$175 Million is the total value of Arete Wealth Advisors, LLC's 153 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 45.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AIGWS | Buy | AMERICAN INTL GROUP INC*w exp 01/19/202 | $9,658,000 | +13.7% | 455,565 | +0.3% | 5.53% | +3.5% |
| TBT | New | PROSHARES TR | $5,702,000 | – | 180,428 | +100.0% | 3.27% | – |
| MBBYF | New | MOBILEYE N V AMSTELVEEN | $5,216,000 | – | 122,539 | +100.0% | 2.99% | – |
| VOO | Buy | VANGUARD INDEX FDS | $3,807,000 | +72.3% | 19,161 | +66.7% | 2.18% | +56.9% |
| KMPH | Buy | KEMPHARM INC | $3,747,000 | +13.8% | 834,602 | +0.8% | 2.15% | +3.6% |
| NTG | Buy | TORTOISE MLP FD INC | $3,035,000 | +12.6% | 151,838 | +3.9% | 1.74% | +2.5% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $2,558,000 | +5.8% | 11,825 | +2.5% | 1.47% | -3.6% |
| DSM | Buy | DREYFUS STRATEGIC MUN BD FD | $2,359,000 | +21.0% | 266,289 | +23.9% | 1.35% | +10.2% |
| AGG | Buy | ISHAREScore totusbd etf | $2,355,000 | +22.8% | 20,947 | +23.0% | 1.35% | +11.9% |
| HYS | Buy | PIMCO ETF TR0-5 high yield | $2,258,000 | +20.0% | 22,698 | +16.8% | 1.29% | +9.3% |
| GOLD | Buy | BARRICK GOLD CORP | $2,220,000 | -16.9% | 125,308 | +0.2% | 1.27% | -24.3% |
| BGY | Buy | BLACKROCK INTL GRWTH & INC T | $2,035,000 | +17.8% | 343,225 | +14.2% | 1.17% | +7.2% |
| USA | New | LIBERTY ALL STAR EQUITY FDsh ben int | $2,006,000 | – | 387,195 | +100.0% | 1.15% | – |
| FFA | New | FIRST TR ENHANCED EQTY INC F | $1,973,000 | – | 147,667 | +100.0% | 1.13% | – |
| GNL | Buy | GLOBAL NET LEASE INC | $1,832,000 | +9.0% | 224,524 | +6.3% | 1.05% | -0.7% |
| JPS | Buy | NUVEEN PREFERRED SECURITIES | $1,691,000 | +8.3% | 176,356 | +4.4% | 0.97% | -1.4% |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $1,606,000 | – | 110,154 | +100.0% | 0.92% | – |
| DGRO | Buy | ISHARES TRcore div grwth | $1,421,000 | +86.0% | 51,453 | +83.7% | 0.81% | +69.2% |
| PG | Buy | PROCTOR & GAMBLE CO | $1,362,000 | +10.6% | 15,174 | +4.3% | 0.78% | +0.6% |
| UGAZ | New | CREDIT SUISSE AG NASSAU BRHvel sh 3x lg nat | $1,237,000 | – | 33,605 | +100.0% | 0.71% | – |
| PFF | Buy | ISHARESu.s. pfd stk etf | $1,204,000 | +10.8% | 30,475 | +11.8% | 0.69% | +0.9% |
| CASY | Buy | CASEYS GEN STORES INC | $1,198,000 | -8.5% | 9,968 | +0.1% | 0.69% | -16.7% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $1,060,000 | +248.7% | 169,825 | +255.7% | 0.61% | +217.8% |
| KMB | Buy | KIMBERLY CLARK CORP | $1,046,000 | -7.7% | 8,295 | +0.7% | 0.60% | -16.0% |
| IJR | New | ISHAREScore s&p scp etf | $1,026,000 | – | 8,268 | +100.0% | 0.59% | – |
| PCY | Buy | POWERSHARES ETF TR IIsovereign debt | $1,017,000 | +108.4% | 33,206 | +101.4% | 0.58% | +89.9% |
| VVR | Buy | INVESCO SR INCOME TR | $950,000 | +43.7% | 219,314 | +38.7% | 0.54% | +30.8% |
