Arete Wealth Advisors, LLC - Q3 2019 holdings

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$523 Million is the total value of Arete Wealth Advisors, LLC's 405 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 24.1% .

All

			Value		Shares		↓ Weighting
SPY	Sell	SPDR S&P 500 ETF TRtr unit	$23,036,000	-15.0%	77,624	-16.0%	4.40%	-16.2%
VOO	Sell	VANGUARD INDEX FDS	$9,915,000	-6.3%	36,375	-7.5%	1.90%	-7.7%
AAPL	Sell	APPLE INC	$8,392,000	+5.6%	37,455	-6.6%	1.60%	+4.0%
BRKB	Sell	BERKSHIRE HATHAWAY INC DELcl b new	$7,373,000	-3.5%	35,442	-1.1%	1.41%	-4.9%
BAC	Sell	BANK OF AMERICA CORPORATION	$6,243,000	-1.7%	214,051	-2.2%	1.19%	-3.2%
T	Sell	AT&T INC	$3,708,000	+10.3%	98,010	-2.3%	0.71%	+8.7%
GOLD	Sell	BARRICK GOLD CORP	$3,541,000	-19.1%	204,319	-26.4%	0.68%	-20.4%
GDX	Sell	VANECK VECTORS ETF TRgold miners etf	$3,391,000	+1.7%	126,924	-2.9%	0.65%	+0.2%
XOM	Sell	EXXON MOBIL CORP	$3,241,000	-9.0%	45,922	-1.2%	0.62%	-10.3%
DIV	Sell	GLOBAL X FDSglobx supdv us	$3,098,000	+2.2%	131,434	-1.8%	0.59%	+0.7%
LOW	Sell	LOWES COS INC	$3,044,000	+7.0%	27,680	-1.8%	0.58%	+5.4%
MRK	Sell	MERCK & CO INC	$3,011,000	-17.6%	35,763	-17.9%	0.58%	-18.8%
SPDW	Sell	SPDR INDEX SHS FDSportfolio devlpd	$2,964,000	-6.9%	100,947	-6.1%	0.57%	-8.1%
JNJ	Sell	JOHNSON & JOHNSON	$2,939,000	-8.9%	22,719	-1.9%	0.56%	-10.2%
IJH	Sell	ISHAREScore s&p mcp etf	$2,922,000	-11.3%	15,120	-10.8%	0.56%	-12.5%
VEA	Sell	VANGUARD TAX MANAGED INTL FDftse dev mkt etf	$2,845,000	-3.2%	69,475	-1.1%	0.54%	-4.6%
MMM	Sell	3M CO	$2,750,000	-20.1%	16,743	-15.6%	0.53%	-21.1%
GNL	Sell	GLOBAL NET LEASE INC	$2,730,000	-0.8%	140,190	-0.2%	0.52%	-2.2%
IJR	Sell	ISHAREScore s&p scp etf	$2,655,000	-1.4%	34,112	-0.9%	0.51%	-2.9%
GSY	Sell	INVESCO ACTIVELY MANAGD ETFultra shrt dur	$2,658,000	+0.0%	52,725	-0.0%	0.51%	-1.4%
VWO	Sell	VANGUARD INTL EQUITY INDEX Fftse emr mkt etf	$2,641,000	-17.1%	65,769	-11.5%	0.50%	-18.3%
CSCO	Sell	CISCO SYS INC	$2,424,000	-16.2%	49,069	-7.1%	0.46%	-17.5%
EFA	Sell	ISHARES TRmsci eafe etf	$2,236,000	-9.7%	34,326	-8.8%	0.43%	-11.0%
IBM	Sell	INTERNATIONAL BUSINESS MACHS	$2,217,000	+1.9%	15,244	-3.4%	0.42%	+0.5%
UTX	Sell	UNITED TECHNOLOGIES CORP	$1,965,000	-14.0%	14,394	-18.0%	0.38%	-15.1%
SCHO	Sell	SCHWAB STRATEGIC TRsht tm us tres	$1,927,000	-7.0%	38,091	-6.9%	0.37%	-8.5%
PFE	Sell	PFIZER INC	$1,811,000	-45.5%	50,428	-34.2%	0.35%	-46.3%
VEU	Sell	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$1,613,000	-4.3%	32,315	-2.3%	0.31%	-5.8%
PYPL	Sell	PAYPAL HLDGS INC	$1,551,000	-10.6%	14,972	-1.2%	0.30%	-12.2%
