$496 Million is the total value of Private Ocean, LLC's 529 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 34.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HYMB | Buy | SPDR Nuveen S&P High Yield Municipal Bondetf | $71,412,000 | +94.0% | 1,210,576 | +87.0% | 14.40% | +67.1% |
| VCSH | Buy | Vanguard Short-Term Corporate Bond ETFetf | $71,173,000 | +3.8% | 854,932 | +3.3% | 14.36% | -10.6% |
| JNK | Buy | SPDR Barclays Capital HY Bondetf | $62,212,000 | +7.4% | 571,067 | +2.8% | 12.55% | -7.5% |
| PCY | Buy | Powershares Emerging Markets Debtetf | $38,875,000 | +8.3% | 1,347,947 | +1.8% | 7.84% | -6.7% |
| VTEB | Buy | Vanguard Tax Exempt Bond ETFetf | $24,051,000 | +13.6% | 435,790 | +12.1% | 4.85% | -2.1% |
| AAPL | Buy | Apple Inc | $22,627,000 | +739.6% | 170,523 | +632.7% | 4.56% | +623.3% |
| SUSB | Buy | iShares ESG 1-5 Year USD Corp Bondetf | $18,765,000 | +55.8% | 716,761 | +55.3% | 3.78% | +34.2% |
| ESGD | Buy | iShares MSCI EAFE ESG ETFetf | $17,704,000 | +43.1% | 242,394 | +24.4% | 3.57% | +23.2% |
| EAGG | Buy | iShares ESG U.S. Aggregate Bondetf | $16,662,000 | +47.0% | 294,696 | +46.8% | 3.36% | +26.6% |
| ESGE | Buy | iShares MSCI Emerging Markets ESG ETFetf | $13,477,000 | +39.4% | 321,025 | +18.2% | 2.72% | +20.0% |
| VNQ | Buy | Vanguard REIT Index ETFetf | $5,103,000 | +9.6% | 60,084 | +1.9% | 1.03% | -5.6% |
| ESGU | Buy | iShares ESG MSCI USAetf | $5,035,000 | +28.5% | 58,529 | +13.8% | 1.02% | +10.7% |
| AMZN | Buy | Amazon.com Inc | $3,808,000 | +8.6% | 1,169 | +5.0% | 0.77% | -6.5% |
| PRFZ | Buy | Powershares FTSE RAFI 1500etf | $3,105,000 | +28.9% | 20,570 | +0.0% | 0.63% | +11.0% |
| VWO | Buy | Vanguard FTSE Emerging Markets ETFetf | $1,487,000 | +33.4% | 29,673 | +15.1% | 0.30% | +14.9% |
| MCD | Buy | McDonalds Corp | $1,238,000 | +0.3% | 5,770 | +2.7% | 0.25% | -13.5% |
| DIS | Buy | Walt Disney | $933,000 | +162.1% | 5,152 | +79.6% | 0.19% | +126.5% |
| VEU | Buy | Vanguard FTSE All-Wld ex-US ETFetf | $893,000 | +15.8% | 15,308 | +0.2% | 0.18% | -0.6% |
| IJJ | Buy | iShares S&P Midcap 400/BARRA Valueetf | $870,000 | +20.2% | 10,076 | +87.7% | 0.18% | +2.9% |
| VB | Buy | Vanguard Small Cap ETFetf | $812,000 | +26.5% | 4,173 | +0.0% | 0.16% | +9.3% |
| IWF | Buy | iShares Russell 1000 Growthetf | $708,000 | +11.1% | 2,937 | +0.0% | 0.14% | -4.0% |
| SCHW | Buy | Charles Schwab Corp | $682,000 | +83.8% | 12,860 | +25.5% | 0.14% | +58.6% |
| QUAL | Buy | iShares MSCI USA Quality Factor ETFetf | $617,000 | +18.9% | 5,308 | +6.1% | 0.12% | +1.6% |
| OEF | Buy | iShares S&P 100 Indexetf | $598,000 | +10.1% | 3,487 | +0.0% | 0.12% | -4.7% |
