Tradewinds Capital Management, LLC - Q1 2014 holdings

$122 Million is the total value of Tradewinds Capital Management, LLC's 643 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 70.8% .

 Value Shares↓ Weighting
SLYG BuySPDR SERIES TRUSTs&p 600 smcp grw$3,744,000
+1.9%
20,946
+2.0%
3.07%
+2.2%
SCHH BuySCHWAB STRATEGIC TRus reit etf$3,709,000
+17561.9%
112,032
+15768.6%
3.04%
+17770.6%
SCHG BuySCHWAB STRATEGIC TRus lcap gr etf$3,550,000
+53.3%
77,166
+50.8%
2.91%
+53.9%
SCHA BuySCHWAB STRATEGIC TRus sml cap etf$2,595,000
+7.7%
48,418
+5.5%
2.12%
+8.0%
SCHM BuySCHWAB STRATEGIC TRus mid-cap etf$2,558,000
+9.4%
66,251
+6.1%
2.10%
+9.7%
AAPL BuyAPPLE INC$2,375,000
-3.2%
4,424
+1.2%
1.94%
-2.8%
ORCL BuyORACLE CORP$1,442,000
+10.0%
35,249
+2.9%
1.18%
+10.4%
IQI BuyINVESCO QUALITY MUNI INC TRS$1,166,000
+8.5%
98,726
+2.1%
0.96%
+8.8%
VGM BuyINVESCO TR INVT GRADE MUNS$1,142,000
+15.0%
89,234
+9.5%
0.94%
+15.3%
BTA BuyBLACKROCK LONG-TERM MUNI ADV$1,035,000
+21.8%
95,383
+14.5%
0.85%
+22.2%
NQM BuyNUVEEN INVT QUALITY MUN FD I$1,008,000
+10.3%
71,369
+5.6%
0.83%
+10.7%
VKI BuyINVESCO ADVANTAGE MUNICIPALsh ben int$979,000
+15.2%
89,105
+10.2%
0.80%
+15.6%
EIV BuyEATON VANCE MUN BD FD II$925,000
+5.8%
79,509
+0.0%
0.76%
+6.3%
CSCO BuyCISCO SYS INC$890,000
+3.2%
39,695
+3.3%
0.73%
+3.6%
BYM BuyBLACKROCK MUNICIPL INC QLTY$878,000
+13.3%
64,802
+6.0%
0.72%
+13.6%
PCAR BuyPACCAR INC$850,000
+15.0%
12,600
+0.8%
0.70%
+15.4%
VKQ BuyINVESCO MUN TR$768,000
+4.8%
63,436
+0.2%
0.63%
+5.2%
DMB BuyDREYFUS MUN BD INFRSTRCTR FD$738,000
+34.7%
65,633
+24.1%
0.60%
+35.1%
IBM BuyINTERNATIONAL BUSINESS MACHS$683,000
+18.6%
3,548
+15.5%
0.56%
+18.9%
PG BuyPROCTER & GAMBLE CO$674,000
-0.7%
8,368
+0.4%
0.55%
-0.4%
JWN BuyNORDSTROM INC$667,000
+1.1%
10,688
+0.0%
0.55%
+1.3%
AFB BuyALLIANCEBERNSTEIN NATL MUNI$636,000
+5.8%
47,956
+0.0%
0.52%
+6.1%
MQT BuyBLACKROCK MUNIY QUALITY FD I$635,000
+15.7%
50,775
+8.0%
0.52%
+16.1%
NPI BuyNUVEEN PREM INCOME MUN FD$625,000
+16.6%
47,652
+9.7%
0.51%
+16.9%
IIM BuyINVESCO VALUE MUN INCOME TR$617,000
+6.7%
42,835
+0.0%
0.50%
+7.0%
DIS BuyDISNEY WALT CO$591,000
+5.9%
7,386
+1.2%
0.48%
+6.4%
PMM BuyPUTNAM MANAGED MUN INCOM TR$516,000
+4.9%
74,120
+0.1%
0.42%
+5.2%
SCHF BuySCHWAB STRATEGIC TRintl eqty etf$502,000
+0.6%
15,951
+0.8%
0.41%
+1.0%
