 | +0.2% | 0.63% | +5.2% |
DMB | Buy | DREYFUS MUN BD INFRSTRCTR FD | $738,000 | +34.7% | 65,633 | +24.1% | 0.60% | +35.1% |
IBM | Buy | INTERNATIONAL BUSINESS MACHS | $683,000 | +18.6% | 3,548 | +15.5% | 0.56% | +18.9% |
PG | Buy | PROCTER & GAMBLE CO | $674,000 | -0.7% | 8,368 | +0.4% | 0.55% | -0.4% |
JWN | Buy | NORDSTROM INC | $667,000 | +1.1% | 10,688 | +0.0% | 0.55% | +1.3% |
AFB | Buy | ALLIANCEBERNSTEIN NATL MUNI | $636,000 | +5.8% | 47,956 | +0.0% | 0.52% | +6.1% |
MQT | Buy | BLACKROCK MUNIY QUALITY FD I | $635,000 | +15.7% | 50,775 | +8.0% | 0.52% | +16.1% |
NPI | Buy | NUVEEN PREM INCOME MUN FD | $625,000 | +16.6% | 47,652 | +9.7% | 0.51% | +16.9% |
IIM | Buy | INVESCO VALUE MUN INCOME TR | $617,000 | +6.7% | 42,835 | +0.0% | 0.50% | +7.0% |
DIS | Buy | DISNEY WALT CO | $591,000 | +5.9% | 7,386 | +1.2% | 0.48% | +6.4% |
PMM | Buy | PUTNAM MANAGED MUN INCOM TR | $516,000 | +4.9% | 74,120 | +0.1% | 0.42% | +5.2% |
SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $502,000 | +0.6% | 15,951 | +0.8% | 0.41% | +1.0% |
BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $457,000 | +10.7% | 3,653 | +4.8% | 0.37% | +11.0% |
MUE | Buy | BLACKROCK MUNIHLDNGS QLTY II | $451,000 | +11.6% | 35,400 | +6.0% | 0.37% | +11.8% |
EMC | Buy | E M C CORP MASS | $440,000 | +22.2% | 16,070 | +12.1% | 0.36% | +22.4% |
BSD | Buy | BLACKROCK STRATEGIC MUN TR | $422,000 | +11.3% | 32,927 | +5.4% | 0.35% | +12.0% |
NIO | Buy | NUVEEN MUN OPPORTUNITY FD IN | $410,000 | +4.6% | 29,813 | +0.4% | 0.34% | +5.0% |
PCH | New | POTLATCH CORP NEW | $374,000 | – | 9,678 | +100.0% | 0.31% | – |
CVS | Buy | CVS CAREMARK CORPORATION | $369,000 | +4.5% | 4,928 | +0.0% | 0.30% | +4.9% |
MFT | Buy | BLACKROCK MUNIYLD INVST QLTY | $324,000 | +29.1% | 24,716 | +20.5% | 0.26% | +29.3% |
VZ | Buy | VERIZON COMMUNICATIONS INC | $319,000 | +22.7% | 6,700 | +26.7% | 0.26% | +23.1% |
AMZN | Buy | AMAZON COM INC | $310,000 | -12.2% | 923 | +4.2% | 0.25% | -11.8% |
MUH | Buy | BLACKROCK MUNIHLDGS FD II IN | $309,000 | +15.7% | 21,400 | +7.0% | 0.25% | +16.1% |
CMCSA | Buy | COMCAST CORP NEWcl a | $301,000 | +10.3% | 6,016 | +14.7% | 0.25% | +10.8% |
FB | Buy | FACEBOOK INCcl a | $256,000 | +16.9% | 4,249 | +6.3% | 0.21% | +17.3% |
NAD | Buy | NUVEEN DIVID ADVANTAGE MUN F | $253,000 | +7.2% | 18,897 | +0.6% | 0.21% | +7.3% |
OIA | Buy | INVESCO MUNI INCOME OPP TRST | $240,000 | +7.1% | 36,392 | +0.6% | 0.20% | +7.7% |
BBF | Buy | BLACKROCK MUNIC INCM INVST Tsh ben int | $229,000 | +40.5% | 17,200 | +31.3% | 0.19% | +41.4% |
SPY | Buy | SPDR S&P 500 ETF TRtr unit | $230,000 | +28.5% | 1,229 | +27.0% | 0.19% | +28.8% |
MON | Buy | MONSANTO CO NEW | $223,000 | -2.6% | 1,963 | +0.1% | 0.18% | -2.1% |