| VV | Buy | Vanguard Large Cap ETFetf | $585,000 | +12.5% | 3,328 | +0.1% | 0.12% | -3.3% |
| NKE | Buy | Nike Inc | $555,000 | +15.6% | 3,923 | +2.6% | 0.11% | 0.0% |
| NVDA | Buy | Nvidia Corp | $557,000 | +1.8% | 1,066 | +5.5% | 0.11% | -12.5% |
| BA | Buy | Boeing Co | $499,000 | +36.0% | 2,332 | +5.0% | 0.10% | +17.4% |
| HD | Buy | Home Depot Inc | $473,000 | -2.9% | 1,781 | +1.7% | 0.10% | -16.7% |
| IWR | Buy | iShares Russell Midcap Blendetf | $448,000 | +19.5% | 6,537 | +0.1% | 0.09% | +2.3% |
| ICF | Buy | Ishares Tr Cohen & Steeretf | $434,000 | +5.6% | 8,050 | +100.0% | 0.09% | -8.3% |
| IWV | Buy | iShares Russell 3000 Indexetf | $415,000 | +14.3% | 1,854 | +0.1% | 0.08% | -1.2% |
| IVW | Buy | iShares SP 500 Growth Indexetf | $406,000 | +10.3% | 6,364 | +300.0% | 0.08% | -4.7% |
| ADSK | Buy | Autodesk Inc | $375,000 | +6150.0% | 1,228 | +4285.7% | 0.08% | +7500.0% |
| DSI | Buy | Ishares Tr Msci Kld400 Socetf | $373,000 | -24.5% | 5,210 | +35.0% | 0.08% | -35.3% |
| RWR | Buy | SPDR Dow Jones REITetf | $365,000 | +10.9% | 4,216 | +0.0% | 0.07% | -3.9% |
| CSCO | Buy | Cisco Systems Inc | $303,000 | +15.6% | 6,764 | +1.6% | 0.06% | 0.0% |
| V | Buy | Visa Inc | $300,000 | +13.6% | 1,370 | +3.9% | 0.06% | -1.6% |
| NEE | Buy | NextEra Energy Inc | $297,000 | +12.9% | 3,852 | +306.3% | 0.06% | -3.2% |
| VT | Buy | Vanguard Total World Stock ETFetf | $266,000 | +16.2% | 2,875 | +1.4% | 0.05% | 0.0% |
| IYR | Buy | iShares Dow Jones US Real Estateetf | $261,000 | +7.4% | 3,046 | +0.1% | 0.05% | -7.0% |
| TSLA | Buy | Tesla Motors Inc | $264,000 | +417.6% | 374 | +211.7% | 0.05% | +341.7% |
| BMY | Buy | Bristol-Myers Squibb Co | $235,000 | +18.7% | 3,783 | +15.3% | 0.05% | +2.2% |
| ROK | Buy | Rockwell Automation Inc | $233,000 | +2018.2% | 930 | +1760.0% | 0.05% | +1466.7% |
| AXP | Buy | American Express Co | $227,000 | +21.4% | 1,876 | +0.4% | 0.05% | +4.5% |
| NSC | Buy | Norfolk Southern Corp | $218,000 | +11.2% | 917 | +0.1% | 0.04% | -4.3% |
| PFE | Buy | Pfizer Inc | $212,000 | +13.4% | 5,750 | +12.7% | 0.04% | -2.3% |
| ED | Buy | Consolidated Edison Inc | $178,000 | -2.7% | 2,464 | +4.7% | 0.04% | -16.3% |
| VIG | Buy | Vanguard Dividend Appreciation ETFetf | $167,000 | +9.9% | 1,182 | +0.1% | 0.03% | -5.6% |
| IWP | Buy | iShares Russell Midcap Growthetf | $170,000 | +11.8% | 1,652 | +87.7% | 0.03% | -5.6% |
| VYM | Buy | Vanguard High Dividendetf | $152,000 | +13.4% | 1,662 | +0.4% | 0.03% | 0.0% |
| PFF | Buy | iShares Preferred & Income Securities ETFetf | $155,000 | +138.5% | 4,028 | +125.7% | 0.03% | +106.7% |
| SHM | Buy | SPDR Nuveen Barclays ST Muni Bond ETFetf | $151,000 | +42.5% | 3,023 | +42.8% | 0.03% | +20.0% |
