$576 Million is the total value of Arete Wealth Advisors, LLC's 392 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 25.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $32,664,000 | +41.8% | 101,494 | +30.8% | 5.67% | +28.8% |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $29,210,000 | +6.4% | 234,305 | +2.0% | 5.07% | -3.4% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $14,443,000 | +9.2% | 88,223 | +0.7% | 2.51% | -0.8% |
| VOO | Buy | VANGUARD INDEX FDS | $13,067,000 | +31.8% | 44,133 | +21.3% | 2.27% | +19.8% |
| NEAR | Buy | ISHARES US ETF TRsht mat bd etf | $11,103,000 | +4.2% | 220,952 | +4.4% | 1.93% | -5.3% |
| NFJ | Buy | ALLIANZGI NFJ DIVID INT & PR | $8,548,000 | +110.5% | 657,562 | +97.9% | 1.48% | +91.4% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $8,498,000 | +41.2% | 39,966 | +25.4% | 1.48% | +28.3% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $8,422,000 | +14.2% | 37,181 | +4.9% | 1.46% | +3.8% |
| GOLD | Buy | BARRICK GOLD CORP | $7,464,000 | +110.8% | 401,504 | +96.5% | 1.30% | +91.4% |
| SPTM | Buy | SPDR SERIES TRUSTportfolio tl stk | $7,249,000 | +11.5% | 181,869 | +2.8% | 1.26% | +1.4% |
| TCBK | Buy | TRICO BANCSHARES | $7,036,000 | +41.9% | 172,419 | +26.2% | 1.22% | +28.9% |
| MMM | Buy | 3M CO | $6,685,000 | +143.1% | 37,859 | +126.1% | 1.16% | +120.7% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $6,651,000 | +562.5% | 48,553 | +523.0% | 1.16% | +501.6% |
| NTG | Buy | TORTOISE MLP FD INC | $6,499,000 | -7.6% | 593,018 | +3.6% | 1.13% | -16.1% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $4,662,000 | +339.4% | 38,889 | +309.1% | 0.81% | +299.0% |
| RDIV | Buy | INVESCO EXCHNG TRADED FD TRs&p ultra divide | $4,379,000 | +122.4% | 110,971 | +112.5% | 0.76% | +102.4% |
| FSK | Buy | FS INVT CORP | $4,237,000 | +14.9% | 691,196 | +9.2% | 0.74% | +4.4% |
| DIA | Buy | SPDR DOW JONES INDL AVRG ETFut ser 1 | $3,924,000 | +10.8% | 13,763 | +4.6% | 0.68% | +0.7% |
| JPM | Buy | JPMORGAN CHASE & CO | $3,800,000 | +19.6% | 27,258 | +1.0% | 0.66% | +8.7% |
| GSY | Buy | INVESCO ACTIVELY MANAGD ETFultra shrt dur | $3,743,000 | +40.8% | 74,304 | +40.9% | 0.65% | +28.0% |
| LGLV | Buy | SPDR SER TRssga us lrg etf | $3,681,000 | +9.0% | 32,229 | +6.4% | 0.64% | -1.1% |
| VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $3,614,000 | +803.5% | 39,571 | +802.8% | 0.63% | +726.3% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $3,393,000 | +28.5% | 75,619 | +15.0% | 0.59% | +16.6% |
| DIS | Buy | DISNEY WALT CO | $3,304,000 | +13.6% | 22,843 | +2.3% | 0.57% | +3.2% |
| IDV | Buy | ISHARES TRintl sel div etf | $3,232,000 | +112.4% | 96,271 | +94.5% | 0.56% | +92.8% |
| SPDW | Buy | SPDR INDEX SHS FDSportfolio devlpd | $3,207,000 | +8.2% | 102,298 | +1.3% | 0.56% | -1.8% |
| IJH | Buy | ISHAREScore s&p mcp etf | $3,117,000 | +6.7% | 15,143 | +0.2% | 0.54% | -3.2% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $3,099,000 | +10.4% | 2,314 | +0.7% | 0.54% | +0.2% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $3,014,000 | +136.2% | 18,194 | +119.4% | 0.52% | +114.8% |
