Tortoise Investment Management, LLC

Add to watchlist

$495 Million is the total value of Tortoise Investment Management, LLC's 633 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 19.6% .

All

			Value		Shares		↓ Weighting
IVV	Sell	ISHARES TRcore s&p500 etf	$69,203,000	-1.3%	160,632	-1.5%	13.98%	-3.4%
BAB	Sell	INVESCO EXCH TRADED FD TR IItaxable mun bd	$26,287,000	-1.0%	798,740	-0.2%	5.31%	-3.0%
MBB	Sell	ISHARES TRmbs etf	$18,402,000	-12.0%	170,166	-11.9%	3.72%	-13.9%
SPY	Sell	SPDR S&P 500 ETF TRtr unit	$16,427,000	-1.5%	38,279	-1.7%	3.32%	-3.6%
ITOT	Sell	ISHARES TRcore s&p ttl stk	$15,306,000	-0.8%	155,583	-0.4%	3.09%	-2.9%
IWB	Sell	ISHARES TRrus 1000 etf	$12,816,000	-0.2%	53,021	-0.0%	2.59%	-2.3%
IEFA	Sell	ISHARES TRcore msci eafe	$10,523,000	-1.0%	141,725	-0.2%	2.13%	-3.1%
IUSV	Sell	ISHARES TRcore s&p us vlu	$8,856,000	-2.2%	124,939	-0.7%	1.79%	-4.3%
VTI	Sell	VANGUARD INDEX FDStotal stk mkt	$7,128,000	-0.5%	32,100	-0.1%	1.44%	-2.6%
IJR	Sell	ISHARES TRcore s&p scp etf	$6,983,000	-3.8%	63,957	-0.4%	1.41%	-5.8%
MUB	Sell	ISHARES TRnational mun etf	$6,840,000	-2.1%	58,881	-1.2%	1.38%	-4.2%
VSS	Sell	VANGUARD INTL EQUITY INDEX Fftse smcap etf	$6,537,000	-2.9%	48,894	-0.9%	1.32%	-4.9%
SCHX	Sell	SCHWAB STRATEGIC TRus lrg cap etf	$6,401,000	-3.3%	61,528	-3.4%	1.29%	-5.3%
VEA	Sell	VANGUARD TAX-MANAGED INTL FDftse dev mkt etf	$6,064,000	-2.9%	120,112	-0.9%	1.22%	-5.0%
VTV	Sell	VANGUARD INDEX FDSvalue etf	$5,943,000	-2.1%	43,902	-0.6%	1.20%	-4.2%
IXUS	Sell	ISHARES TRcore msci total	$5,498,000	-4.1%	77,432	-1.0%	1.11%	-6.1%
BRKB	Sell	BERKSHIRE HATHAWAY INC DELcl b new	$4,851,000	-2.7%	17,774	-0.9%	0.98%	-4.8%
IVE	Sell	ISHARES TRs&p 500 val etf	$4,491,000	-3.1%	30,880	-1.7%	0.91%	-5.2%
DIA	Sell	SPDR DOW JONES INDL AVERAGEut ser 1	$4,471,000	-2.6%	13,217	-0.6%	0.90%	-4.6%
VEU	Sell	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$3,125,000	-4.5%	51,268	-0.7%	0.63%	-6.7%
VTN	Sell	INVESCO TR INVT GRADE NEW YO	$2,948,000	-18.1%	218,398	-15.7%	0.60%	-19.8%
NRK	Sell	NUVEEN NEW YORK AMT QLT MUNI	$2,746,000	-17.9%	198,533	-15.8%	0.56%	-19.7%
JPST	Sell	J P MORGAN EXCHANGE-TRADED Fultra shrt inc	$2,571,000	-2.8%	50,689	-2.7%	0.52%	-4.9%
VT	Sell	VANGUARD INTL EQUITY INDEX Ftt wrld st etf	$2,553,000	-6.0%	25,072	-4.3%	0.52%	-7.9%
MSFT	Sell	MICROSOFT CORP	$2,463,000	+3.9%	8,737	-0.2%	0.50%	+1.8%
SLYV	Sell	SPDR SER TRs&p 600 smcp val	$2,427,000	-7.2%	29,617	-2.9%	0.49%	-9.3%
PZA	Sell	INVESCO EXCH TRADED FD TR IInatl amt muni	$2,386,000	-1.5%	88,837	-0.0%	0.48%	-3.6%
NXN	Sell	NUVEEN N Y SELECT TAX FREE Ish ben int	$2,151,000	-7.5%	155,095	-5.3%	0.44%	-9.4%