| WFC | Buy | Wells Fargo & Co | $147,000 | +32.4% | 4,885 | +3.2% | 0.03% | +15.4% |
| IJS | Buy | iShares S&P Smallcap 600/BARRA Value Indexetf | $144,000 | +28.6% | 1,771 | +94.6% | 0.03% | +11.5% |
| FNGU | Buy | Bnk Of Mon Mcrsct Fng | $143,000 | +652.6% | 500 | +400.0% | 0.03% | +625.0% |
| ITOT | Buy | Ishares Core S&P Total US Stock Market Eetf | $141,000 | +13.7% | 1,637 | +0.1% | 0.03% | -3.4% |
| VONG | Buy | Vanguard Scottsdale Fds Vanguard Russelletf | $138,000 | +11.3% | 558 | +0.2% | 0.03% | -3.4% |
| M | Buy | Macys Inc | $141,000 | +840.0% | 12,556 | +379.4% | 0.03% | +600.0% |
| INTC | Buy | Intel Corp | $135,000 | +4.7% | 2,718 | +9.4% | 0.03% | -10.0% |
| EPS | Buy | WisdomTree U.S. LargeCapetf | $135,000 | +25.0% | 3,360 | +10.4% | 0.03% | +8.0% |
| BMRN | Buy | Biomarin Pharmaceutical | $136,000 | +23.6% | 1,551 | +7.0% | 0.03% | +3.8% |
| SCHP | Buy | Schwab U.S. TIPSetf | $122,000 | +0.8% | 1,969 | +0.2% | 0.02% | -10.7% |
| MIC | Buy | Macquarie Infrastruc | $122,000 | +40.2% | 3,243 | +0.0% | 0.02% | +25.0% |
| VNQI | Buy | Vanguard Global ex US REetf | $122,000 | +48.8% | 2,239 | +33.4% | 0.02% | +31.6% |
| SCHE | Buy | Schwab Emerging Market Equities ETFetf | $114,000 | +16.3% | 3,728 | +1.8% | 0.02% | 0.0% |
| EPD | Buy | Enterprise Products Partners | $109,000 | +36.2% | 5,567 | +9.9% | 0.02% | +15.8% |
| AMD | Buy | Advanced Micro Devices | $102,000 | +1033.3% | 1,109 | +917.4% | 0.02% | +950.0% |
| KO | Buy | Coca Cola Co | $100,000 | +25.0% | 1,822 | +12.8% | 0.02% | +5.3% |
| IDV | Buy | iShares International Select Dividendetf | $92,000 | +84.0% | 3,110 | +55.7% | 0.02% | +58.3% |
| DIA | Buy | Diamonds TRUST Series Ietf | $95,000 | +10.5% | 311 | +0.6% | 0.02% | -5.0% |
| LOW | Buy | Lowes Companies Inc | $89,000 | -3.3% | 554 | +0.2% | 0.02% | -18.2% |
| ETSY | New | Etsy Inc | $88,000 | – | 495 | +100.0% | 0.02% | – |
| UPS | Buy | United Parcel Service B | $84,000 | +1.2% | 497 | +0.2% | 0.02% | -10.5% |
| BMRC | Buy | Bank Marin Corte Madera Ca | $86,000 | +19.4% | 2,490 | +0.6% | 0.02% | 0.0% |
| DWM | Buy | WisdomTree International Equityetf | $83,000 | +12.2% | 1,645 | +0.7% | 0.02% | 0.0% |
| AJG | Buy | Arthur J Gallagher & Co | $71,000 | +16.4% | 576 | +0.2% | 0.01% | 0.0% |
| IJT | Buy | iShares S&P 600 Growthetf | $71,000 | +29.1% | 620 | +100.0% | 0.01% | +7.7% |
| GE | Buy | General Electric Co | $58,000 | +93.3% | 5,339 | +10.3% | 0.01% | +71.4% |
| PGX | Buy | PowerShares Preferred Portfolioetf | $61,000 | +3.4% | 4,027 | +0.0% | 0.01% | -14.3% |
| ANTM | Buy | Anthem Inc Com | $58,000 | +20.8% | 179 | +0.6% | 0.01% | +9.1% |
| IYE | Buy | iShares Dow Jones US Energyetf | $61,000 | +27.1% | 3,029 | +0.0% | 0.01% | +9.1% |
