$117 Million is the total value of Lumbard & Kellner, LLC's 69 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MET | New | METLIFE INC | $7,064,000 | – | 131,540 | +100.0% | 6.05% | – |
| New | MATTHEWS ASIA DIVIDEND FUNDmutual funds - equity | $6,320,000 | – | 405,145 | +100.0% | 5.42% | – | |
| MSFT | New | MICROSOFT CORP | $6,209,000 | – | 165,970 | +100.0% | 5.32% | – |
| FDX | New | FED EX CORP | $4,535,000 | – | 31,540 | +100.0% | 3.89% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHINES CORP | $4,407,000 | – | 23,495 | +100.0% | 3.78% | – |
| SDRL | New | SEADRILL LIMITED | $4,012,000 | – | 97,661 | +100.0% | 3.44% | – |
| A309PS | New | DIRECTV | $3,629,000 | – | 52,550 | +100.0% | 3.11% | – |
| JCI | New | JOHNSON CONTROLS INC | $3,465,000 | – | 67,545 | +100.0% | 2.97% | – |
| KEY | New | KEYCORP NEW | $3,304,000 | – | 246,175 | +100.0% | 2.83% | – |
| MDT | New | MEDTRONIC INC | $3,304,000 | – | 57,565 | +100.0% | 2.83% | – |
| RTN | New | RAYTHEON COMPANY | $3,165,000 | – | 34,895 | +100.0% | 2.71% | – |
| PFE | New | PFIZER INC | $3,004,000 | – | 98,078 | +100.0% | 2.58% | – |
| SNY | New | SANOFI A D R | $2,937,000 | – | 54,765 | +100.0% | 2.52% | – |
| PRU | New | PRUDENTIAL FINANCIAL INC | $2,810,000 | – | 30,475 | +100.0% | 2.41% | – |
| BRCM | New | BROADCOM CORP CL A | $2,614,000 | – | 88,170 | +100.0% | 2.24% | – |
| GLW | New | CORNING INC | $2,525,000 | – | 141,676 | +100.0% | 2.16% | – |
| EPOL | New | ISHARES MSCI POLAND CAPPED INVSTBLclosed end mutual fund equity | $2,506,000 | – | 84,430 | +100.0% | 2.15% | – |
| HPQ | New | HEWLETT PACKARD CO | $2,437,000 | – | 87,081 | +100.0% | 2.09% | – |
| QCOM | New | QUALCOMM INC | $2,381,000 | – | 32,061 | +100.0% | 2.04% | – |
| TEF | New | TELEFONICA SA SPON A D R | $2,377,000 | – | 145,460 | +100.0% | 2.04% | – |
| GM | New | GENERAL MOTORS CO | $2,340,000 | – | 57,259 | +100.0% | 2.01% | – |
| New | CVS CAREMARKcorporate bonds and notes | $2,225,000 | – | 2,483,000 | +100.0% | 1.91% | – | |
| F | New | FORD MOTOR CO | $2,196,000 | – | 142,325 | +100.0% | 1.88% | – |
| SBGSY | New | SCHNEIDER ELECT SA UNSP A D R | $1,834,000 | – | 104,520 | +100.0% | 1.57% | – |
| SWK | New | STANLEY BLACK DECKER INC | $1,831,000 | – | 22,695 | +100.0% | 1.57% | – |
| SZOXF | New | POWERSHARES DB CRUDE SHORTclosed end mutual fund equity | $1,669,000 | – | 42,805 | +100.0% | 1.43% | – |
| TTF | New | THAI FUND INCclosed end mutual fund equity | $1,622,000 | – | 89,360 | +100.0% | 1.39% | – |
| KF | New | KOREA FUND INCclosed end mutual fund equity | $1,508,000 | – | 36,557 | +100.0% | 1.29% | – |
| SGAPY | New | SINGAPORE TELECOMMUNICATNS A D R | $1,493,000 | – | 51,305 | +100.0% | 1.28% | – |
| FOVSY | New | FORD OTOMOTIV SANAYI A S A D R | $1,493,000 | – | 28,268 | +100.0% | 1.28% | – |
| New | MORGAN STANLEYcorporate bonds and notes | $1,455,000 | – | 1,400,000 | +100.0% | 1.25% | – | |
| New | STATE STREET CAP TR IVcorporate bonds and notes | $1,417,000 | – | 1,875,000 | +100.0% | 1.21% | – | |
| XOM | New | EXXON MOBIL CORP | $1,329,000 | – | 13,134 | +100.0% | 1.14% | – |
| PACR | New | PACER INTERNATIONAL INC | $1,239,000 | – | 150,000 | +100.0% | 1.06% | – |