NAN	Sell	NUVEEN NEW YORK QLT MUN INC	$1,675,000	-53.6%	113,792	-52.5%	0.34%	-54.6%
EFA	Sell	ISHARES TRmsci eafe etf	$1,571,000	-2.1%	20,143	-1.0%	0.32%	-4.2%
SCZ	Sell	ISHARES TReafe sml cp etf	$1,468,000	-0.1%	19,728	-0.4%	0.30%	-2.0%
OEF	Sell	ISHARES TRs&p 100 etf	$1,459,000	-1.5%	7,389	-2.1%	0.30%	-3.6%
NCA	Sell	NUVEEN CALIFORNIA MUNI VLU F	$1,395,000	-26.0%	132,233	-25.0%	0.28%	-27.5%
EEM	Sell	ISHARES TRmsci emg mkt etf	$1,355,000	-10.3%	26,890	-1.8%	0.27%	-12.2%
DLS	Sell	WISDOMTREE TRintl smcap div	$1,312,000	-1.0%	17,679	-0.4%	0.26%	-2.9%
SCHR	Sell	SCHWAB STRATEGIC TRintrm trm tres	$1,241,000	-2.3%	21,880	-2.0%	0.25%	-4.2%
IWM	Sell	ISHARES TRrussell 2000 etf	$1,230,000	-4.7%	5,623	-0.1%	0.25%	-6.4%
VCIT	Sell	VANGUARD SCOTTSDALE FDSint-term corp	$1,122,000	-3.7%	11,889	-3.0%	0.23%	-5.4%
SCHB	Sell	SCHWAB STRATEGIC TRus brd mkt etf	$1,054,000	-3.6%	10,148	-3.2%	0.21%	-5.8%
VXUS	Sell	VANGUARD STAR FDSvg tl intl stk f	$1,023,000	-3.9%	16,175	-0.1%	0.21%	-5.9%
VRIG	Sell	INVESCO ACTIVELY MANAGED ETFvar rate invt	$1,000,000	-81.1%	39,832	-81.2%	0.20%	-81.6%
SLQD	Sell	ISHARES TR0-5yr invt gr cp	$965,000	-2.7%	18,680	-2.4%	0.20%	-4.9%
VOO	Sell	VANGUARD INDEX FDS	$816,000	-4.0%	2,069	-4.2%	0.16%	-5.7%
TSLA	Sell	TESLA INC	$781,000	+11.7%	1,007	-2.0%	0.16%	+9.7%
SCHP	Sell	SCHWAB STRATEGIC TRus tips etf	$671,000	-13.4%	10,718	-13.6%	0.14%	-15.0%
WOOD	Sell	ISHARES TRgl timb fore etf	$661,000	-4.8%	7,774	-2.8%	0.13%	-6.3%
IWC	Sell	ISHARES TRmicro-cap etf	$657,000	-6.8%	4,554	-1.4%	0.13%	-8.9%
ESGV	Sell	VANGUARD WORLD FDesg us stk etf	$619,000	-2.2%	7,726	-2.3%	0.12%	-4.6%
NID	Sell	NUVEEN INTER DURATION MUN TE	$615,000	-32.7%	41,798	-31.5%	0.12%	-34.4%
TFI	Sell	SPDR SER TRnuveen brc munic	$577,000	-1.9%	11,192	-0.9%	0.12%	-3.3%
IEI	Sell	ISHARES TR3 7 yr treas bd	$579,000	-1.2%	4,450	-0.9%	0.12%	-3.3%
NIQ	Sell	NUVEEN INT DUR QUAL MUN TRM	$554,000	-35.7%	37,739	-34.3%	0.11%	-37.1%
BFZ	Sell	BLACKROCK CALIF MUN INCOME Tsh ben int	$481,000	-2.4%	32,610	-0.9%	0.10%	-4.9%
PEP	Sell	PEPSICO INC	$449,000	-0.2%	2,984	-1.8%	0.09%	-2.2%
JNJ	Sell	JOHNSON & JOHNSON	$450,000	-3.0%	2,789	-1.1%	0.09%	-5.2%
SCHH	Sell	SCHWAB STRATEGIC TRus reit etf	$436,000	-11.6%	9,550	-11.4%	0.09%	-13.7%
EEMX	Sell	SPDR INDEX SHS FDSmsci emr mkt etf	$435,000	-9.2%	5,823	-0.2%	0.09%	-11.1%
IWD	Sell	ISHARES TRrus 1000 val etf	$389,000	-2.5%	2,483	-1.4%	0.08%	-3.7%
FREL	Sell	FIDELITY COVINGTON TRUSTmsci rl est etf	$376,000	-1.1%	12,383	-0.7%	0.08%	-2.6%
ZTS	Sell	ZOETIS INCcl a	$371,000	+4.2%	1,910	-0.1%	0.08%	+2.7%