| IJK | Buy | iShares S&P 400 Growthetf | $58,000 | +20.8% | 800 | +300.0% | 0.01% | +9.1% |
| RYT | New | Guggenheim S&P 500 Equaletf | $60,000 | – | 237 | +100.0% | 0.01% | – |
| HDV | New | Ishares Core Highetf | $59,000 | – | 675 | +100.0% | 0.01% | – |
| MGK | New | Vanguard World Mega Cap Growth ETFetf | $55,000 | – | 271 | +100.0% | 0.01% | – |
| DUK | Buy | Duke Energy Corp | $55,000 | +25.0% | 600 | +20.0% | 0.01% | +10.0% |
| NEWR | Buy | New Relic Inc | $57,000 | +50.0% | 869 | +27.2% | 0.01% | +22.2% |
| SCHA | Buy | Schwab US Small Cap ETFetf | $53,000 | +120.8% | 600 | +70.0% | 0.01% | +83.3% |
| AGGY | Buy | WisdomTree Yield Enhanced U.S. Aggregate Bondetf | $56,000 | +86.7% | 1,041 | +90.0% | 0.01% | +57.1% |
| Buy | FS Energy & Power Fund BDCetf | $48,000 | 0.0% | 14,546 | +0.0% | 0.01% | -9.1% | |
| CMF | Buy | Ishares Calif Amt Freeetf | $48,000 | 0.0% | 770 | +0.7% | 0.01% | -9.1% |
| SCHB | Buy | Schwab US Broad Market ETFetf | $45,000 | +15.4% | 492 | +0.6% | 0.01% | 0.0% |
| SWKS | New | Skyworks Solutions Inc | $47,000 | – | 308 | +100.0% | 0.01% | – |
| RTX | Buy | Raytheon Technologies Co | $47,000 | +147.4% | 655 | +101.5% | 0.01% | +125.0% |
| ZBH | Buy | Zimmer Holdings Inc | $39,000 | +25.8% | 254 | +10.4% | 0.01% | +14.3% |
| IWN | Buy | iShares Russell 2000 Value Indexetf | $39,000 | +34.5% | 295 | +0.3% | 0.01% | +14.3% |
| SCHZ | Buy | Schwab US Aggregate Bond ETFetf | $41,000 | 0.0% | 735 | +0.8% | 0.01% | -20.0% |
| SFIG | Buy | WisdomTree U.S. Short-Term Corporate Bondetf | $34,000 | +3.0% | 649 | +0.8% | 0.01% | -12.5% |
| CI | Buy | Cigna Corp | $34,000 | +41.7% | 162 | +14.1% | 0.01% | +16.7% |
| VIOO | Buy | Vanguard S&P Small Capetf | $36,000 | +33.3% | 214 | +1.4% | 0.01% | +16.7% |
| CRM | Buy | Salesforce.com | $33,000 | -2.9% | 149 | +9.6% | 0.01% | -12.5% |
| MKC | Buy | McCormick & Co Inc | $35,000 | 0.0% | 362 | +100.0% | 0.01% | -12.5% |
| XSOE | Buy | WisdomTree Emerging Markets Ex-State-Owned Enterpriseetf | $28,000 | +16.7% | 717 | +0.4% | 0.01% | 0.0% |
| IGSB | New | iShares Barclays 1-3 Year Credit Bondetf | $27,000 | – | 490 | +100.0% | 0.01% | – |
| ILMN | Buy | Illumina Inc | $26,000 | +333.3% | 71 | +238.1% | 0.01% | +400.0% |
| NKX | New | Nuveen CA AMT - Free Quality Muni Incetf | $27,000 | – | 1,700 | +100.0% | 0.01% | – |
| CARR | Buy | Carrier Global Corp | $20,000 | +233.3% | 530 | +165.0% | 0.00% | +300.0% |
| PTON | Buy | Peloton Interactive Inc | $18,000 | +63.6% | 117 | +1.7% | 0.00% | +33.3% |
| NCB | New | Nuveen CA Municipal Value 2etf | $20,000 | – | 1,300 | +100.0% | 0.00% | – |