| IJS | Buy | ISHARES TRsp smcp600vl etf | $920,000 | +7.2% | 7,375 | +0.4% | 0.53% | -2.4% |
| FBND | Buy | FIDELITYtotal bd etf | $915,000 | +10.1% | 17,912 | +8.5% | 0.52% | +0.2% |
| XOM | Buy | EXXON MOBIL CORP | $905,000 | +215.3% | 10,374 | +238.5% | 0.52% | +186.7% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $901,000 | +4.9% | 11,153 | +5.2% | 0.52% | -4.6% |
| GSY | Buy | CLAYMORE EXCHANGE TRD FD TRgugg enh sht dur | $889,000 | +1.6% | 17,716 | +1.3% | 0.51% | -7.6% |
| BIV | Buy | VANGUARD BD INDEX FD INCintermed term | $875,000 | +5.7% | 9,986 | +6.2% | 0.50% | -3.8% |
| TIP | Buy | ISHAREStips bd etf | $868,000 | +52.5% | 7,451 | +52.8% | 0.50% | +38.8% |
| USMV | Buy | ISHARES TRusa min vol etf | $858,000 | +0.2% | 18,895 | +2.0% | 0.49% | -8.7% |
| AEM | Buy | AGNICO EAGLE MINES LTD | $841,000 | +5.0% | 15,521 | +3.6% | 0.48% | -4.4% |
| KO | Buy | COCA COLA CO | $827,000 | -3.4% | 19,531 | +3.4% | 0.47% | -12.1% |
| MRK | New | MERCK & CO INC | $826,000 | – | 13,237 | +100.0% | 0.47% | – |
| CSCO | Buy | CISCO SYS INC | $801,000 | +11.1% | 25,237 | +0.4% | 0.46% | +1.1% |
| NZF | Buy | NUVEEN ENHANCED MUN CREDIT O | $773,000 | +33.7% | 49,126 | +35.2% | 0.44% | +21.7% |
| AFB | New | ALLIANCEBERNSTEIN NATL MUNI | $764,000 | – | 51,833 | +100.0% | 0.44% | – |
| NEA | New | NUVEEN AMT FREE QLTY MUN INC | $759,000 | – | 51,985 | +100.0% | 0.44% | – |
| MUI | Buy | BLACKROCK MUNI INTER DR FD I | $756,000 | +54.0% | 49,891 | +54.7% | 0.43% | +40.1% |
| MCD | Buy | MCDONALDS CORP | $736,000 | -1.9% | 6,384 | +2.4% | 0.42% | -10.6% |
| QQQ | New | POWERSHARES QQQ TRUSTunit ser 1 | $721,000 | – | 6,076 | +100.0% | 0.41% | – |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $693,000 | +5.6% | 8,291 | +1.6% | 0.40% | -3.9% |
| IJH | Buy | ISHAREScore s&p mcp etf | $692,000 | +128.4% | 4,472 | +120.8% | 0.40% | +107.3% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTUR | $676,000 | +11.2% | 31,366 | +10.4% | 0.39% | +1.0% |
| PAGP | Buy | PLAINS GP HLDGS L P | $635,000 | +26.5% | 49,079 | +2.1% | 0.36% | +15.2% |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $626,000 | – | 13,100 | +100.0% | 0.36% | – |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $621,000 | +74.9% | 7,393 | +73.3% | 0.36% | +59.6% |
| RPAI | Buy | RETAIL PPTYS AMER INCcl a | $601,000 | +2.7% | 35,799 | +3.4% | 0.34% | -6.5% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $596,000 | +32.7% | 44,661 | +29.4% | 0.34% | +20.5% |
| AMZN | Buy | AMAZON COM INC | $587,000 | +18.8% | 701 | +1.4% | 0.34% | +8.0% |
| EWH | New | ISHARESmsci hong kg etf | $582,000 | – | 26,442 | +100.0% | 0.33% | – |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $569,000 | +14.0% | 12,525 | +7.5% | 0.33% | +3.8% |
