$854 Million is the total value of Private Ocean, LLC's 624 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 26.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DFAC | Sell | Dimensional U.S. Core Equity 2 ETFetf | $146,470,000 | +3.5% | 5,055,920 | -5.1% | 17.14% | -0.6% |
| AAPL | Sell | Apple Inc | $23,922,000 | +23.6% | 134,716 | -1.5% | 2.80% | +18.8% |
| HYD | Sell | Market Vectors High Yield Muni ETFetf | $20,339,000 | -0.1% | 325,783 | -0.1% | 2.38% | -4.0% |
| IWB | Sell | iShares Russell 1000 Indexetf | $17,657,000 | +5.2% | 66,772 | -3.8% | 2.07% | +1.2% |
| MSFT | Sell | Microsoft Corp | $8,439,000 | +14.5% | 25,093 | -4.0% | 0.99% | +10.1% |
| VNQ | Sell | Vanguard REIT Index ETFetf | $7,179,000 | +11.7% | 61,886 | -2.0% | 0.84% | +7.4% |
| IVV | Sell | iShares Core S&P 500 ETFetf | $6,779,000 | +7.9% | 14,211 | -2.6% | 0.79% | +3.7% |
| ESGU | Sell | iShares ESG Aware MSCI USA ETFetf | $6,356,000 | +6.7% | 58,906 | -2.7% | 0.74% | +2.5% |
| VTI | Sell | Vanguard Total Stock Market ETFetf | $5,161,000 | +3.3% | 21,377 | -5.0% | 0.60% | -0.7% |
| SPY | Sell | SPDR S&P 500 ETF Trustetf | $4,235,000 | +8.8% | 8,916 | -1.7% | 0.50% | +4.6% |
| VEA | Sell | Vanguard MSCI EAFE ETFetf | $4,124,000 | -5.3% | 80,771 | -6.3% | 0.48% | -8.9% |
| PRFZ | Sell | Powershares FTSE RAFI 1500etf | $3,732,000 | +0.2% | 19,467 | -4.6% | 0.44% | -3.7% |
| IEMG | Sell | iShares Core MSCI Emerging Markets ETFetf | $3,356,000 | -9.5% | 56,061 | -6.7% | 0.39% | -13.1% |
| AMZN | Sell | Amazon.com Inc | $3,197,000 | -10.5% | 958 | -11.9% | 0.37% | -14.0% |
| IWD | Sell | iShares Russell 1000 Value Indexetf | $3,160,000 | +0.7% | 18,819 | -6.2% | 0.37% | -3.1% |
| DFAS | Sell | Dimensional U.S. Small Cap ETFetf | $2,871,000 | -3.6% | 47,852 | -7.6% | 0.34% | -7.4% |
| IJR | Sell | iShares Core S&P Small-Cap ETFetf | $2,425,000 | +3.6% | 21,172 | -1.2% | 0.28% | -0.4% |
| PXF | Sell | Powershares FTSE RAFI Dev Markets ex-USetf | $2,428,000 | -0.9% | 51,235 | -2.0% | 0.28% | -4.7% |
| EFA | Sell | iShares MSCI EAFE ETFetf | $2,405,000 | +0.8% | 30,566 | -0.0% | 0.28% | -3.1% |
| VTV | Sell | Vanguard Value ETFetf | $2,243,000 | -5.2% | 15,249 | -12.8% | 0.26% | -8.7% |
| TILT | Sell | FlexShares Morningstar U.S. Market Factors Tilt ETFetf | $1,670,000 | +5.5% | 9,153 | -2.4% | 0.20% | +1.0% |
| VWO | Sell | Vanguard FTSE Emerging Markets ETFetf | $1,553,000 | -2.2% | 31,401 | -1.1% | 0.18% | -5.7% |
| BRKB | Sell | Berkshire Hathaway Cl B | $1,368,000 | -10.8% | 4,574 | -18.6% | 0.16% | -14.4% |
| IWM | Sell | iShares Russell 2000 Indexetf | $1,350,000 | +0.5% | 6,069 | -1.2% | 0.16% | -3.7% |
| O | Sell | Realty Income Corp | $1,288,000 | +7.8% | 17,990 | -2.4% | 0.15% | +3.4% |
| QQQ | Sell | Invesco QQQ Trustetf | $1,227,000 | +4.5% | 3,084 | -6.0% | 0.14% | +0.7% |
| GWX | Sell | SPDR S&P Intl Small Cap ETFetf | $1,053,000 | -14.5% | 27,888 | -12.8% | 0.12% | -18.0% |
| NVDA | Sell | Nvidia Corp | $1,041,000 | +9.6% | 3,539 | -22.9% | 0.12% | +5.2% |