| OTIS | Buy | Otis Worldwide Corp | $18,000 | +200.0% | 265 | +165.0% | 0.00% | +300.0% |
| A | Buy | Agilent Technologies Inc | $16,000 | +60.0% | 134 | +39.6% | 0.00% | +50.0% |
| MRO | Buy | Marathon Oil | $17,000 | +70.0% | 2,527 | +4.1% | 0.00% | +50.0% |
| REGN | Buy | Regeneron Pharmaceuticals Inc | $13,000 | +8.3% | 27 | +22.7% | 0.00% | 0.0% |
| SYF | New | Synchrony Financial | $14,000 | – | 400 | +100.0% | 0.00% | – |
| VSS | Buy | Vanguard FTSE All-World ex US Small ETFetf | $16,000 | +23.1% | 129 | +1.6% | 0.00% | 0.0% |
| WFHY | Buy | WisdomTree U.S. High Yield Corporate Bondetf | $17,000 | +6.2% | 315 | +1.6% | 0.00% | -25.0% |
| MMT | New | MFS Multi-Market Income | $12,000 | – | 2,000 | +100.0% | 0.00% | – |
| PCG | New | PG&E Corp | $11,000 | – | 862 | +100.0% | 0.00% | – |
| UJAN | New | Innovator S&P 500 Ultra Buffer ETF Janetf | $8,000 | – | 276 | +100.0% | 0.00% | – |
| IGIB | New | IShares Intermediate-Term Corp Bd ETFetf | $12,000 | – | 189 | +100.0% | 0.00% | – |
| SCHH | Buy | Schwab US REIT ETFetf | $8,000 | +14.3% | 207 | +1.5% | 0.00% | 0.0% |
| WOOD | Buy | iShares Global Timber & Forestryetf | $9,000 | +28.6% | 107 | +0.9% | 0.00% | 0.0% |
| UMPQ | Buy | Umpqua Holdings Corp | $9,000 | +50.0% | 565 | +0.2% | 0.00% | +100.0% |
| VTRS | New | Viatris Inc Com | $10,000 | – | 537 | +100.0% | 0.00% | – |
| SCHG | New | Schwab US Large Capetf | $8,000 | – | 60 | +100.0% | 0.00% | – |
| F | New | Ford Motor Co | $9,000 | – | 1,000 | +100.0% | 0.00% | – |
| VIOV | Buy | Vanguard S&P Small Capetf | $10,000 | +42.9% | 68 | +1.5% | 0.00% | 0.0% |
| LQD | New | iShares iBoxx Inv Gradeetf | $11,000 | – | 77 | +100.0% | 0.00% | – |
| MTOR | New | Meritor Inc | $6,000 | – | 219 | +100.0% | 0.00% | – |
| FSK | New | FS KKR Capital Corp | $3,000 | – | 188 | +100.0% | 0.00% | – |
| SCHK | Buy | Schwab 1000 ETFetf | $7,000 | +133.3% | 192 | +93.9% | 0.00% | 0.0% |
| SCHD | Buy | Schwab US Dividend Equityetf | $3,000 | 0.0% | 51 | +2.0% | 0.00% | 0.0% |
| PRSP | Buy | Prosperity Bancshares | $3,000 | 0.0% | 144 | +5.9% | 0.00% | 0.0% |
| VTHR | Buy | Vanguard Scottsdale Fds Vanguard Russelletf | $4,000 | +33.3% | 21 | +5.0% | 0.00% | 0.0% |
| DXC | Buy | D X C Technology Com | $5,000 | +66.7% | 181 | +10.4% | 0.00% | 0.0% |
| KEYS | Buy | Keysight Technologies Inc Com | $5,000 | +150.0% | 38 | +100.0% | 0.00% | – |
| SO | New | Southern Co | $3,000 | – | 53 | +100.0% | 0.00% | – |
| ATI | New | Allegheny Technologies Inc | $5,000 | – | 300 | +100.0% | 0.00% | – |
| ALK | Buy | Alaska Air Group Inc | $6,000 | +50.0% | 114 | +9.6% | 0.00% | 0.0% |
| TRUP | New | Trupanion Inc | $4,000 | – | 36 | +100.0% | 0.00% | – |