ZTS	Sell	ZOETIS INCcl a	$1,395,000	+9.6%	11,200	-0.1%	0.27%	+8.1%
GOOG	Sell	ALPHABET INCcap stk cl c	$1,391,000	+9.4%	1,141	-3.0%	0.27%	+7.7%
TXN	Sell	TEXAS INSTRS INC	$1,374,000	+12.4%	10,631	-0.2%	0.26%	+11.0%
AXP	Sell	AMERICAN EXPRESS CO	$1,333,000	-4.9%	11,267	-0.8%	0.26%	-6.2%
AMLP	Sell	AALS ETF TRalerian mlp	$1,319,000	-9.0%	144,398	-1.7%	0.25%	-10.3%
VB	Sell	VANGUARD INDEX FDSsmall cp etf	$1,276,000	-32.0%	8,294	-30.8%	0.24%	-33.0%
AGG	Sell	ISHAREScore totusbd etf	$1,259,000	-0.1%	11,129	-1.7%	0.24%	-1.2%
DHR	Sell	DANAHER CORP DEL	$1,251,000	-4.3%	8,665	-5.2%	0.24%	-5.9%
VNQ	Sell	VANGUARD INDEX FDSreit etf	$1,180,000	-7.0%	12,683	-12.6%	0.23%	-8.1%
EPAM	Sell	EPAM SYS INC	$1,154,000	+5.3%	6,327	-0.1%	0.22%	+3.8%
IWF	Sell	ISHARES TRrus 1000 grw etf	$1,139,000	-9.2%	7,137	-10.5%	0.22%	-10.3%
EPD	Sell	ENTERPRISE PRODS PARTNERS L	$1,130,000	-1.1%	39,543	-0.1%	0.22%	-2.7%
VV	Sell	VANGUARD INDEX FDSlarge cap etf	$1,077,000	-0.8%	7,899	-2.0%	0.21%	-2.4%
VUG	Sell	VANGUARD INDEX FDSgrowth etf	$1,072,000	0.0%	6,452	-0.8%	0.20%	-1.4%
VTV	Sell	VANGUARD INDEX FDSvalue etf	$1,061,000	-11.4%	9,505	-12.0%	0.20%	-12.5%
DSM	Sell	BNY MELLON STRATEGIC MUN BD	$1,048,000	+5.1%	124,653	-0.8%	0.20%	+3.6%
TMO	Sell	THERMO FISHER SCIENTIFIC INC	$1,047,000	-9.2%	3,596	-8.4%	0.20%	-10.7%
VEEV	Sell	VEEVA SYS INC	$1,038,000	-6.6%	6,799	-0.8%	0.20%	-8.3%
SPIB	Sell	SPDR SERIES TRUSTblombrg brc intr	$1,021,000	-21.6%	28,930	-22.5%	0.20%	-22.9%
KEYS	Sell	KEYSIGHT TECHNOLOGIES INC	$1,014,000	+8.2%	10,428	-0.1%	0.19%	+6.6%
VBR	Sell	VANGUARD INDEX FDSsm cp val etf	$1,004,000	-16.6%	7,794	-15.5%	0.19%	-17.9%
EVV	Sell	EATON VANCE LTD DUR INCOME F	$968,000	-5.3%	77,443	-4.2%	0.18%	-6.6%
FBND	Sell	FIDELITYtotal bd etf	$931,000	-6.2%	18,004	-7.4%	0.18%	-7.8%
LULU	Sell	LULULEMON ATHLETICA INC	$923,000	-17.7%	4,795	-22.9%	0.18%	-18.9%
NEA	Sell	NUVEEN AMT FREE QLTY MUN INC	$921,000	+3.4%	64,386	-0.2%	0.18%	+1.7%
NZF	Sell	NUVEEN ENHANCED MUN CREDIT O	$904,000	+3.0%	55,679	-0.1%	0.17%	+1.8%
VO	Sell	VANGUARD INDEX FDSmid cap etf	$899,000	-10.5%	5,363	-10.8%	0.17%	-11.8%
SBUX	Sell	STARBUCKS CORP	$895,000	-6.3%	10,125	-11.1%	0.17%	-7.6%
SPYV	Sell	SPDR SERIES TRUSTprtflo s&p500 vl	$857,000	-4.1%	26,816	-6.1%	0.16%	-5.2%
STOR	Sell	STORE CAP CORP	$855,000	+12.4%	22,860	-0.3%	0.16%	+10.1%
IWD	Sell	ISHARES TRrus 1000 val etf	$839,000	-1.1%	6,539	-1.9%	0.16%	-3.0%
PAYC	Sell	PAYCOM SOFTWARE INC	$825,000	-7.7%	3,940	-0.1%	0.16%	-8.7%
AFB	Sell	ALLIANCEBERNSTEIN NATL MUNI	$807,000	+2.4%	58,565	-0.0%	0.15%	+0.7%
MUI	Sell	BLACKROCK MUNI INTER DR FD I	$781,000	+0.4%	55,068	-0.6%	0.15%	-1.3%