| VOO | Sell | Vanguard S&P 500 ETFetf | $938,000 | -4.7% | 2,148 | -13.9% | 0.11% | -8.3% |
| VB | Sell | Vanguard Small Cap ETFetf | $934,000 | +3.3% | 4,134 | -0.0% | 0.11% | -0.9% |
| IWF | Sell | iShares Russell 1000 Growthetf | $913,000 | +11.5% | 2,988 | -0.0% | 0.11% | +7.0% |
| DVY | Sell | iShares Dow Jones Select Dividendetf | $767,000 | +6.8% | 6,255 | -0.0% | 0.09% | +3.4% |
| OEF | Sell | iShares S&P 100 Indexetf | $764,000 | +11.0% | 3,486 | -0.0% | 0.09% | +6.0% |
| SUSL | Sell | iShares ESG MSCI USA Leaders ETFetf | $744,000 | -7.8% | 8,816 | -17.5% | 0.09% | -11.2% |
| PG | Sell | Procter & Gamble Co | $738,000 | -31.0% | 4,514 | -41.0% | 0.09% | -33.8% |
| GOOGL | Sell | Alphabet Inc Class A | $710,000 | +6.6% | 245 | -1.6% | 0.08% | +2.5% |
| VO | Sell | Vanguard Midcap ETFetf | $643,000 | -3.7% | 2,524 | -10.5% | 0.08% | -7.4% |
| MDY | Sell | Mid Cap SPDR Trustetf | $643,000 | +7.7% | 1,241 | -0.1% | 0.08% | +2.7% |
| TLTD | Sell | FlexShares Morningstar Developed Markets ex-US Factor Tilt ETFetf | $624,000 | -8.6% | 8,672 | -8.9% | 0.07% | -12.0% |
| ICF | Sell | Ishares Tr Cohen & Steeretf | $600,000 | +13.9% | 7,885 | -2.0% | 0.07% | +9.4% |
| IEFA | Sell | iShares Core MSCI EAFE ETFetf | $589,000 | -5.8% | 7,889 | -6.3% | 0.07% | -9.2% |
| MCD | Sell | McDonalds Corp | $577,000 | -54.1% | 2,152 | -58.8% | 0.07% | -55.6% |
| DIS | Sell | Walt Disney | $544,000 | -14.9% | 3,512 | -7.0% | 0.06% | -17.9% |
| RWR | Sell | SPDR Dow Jones REITetf | $512,000 | +16.1% | 4,187 | -0.0% | 0.06% | +11.1% |
| UYG | Sell | ProShares Ultra Financials 2Xetf | $440,000 | -7.4% | 6,503 | -13.3% | 0.05% | -10.3% |
| BA | Sell | Boeing Co | $391,000 | -9.5% | 1,943 | -1.0% | 0.05% | -13.2% |
| IWC | Sell | iShares Russell Microcap Indexetf | $389,000 | -19.5% | 2,784 | -16.8% | 0.05% | -22.0% |
| UNP | Sell | Union Pacific Corp | $375,000 | +27.1% | 1,489 | -1.2% | 0.04% | +22.2% |
| FB | Sell | Facebook Inc | $369,000 | -8.2% | 1,096 | -7.4% | 0.04% | -12.2% |
| IWV | Sell | iShares Russell 3000 Indexetf | $366,000 | +8.0% | 1,318 | -1.0% | 0.04% | +4.9% |
| IUSV | Sell | iShares Trust - iShares Core U.S. Value ETFetf | $369,000 | +5.7% | 4,829 | -2.0% | 0.04% | +2.4% |
| DLS | Sell | WisdomTree International Small Capetf | $363,000 | -20.6% | 4,934 | -19.9% | 0.04% | -25.0% |
| AEO | Sell | American Eagle Outfitters | $349,000 | -13.4% | 13,791 | -11.7% | 0.04% | -16.3% |
| IYR | Sell | iShares Dow Jones US Real Estateetf | $326,000 | +7.9% | 2,810 | -4.6% | 0.04% | +2.7% |
| XOM | Sell | Exxon Mobil Corp | $314,000 | -16.7% | 5,128 | -19.9% | 0.04% | -19.6% |
| MMM | Sell | 3M Co | $303,000 | -4.4% | 1,707 | -5.5% | 0.04% | -10.3% |
| RWO | Sell | SPDR Dow Jones Global REetf | $290,000 | +10.7% | 5,121 | -0.0% | 0.03% | +6.2% |
| NSC | Sell | Norfolk Southern Corp | $270,000 | +24.4% | 906 | -0.1% | 0.03% | +23.1% |
| IJH | Sell | iShares S&P Midcap 400 Indexetf | $272,000 | +1.1% | 961 | -5.9% | 0.03% | -3.0% |