| EFA | Buy | ISHARES TRmsci eafe etf | $543,000 | +30.5% | 9,183 | +23.2% | 0.31% | +18.7% |
| EMD | Buy | WESTERN ASSET EMRG MKT DEBT | $530,000 | +10.6% | 32,580 | +4.7% | 0.30% | +1.0% |
| T | Buy | AT&T INC | $515,000 | +17.6% | 12,691 | +25.3% | 0.30% | +6.9% |
| BOE | Buy | BLACKROCK GLOBAL OPP EQTY TR | $510,000 | +11.8% | 41,614 | +8.2% | 0.29% | +1.7% |
| GE | New | GENERAL ELECTRIC CO | $503,000 | – | 16,987 | +100.0% | 0.29% | – |
| VER | Buy | VEREIT INC | $490,000 | +12.1% | 47,264 | +9.7% | 0.28% | +2.2% |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $458,000 | – | 4,114 | +100.0% | 0.26% | – |
| AMGN | Buy | AMGEN INC | $444,000 | +13.0% | 2,662 | +3.1% | 0.25% | +2.8% |
| VEA | New | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $435,000 | – | 11,629 | +100.0% | 0.25% | – |
| ISD | Buy | PRUDENTIAL SHT DURATION HG Y | $415,000 | +23.5% | 25,981 | +22.0% | 0.24% | +12.8% |
| PFE | Buy | PFIZER INC | $390,000 | +58.5% | 11,515 | +65.0% | 0.22% | +43.9% |
| IXN | Buy | ISHARESglobal tech etf | $390,000 | +21.5% | 3,524 | +6.9% | 0.22% | +10.4% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $382,000 | +16.8% | 491 | +4.0% | 0.22% | +6.3% |
| IXJ | Buy | ISHARESglob hlthcre etf | $383,000 | +6.7% | 3,802 | +6.9% | 0.22% | -3.1% |
| WFC | Buy | WELLS FARGO & CO NEW | $382,000 | +4.9% | 8,632 | +12.2% | 0.22% | -4.4% |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $354,000 | – | 9,405 | +100.0% | 0.20% | – |
| RWO | Buy | SPDR INDEX SHS FDSdj glb rl es etf | $354,000 | +6.6% | 7,111 | +7.8% | 0.20% | -2.9% |
| MSFT | Buy | MICROSOFT CORP | $346,000 | +28.1% | 6,000 | +13.6% | 0.20% | +16.5% |
| VTWO | Buy | VANGUARD SCOTTSDALE FDSvng rus2000idx | $339,000 | +46.1% | 3,404 | +35.0% | 0.19% | +32.9% |
| IEP | New | ICAHN ENTERPRISES LPdepositary unit | $334,000 | – | 6,613 | +100.0% | 0.19% | – |
| NLY | Buy | ANNALY CAP MGMT INC | $330,000 | -0.6% | 31,402 | +4.8% | 0.19% | -9.6% |
| V | Buy | VISA INC | $329,000 | +11.5% | 3,977 | +0.1% | 0.19% | +1.1% |
| CELG | Buy | CELGENE CORP | $325,000 | +6.6% | 3,106 | +0.3% | 0.19% | -3.1% |
| IGIB | Buy | ISHARESinterm cr bd etf | $313,000 | +0.6% | 2,812 | +0.6% | 0.18% | -8.7% |
| IXG | Buy | ISHARESglobal finls etf | $297,000 | +16.0% | 5,815 | +8.7% | 0.17% | +5.6% |
| ABBV | New | ABBVIE INC | $292,000 | – | 4,622 | +100.0% | 0.17% | – |
| PFG | New | PRINCIPAL FINL GROUP INC | $281,000 | – | 5,463 | +100.0% | 0.16% | – |
| MCC | Buy | MEDLEY CAP CORP | $278,000 | +14.4% | 36,420 | +0.5% | 0.16% | +3.9% |
| KRE | Buy | SPDR SERIES TRUSTs&p regl bkg | $276,000 | +10.4% | 6,535 | +0.5% | 0.16% | +0.6% |
| JNK | Buy | SPDR SERIES TRUSTbrc hgh yld bd | $274,000 | +22.9% | 7,465 | +19.7% | 0.16% | +12.1% |
| PEP | Buy | PEPSICO INC | $271,000 | +35.5% | 2,491 | +31.7% | 0.16% | +23.0% |