HEI	Sell	HEICO CORP NEW	$752,000	-34.6%	6,018	-30.0%	0.14%	-35.4%
MO	Sell	ALTRIA GROUP INC	$753,000	-24.7%	18,409	-12.8%	0.14%	-25.8%
DSU	Sell	BLACKROCK DEBT STRAT FD INC	$750,000	-4.1%	69,795	-3.9%	0.14%	-5.9%
EFV	Sell	ISHARESeafe value etf	$743,000	-12.0%	15,684	-10.7%	0.14%	-13.4%
NFLX	Sell	NETFLIX INC	$651,000	-38.6%	2,434	-15.7%	0.12%	-39.8%
DUK	Sell	DUKE ENERGY CORP NEW	$636,000	+6.4%	6,636	-2.1%	0.12%	+5.2%
AIG	Sell	AMERICAN INTL GROUP INC	$628,000	+3.1%	11,279	-1.4%	0.12%	+1.7%
COP	Sell	CONOCOPHILLIPS	$610,000	-8.7%	10,723	-1.8%	0.12%	-10.0%
VGT	Sell	VANGUARD WORLD FDSinf tech etf	$555,000	-2.3%	2,574	-4.4%	0.11%	-3.6%
PULS	Sell	PGIM ETF TRultra short	$556,000	-9.0%	11,073	-9.0%	0.11%	-10.9%
XLU	Sell	SELECT SECTOR SPDR TRsbi int-utils	$545,000	-13.1%	8,429	-19.9%	0.10%	-14.8%
PAGP	Sell	PLAINS GP HLDGS L Pltd partnr int a	$523,000	-19.2%	24,655	-4.9%	0.10%	-20.6%
RHS	Sell	INVESCO EXCHANGE TRADED FD Ts&p500 eql stp	$504,000	+4.8%	3,591	-0.1%	0.10%	+3.2%
SWK	Sell	STANLEY BLACK & DECKER INC	$502,000	-1.6%	3,476	-1.4%	0.10%	-3.0%
SNLN	Sell	HIGHLAND FDS Ihi ld iboxx srln	$490,000	-3.0%	28,058	-2.5%	0.09%	-4.1%
WPC	Sell	W P CAREY INC	$455,000	+2.0%	5,231	-4.7%	0.09%	0.0%
RWO	Sell	SPDR INDEX SHS FDSdj glb rl es etf	$438,000	-32.6%	8,445	-35.2%	0.08%	-33.3%
SHW	Sell	SHERWIN WILLIAMS CO	$432,000	+18.7%	785	-1.0%	0.08%	+16.9%
MPC	Sell	MARATHON PETE CORP	$435,000	-3.5%	7,159	-11.4%	0.08%	-4.6%
CL	Sell	COLGATE PALMOLIVE CO	$436,000	-37.0%	5,927	-38.6%	0.08%	-38.1%
BWX	Sell	SPDR SERIES TRUSTblomberg intl tr	$421,000	-24.3%	14,661	-23.7%	0.08%	-25.9%
VTWO	Sell	VANGUARD SCOTTSDALE FDSvng rus2000idx	$406,000	-7.5%	3,337	-5.0%	0.08%	-8.2%
FPF	Sell	FIRST TR INTER DUR PFD & IN	$402,000	-20.4%	17,082	-23.1%	0.08%	-21.4%
IJT	Sell	ISHARESsp smcp600gr etf	$402,000	-14.3%	2,252	-12.3%	0.08%	-15.4%
VCIT	Sell	VANGUARD SCOTTSDALE FDSint-term corp	$400,000	-11.9%	4,383	-13.3%	0.08%	-13.6%
DD	Sell	DUPONT DE NEMOURS INC	$367,000	-42.6%	5,151	-39.5%	0.07%	-43.5%
TIP	Sell	ISHAREStips bd etf	$367,000	-7.3%	3,156	-8.0%	0.07%	-9.1%
GUNR	Sell	FLEXSHARES TRmornstar upstr	$363,000	-74.2%	11,652	-72.6%	0.07%	-74.7%
XLF	Sell	SELECT SECTOR SPDR TRsbi int-finl	$360,000	-1.6%	12,850	-3.0%	0.07%	-2.8%
AMAT	Sell	APPLIED MATLS INC	$344,000	-22.0%	6,888	-29.8%	0.07%	-23.3%
ADP	Sell	AUTOMATIC DATA PROCESSING IN	$347,000	-50.1%	2,148	-49.0%	0.07%	-51.1%
GIS	Sell	GENERAL MLS INC	$342,000	-0.9%	6,223	-4.9%	0.06%	-3.0%
IWB	Sell	ISHARES TRrus 1000 etf	$323,000	-21.2%	1,966	-22.0%	0.06%	-22.5%