| IJR | Buy | ISHAREScore s&p scp etf | $2,929,000 | +10.3% | 34,934 | +2.4% | 0.51% | +0.2% |
| MUB | Buy | ISHARESnat amt free bd | $2,877,000 | +65.2% | 25,242 | +65.2% | 0.50% | +50.2% |
| HD | Buy | HOME DEPOT INC | $2,767,000 | -5.8% | 12,668 | +0.1% | 0.48% | -14.3% |
| EFA | Buy | ISHARES TRmsci eafe etf | $2,686,000 | +20.1% | 38,498 | +12.2% | 0.47% | +9.4% |
| GOEX | Buy | GLOBAL X FDSglobal x gold ex | $2,410,000 | +12.1% | 90,257 | +1.7% | 0.42% | +1.9% |
| SPYG | Buy | SPDR SERIES TRUSTprtflo s&p500 gw | $2,396,000 | +106.6% | 57,139 | +91.5% | 0.42% | +87.4% |
| DGRO | Buy | ISHARES TRcore div grwth | $2,263,000 | +15.3% | 53,781 | +7.2% | 0.39% | +4.8% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $2,160,000 | +9.9% | 14,423 | +0.2% | 0.38% | -0.3% |
| SPSM | Buy | SPDR SER TRportfolio sm etf | $2,089,000 | +12.2% | 64,025 | +3.2% | 0.36% | +2.0% |
| SCHO | Buy | SCHWAB STRATEGIC TRsht tm us tres | $2,065,000 | +7.2% | 40,898 | +7.4% | 0.36% | -2.4% |
| BRKA | Buy | BERKSHIRE HATHAWAY INC DELcl a | $2,038,000 | +30.7% | 6 | +20.0% | 0.35% | +18.8% |
| EMB | Buy | ISHARES TRjpmorgan usd emg | $1,995,000 | +1.4% | 17,416 | +0.2% | 0.35% | -7.7% |
| SPTL | New | SPDR SERIES TRUSTportfolio ln tsr | $1,962,000 | – | 50,384 | +100.0% | 0.34% | – |
| VTEB | Buy | VANGUARD MUN BD FD INCtax exempt bd | $1,931,000 | +323.5% | 36,054 | +323.2% | 0.34% | +285.1% |
| MINT | New | PIMCO ETF TRenhan shrt ma ac | $1,849,000 | – | 18,196 | +100.0% | 0.32% | – |
| PEP | Buy | PEPSICO INC | $1,840,000 | +38.4% | 13,468 | +38.9% | 0.32% | +26.0% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,745,000 | +8.2% | 32,468 | +0.5% | 0.30% | -1.6% |
| COST | Buy | COSTCO WHSL CORP NEW | $1,705,000 | +2.2% | 5,799 | +0.1% | 0.30% | -7.2% |
| IXN | Buy | ISHARESglobal tech etf | $1,651,000 | +18.5% | 7,846 | +4.2% | 0.29% | +7.9% |
| AMLP | Buy | AALS ETF TRalerian mlp | $1,530,000 | +16.0% | 179,655 | +24.4% | 0.27% | +5.6% |
| ABBV | Buy | ABBVIE INC | $1,527,000 | +119.4% | 17,219 | +87.2% | 0.26% | +99.2% |
| TXN | Buy | TEXAS INSTRS INC | $1,524,000 | +10.9% | 11,879 | +11.7% | 0.26% | +0.8% |
| IXJ | Buy | ISHARESglob hlthcre etf | $1,515,000 | +18.7% | 22,031 | +5.5% | 0.26% | +7.8% |
| LMT | Buy | LOCKHEED MARTIN CORP | $1,428,000 | +0.8% | 3,668 | +1.0% | 0.25% | -8.5% |
| IXG | Buy | ISHARESglobal finls etf | $1,406,000 | +15.1% | 20,452 | +7.2% | 0.24% | +4.3% |
| SPMD | Buy | SPDR SERIES TRUSTportfolio md etf | $1,267,000 | +14.5% | 34,970 | +7.0% | 0.22% | +3.8% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $1,250,000 | +151.5% | 14,218 | +149.3% | 0.22% | +128.4% |
| WBND | New | LEGG MASON ETF INVESTMENT TRwestn aset ttl | $1,232,000 | – | 45,731 | +100.0% | 0.21% | – |
| MCD | Buy | MCDONALDS CORP | $1,181,000 | -7.4% | 5,978 | +0.7% | 0.20% | -16.0% |