| DIS | Buy | DISNEY WALT CO | $270,000 | -3.2% | 2,909 | +1.9% | 0.16% | -11.9% |
| FXI | New | ISHARESchina lg-cap etf | $267,000 | – | 7,014 | +100.0% | 0.15% | – |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $266,000 | +209.3% | 72,787 | +200.5% | 0.15% | +181.5% |
| DE | Buy | DEERE & CO | $256,000 | +14.8% | 3,004 | +9.4% | 0.15% | +5.0% |
| EPI | New | WISDOMTREE TRindia erngs fd | $247,000 | – | 11,421 | +100.0% | 0.14% | – |
| MMM | New | 3M CO | $235,000 | – | 1,335 | +100.0% | 0.14% | – |
| GOOGL | New | ALPHABET INCcap stk cl a | $225,000 | – | 280 | +100.0% | 0.13% | – |
| USB | Buy | US BANCORP DEL | $220,000 | +6.8% | 5,122 | +0.1% | 0.13% | -3.1% |
| BKLN | New | POWERSHARES ETF TRUST IIsenior ln port | $220,000 | – | 9,462 | +100.0% | 0.13% | – |
| NFLX | New | NETFLIX INC | $218,000 | – | 2,215 | +100.0% | 0.12% | – |
| CXP | New | COLUMBIA PPTY TR INC | $207,000 | – | 9,264 | +100.0% | 0.12% | – |
| F | Buy | FORD MTR CO DEL | $206,000 | +8.4% | 17,094 | +12.8% | 0.12% | -1.7% |
| VHT | New | VANGUARD WORLD FDShealth car etf | $203,000 | – | 1,527 | +100.0% | 0.12% | – |
| IAU | Buy | ISHARES GOLD TRUSTishares | $174,000 | +13.0% | 13,710 | +13.8% | 0.10% | +3.1% |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $169,000 | +5.0% | 20,850 | +1.2% | 0.10% | -4.0% |
| MLPA | New | GLOBAL X FDSglbl x mlp etf | $168,000 | – | 14,510 | +100.0% | 0.10% | – |
| EWT | New | ISHARESmsci taiwan etf | $166,000 | – | 10,552 | +100.0% | 0.10% | – |
| FI | New | FRANKS INTL N V | $151,000 | – | 11,581 | +100.0% | 0.09% | – |
| SALM | Buy | SALEM COMMUNICATIONS CORP DEcl a | $111,000 | -17.8% | 18,885 | +1.1% | 0.06% | -24.7% |
| BSBR | New | BANCO SANTANDER BRASIL S Aads rep 1 unit | $93,000 | – | 13,874 | +100.0% | 0.05% | – |
| SID | New | COMPANHIA SIDERURGICA NACIONsponsored adr | $51,000 | – | 18,401 | +100.0% | 0.03% | – |
| SDLP | New | SEADRILL PARTNERS LLC | $43,000 | – | 12,141 | +100.0% | 0.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 43 | Q2 2024 | 7.0% |
| BERKSHIRE HATHAWAY INC DEL | 43 | Q2 2024 | 2.3% |
| ISHARES TR | 43 | Q2 2024 | 1.3% |
| CISCO SYS INC | 43 | Q2 2024 | 1.6% |
| EXXON MOBIL CORP | 43 | Q2 2024 | 1.5% |
| VERIZON COMMUNICATIONS INC | 43 | Q2 2024 | 0.8% |
| AT&T INC | 43 | Q2 2024 | 0.8% |
| ISHARES TR | 43 | Q2 2024 | 0.5% |
| ISHARES TR | 43 | Q2 2024 | 0.5% |
| WELLS FARGO CO NEW | 43 | Q2 2024 | 0.5% |
View Arete Wealth Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-08-14 |
| 13F-HR | 2024-05-16 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-10-30 |
| 13F-HR | 2023-08-09 |
| 13F-HR/A | 2023-05-22 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-06 |
| 13F-HR | 2022-11-07 |
| 13F-HR | 2022-08-15 |
View Arete Wealth Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.