BRKB BuyBERKSHIRE HATHAWAY INC DELcl b new$457,000
+10.7%
3,653
+4.8%
0.37%
+11.0%
MUE BuyBLACKROCK MUNIHLDNGS QLTY II$451,000
+11.6%
35,400
+6.0%
0.37%
+11.8%
EMC BuyE M C CORP MASS$440,000
+22.2%
16,070
+12.1%
0.36%
+22.4%
BSD BuyBLACKROCK STRATEGIC MUN TR$422,000
+11.3%
32,927
+5.4%
0.35%
+12.0%
NIO BuyNUVEEN MUN OPPORTUNITY FD IN$410,000
+4.6%
29,813
+0.4%
0.34%
+5.0%
PCH NewPOTLATCH CORP NEW$374,0009,678
+100.0%
0.31%
CVS BuyCVS CAREMARK CORPORATION$369,000
+4.5%
4,928
+0.0%
0.30%
+4.9%
MFT BuyBLACKROCK MUNIYLD INVST QLTY$324,000
+29.1%
24,716
+20.5%
0.26%
+29.3%
VZ BuyVERIZON COMMUNICATIONS INC$319,000
+22.7%
6,700
+26.7%
0.26%
+23.1%
AMZN BuyAMAZON COM INC$310,000
-12.2%
923
+4.2%
0.25%
-11.8%
MUH BuyBLACKROCK MUNIHLDGS FD II IN$309,000
+15.7%
21,400
+7.0%
0.25%
+16.1%
CMCSA BuyCOMCAST CORP NEWcl a$301,000
+10.3%
6,016
+14.7%
0.25%
+10.8%
FB BuyFACEBOOK INCcl a$256,000
+16.9%
4,249
+6.3%
0.21%
+17.3%
NAD BuyNUVEEN DIVID ADVANTAGE MUN F$253,000
+7.2%
18,897
+0.6%
0.21%
+7.3%
OIA BuyINVESCO MUNI INCOME OPP TRST$240,000
+7.1%
36,392
+0.6%
0.20%
+7.7%
BBF BuyBLACKROCK MUNIC INCM INVST Tsh ben int$229,000
+40.5%
17,200
+31.3%
0.19%
+41.4%
SPY BuySPDR S&P 500 ETF TRtr unit$230,000
+28.5%
1,229
+27.0%
0.19%
+28.8%
MON BuyMONSANTO CO NEW$223,000
-2.6%
1,963
+0.1%
0.18%
-2.1%
GLD BuySPDR GOLD TRUST$210,000
+10.5%
1,696
+3.7%
0.17%
+11.0%
RDSA NewROYAL DUTCH SHELL PLCspons adr a$204,0002,795
+100.0%
0.17%
ITW BuyILLINOIS TOOL WKS INC$186,000
-3.6%
2,291
+0.0%
0.15%
-3.8%
VNQ BuyVANGUARD INDEX FDSreit etf$183,000
+13.0%
2,588
+3.2%
0.15%
+13.6%
TXN BuyTEXAS INSTRS INC$169,000
+9.0%
3,586
+1.6%
0.14%
+8.7%
BNDX NewVANGUARD CHARLOTTE FDSintl bd idx etf$151,0002,993
+100.0%
0.12%
RIO BuyRIO TINTO PLCsponsored adr$131,000
+1.6%
2,343
+2.4%
0.11%
+1.9%
USB BuyUS BANCORP DEL$131,000
+114.8%
3,054
+103.5%
0.11%
+114.0%
BAX BuyBAXTER INTL INC$119,000
+9.2%
1,623
+3.2%
0.10%
+9.0%
F BuyFORD MTR CO DEL$116,000
+2.7%
7,454
+1.4%
0.10%
+3.3%
POT BuyPOTASH CORP SASK INC$115,000
+11400.0%
3,188
+13183.3%
0.09%
+9300.0%
IBCB NewISHARES TR2016 corp ex etf$100,0001,000
+100.0%
0.08%
IBME NewISHARES16 amt-free etf$100,0001,863
+100.0%
0.08%
BHI BuyBAKER HUGHES INC$97,000
+16.9%
1,496
+0.1%
0.08%
+16.2%
NFG NewNATIONAL FUEL GAS CO N J$91,0001,302
+100.0%
0.08%
STO BuySTATOIL ASAsponsored adr$85,000
+73.5%