| IVE | Buy | ISHARES TRs&p 500 val etf | $1,179,000 | +126.3% | 9,065 | +107.4% | 0.20% | +105.0% |
| DSM | Buy | BNY MELLON STRATEGIC MUN BD | $1,169,000 | +11.5% | 144,812 | +16.2% | 0.20% | +1.5% |
| LULU | Buy | LULULEMON ATHLETICA INC | $1,134,000 | +22.9% | 4,894 | +2.1% | 0.20% | +11.9% |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $1,089,000 | +12.5% | 82,176 | +6.1% | 0.19% | +2.2% |
| AMGN | Buy | AMGEN INC | $1,069,000 | +24.6% | 4,436 | +0.0% | 0.19% | +13.4% |
| VER | Buy | VEREIT INC | $1,068,000 | +6.0% | 119,567 | +15.8% | 0.19% | -3.6% |
| RHS | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql stp | $1,048,000 | +107.9% | 7,182 | +100.0% | 0.18% | +89.6% |
| ES | Buy | EVERSOURCE ENERGY | $1,042,000 | +0.1% | 12,247 | +0.5% | 0.18% | -9.0% |
| REET | Buy | ISHARES TRglobal reit etf | $997,000 | +15.5% | 36,093 | +17.5% | 0.17% | +4.8% |
| IEMG | Buy | ISHARES INCcore msci emkt | $978,000 | +53.5% | 18,010 | +38.6% | 0.17% | +39.3% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $964,000 | +7.2% | 5,408 | +0.8% | 0.17% | -2.9% |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $946,000 | +12.2% | 10,095 | +6.2% | 0.16% | +1.9% |
| RPG | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 pur gwt | $947,000 | +113.3% | 7,468 | +99.1% | 0.16% | +92.9% |
| SERV | New | SERVICEMASTER GLOBAL HLDGS I | $927,000 | – | 23,973 | +100.0% | 0.16% | – |
| IAU | Buy | ISHARES GOLD TRUSTishares | $924,000 | +5.6% | 63,732 | +2.7% | 0.16% | -4.2% |
| VSS | Buy | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $907,000 | +296.1% | 8,162 | +263.4% | 0.16% | +259.1% |
| SBUX | Buy | STARBUCKS CORP | $896,000 | +0.1% | 10,184 | +0.6% | 0.16% | -8.8% |
| QCOM | Buy | QUALCOMM INC | $886,000 | +27.8% | 10,038 | +10.4% | 0.15% | +16.7% |
| DEO | Buy | DIAGEO P L Cspon adr new | $865,000 | +3.0% | 5,137 | +0.0% | 0.15% | -6.8% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $866,000 | +202.8% | 9,447 | +166.0% | 0.15% | +172.7% |
| PULS | Buy | PGIM ETF TRultra short | $854,000 | +53.6% | 17,073 | +54.2% | 0.15% | +39.6% |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUNI | $851,000 | +5.5% | 59,307 | +1.3% | 0.15% | -3.9% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $810,000 | +185.2% | 13,428 | +179.1% | 0.14% | +161.1% |
| HDV | Buy | ISHARES TRcore high dv etf | $806,000 | +11.5% | 8,218 | +7.0% | 0.14% | +1.4% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $798,000 | +14.2% | 2,673 | +3.8% | 0.14% | +3.7% |
| AVB | New | AVALONBAY CMNTYS INC | $792,000 | – | 3,775 | +100.0% | 0.14% | – |
| CB | Buy | CHUBB LIMITED | $777,000 | -2.4% | 4,991 | +1.2% | 0.14% | -11.2% |
| TFC | New | TRUIST FINL CORP | $770,000 | – | 13,665 | +100.0% | 0.13% | – |
| STZ | Buy | CONSTELLATION BRANDS INCcl a | $774,000 | -7.6% | 4,082 | +1.0% | 0.13% | -16.2% |
| VXUS | New | VANGUARD STAR FDvg tl intl stk f | $720,000 | – | 12,907 | +100.0% | 0.12% | – |
| EMR | Buy | EMERSON ELEC CO | $706,000 | +18.7% | 9,258 | +4.0% | 0.12% | +7.9% |