GLD | Buy | SPDR GOLD TRUST | $210,000 | +10.5% | 1,696 | +3.7% | 0.17% | +11.0% |
RDSA | New | ROYAL DUTCH SHELL PLCspons adr a | $204,000 | – | 2,795 | +100.0% | 0.17% | – |
ITW | Buy | ILLINOIS TOOL WKS INC | $186,000 | -3.6% | 2,291 | +0.0% | 0.15% | -3.8% |
VNQ | Buy | VANGUARD INDEX FDSreit etf | $183,000 | +13.0% | 2,588 | +3.2% | 0.15% | +13.6% |
TXN | Buy | TEXAS INSTRS INC | $169,000 | +9.0% | 3,586 | +1.6% | 0.14% | +8.7% |
BNDX | New | VANGUARD CHARLOTTE FDSintl bd idx etf | $151,000 | – | 2,993 | +100.0% | 0.12% | – |
RIO | Buy | RIO TINTO PLCsponsored adr | $131,000 | +1.6% | 2,343 | +2.4% | 0.11% | +1.9% |
USB | Buy | US BANCORP DEL | $131,000 | +114.8% | 3,054 | +103.5% | 0.11% | +114.0% |
BAX | Buy | BAXTER INTL INC | $119,000 | +9.2% | 1,623 | +3.2% | 0.10% | +9.0% |
F | Buy | FORD MTR CO DEL | $116,000 | +2.7% | 7,454 | +1.4% | 0.10% | +3.3% |
POT | Buy | POTASH CORP SASK INC | $115,000 | +11400.0% | 3,188 | +13183.3% | 0.09% | +9300.0% |
IBCB | New | ISHARES TR2016 corp ex etf | $100,000 | – | 1,000 | +100.0% | 0.08% | – |
IBME | New | ISHARES16 amt-free etf | $100,000 | – | 1,863 | +100.0% | 0.08% | – |
BHI | Buy | BAKER HUGHES INC | $97,000 | +16.9% | 1,496 | +0.1% | 0.08% | +16.2% |
NFG | New | NATIONAL FUEL GAS CO N J | $91,000 | – | 1,302 | +100.0% | 0.08% | – |
STO | Buy | STATOIL ASAsponsored adr | $85,000 | +73.5% | 2,996 | +46.4% | 0.07% | +75.0% |
SCHC | Buy | SCHWAB STRATEGIC TRintl sceqt etf | $83,000 | +3.8% | 2,529 | +1.5% | 0.07% | +4.6% |
D | Buy | DOMINION RES INC VA NEW | $83,000 | +10.7% | 1,171 | +0.9% | 0.07% | +11.5% |
AFL | Buy | AFLAC INC | $83,000 | -5.7% | 1,323 | +0.1% | 0.07% | -5.6% |
CBST | New | CUBIST PHARMACEUTICALS INC | $74,000 | – | 1,016 | +100.0% | 0.06% | – |
EOG | Buy | EOG RES INC | $62,000 | +44.2% | 315 | +23.5% | 0.05% | +45.7% |
NUV | Buy | NUVEEN MUN VALUE FD INC | $57,000 | +147.8% | 6,023 | +140.9% | 0.05% | +147.4% |
AAL | Buy | AMERICAN AIRLS GROUP INC | $57,000 | +111.1% | 1,556 | +46.0% | 0.05% | +113.6% |
DATA | Buy | TABLEAU SOFTWARE INCcl a | $53,000 | +278.6% | 700 | +250.0% | 0.04% | +290.9% |
SFG | New | STANCORP FINL GROUP INC | $50,000 | – | 748 | +100.0% | 0.04% | – |
ROC | New | ROCKWOOD HLDGS INC | $42,000 | – | 570 | +100.0% | 0.03% | – |
GRPN | Buy | GROUPON INC | $40,000 | -32.2% | 5,145 | +3.0% | 0.03% | -31.2% |
LVS | New | LAS VEGAS SANDS CORP | $40,000 | – | 500 | +100.0% | 0.03% | – |
SYY | Buy | SYSCO CORP | $38,000 | 0.0% | 1,055 | +0.1% | 0.03% | 0.0% |
OXY | Buy | OCCIDENTAL PETE CORP DEL | $37,000 | +12.1% | 393 | +14.6% | 0.03% | +11.1% |
TDC | Buy | TERADATA CORP DEL | $34,000 | +3300.0% | 696 | +5253.8% | 0.03% | +2700.0% |