| AMGN | Sell | Amgen Inc | $266,000 | -6.0% | 1,181 | -11.3% | 0.03% | -8.8% |
| V | Sell | Visa Inc | $264,000 | -4.3% | 1,216 | -1.8% | 0.03% | -8.8% |
| SHM | Sell | SPDR Nuveen Barclays ST Muni Bond ETFetf | $235,000 | -20.1% | 4,780 | -19.6% | 0.03% | -22.2% |
| XLK | Sell | Technology Select Sector SPDR Fundetf | $227,000 | +14.6% | 1,308 | -1.1% | 0.03% | +12.5% |
| TSLA | Sell | Tesla Motors Inc | $215,000 | -21.8% | 203 | -42.8% | 0.02% | -24.2% |
| AFRM | Sell | Affirm Holdings Inc Ordinary Shares - Class A | $192,000 | -67.8% | 1,911 | -61.8% | 0.02% | -69.9% |
| AGG | Sell | iShares Barclays Aggregate Bondetf | $182,000 | -5.7% | 1,595 | -4.9% | 0.02% | -12.5% |
| IBM | Sell | International Business Machines | $177,000 | -8.8% | 1,323 | -5.2% | 0.02% | -12.5% |
| VIG | Sell | Vanguard Dividend Appreciation ETFetf | $180,000 | +11.8% | 1,046 | -0.1% | 0.02% | +5.0% |
| VONG | Sell | Vanguard Scottsdale Fds Vanguard Russelletf | $158,000 | +11.3% | 2,014 | -0.0% | 0.02% | +5.9% |
| VYM | Sell | Vanguard High Dividendetf | $156,000 | +8.3% | 1,390 | -0.1% | 0.02% | 0.0% |
| ANTM | Sell | Anthem Inc Com | $143,000 | +18.2% | 308 | -4.6% | 0.02% | +13.3% |
| INTC | Sell | Intel Corp | $128,000 | -7.2% | 2,478 | -4.3% | 0.02% | -11.8% |
| EMR | Sell | Emerson Electric Co | $100,000 | -29.6% | 1,071 | -28.7% | 0.01% | -29.4% |
| IYE | Sell | iShares Dow Jones US Energyetf | $91,000 | +5.8% | 3,028 | -0.0% | 0.01% | +10.0% |
| RWX | Sell | SPDR DJ Wilshire International REetf | $94,000 | -6.9% | 2,636 | -7.1% | 0.01% | -8.3% |
| USMV | Sell | iShares MSCI USA Min Vol Factor ETFetf | $87,000 | -16.3% | 1,078 | -24.0% | 0.01% | -23.1% |
| SHOP | Sell | Shopify Inc | $84,000 | -62.0% | 61 | -62.6% | 0.01% | -63.0% |
| WMT | Sell | Wal-Mart Stores Inc | $74,000 | -12.9% | 510 | -16.5% | 0.01% | -10.0% |
| T | Sell | AT&T Corp | $70,000 | -46.2% | 2,855 | -40.6% | 0.01% | -50.0% |
| PGX | Sell | PowerShares Preferred Portfolioetf | $60,000 | -1.6% | 4,026 | -0.0% | 0.01% | 0.0% |
| SCHA | Sell | Schwab US Small Cap ETFetf | $61,000 | -25.6% | 600 | -26.8% | 0.01% | -30.0% |
| KMB | Sell | Kimberly-Clark Corp | $60,000 | -4.8% | 422 | -11.2% | 0.01% | -12.5% |
| FISV | Sell | Fiserv Inc | $58,000 | -18.3% | 558 | -14.3% | 0.01% | -22.2% |
| IDV | Sell | iShares International Select Dividendetf | $62,000 | +1.6% | 1,997 | -0.1% | 0.01% | 0.0% |
| CMF | Sell | Ishares Calif Amt Freeetf | $48,000 | 0.0% | 769 | -0.1% | 0.01% | 0.0% |
| SIBN | Sell | Si-Bone Inc | $48,000 | -32.4% | 2,156 | -35.2% | 0.01% | -33.3% |
| IWN | Sell | iShares Russell 2000 Value Indexetf | $49,000 | +4.3% | 294 | -0.3% | 0.01% | 0.0% |
| DVYE | Sell | iShares Emerging Markets Dividendetf | $40,000 | 0.0% | 1,031 | -0.1% | 0.01% | 0.0% |
| NFLX | Sell | Netflix Inc | $43,000 | -6.5% | 71 | -5.3% | 0.01% | -16.7% |
| VTIP | Sell | Vanguard Short-Term Infl-Prot Secs ETFetf | $45,000 | -33.8% | 882 | -31.4% | 0.01% | -37.5% |
| BSV | Sell | Vanguard Short Term Bond Indexetf | $33,000 | -17.5% | 413 | -15.7% | 0.00% | -20.0% |