2,996
+46.4%
0.07%
+75.0%
SCHC BuySCHWAB STRATEGIC TRintl sceqt etf$83,000
+3.8%
2,529
+1.5%
0.07%
+4.6%
D BuyDOMINION RES INC VA NEW$83,000
+10.7%
1,171
+0.9%
0.07%
+11.5%
AFL BuyAFLAC INC$83,000
-5.7%
1,323
+0.1%
0.07%
-5.6%
CBST NewCUBIST PHARMACEUTICALS INC$74,0001,016
+100.0%
0.06%
EOG BuyEOG RES INC$62,000
+44.2%
315
+23.5%
0.05%
+45.7%
NUV BuyNUVEEN MUN VALUE FD INC$57,000
+147.8%
6,023
+140.9%
0.05%
+147.4%
AAL BuyAMERICAN AIRLS GROUP INC$57,000
+111.1%
1,556
+46.0%
0.05%
+113.6%
DATA BuyTABLEAU SOFTWARE INCcl a$53,000
+278.6%
700
+250.0%
0.04%
+290.9%
SFG NewSTANCORP FINL GROUP INC$50,000748
+100.0%
0.04%
ROC NewROCKWOOD HLDGS INC$42,000570
+100.0%
0.03%
GRPN BuyGROUPON INC$40,000
-32.2%
5,145
+3.0%
0.03%
-31.2%
LVS NewLAS VEGAS SANDS CORP$40,000500
+100.0%
0.03%
SYY BuySYSCO CORP$38,0000.0%1,055
+0.1%
0.03%0.0%
OXY BuyOCCIDENTAL PETE CORP DEL$37,000
+12.1%
393
+14.6%
0.03%
+11.1%
TDC BuyTERADATA CORP DEL$34,000
+3300.0%
696
+5253.8%
0.03%
+2700.0%
NXR NewNUVEEN SELECT TAX FREE INCMsh ben int$33,0002,438
+100.0%
0.03%
NXQ NewNUVEEN SELECT TAX FREE INCMsh ben int$33,0002,515
+100.0%
0.03%
CSX NewCSX CORP$29,000997
+100.0%
0.02%
NLY BuyANNALY CAP MGMT INC$28,000
+7.7%
2,582
+0.3%
0.02%
+9.5%
OMER BuyOMEROS CORP$26,000
+13.0%
2,150
+7.5%
0.02%
+10.5%
TSLA BuyTESLA MTRS INC$24,000
+60.0%
113
+15.3%
0.02%
+66.7%
NCR NewNCR CORP NEW$25,000683
+100.0%
0.02%
OGS NewONE GAS INC$25,000690
+100.0%
0.02%
JDSU BuyJDS UNIPHASE CORP$22,000
+29.4%
1,546
+14.9%
0.02%
+28.6%
4945SC BuyKINDER MORGAN ENERGY PARTNERut ltd partner$21,000
+40.0%
290
+52.6%
0.02%
+41.7%
CYB BuyWISDOMTREE TRchinese yuan fd$17,0000.0%686
+1.6%
0.01%0.0%
PCG BuyPG&E CORP$16,000
+6.7%
367
+1.1%
0.01%
+8.3%
GCH BuyABERDEEN GTR CHINA FD INC$13,000
+8.3%
1,311
+7.8%
0.01%
+10.0%
AET BuyAETNA INC NEW$14,000
+133.3%
182
+122.0%
0.01%
+120.0%
OSUR BuyORASURE TECHNOLOGIES INC$13,000
+44.4%
1,600
+6.7%
0.01%
+57.1%
XLP BuySELECT SECTOR SPDR TRsbi cons stpls$13,000
+30.0%
293
+24.7%
0.01%
+37.5%
TRW NewTRW AUTOMOTIVE HLDGS CORP$14,000177
+100.0%
0.01%
VYM NewVANGUARD WHITEHALL FDS INChigh div yld$12,000193
+100.0%
0.01%
SFXEQ BuySFX ENTMT INC$11,000
-26.7%
1,500
+20.0%
0.01%
-25.0%
EEM BuyISHARESmsci emg mkt etf$9,000
+80.0%
231
+81.9%
0.01%
+75.0%
FRGI NewFIESTA RESTAURANT GROUP INC$9,000200
+100.0%
0.01%