| USMV | Buy | ISHARES TRmsci min vol etf | $697,000 | +164.0% | 10,627 | +157.6% | 0.12% | +142.0% |
| ITA | Buy | ISHARES TRus aer def etf | $693,000 | -0.1% | 3,122 | +1.1% | 0.12% | -9.8% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $690,000 | +40.0% | 3,246 | +10.1% | 0.12% | +27.7% |
| TSLA | Buy | TESLA MTRS INC | $675,000 | +82.9% | 1,613 | +5.4% | 0.12% | +64.8% |
| DUK | Buy | DUKE ENERGY CORP NEW | $661,000 | +3.9% | 7,258 | +9.4% | 0.12% | -5.7% |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $658,000 | +20.7% | 10,291 | +22.1% | 0.11% | +9.6% |
| RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $653,000 | +90.4% | 5,639 | +77.4% | 0.11% | +71.2% |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $632,000 | +13.9% | 2,579 | +0.2% | 0.11% | +3.8% |
| AMP | Buy | AMERIPRISE FINL INC | $632,000 | +13.3% | 3,796 | +0.1% | 0.11% | +2.8% |
| SHM | Buy | SPDR SER TRnuveen blmbrg sr | $626,000 | +0.3% | 12,749 | +0.0% | 0.11% | -8.4% |
| ICE | Buy | INTERCONTINENTAL EXCHANGE IN | $620,000 | +21.3% | 6,703 | +21.0% | 0.11% | +10.2% |
| CCD | New | CALAMOS DYNAMIC CONV & INCOM | $614,000 | – | 29,002 | +100.0% | 0.11% | – |
| CCI | Buy | CROWN CASTLE INTL CORP NEW | $602,000 | +13.8% | 4,234 | +11.3% | 0.10% | +4.0% |
| ORLY | Buy | O REILLY AUTOMOTIVE INC NEW | $602,000 | +10.3% | 1,373 | +0.1% | 0.10% | +1.0% |
| PRF | Buy | INVESCO EXCHANGE TRADED FD Tftse rafi 1000 | $598,000 | +8.7% | 4,720 | +1.2% | 0.10% | -1.0% |
| VIAC | New | VIACOMCBS INCcl b | $588,000 | – | 14,006 | +100.0% | 0.10% | – |
| CSQ | Buy | CALAMOS STRATEGIC TOTL RETN | $588,000 | +21.0% | 43,221 | +13.1% | 0.10% | +9.7% |
| IEFA | Buy | ISHARES TRcore msci eafe | $563,000 | +12.4% | 8,633 | +5.2% | 0.10% | +2.1% |
| EZM | Buy | WISDOMTREE TRus midcp earning | $563,000 | +48.5% | 13,725 | +43.0% | 0.10% | +36.1% |
| CRM | Buy | SALESFORCE COM INC | $529,000 | +158.0% | 3,251 | +135.6% | 0.09% | +135.9% |
| LNT | Buy | ALLIANT ENERGY CORP | $504,000 | +81.3% | 9,216 | +78.5% | 0.09% | +66.0% |
| TGT | New | TARGET CORP | $502,000 | – | 3,915 | +100.0% | 0.09% | – |
| NOC | Buy | NORTHROP GRUMMAN CORP | $494,000 | -1.8% | 1,436 | +7.1% | 0.09% | -10.4% |
| GOVT | Buy | ISHARES TRus treas bd etf | $483,000 | +73.7% | 18,613 | +76.1% | 0.08% | +58.5% |
| SQ | New | SQUARE INCcl a | $482,000 | – | 7,706 | +100.0% | 0.08% | – |
| PH | Buy | PARKER HANNIFIN CORP | $479,000 | +14.6% | 2,325 | +0.3% | 0.08% | +3.8% |
| GIS | Buy | GENERAL MLS INC | $477,000 | +39.5% | 9,000 | +44.6% | 0.08% | +27.7% |
| PGX | Buy | INVESCO EXCHNG TRADED FD TRpfd etf | $472,000 | +55.8% | 31,435 | +55.9% | 0.08% | +41.4% |
| SILJ | Buy | ETF MANAGERS TRprime junir slvr | $467,000 | +195.6% | 36,304 | +118.0% | 0.08% | +170.0% |
| VFC | Buy | V F CORP | $459,000 | +12.8% | 4,608 | +0.7% | 0.08% | +2.6% |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $439,000 | – | 4,312 | +100.0% | 0.08% | – |
