$265 Million is the total value of Lumbard & Kellner, LLC's 99 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 21.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ICSH | Sell | BLACKROCK ULTRA SHORT TERM BOND ETFclosed end mutual fund fixed | $11,003,000 | -9.2% | 218,477 | -8.9% | 4.15% | -12.7% |
| GOOG | Sell | ALPHABET INC CL C | $9,751,000 | -0.7% | 3,593 | -2.5% | 3.68% | -4.6% |
| MET | Sell | METLIFE INC | $9,636,000 | +6.1% | 144,233 | -2.0% | 3.63% | +2.0% |
| VTI | Sell | VANGUARD TOTAL STOCK MARKET ETFclosed end mutual fund equity | $8,705,000 | -0.0% | 38,381 | -2.1% | 3.28% | -3.9% |
| AMAT | Sell | APPLIED MATERIALS INC | $8,566,000 | +4.4% | 61,995 | -2.7% | 3.23% | +0.3% |
| PRU | Sell | PRUDENTIAL FINANCIAL INC | $8,250,000 | +3.3% | 74,107 | -2.3% | 3.11% | -0.7% |
| FCX | Sell | FREEPORT MCMORAN INC | $7,664,000 | +13.3% | 203,637 | -2.0% | 2.89% | +8.9% |
| QQQ | Sell | INVESCO QQQ TRUST ETFclosed end mutual fund equity | $7,323,000 | -2.9% | 20,171 | -4.3% | 2.76% | -6.7% |
| GLNG | Sell | GOLAR LNG LTD | $7,165,000 | +7.4% | 504,239 | -1.9% | 2.70% | +3.2% |
| TSN | Sell | TYSON FOODS INC CL A | $6,965,000 | +12.3% | 76,628 | -2.4% | 2.63% | +8.0% |
| KMI | Sell | KINDER MORGAN INC | $6,563,000 | +0.5% | 382,511 | -2.0% | 2.47% | -3.5% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $6,501,000 | -12.0% | 18,328 | -6.2% | 2.45% | -15.4% |
| FDX | Sell | FED EX CORP | $6,010,000 | -2.4% | 24,348 | -13.3% | 2.27% | -6.2% |
| FB | Sell | META PLATFORMS INC | $6,010,000 | -8.9% | 19,063 | -1.9% | 2.27% | -12.4% |
| MDC | Sell | M D C HLDGS INC | $5,408,000 | +6.3% | 106,056 | -2.6% | 2.04% | +2.2% |
| BHF | Sell | BRIGHTHOUSE FINL INC | $5,345,000 | +17.2% | 98,163 | -2.6% | 2.02% | +12.6% |
| KRA | Sell | KRATON CORPORATION | $5,175,000 | -2.9% | 111,575 | -4.4% | 1.95% | -6.7% |
| EIDO | Sell | ISHARES MSCI INDONESIA ETFclosed end mutual fund equity | $5,158,000 | +4.3% | 222,504 | -2.4% | 1.94% | +0.3% |
| GMS | Sell | GMS INC | $5,153,000 | +10.8% | 100,682 | -5.2% | 1.94% | +6.5% |
| HBM | Sell | HUDBAY MINERALS INC | $4,976,000 | +11.6% | 690,675 | -3.5% | 1.88% | +7.3% |
| STNG | Sell | SCORPIO TANKERS INC | $4,120,000 | -28.6% | 304,014 | -2.3% | 1.55% | -31.4% |
| FLKR | Sell | FRANKLIN FTSE SOUTH KOREA ETFclosed end mutual fund equity | $3,988,000 | -14.7% | 155,946 | -4.0% | 1.50% | -17.9% |
| Sell | CYXTERA TECHNOLOGIES INC COM CL A | $3,883,000 | +29.9% | 322,106 | -0.3% | 1.46% | +24.8% | |
| Sell | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $3,723,000 | -14.4% | 130,820 | -2.7% | 1.40% | -17.7% | |
| CVET | Sell | COVETRUS INC NPV | $3,576,000 | -7.1% | 196,407 | -7.7% | 1.35% | -10.7% |
| RSP | Sell | INVESCO S P 500 EQUAL WEIGHT ETFclosed end mutual fund equity | $3,532,000 | +3.6% | 22,266 | -2.2% | 1.33% | -0.4% |
| GLW | Sell | CORNING INC | $3,398,000 | +10.5% | 80,835 | -4.1% | 1.28% | +6.2% |
| AAPL | Sell | APPLE INC | $3,077,000 | +20.8% | 17,400 | -3.4% | 1.16% | +16.0% |
| NOC | Sell | NORTHROP GRUMMAN CORPORATION | $2,331,000 | -1.1% | 6,302 | -3.7% | 0.88% | -5.0% |
| Sell | SUNTRUST CAPITAL 0.766 3/15/28corporate bonds and notes | $2,247,000 | -52.9% | 2,315,000 | -52.6% | 0.85% | -54.8% | |