RGLD BuyROYAL GOLD INC$8,000
+100.0%
125
+60.3%
0.01%
+133.3%
IRBT NewIROBOT CORP$8,000195
+100.0%
0.01%
SCHB NewSCHWAB STRATEGIC TRus brd mkt etf$9,000201
+100.0%
0.01%
SCHX NewSCHWAB STRATEGIC TRus lrg cap etf$8,000175
+100.0%
0.01%
FE NewFIRSTENERGY CORP$7,000200
+100.0%
0.01%
PAAS BuyPAN AMERICAN SILVER CORP$7,000
+40.0%
510
+24.4%
0.01%
+50.0%
WM BuyWASTE MGMT INC DEL$7,000
+75.0%
170
+70.0%
0.01%
+100.0%
DNDNQ BuyDENDREON CORP$7,000
+75.0%
2,200
+83.3%
0.01%
+100.0%
CIG BuyCOMPANHIA ENERGETICA DE MINAsp adr n-v pfd$7,0000.0%1,095
+30.7%
0.01%0.0%
HL BuyHECLA MNG CO$6,000
+200.0%
1,828
+151.1%
0.01%
+150.0%
FTR BuyFRONTIER COMMUNICATIONS CORP$6,000
+50.0%
1,030
+27.0%
0.01%
+66.7%
RSP NewRYDEX ETF TRUSTgug s&p500 eq wt$6,00080
+100.0%
0.01%
FPX NewFIRST TR US IPO INDEX FD$5,000100
+100.0%
0.00%
GDXJ BuyMARKET VECTORS ETF TRjr gold miners e$5,000
+66.7%
125
+25.0%
0.00%
+100.0%
ESV NewENSCO PLC$5,000100
+100.0%
0.00%
NUGT BuyDIREXION SHS ETF TRdaily gold miner$5,000
+150.0%
150
+100.0%
0.00%
+100.0%
VGK NewVANGUARD INTL EQUITY INDEX Fftse europe etf$5,00087
+100.0%
0.00%
SPLS NewSTAPLES INC$5,000445
+100.0%
0.00%
CHL NewCHINA MOBILE LIMITEDsponsored adr$5,000100
+100.0%
0.00%
DBD BuyDIEBOLD INC$5,000
+25.0%
115
+0.9%
0.00%
+33.3%
ANF NewABERCROMBIE & FITCH COcl a$4,000100
+100.0%
0.00%
FIVE NewFIVE BELOW INC$4,00090
+100.0%
0.00%
SPPP BuySPROTT PHYSICAL PLAT PALLADunit$4,000
+33.3%
400
+33.3%
0.00%
+50.0%
TWO BuyTWO HBRS INVT CORP$4,000437
+1113.9%
0.00%
MDR NewMCDERMOTT INTL INC$3,000375
+100.0%
0.00%
MAIN BuyMAIN STREET CAPITAL CORP$3,0000.0%101
+1.0%
0.00%0.0%
PZG NewPARAMOUNT GOLD & SILVER CORP$2,0002,000
+100.0%
0.00%
BTU NewPEABODY ENERGY CORP$3,000200
+100.0%
0.00%
LIVE BuyLIVEDEAL INC$2,000315
+200.0%
0.00%
EWJ NewISHARESmsci japan etf$2,000147
+100.0%
0.00%
LEG NewLEGGETT & PLATT INC$3,000100
+100.0%
0.00%
RYT NewRYDEX ETF TRUSTgug s&p500eqwtte$3,00038
+100.0%
0.00%
RYH NewRYDEX ETF TRUSTgug s&p500eqwthc$2,00015
+100.0%
0.00%
CPE NewCALLON PETE CO DEL$3,000300
+100.0%
0.00%
SAND NewSANDSTORM GOLD LTD$3,000600
+100.0%
0.00%
KGC NewKINROSS GOLD CORP$2,000600
+100.0%
0.00%
BRC NewBRADY CORPcl a$3,000100
+100.0%
0.00%
SA BuySEABRIDGE GOLD INC$3,000
+200.0%
400
+100.0%
0.00%
+100.0%
XLB NewSELECT SECTOR SPDR TRsbi materials$3,00056
+100.0%
0.00%