| XBI | Buy | SPDR SERIES TRUSTs&p biotech | $440,000 | +31.0% | 4,630 | +5.1% | 0.08% | +18.8% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $440,000 | +22.2% | 14,293 | +11.2% | 0.08% | +10.1% |
| BME | Buy | BLACKROCK HEALTH SCIENCES TR | $433,000 | +11.9% | 10,183 | +0.6% | 0.08% | +1.4% |
| SJNK | Buy | SPDR SER TRbloomberg srt tr | $393,000 | +0.8% | 14,577 | +1.0% | 0.07% | -9.3% |
| VHT | Buy | VANGUARD WORLD FDShealth car etf | $391,000 | +15.7% | 2,040 | +1.2% | 0.07% | +4.6% |
| ETY | Buy | EATON VANCE TX MGD DIV EQ IN | $382,000 | +6.1% | 30,495 | +0.8% | 0.07% | -4.3% |
| AWK | Buy | AMERICAN WTR WKS CO INC NEW | $355,000 | +0.6% | 2,890 | +1.6% | 0.06% | -7.5% |
| ACRE | Buy | ARES COML REAL ESTATE CORP | $355,000 | +14.1% | 22,402 | +9.6% | 0.06% | +5.1% |
| IBB | New | ISHARES TRnasdq biotec etf | $349,000 | – | 2,899 | +100.0% | 0.06% | – |
| OXY | New | OCCIDENTAL PETE CORP | $351,000 | – | 8,477 | +100.0% | 0.06% | – |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $346,000 | -1.7% | 2,974 | +0.3% | 0.06% | -10.4% |
| SYK | Buy | STRYKER CORP | $338,000 | -2.3% | 1,608 | +0.6% | 0.06% | -10.6% |
| FLRN | Buy | SPDR SER TRblomberg brc inv | $330,000 | +7.1% | 10,747 | +7.2% | 0.06% | -3.4% |
| EWT | New | ISHARES INCmsci taiwan etf | $320,000 | – | 7,790 | +100.0% | 0.06% | – |
| CNCR | New | ETF SER SOLUTIONSloncar cancer | $322,000 | – | 13,736 | +100.0% | 0.06% | – |
| BOND | New | PIMCO ETF TRactive bd etf | $313,000 | – | 2,907 | +100.0% | 0.05% | – |
| AMJ | Buy | JPMORGAN CHASE & COalerian ml etn | $306,000 | +43.0% | 14,020 | +52.2% | 0.05% | +29.3% |
| BDX | Buy | BECTON DICKINSON & CO | $306,000 | +8.1% | 1,123 | +0.4% | 0.05% | -1.9% |
| GM | New | GENERAL MTRS CO | $299,000 | – | 8,175 | +100.0% | 0.05% | – |
| FISV | Buy | FISERV INC | $297,000 | +17.4% | 2,571 | +5.2% | 0.05% | +8.3% |
| PFG | Buy | PRINCIPAL FINL GROUP INC | $302,000 | -3.5% | 5,486 | +0.2% | 0.05% | -13.3% |
| ECL | Buy | ECOLAB INC | $298,000 | -2.0% | 1,542 | +0.4% | 0.05% | -10.3% |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $300,000 | +8.7% | 3,971 | +0.5% | 0.05% | -1.9% |
| SPSB | Buy | SPDR SERIES TRUSTportfolio short | $296,000 | +1.0% | 9,585 | +1.0% | 0.05% | -8.9% |
| DGS | Buy | WISDOMTREE TRemg mkts smcap | $291,000 | +10.6% | 6,094 | +2.8% | 0.05% | +2.0% |
| RPAI | Buy | RETAIL PPTYS AMER INCcl a | $294,000 | +10.5% | 21,948 | +1.7% | 0.05% | 0.0% |
| VFH | Buy | VANGUARD WORLD FDSfinancials etf | $285,000 | +10.9% | 3,739 | +1.7% | 0.05% | +2.0% |
| VIGI | New | VANGUARD WHITEHALL FDS INCintl dvd etf | $277,000 | – | 3,844 | +100.0% | 0.05% | – |
| HPE | Buy | HEWLETT PACKARD ENTERPRISE C | $265,000 | +21.0% | 16,720 | +15.8% | 0.05% | +9.5% |
| SKYY | Buy | FIRST TR EXCHANGE TRADED FD | $263,000 | +6.9% | 4,359 | +0.2% | 0.05% | -2.1% |
| ROKU | New | ROKU INC | $260,000 | – | 1,941 | +100.0% | 0.04% | – |
| CI | New | CIGNA CORP NEW | $251,000 | – | 1,228 | +100.0% | 0.04% | – |