DON	Sell	WISDOMTREE TRus midcap divid	$316,000	-12.9%	8,700	-13.2%	0.06%	-14.3%
FLRN	Sell	SPDR SER TRblomberg brc inv	$308,000	-3.1%	10,024	-3.2%	0.06%	-4.8%
PRU	Sell	PRUDENTIAL FINL INC	$301,000	-37.9%	3,342	-30.4%	0.06%	-38.3%
ECL	Sell	ECOLAB INC	$304,000	-67.5%	1,536	-67.6%	0.06%	-68.1%
MTUM	Sell	ISHARES TRusa momentum fct	$300,000	-20.6%	2,512	-21.2%	0.06%	-21.9%
FVD	Sell	FIRST TR VALUE LINE DIVID IN	$293,000	-0.3%	8,417	-3.4%	0.06%	-1.8%
GPC	Sell	GENUINE PARTS CO	$285,000	-5.9%	2,860	-2.0%	0.05%	-8.5%
XLE	Sell	SELECT SECTOR SPDR TRenergy	$284,000	-8.7%	4,811	-0.6%	0.05%	-10.0%
SCHA	Sell	SCHWAB STRATEGIC TRus sml cap etf	$276,000	-10.4%	3,951	-8.2%	0.05%	-11.7%
LUMN	Sell	CENTURYLINK INC	$276,000	+3.8%	22,151	-2.0%	0.05%	+1.9%
RPAI	Sell	RETAIL PPTYS AMER INCcl a	$266,000	-2.9%	21,588	-7.5%	0.05%	-3.8%
GWX	Sell	SPDR INDEX SHS FDSs&p intl smlcp	$265,000	-3.6%	9,011	-2.0%	0.05%	-3.8%
PDP	Sell	INVESCO EXCHANGE TRADED FD Tdwa momentum	$262,000	-61.1%	4,306	-61.4%	0.05%	-61.8%
EXC	Sell	EXELON CORP	$261,000	-16.1%	5,396	-16.9%	0.05%	-16.7%
ETN	Sell	EATON CORP PLC	$264,000	-2.9%	3,180	-2.7%	0.05%	-5.7%
VFH	Sell	VANGUARD WORLD FDSfinancials etf	$257,000	-10.8%	3,675	-12.1%	0.05%	-12.5%
BNDX	Sell	VANGUARD CHARLOTTE FDSintl bd idx etf	$249,000	-18.9%	4,233	-21.0%	0.05%	-20.0%
ADM	Sell	ARCHER DANIELS MIDLAND CO	$251,000	-42.6%	6,101	-43.1%	0.05%	-43.5%
SPLK	Sell	SPLUNK INC	$248,000	-6.4%	2,105	-0.1%	0.05%	-7.8%
SRLN	Sell	SSGA ACTIVE ETF TRblkstn gsosrln	$241,000	-58.9%	5,209	-59.0%	0.05%	-59.6%
DOW	Sell	DOW INC	$240,000	-51.5%	5,044	-49.7%	0.05%	-52.1%
VSS	Sell	VANGUARD INTL EQUITY INDEX Fftse smcap etf	$229,000	-42.5%	2,246	-40.6%	0.04%	-42.9%
USB	Sell	US BANCORP DEL	$225,000	-10.4%	4,058	-15.2%	0.04%	-12.2%
SCZ	Sell	ISHARES TReafe sml cp etf	$224,000	-0.9%	3,923	-0.3%	0.04%	-2.3%
ARES	Sell	ARES MANAGEMENT CORPORATION	$213,000	-10.9%	7,951	-12.8%	0.04%	-10.9%
CUZ	Sell	COUSINS PPTYS INC	$215,000	-1.4%	5,731	-0.5%	0.04%	-2.4%
ISRG	Sell	INTUITIVE SURGICAL INC	$208,000	0.0%	386	-2.8%	0.04%	0.0%
FLOT	Sell	ISHARES TRfltg rate bd etf	$202,000	-13.7%	3,969	-13.6%	0.04%	-13.3%
POST	Sell	POST HLDGS INC	$202,000	-3.3%	1,904	-5.0%	0.04%	-4.9%
AFIN	Sell	AMERICAN FIN TR INC	$205,000	-6.4%	14,676	-27.0%	0.04%	-7.1%
CDXC	Sell	CHROMADEX CORP	$177,000	-23.7%	44,924	-10.0%	0.03%	-24.4%
F	Sell	FORD MTR CO DEL	$139,000	-10.9%	15,149	-0.6%	0.03%	-10.0%
SILV	Sell	SILVERCREST METALS INC	$95,000	+21.8%	18,221	-5.3%	0.02%	+20.0%
XXII	Exit	22ND CENTY GROUP INC	$0	–	-11,500	-100.0%	-0.01%	–
GUT	Exit	GABELLI UTIL TR	$0	–	-16,530	-100.0%	-0.02%	–