EWC NewISHARESmsci cda etf$2,00051
+100.0%
0.00%
XLY NewSELECT SECTOR SPDR TRsbi cons discr$3,00039
+100.0%
0.00%
XLF NewSELECT SECTOR SPDR TRsbi int-finl$3,000117
+100.0%
0.00%
SVM BuySILVERCORP METALS INC$2,000
+100.0%
1,000
+100.0%
0.00%
+100.0%
ARIA NewARIAD PHARMACEUTICALS INC$3,000400
+100.0%
0.00%
FLOT NewISHARES TRfltg rate bd etf$2,00041
+100.0%
0.00%
AREXQ NewAPPROACH RESOURCES INC$2,000100
+100.0%
0.00%
ITB NewISHARESus home cons etf$2,000100
+100.0%
0.00%
TIBX NewTIBCO SOFTWARE INC$3,000150
+100.0%
0.00%
IYE NewISHARESu.s. energy etf$3,00050
+100.0%
0.00%
IYH NewISHARESus hlthcare etf$3,00022
+100.0%
0.00%
IYJ NewISHARESu.s. inds etf$3,00026
+100.0%
0.00%
IYW NewISHARESu.s. tech etf$3,00030
+100.0%
0.00%
IOC NewINTEROIL CORP$3,00050
+100.0%
0.00%
VNRSQ BuyVANGUARD NAT RES LLC$3,0000.0%108
+1.9%
0.00%0.0%
VCSH NewVANGUARD SCOTTSDALE FDSshrt trm corp bd$1,00013
+100.0%
0.00%
VCIT NewVANGUARD SCOTTSDALE FDSint-term corp$1,00012
+100.0%
0.00%
KZ NewKONGZHONG CORPsponsored adr$1,000100
+100.0%
0.00%
SHM BuySPDR SERIES TRUSTnuvn br sht muni$1,00028
+40.0%
0.00%
EPP NewISHARESmsci pac jp etf$1,00029
+100.0%
0.00%
LSI BuyLSI CORPORATION$1,0000.0%108
+89.5%
0.00%0.0%
HYS NewPIMCO ETF TR0-5 high yield$1,00010
+100.0%
0.00%
MBB NewISHARESmbs etf$1,00014
+100.0%
0.00%
HYEM NewMARKET VECTORS ETF TRemkt hiyld bd$1,00020
+100.0%
0.00%
EXEL BuyEXELIXIS INC$042
+20.0%
0.00%
EMLC NewMARKET VECTORS ETF TRem lc curr dbt$021
+100.0%
0.00%
VIG BuyVANGUARD SPECIALIZED PORTFOLdiv app etf$00
+100.0%
0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2014-09-09
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MICROSOFT CORP40Q3 202320.8%
SCHWAB STRATEGIC TR40Q3 202312.7%
APPLE INC40Q3 20232.4%
STARBUCKS CORP40Q3 20232.9%
SPDR SER TR40Q3 20237.7%
AMAZON COM INC40Q3 20232.1%
BOEING CO40Q3 20231.8%
SCHWAB STRATEGIC TR40Q3 20238.5%
UNITED PARCEL SERVICE INC40Q3 20231.8%
COSTCO WHSL CORP NEW40Q3 20231.2%

View Tradewinds Capital Management, LLC's complete holdings history.

Latest filings
TypeFiled
13F-HR2024-04-19
13F-HR2024-02-01
13F-HR2023-10-30
13F-HR2023-07-20
13F-HR2023-04-10
13F-HR2023-01-23
13F-HR2022-10-18
13F-HR2022-07-21
13F-HR2022-04-25
13F-HR2022-02-02

View Tradewinds Capital Management, LLC's complete filings history.

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