| Sell | MELLON CAPITAL IV 3.95652 12/20/67corporate bonds and notes | $2,246,000 | -2.9% | 2,271,000 | -1.9% | 0.85% | -6.7% | |
| VT | Sell | VANGUARD TOTAL WORLD STOCK INDEX ETFclosed end mutual fund equity | $2,027,000 | -0.6% | 19,771 | -1.2% | 0.76% | -4.5% |
| Sell | UNITED FINANCIAL 5.750 10/01/24corporate bonds and notes | $2,013,000 | -5.4% | 1,859,000 | -2.5% | 0.76% | -9.0% | |
| TAK | Sell | TAKEDA PHARMACEUTICAL SP A D R | $1,916,000 | -14.4% | 132,516 | -3.1% | 0.72% | -17.8% |
| Sell | CITIGROUP INC 0.68663 8/25/36corporate bonds and notes | $1,745,000 | -1.1% | 1,989,000 | -1.3% | 0.66% | -4.9% | |
| Sell | US BANK CAPITAL IX 3.57778 4/15/49corporate bonds and notes | $1,250,000 | -7.6% | 1,323,000 | -3.5% | 0.47% | -11.3% | |
| IVV | Sell | ISHARES CORE S&P 500 ETFetf | $1,154,000 | -16.8% | 2,420 | -24.8% | 0.44% | -20.0% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $1,008,000 | +8.0% | 3,374 | -1.3% | 0.38% | +3.8% |
| Sell | BANK OF AMER MTN 0.76988 12/01/26corporate bonds and notes | $858,000 | -4.1% | 866,000 | -3.9% | 0.32% | -8.0% | |
| GDX | Sell | VANECK GOLD MINERS ETFetf | $709,000 | +6.8% | 22,146 | -1.8% | 0.27% | +2.7% |
| VTV | Sell | VANGUARD VALUE INDEX FUND ETFclosed end mutual fund equity | $597,000 | +1.0% | 4,105 | -6.0% | 0.22% | -3.0% |
| MINT | Sell | PIMCO ENHANCED SHORT MATURITY ETFclosed end mutual fund fixed | $595,000 | -16.5% | 5,864 | -16.1% | 0.22% | -20.0% |
| DV | Sell | DOUBLEVERIFY HLDGS INC COM | $433,000 | -16.4% | 14,805 | -43.1% | 0.16% | -19.7% |
| WFC | Sell | WELLS FARGO CO NEW COMstock | $391,000 | -30.6% | 8,154 | -32.8% | 0.15% | -33.5% |
| CAG | Sell | CONAGRA BRANDS INC COMstock | $353,000 | -3.3% | 10,362 | -3.9% | 0.13% | -7.0% |
| KEY | Sell | KEYCORP | $345,000 | -79.8% | 13,760 | -82.6% | 0.13% | -80.6% |
| PCG | Sell | PG&E CORP COMstock | $299,000 | +20.1% | 24,677 | -5.0% | 0.11% | +15.3% |
| GM | Sell | GENERAL MTRS CO COM | $134,000 | -96.7% | 2,550 | -96.7% | 0.05% | -96.8% |
| WM | Exit | WASTE MANAGEMENT INC | $0 | – | -1,000 | -100.0% | -0.06% | – |
| ASPS | Exit | ALTISOURCE PORTFOLIO SOLNS SA REG SHSstock | $0 | – | -20,042 | -100.0% | -0.08% | – |
| IBM | Exit | INTL BUSINESS MACHINES CORP | $0 | – | -1,450 | -100.0% | -0.08% | – |
| DOV | Exit | DOVER CORP | $0 | – | -1,300 | -100.0% | -0.08% | – |
| NEE | Exit | NEXTERA ENERGY INC | $0 | – | -3,618 | -100.0% | -0.11% | – |
| Exit | CYXTERA TECHNOLOGIES INC WT EXP 091027stock | $0 | – | -164,467 | -100.0% | -0.13% | – | |
| LTHM | Exit | LIVENT CORP | $0 | – | -17,174 | -100.0% | -0.16% | – |
| DHI | Exit | D R HORTON INC COMstock | $0 | – | -4,869 | -100.0% | -0.16% | – |
| HSIC | Exit | SCHEIN HENRY INC | $0 | – | -5,927 | -100.0% | -0.18% | – |
| XLU | Exit | UTILITIES SELECT SECTOR SPDR FUNDetf | $0 | – | -8,833 | -100.0% | -0.22% | – |
| Exit | NTC CAPITAL II 0.82957 4/15/27corporate bonds and notes | $0 | – | -719,000 | -100.0% | -0.28% | – | |
| Exit | BANK OF NY MELLON 3.59399 12/20/67corporate bonds and notes | $0 | – | -1,975,000 | -100.0% | -0.78% | – | |
| Exit | FORD MTR CO DEL SR 8.500 4/21/23corporate bonds and notes | $0 | – | -2,412,000 | -100.0% | -1.04% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-18
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-16 |
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.