NXR | New | NUVEEN SELECT TAX FREE INCMsh ben int | $33,000 | – | 2,438 | +100.0% | 0.03% | – |
NXQ | New | NUVEEN SELECT TAX FREE INCMsh ben int | $33,000 | – | 2,515 | +100.0% | 0.03% | – |
CSX | New | CSX CORP | $29,000 | – | 997 | +100.0% | 0.02% | – |
NLY | Buy | ANNALY CAP MGMT INC | $28,000 | +7.7% | 2,582 | +0.3% | 0.02% | +9.5% |
OMER | Buy | OMEROS CORP | $26,000 | +13.0% | 2,150 | +7.5% | 0.02% | +10.5% |
TSLA | Buy | TESLA MTRS INC | $24,000 | +60.0% | 113 | +15.3% | 0.02% | +66.7% |
NCR | New | NCR CORP NEW | $25,000 | – | 683 | +100.0% | 0.02% | – |
OGS | New | ONE GAS INC | $25,000 | – | 690 | +100.0% | 0.02% | – |
JDSU | Buy | JDS UNIPHASE CORP | $22,000 | +29.4% | 1,546 | +14.9% | 0.02% | +28.6% |
4945SC | Buy | KINDER MORGAN ENERGY PARTNERut ltd partner | $21,000 | +40.0% | 290 | +52.6% | 0.02% | +41.7% |
CYB | Buy | WISDOMTREE TRchinese yuan fd | $17,000 | 0.0% | 686 | +1.6% | 0.01% | 0.0% |
PCG | Buy | PG&E CORP | $16,000 | +6.7% | 367 | +1.1% | 0.01% | +8.3% |
GCH | Buy | ABERDEEN GTR CHINA FD INC | $13,000 | +8.3% | 1,311 | +7.8% | 0.01% | +10.0% |
AET | Buy | AETNA INC NEW | $14,000 | +133.3% | 182 | +122.0% | 0.01% | +120.0% |
OSUR | Buy | ORASURE TECHNOLOGIES INC | $13,000 | +44.4% | 1,600 | +6.7% | 0.01% | +57.1% |
XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $13,000 | +30.0% | 293 | +24.7% | 0.01% | +37.5% |
TRW | New | TRW AUTOMOTIVE HLDGS CORP | $14,000 | – | 177 | +100.0% | 0.01% | – |
VYM | New | VANGUARD WHITEHALL FDS INChigh div yld | $12,000 | – | 193 | +100.0% | 0.01% | – |
SFXEQ | Buy | SFX ENTMT INC | $11,000 | -26.7% | 1,500 | +20.0% | 0.01% | -25.0% |
EEM | Buy | ISHARESmsci emg mkt etf | $9,000 | +80.0% | 231 | +81.9% | 0.01% | +75.0% |
FRGI | New | FIESTA RESTAURANT GROUP INC | $9,000 | – | 200 | +100.0% | 0.01% | – |
RGLD | Buy | ROYAL GOLD INC | $8,000 | +100.0% | 125 | +60.3% | 0.01% | +133.3% |
IRBT | New | IROBOT CORP | $8,000 | – | 195 | +100.0% | 0.01% | – |
SCHB | New | SCHWAB STRATEGIC TRus brd mkt etf | $9,000 | – | 201 | +100.0% | 0.01% | – |
SCHX | New | SCHWAB STRATEGIC TRus lrg cap etf | $8,000 | – | 175 | +100.0% | 0.01% | – |
FE | New | FIRSTENERGY CORP | $7,000 | – | 200 | +100.0% | 0.01% | – |
PAAS | Buy | PAN AMERICAN SILVER CORP | $7,000 | +40.0% | 510 | +24.4% | 0.01% | +50.0% |
WM | Buy | WASTE MGMT INC DEL | $7,000 | +75.0% | 170 | +70.0% | 0.01% | +100.0% |
DNDNQ | Buy | DENDREON CORP | $7,000 | +75.0% | 2,200 | +83.3% | 0.01% | +100.0% |
CIG | Buy | COMPANHIA ENERGETICA DE MINAsp adr n-v pfd | $7,000 | 0.0% | 1,095 | +30.7% | 0.01% | 0.0% |
HL | Buy | HECLA MNG CO | $6,000 | +200.0% | 1,828 | +151.1% | 0.01% | +150.0% |
FTR | Buy | FRONTIER COMMUNICATIONS CORP | $6,000 | +50.0% | 1,030 | +27.0% | 0.01% | +66.7% |