| TWO | New | Two Harbors Investment Corp | $6,000 | – | 1,000 | +100.0% | 0.00% | – |
| HEXO | New | Hexo Corp | $3,000 | – | 750 | +100.0% | 0.00% | – |
| NRTLQ | New | Nortel Networks Corp New | $0 | – | 4,985 | +100.0% | 0.00% | – |
| Buy | Micro Focus International | $1,000 | 0.0% | 240 | +10.1% | 0.00% | – | |
| XHB | New | SPDR S&P Homebuilders ETFetf | $1,000 | – | 10 | +100.0% | 0.00% | – |
| SJM | Buy | JM Smuckers Co | $2,000 | 0.0% | 17 | +6.2% | 0.00% | – |
| QQQJ | New | Invesco NASDAQ Next Gen 100 ETFetf | $0 | – | 7 | +100.0% | 0.00% | – |
| TTWO | New | Take Two Interactive Software | $2,000 | – | 10 | +100.0% | 0.00% | – |
| HRUA | New | Hereuare Inc Xxx | $0 | – | 35 | +100.0% | 0.00% | – |
| ENPH | New | Enphase Energy Inc | $1,000 | – | 5 | +100.0% | 0.00% | – |
| DYNP | New | Duoyuan Printing Inc XxxRegistration Revoked By Sec ETF 10/27/14etf | $0 | – | 2,400 | +100.0% | 0.00% | – |
| DFCO | New | Dalrada Financial Corp | $2,000 | – | 8,400 | +100.0% | 0.00% | – |
| CNBX | New | Cannabics Pharmaceuticals Inc | $0 | – | 1,000 | +100.0% | 0.00% | – |
| CBIS | New | Cannabis Science Inc | $0 | – | 10,000 | +100.0% | 0.00% | – |
| WAB | Buy | Wabtec | $0 | – | 6 | +50.0% | 0.00% | – |
| New | Washington Mutual Inc Escrow From Cusip | $0 | – | 214 | +100.0% | 0.00% | – | |
| WACC | New | WestAmerica Corp | $0 | – | 180 | +100.0% | 0.00% | – |
| WIT | New | Wipro Ltd ADR | $0 | – | 18 | +100.0% | 0.00% | – |
| ARKK | Buy | ARK Innovation ETFetf | $0 | – | 2 | +100.0% | 0.00% | – |
| AMLP | New | ALPS Alerian MLP | $2,000 | – | 76 | +100.0% | 0.00% | – |
| AES | New | AES Corp | $1,000 | – | 37 | +100.0% | 0.00% | – |
| NEBLQ | New | Noble Drilling Corp | $0 | – | 12,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-29
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR Nuveen S&P High Yield Municipal Bond | 40 | Q3 2023 | 14.4% |
| iShares Russell 1000 Index | 40 | Q3 2023 | 3.3% |
| Vanguard REIT Index ETF | 40 | Q3 2023 | 2.2% |
| Vanguard Total Stock Mkt ETF | 40 | Q3 2023 | 2.7% |
| Apple Inc | 40 | Q3 2023 | 4.6% |
| iShares MSCI EAFE Index | 40 | Q3 2023 | 2.5% |
| Microsoft Corp | 40 | Q3 2023 | 1.4% |
| iShares S&P 500 Index | 40 | Q3 2023 | 1.6% |
| Vanguard Value ETF | 40 | Q3 2023 | 1.1% |
| McDonalds Corp | 40 | Q3 2023 | 1.0% |
View Private Ocean, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-17 |
| 13F-HR | 2024-01-23 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-07-21 |
| 13F-HR | 2023-04-21 |
| 13F-HR | 2023-02-02 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-25 |
| 13F-HR | 2022-04-25 |
| 13F-HR | 2022-01-25 |
View Private Ocean, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.