CLX	Exit	CLOROX CO DEL	$0	–	-1,316	-100.0%	-0.04%	–
CNI	Exit	CANADIAN NATL RY CO	$0	–	-2,197	-100.0%	-0.04%	–
RPD	Exit	RAPID7 INC	$0	–	-3,686	-100.0%	-0.04%	–
JNK	Exit	SPDR SERIES TRUSTbloomberg brclys	$0	–	-1,958	-100.0%	-0.04%	–
BSV	Exit	VANGUARD BD INDEX FD INCshort trm bond	$0	–	-2,646	-100.0%	-0.04%	–
PAYX	Exit	PAYCHEX INC	$0	–	-2,573	-100.0%	-0.04%	–
ANET	Exit	ARISTA NETWORKS INC	$0	–	-823	-100.0%	-0.04%	–
IBB	Exit	ISHARES TRnasdq biotec etf	$0	–	-1,987	-100.0%	-0.04%	–
RDSA	Exit	ROYAL DUTCH SHELL PLCspons adr a	$0	–	-3,382	-100.0%	-0.04%	–
IWP	Exit	ISHARES TRrus md cp gr etf	$0	–	-1,567	-100.0%	-0.04%	–
FDX	Exit	FEDEX CORP	$0	–	-1,368	-100.0%	-0.04%	–
IFF	Exit	INTERNATIONAL FLAVORS&FRANGR	$0	–	-1,586	-100.0%	-0.04%	–
BK	Exit	BANK NEW YORK MELLON CORP	$0	–	-5,395	-100.0%	-0.05%	–
EFAV	Exit	ISHARES TReafe min vol etf	$0	–	-3,265	-100.0%	-0.05%	–
SLYG	Exit	SPDR SERIES TRUSTs&p 600 smcp grw	$0	–	-3,942	-100.0%	-0.05%	–
CGC	Exit	CANOPY GROWTH CORP	$0	–	-5,974	-100.0%	-0.05%	–
VIRT	Exit	VIRTU FINL INCcl a	$0	–	-11,400	-100.0%	-0.05%	–
CTVA	Exit	CORTEVA INC	$0	–	-8,542	-100.0%	-0.05%	–
FINX	Exit	GLOBAL X FDSfintech etf	$0	–	-8,761	-100.0%	-0.05%	–
GBDC	Exit	GOLUB CAP BDC INC	$0	–	-16,809	-100.0%	-0.06%	–
XLP	Exit	SELECT SECTOR SPDR TRsbi cons stpls	$0	–	-5,360	-100.0%	-0.06%	–
CMI	Exit	CUMMINS INC	$0	–	-1,878	-100.0%	-0.06%	–
SPLV	Exit	INVESCO EXCHNG TRADED FD TRs&p500 low vol	$0	–	-6,036	-100.0%	-0.06%	–
IJJ	Exit	ISHARESs&p mc 400vl etf	$0	–	-2,080	-100.0%	-0.06%	–
SLYV	Exit	SPDR SERIES TRUSTs&p 600 smcp val	$0	–	-5,928	-100.0%	-0.07%	–
TTE	Exit	TOTAL S Asponsored adr	$0	–	-7,066	-100.0%	-0.08%	–
SLB	Exit	SCHLUMBERGER LTD	$0	–	-11,322	-100.0%	-0.09%	–
RODM	Exit	LATTICE STRATEGIES TRhartford mlt etf	$0	–	-19,773	-100.0%	-0.11%	–
ABC	Exit	AMERISOURCEBERGEN CORP	$0	–	-6,575	-100.0%	-0.11%	–
BKLN	Exit	INVESCO EXCHNG TRADED FD TRsr ln etf	$0	–	-25,625	-100.0%	-0.11%	–
BX	Exit	BLACKSTONE GROUP L P	$0	–	-13,970	-100.0%	-0.12%	–
FIVE	Exit	FIVE BELOW INC	$0	–	-6,004	-100.0%	-0.14%	–
VMW	Exit	VMWARE INC	$0	–	-4,448	-100.0%	-0.14%	–
OLLI	Exit	OLLIES BARGAIN OUTLT HLDGS I	$0	–	-9,038	-100.0%	-0.15%	–
FTNT	Exit	FORTINET INC	$0	–	-11,694	-100.0%	-0.17%	–
BACPRL	Exit	BANK AMER CORP7.25%cnv pfd l	$0	–	-722	-100.0%	-0.19%	–
RHT	Exit	RED HAT INC	$0	–	-6,249	-100.0%	-0.23%	–
AIGWS	Exit	AMERICAN INTL GROUP INC*w exp 01/19/202	$0	–	-145,213	-100.0%	-0.34%	–
DXJ	Exit	WISDOMTREE TRjapn hedge eqt	$0	–	-44,626	-100.0%	-0.42%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2019-11-13