RSP | New | RYDEX ETF TRUSTgug s&p500 eq wt | $6,000 | – | 80 | +100.0% | 0.01% | – |
FPX | New | FIRST TR US IPO INDEX FD | $5,000 | – | 100 | +100.0% | 0.00% | – |
GDXJ | Buy | MARKET VECTORS ETF TRjr gold miners e | $5,000 | +66.7% | 125 | +25.0% | 0.00% | +100.0% |
ESV | New | ENSCO PLC | $5,000 | – | 100 | +100.0% | 0.00% | – |
NUGT | Buy | DIREXION SHS ETF TRdaily gold miner | $5,000 | +150.0% | 150 | +100.0% | 0.00% | +100.0% |
VGK | New | VANGUARD INTL EQUITY INDEX Fftse europe etf | $5,000 | – | 87 | +100.0% | 0.00% | – |
SPLS | New | STAPLES INC | $5,000 | – | 445 | +100.0% | 0.00% | – |
CHL | New | CHINA MOBILE LIMITEDsponsored adr | $5,000 | – | 100 | +100.0% | 0.00% | – |
DBD | Buy | DIEBOLD INC | $5,000 | +25.0% | 115 | +0.9% | 0.00% | +33.3% |
ANF | New | ABERCROMBIE & FITCH COcl a | $4,000 | – | 100 | +100.0% | 0.00% | – |
FIVE | New | FIVE BELOW INC | $4,000 | – | 90 | +100.0% | 0.00% | – |
SPPP | Buy | SPROTT PHYSICAL PLAT PALLADunit | $4,000 | +33.3% | 400 | +33.3% | 0.00% | +50.0% |
TWO | Buy | TWO HBRS INVT CORP | $4,000 | – | 437 | +1113.9% | 0.00% | – |
MDR | New | MCDERMOTT INTL INC | $3,000 | – | 375 | +100.0% | 0.00% | – |
MAIN | Buy | MAIN STREET CAPITAL CORP | $3,000 | 0.0% | 101 | +1.0% | 0.00% | 0.0% |
PZG | New | PARAMOUNT GOLD & SILVER CORP | $2,000 | – | 2,000 | +100.0% | 0.00% | – |
BTU | New | PEABODY ENERGY CORP | $3,000 | – | 200 | +100.0% | 0.00% | – |
LIVE | Buy | LIVEDEAL INC | $2,000 | – | 315 | +200.0% | 0.00% | – |
EWJ | New | ISHARESmsci japan etf | $2,000 | – | 147 | +100.0% | 0.00% | – |
LEG | New | LEGGETT & PLATT INC | $3,000 | – | 100 | +100.0% | 0.00% | – |
RYT | New | RYDEX ETF TRUSTgug s&p500eqwtte | $3,000 | – | 38 | +100.0% | 0.00% | – |
RYH | New | RYDEX ETF TRUSTgug s&p500eqwthc | $2,000 | – | 15 | +100.0% | 0.00% | – |
CPE | New | CALLON PETE CO DEL | $3,000 | – | 300 | +100.0% | 0.00% | – |
SAND | New | SANDSTORM GOLD LTD | $3,000 | – | 600 | +100.0% | 0.00% | – |
KGC | New | KINROSS GOLD CORP | $2,000 | – | 600 | +100.0% | 0.00% | – |
BRC | New | BRADY CORPcl a | $3,000 | – | 100 | +100.0% | 0.00% | – |
SA | Buy | SEABRIDGE GOLD INC | $3,000 | +200.0% | 400 | +100.0% | 0.00% | +100.0% |
XLB | New | SELECT SECTOR SPDR TRsbi materials | $3,000 | – | 56 | +100.0% | 0.00% | – |
EWC | New | ISHARESmsci cda etf | $2,000 | – | 51 | +100.0% | 0.00% | – |
XLY | New | SELECT SECTOR SPDR TRsbi cons discr | $3,000 | – | 39 | +100.0% | 0.00% | – |
XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $3,000 | – | 117 | +100.0% | 0.00% | – |
SVM | Buy | SILVERCORP METALS INC | $2,000 | +100.0% | 1,000 | +100.0% | 0.00% | +100.0% |