| RTN | Buy | RAYTHEON CO | $245,000 | +12.9% | 1,117 | +0.9% | 0.04% | +4.9% |
| USB | Buy | US BANCORP DEL | $245,000 | +8.9% | 4,125 | +1.7% | 0.04% | 0.0% |
| VT | Buy | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $236,000 | +8.3% | 2,909 | +0.1% | 0.04% | -2.4% |
| TRTX | New | TPG RE FIN TR INC | $238,000 | – | 11,737 | +100.0% | 0.04% | – |
| CUZ | Buy | COUSINS PPTYS INC | $237,000 | +10.2% | 5,750 | +0.3% | 0.04% | 0.0% |
| FLTR | Buy | VANECK VECTORS ETF TRinvt grade fltg | $228,000 | +0.4% | 9,013 | +0.4% | 0.04% | -7.0% |
| CMF | New | ISHARES TRcalif mun bd etf | $230,000 | – | 3,759 | +100.0% | 0.04% | – |
| APH | New | AMPHENOL CORP NEWcl a | $222,000 | – | 2,053 | +100.0% | 0.04% | – |
| RDSA | New | ROYAL DUTCH SHELL PLCspons adr a | $225,000 | – | 3,809 | +100.0% | 0.04% | – |
| PKO | Buy | PIMCO INCOME OPPORTUNITY FUND | $227,000 | +11.8% | 8,180 | +7.1% | 0.04% | 0.0% |
| KMPH | Buy | KEMPHARM INC | $219,000 | -42.5% | 578,002 | +4.5% | 0.04% | -47.9% |
| WBS | New | WEBSTER FINL CORP CONN | $216,000 | – | 4,050 | +100.0% | 0.04% | – |
| MKC | New | MCCORMICK & CO INC | $210,000 | – | 1,237 | +100.0% | 0.04% | – |
| KR | New | KROGER CO | $210,000 | – | 7,228 | +100.0% | 0.04% | – |
| XLI | New | SELECT SECTOR SPDR TRsbi int-inds | $210,000 | – | 2,578 | +100.0% | 0.04% | – |
| CNI | New | CANADIAN NATL RY CO | $201,000 | – | 2,205 | +100.0% | 0.04% | – |
| DLS | New | WISDOMTREE TRintl smcap div | $200,000 | – | 2,813 | +100.0% | 0.04% | – |
| SAIC | New | SCIENCE APPLICATNS INTL CP N | $202,000 | – | 2,327 | +100.0% | 0.04% | – |
| MLPX | New | GLOBAL X FDSglb x mlp enrg i | $183,000 | – | 14,874 | +100.0% | 0.03% | – |
| NUV | Buy | NUVEEN MUN VALUE FD INC | $157,000 | +21.7% | 14,696 | +19.4% | 0.03% | +8.0% |
| NIO | Buy | NIO INCspon ads | $101,000 | +405.0% | 25,000 | +92.3% | 0.02% | +350.0% |
| MTNB | New | MATINAS BIOPHARMA HLDGS INC | $68,000 | – | 30,000 | +100.0% | 0.01% | – |
| ACB | Buy | AURORA CANNABIS INC | $26,000 | -44.7% | 12,286 | +13.9% | 0.01% | -44.4% |
| LPTH | New | LIGHTPATH TECHNOLOGIES INC | $15,000 | – | 20,000 | +100.0% | 0.00% | – |
| UNTCQ | New | UNIT CORP | $14,000 | – | 20,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 40 | Q3 2023 | 7.0% |
| BERKSHIRE HATHAWAY INC DEL | 40 | Q3 2023 | 2.3% |
| ISHARES | 40 | Q3 2023 | 1.3% |
| CISCO SYS INC | 40 | Q3 2023 | 1.6% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.5% |
| CASEYS GEN STORES INC | 40 | Q3 2023 | 0.8% |
| VERIZON COMMUNICATIONS INC | 40 | Q3 2023 | 0.8% |
| AT&T INC | 40 | Q3 2023 | 0.8% |
| ISHARES | 40 | Q3 2023 | 0.5% |
| ISHARES | 40 | Q3 2023 | 0.5% |
View Arete Wealth Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-10-30 |
| 13F-HR | 2023-08-09 |
| 13F-HR/A | 2023-05-22 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-06 |
| 13F-HR | 2022-11-07 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-07 |
View Arete Wealth Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.