Signatures

The EDGAR filing(s) were signed by:

Joshua Rogers — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SPDR S&P 500 ETF TR	40	Q3 2023	7.0%
BERKSHIRE HATHAWAY INC DEL	40	Q3 2023	2.3%
ISHARES	40	Q3 2023	1.3%
CISCO SYS INC	40	Q3 2023	1.6%
EXXON MOBIL CORP	40	Q3 2023	1.5%
CASEYS GEN STORES INC	40	Q3 2023	0.8%
VERIZON COMMUNICATIONS INC	40	Q3 2023	0.8%
AT&T INC	40	Q3 2023	0.8%
ISHARES	40	Q3 2023	0.5%
ISHARES	40	Q3 2023	0.5%

View Arete Wealth Advisors, LLC's complete holdings history.

Latest filings

Type	Filed
13F-HR	2024-05-16
13F-HR	2024-02-14
13F-HR	2023-10-30
13F-HR	2023-08-09
13F-HR/A	2023-05-22
13F-HR	2023-05-01
13F-HR	2023-02-06
13F-HR	2022-11-07
13F-HR	2022-08-15
13F-HR	2022-05-06

View Arete Wealth Advisors, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported number of holdings is incorrect (405 != 404)

Export Arete Wealth Advisors, LLC's holdings