| PM | Sell | Philip Morris International | $31,000 | -24.4% | 325 | -25.6% | 0.00% | -20.0% |
| SMMV | Sell | iShares Edge MSCI Min Vol USA Small-Cap ETFetf | $36,000 | -20.0% | 915 | -25.3% | 0.00% | -20.0% |
| WFC | Sell | Wells Fargo & Co | $35,000 | -32.7% | 719 | -35.4% | 0.00% | -33.3% |
| CSX | Sell | CSX Corp | $34,000 | -24.4% | 900 | -40.4% | 0.00% | -20.0% |
| BLK | Sell | Blackrock Inc | $27,000 | -20.6% | 30 | -25.0% | 0.00% | -25.0% |
| CRM | Sell | Salesforce.com | $25,000 | -24.2% | 97 | -19.8% | 0.00% | -25.0% |
| VCIT | Sell | Vanguard Interm-Term Corp Bd ETFetf | $13,000 | -7.1% | 143 | -0.7% | 0.00% | 0.0% |
| OGN | Sell | Organon & Co. | $15,000 | -11.8% | 508 | -1.9% | 0.00% | 0.0% |
| NXPI | Sell | NXP Semiconductors NV | $7,000 | -30.0% | 30 | -38.8% | 0.00% | 0.0% |
| RBLX | Sell | Roblox Corp Ordinary Shares - Class A | $12,000 | 0.0% | 113 | -26.1% | 0.00% | 0.0% |
| SCHH | Sell | Schwab US REIT ETFetf | $11,000 | +10.0% | 209 | -0.5% | 0.00% | 0.0% |
| MTUM | Sell | iShares MSCI USA Momentum Factor ETFetf | $6,000 | -45.5% | 33 | -47.6% | 0.00% | 0.0% |
| SHY | Sell | iShares 1-3 Year Treasury Bond ETFetf | $8,000 | 0.0% | 88 | -1.1% | 0.00% | 0.0% |
| AMD | Sell | Advanced Micro Devices | $5,000 | -95.2% | 35 | -96.6% | 0.00% | -92.3% |
| ABNB | Sell | Airbnb Inc Ordinary Shares - Class A | $1,000 | -95.8% | 5 | -96.5% | 0.00% | -100.0% |
| BYND | Sell | Beyond Meat Inc | $1,000 | -83.3% | 10 | -81.1% | 0.00% | -100.0% |
| DASH | Sell | DoorDash Inc | $1,000 | -80.0% | 5 | -80.0% | 0.00% | -100.0% |
| FSK | Sell | FS KKR Capital Corp | $4,000 | -87.5% | 188 | -87.2% | 0.00% | -100.0% |
| PTON | Sell | Peloton Interactive Inc | $4,000 | -66.7% | 100 | -27.0% | 0.00% | -100.0% |
| ROST | Sell | Ross Stores Inc | $1,000 | -97.3% | 12 | -96.4% | 0.00% | -100.0% |
| ZM | Sell | Zoom Video Communication | $1,000 | -75.0% | 5 | -70.6% | 0.00% | – |
| FVE | Exit | Five Star Quality Care Inc | $0 | – | -2 | -100.0% | 0.00% | – |
| NBLWF | Exit | Nobel Corp New Tranche 3 Wt Exp 02/05/2026 | $0 | – | -132 | -100.0% | 0.00% | – |
| CMPS | Exit | Compass Pathways PLC ADR | $0 | – | -150 | -100.0% | 0.00% | – |
| Exit | Washington Mutual Inc Escrow From Cusip | $0 | – | -214 | -100.0% | 0.00% | – | |
| GILD | Exit | Gilead Sciences Inc | $0 | – | -4 | -100.0% | 0.00% | – |
| BMBL | Exit | Bumble Inc Ordinary Shares Class A | $0 | – | -14 | -100.0% | 0.00% | – |
| ITRM | Exit | Iterum Therapeutics PLC | $0 | – | -400 | -100.0% | 0.00% | – |
| HIMS | Exit | Hims & Hers Health Inc Ordinary Shares - Class A | $0 | – | -75 | -100.0% | 0.00% | – |
| NEPT | Exit | Neptune Technologies & Bioressources Inc | $0 | – | -250 | -100.0% | 0.00% | – |
| APO | Exit | Apollo Global Mgmt | $0 | – | -66 | -100.0% | 0.00% | – |
| Exit | SoftBank Group Corp | $0 | – | -200 | -100.0% | -0.00% | – | |
| TY | Exit | Tri Continental Cf | $0 | – | -300 | -100.0% | -0.00% | – |
| FRC | Exit | First Republic Bank | $0 | – | -47 | -100.0% | -0.00% | – |