ARIA | New | ARIAD PHARMACEUTICALS INC | $3,000 | – | 400 | +100.0% | 0.00% | – |
FLOT | New | ISHARES TRfltg rate bd etf | $2,000 | – | 41 | +100.0% | 0.00% | – |
AREXQ | New | APPROACH RESOURCES INC | $2,000 | – | 100 | +100.0% | 0.00% | – |
ITB | New | ISHARESus home cons etf | $2,000 | – | 100 | +100.0% | 0.00% | – |
TIBX | New | TIBCO SOFTWARE INC | $3,000 | – | 150 | +100.0% | 0.00% | – |
IYE | New | ISHARESu.s. energy etf | $3,000 | – | 50 | +100.0% | 0.00% | – |
IYH | New | ISHARESus hlthcare etf | $3,000 | – | 22 | +100.0% | 0.00% | – |
IYJ | New | ISHARESu.s. inds etf | $3,000 | – | 26 | +100.0% | 0.00% | – |
IYW | New | ISHARESu.s. tech etf | $3,000 | – | 30 | +100.0% | 0.00% | – |
IOC | New | INTEROIL CORP | $3,000 | – | 50 | +100.0% | 0.00% | – |
VNRSQ | Buy | VANGUARD NAT RES LLC | $3,000 | 0.0% | 108 | +1.9% | 0.00% | 0.0% |
VCSH | New | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $1,000 | – | 13 | +100.0% | 0.00% | – |
VCIT | New | VANGUARD SCOTTSDALE FDSint-term corp | $1,000 | – | 12 | +100.0% | 0.00% | – |
KZ | New | KONGZHONG CORPsponsored adr | $1,000 | – | 100 | +100.0% | 0.00% | – |
SHM | Buy | SPDR SERIES TRUSTnuvn br sht muni | $1,000 | – | 28 | +40.0% | 0.00% | – |
EPP | New | ISHARESmsci pac jp etf | $1,000 | – | 29 | +100.0% | 0.00% | – |
LSI | Buy | LSI CORPORATION | $1,000 | 0.0% | 108 | +89.5% | 0.00% | 0.0% |
HYS | New | PIMCO ETF TR0-5 high yield | $1,000 | – | 10 | +100.0% | 0.00% | – |
MBB | New | ISHARESmbs etf | $1,000 | – | 14 | +100.0% | 0.00% | – |
HYEM | New | MARKET VECTORS ETF TRemkt hiyld bd | $1,000 | – | 20 | +100.0% | 0.00% | – |
EXEL | Buy | EXELIXIS INC | $0 | – | 42 | +20.0% | 0.00% | – |
EMLC | New | MARKET VECTORS ETF TRem lc curr dbt | $0 | – | 21 | +100.0% | 0.00% | – |
VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $0 | – | 0 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-09-09
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
MICROSOFT CORP | 40 | Q3 2023 | 20.8% |
SCHWAB STRATEGIC TR | 40 | Q3 2023 | 12.7% |
APPLE INC | 40 | Q3 2023 | 2.4% |
STARBUCKS CORP | 40 | Q3 2023 | 2.9% |
SPDR SER TR | 40 | Q3 2023 | 7.7% |
AMAZON COM INC | 40 | Q3 2023 | 2.1% |
BOEING CO | 40 | Q3 2023 | 1.8% |
SCHWAB STRATEGIC TR | 40 | Q3 2023 | 8.5% |
UNITED PARCEL SERVICE INC | 40 | Q3 2023 | 1.8% |
COSTCO WHSL CORP NEW | 40 | Q3 2023 | 1.2% |
View Tradewinds Capital Management, LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-04-19 |
13F-HR | 2024-02-01 |
13F-HR | 2023-10-30 |
13F-HR | 2023-07-20 |
13F-HR | 2023-04-10 |
13F-HR | 2023-01-23 |
13F-HR | 2022-10-18 |
13F-HR | 2022-07-21 |
13F-HR | 2022-04-25 |
13F-HR | 2022-02-02 |
View Tradewinds Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.