| New | MORGAN STANLEYcorporate bonds and notes | $1,195,000 | – | 1,205,000 | +100.0% | 1.02% | – | |
| IMGN | New | IMMUNOGEN INC | $1,192,000 | – | 81,225 | +100.0% | 1.02% | – |
| HA | New | HAWAIIAN HLDGS INC | $1,155,000 | – | 119,975 | +100.0% | 0.99% | – |
| New | US BANK CAPITAL IXcorporate bonds and notes | $1,149,000 | – | 1,482,000 | +100.0% | 0.98% | – | |
| DHOXQ | New | DESARROLLADORA HOMEX A D Rother foreign corporate bonds | $1,076,000 | – | 919,700 | +100.0% | 0.92% | – |
| New | EUROPEAN INVESTMENT BANKother foreign corporate bonds | $1,039,000 | – | 2,220,000 | +100.0% | 0.89% | – | |
| New | MORGAN STANLEYYcorporate bonds and notes | $1,038,000 | – | 1,000,000 | +100.0% | 0.89% | – | |
| New | ROYAL BK OF SCOTLAND NVother foreign corporate bonds | $984,000 | – | 998,000 | +100.0% | 0.84% | – | |
| VNM | New | MARKET VECTORS VIETNAM ETFclosed end mutual fund equity | $975,000 | – | 51,905 | +100.0% | 0.84% | – |
| New | FIRST MD CAP Icorporate bonds and notes | $851,000 | – | 1,050,000 | +100.0% | 0.73% | – | |
| VVUS | New | VIVUS INC | $826,000 | – | 90,945 | +100.0% | 0.71% | – |
| GE | New | GENERAL ELECTRIC CO | $684,000 | – | 24,400 | +100.0% | 0.59% | – |
| New | GENERAL ELEC CAP CORPcorporate bonds and notes | $677,000 | – | 750,000 | +100.0% | 0.58% | – | |
| CVX | New | CHEVRON CORPORATION | $622,000 | – | 4,976 | +100.0% | 0.53% | – |
| New | NTC CAPITAL IIcorporate bonds and notes | $620,000 | – | 758,000 | +100.0% | 0.53% | – | |
| MRK | New | MERCK AND CO INC | $580,000 | – | 11,580 | +100.0% | 0.50% | – |
| AMAT | New | APPLIED MATERIALS INC | $537,000 | – | 30,400 | +100.0% | 0.46% | – |
| New | CITIGROUP INCcorporate bonds and notes | $465,000 | – | 600,000 | +100.0% | 0.40% | – | |
| PM | New | PHILIP MORRIS INTL | $447,000 | – | 5,130 | +100.0% | 0.38% | – |
| CMCSA | New | COMCAST CORP CL A | $427,000 | – | 8,221 | +100.0% | 0.37% | – |
| HON | New | HONEYWELL INTERNATIONAL INC | $406,000 | – | 4,446 | +100.0% | 0.35% | – |
| NI | New | NISOURCE INC | $395,000 | – | 12,000 | +100.0% | 0.34% | – |
| RPM | New | RPM INTERNATIONAL INC | $361,000 | – | 8,700 | +100.0% | 0.31% | – |
| WMT | New | WAL MART STORES INC | $346,000 | – | 4,400 | +100.0% | 0.30% | – |
| KMB | New | KIMBERLY CLARK CORP | $313,000 | – | 3,000 | +100.0% | 0.27% | – |
| New | CITIGROUP INCcorporate bonds and notes | $309,000 | – | 300,000 | +100.0% | 0.26% | – | |
| ORCL | New | ORACLE CORPORATION | $287,000 | – | 7,500 | +100.0% | 0.25% | – |
| PEP | New | PEPSICO INC | $241,000 | – | 2,900 | +100.0% | 0.21% | – |
| APC | New | ANADARKO PETROLEUM CORP | $240,000 | – | 3,016 | +100.0% | 0.21% | – |
| LLY | New | ELI LILLY CO | $204,000 | – | 4,000 | +100.0% | 0.18% | – |
| AA | New | ALCOA INC | $151,000 | – | 14,200 | +100.0% | 0.13% | – |
| New | BANK OF AMERICA CORP | $102,000 | – | 100,000 | +100.0% | 0.09% | – | |
| New | AMERICAN CENTY MUN TRmutual funds/money markets | $74,000 | – | 74,000 | +100.0% | 0.06% | – | |
| New | GE ELEC CAP CORPcorporate bonds and notes | $53,000 | – | 50,000 | +100.0% | 0.04% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-03-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-16 |
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.