| Z | Exit | Zillow Group Inc | $0 | – | -140 | -100.0% | -0.00% | – |
| COOP | Exit | Mr Cooper Group Inc | $0 | – | -300 | -100.0% | -0.00% | – |
| EVH | Exit | Evolent Health Inc | $0 | – | -500 | -100.0% | -0.00% | – |
| EVRG | Exit | Evergy Inc | $0 | – | -268 | -100.0% | -0.00% | – |
| INS | Exit | Intelligent Systems | $0 | – | -500 | -100.0% | -0.00% | – |
| STAR | Exit | iStar Financial Inc | $0 | – | -500 | -100.0% | -0.00% | – |
| Exit | Wise PLC Ord | $0 | – | -1,014 | -100.0% | -0.00% | – | |
| EQC | Exit | Equity Commonwealth Common Shar | $0 | – | -500 | -100.0% | -0.00% | – |
| WRLD | Exit | World Acceptance Corp | $0 | – | -100 | -100.0% | -0.00% | – |
| ATAI | Exit | ATAI Life Sciences NV | $0 | – | -1,000 | -100.0% | -0.00% | – |
| ALTR | Exit | Altera Corp | $0 | – | -200 | -100.0% | -0.00% | – |
| COR | Exit | Coresite Rlty Corp Com | $0 | – | -100 | -100.0% | -0.00% | – |
| VCTR | Exit | Victory Capital Holdings Inc Class A | $0 | – | -400 | -100.0% | -0.00% | – |
| BIIB | Exit | Biogen IDEC Inc | $0 | – | -80 | -100.0% | -0.00% | – |
| TQQQ | Exit | ProShares UltraPro QQQetf | $0 | – | -200 | -100.0% | -0.00% | – |
| BCPRB | Exit | Brunswick Corp 6.62500pcnt 01/15/2049 PFDpfd | $0 | – | -800 | -100.0% | -0.00% | – |
| ON | Exit | ON Semiconductor Corp | $0 | – | -500 | -100.0% | -0.00% | – |
| HR | Exit | Healthcare Realty Trust | $0 | – | -1,000 | -100.0% | -0.00% | – |
| FSLR | Exit | First Solar Inc | $0 | – | -400 | -100.0% | -0.01% | – |
| SHW | Exit | Sherwin Williams Co | $0 | – | -153 | -100.0% | -0.01% | – |
| Exit | FS Energy & Power Fund BDCetf | $0 | – | -14,546 | -100.0% | -0.01% | – | |
| Exit | Macquarie Group Lt Ord | $0 | – | -865 | -100.0% | -0.01% | – | |
| BCPRA | Exit | Brunswick Corp SR Notes 48 6.50000pcnt 10/15/2048 PFDpfd | $0 | – | -4,000 | -100.0% | -0.01% | – |
| MIC | Exit | Macquarie Infrastruc | $0 | – | -3,243 | -100.0% | -0.02% | – |
| FNGU | Exit | Bnk Of Mon Mcrsct Fng | $0 | – | -5,000 | -100.0% | -0.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-01-25
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR Nuveen S&P High Yield Municipal Bond | 40 | Q3 2023 | 14.4% |
| iShares Russell 1000 Index | 40 | Q3 2023 | 3.3% |
| Vanguard REIT Index ETF | 40 | Q3 2023 | 2.2% |
| Vanguard Total Stock Mkt ETF | 40 | Q3 2023 | 2.7% |
| Apple Inc | 40 | Q3 2023 | 4.6% |
| iShares MSCI EAFE Index | 40 | Q3 2023 | 2.5% |
| Microsoft Corp | 40 | Q3 2023 | 1.4% |
| iShares S&P 500 Index | 40 | Q3 2023 | 1.6% |
| Vanguard Value ETF | 40 | Q3 2023 | 1.1% |
| McDonalds Corp | 40 | Q3 2023 | 1.0% |
View Private Ocean, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-17 |
| 13F-HR | 2024-01-23 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-07-21 |
| 13F-HR | 2023-04-21 |
| 13F-HR | 2023-02-02 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-25 |
| 13F-HR | 2022-04-25 |
| 13F-HR | 2022-01-25 |
View Private Ocean, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.