NAD	Sell	NUVEEN QUALITY MUNCP INCOME	$353,000	-64.5%	22,572	-63.7%	0.07%	-65.4%
DIS	Sell	DISNEY WALT CO	$342,000	-5.0%	2,023	-1.2%	0.07%	-6.8%
NXJ	Sell	NUVEEN NEW JERSEY QULT MUN F	$339,000	-47.3%	21,977	-46.7%	0.07%	-48.9%
CL	Sell	COLGATE PALMOLIVE CO	$325,000	-8.5%	4,300	-1.5%	0.07%	-9.6%
DFAE	Sell	DIMENSIONAL ETF TRUSTemgr cre eqt mng	$293,000	-12.8%	10,745	-5.3%	0.06%	-14.5%
NZF	Sell	NUVEEN MUNICIPAL CREDIT INC	$290,000	-38.8%	17,316	-37.2%	0.06%	-39.8%
MYN	Sell	BLACKROCK MUNIYIELD N Y QUAL	$288,000	-66.9%	20,850	-66.3%	0.06%	-67.8%
MMM	Sell	3M CO	$286,000	-39.7%	1,628	-31.7%	0.06%	-40.8%
MDLZ	Sell	MONDELEZ INTL INCcl a	$285,000	-8.4%	4,906	-1.6%	0.06%	-9.4%
MRK	Sell	MERCK & CO INC	$245,000	-4.7%	3,256	-1.4%	0.05%	-7.5%
EPD	Sell	ENTERPRISE PRODS PARTNERS L	$232,000	-14.4%	10,720	-4.5%	0.05%	-16.1%
VFL	Sell	DELAWARE INVTS NATL MUN INCOsh ben int	$208,000	-1.9%	14,770	-1.3%	0.04%	-4.5%
MCD	Sell	MCDONALDS CORP	$201,000	+0.5%	834	-3.8%	0.04%	0.0%
SBI	Sell	WESTERN ASSET INTER MUNI FD	$191,000	-5.4%	19,620	-5.0%	0.04%	-7.1%
BND	Sell	VANGUARD BD INDEX FDStotal bnd mrkt	$179,000	-21.8%	2,090	-21.4%	0.04%	-23.4%
FAX	Sell	ABERDEEN ASIA-PACIFIC INCOME	$180,000	-64.8%	43,462	-62.4%	0.04%	-66.0%
XOM	Sell	EXXON MOBIL CORP	$176,000	-15.0%	2,996	-8.8%	0.04%	-16.3%
PG	Sell	PROCTER AND GAMBLE CO	$176,000	-0.6%	1,261	-4.0%	0.04%	-2.7%
NAC	Sell	NUVEEN CA QUALTY MUN INCOME	$169,000	-21.0%	10,750	-20.4%	0.03%	-22.7%
PFE	Sell	PFIZER INC	$163,000	-18.1%	3,795	-25.1%	0.03%	-19.5%
CSCO	Sell	CISCO SYS INC	$154,000	-7.8%	2,821	-10.6%	0.03%	-8.8%
CVX	Sell	CHEVRON CORP NEW	$153,000	-30.8%	1,508	-28.5%	0.03%	-32.6%
BMY	Sell	BRISTOL-MYERS SQUIBB CO	$124,000	-16.8%	2,091	-6.0%	0.02%	-19.4%
VNQ	Sell	VANGUARD INDEX FDSreal estate etf	$123,000	-13.4%	1,213	-13.2%	0.02%	-13.8%
CRDF	Sell	CARDIFF ONCOLOGY INC	$100,000	-24.8%	15,000	-25.0%	0.02%	-25.9%
TDOC	Sell	TELADOC HEALTH INC	$95,000	-45.4%	748	-28.6%	0.02%	-47.2%
LQD	Sell	ISHARES TRiboxx inv cp etf	$90,000	-18.9%	673	-18.4%	0.02%	-21.7%
NXQ	Sell	NUVEEN SELECT TAX FREE INCOMsh ben int	$87,000	-65.2%	5,600	-63.0%	0.02%	-65.4%
INTC	Sell	INTEL CORP	$84,000	-22.9%	1,571	-19.0%	0.02%	-22.7%
XLU	Sell	SELECT SECTOR SPDR TRsbi int-utils	$85,000	-14.1%	1,331	-15.4%	0.02%	-15.0%
WST	Sell	WEST PHARMACEUTICAL SVSC INC	$78,000	+13.0%	184	-3.7%	0.02%	+14.3%
SBUX	Sell	STARBUCKS CORP	$76,000	-8.4%	690	-6.8%	0.02%	-11.8%
MNP	Sell	WESTERN ASSET MUN PARTNERS F	$73,000	-37.6%	4,650	-34.5%	0.02%	-37.5%
NVG	Sell	NUVEEN AMT FREE MUN CR INC F	$70,000	-65.3%	4,077	-63.9%	0.01%	-66.7%
ACWI	Sell	ISHARES TRmsci acwi etf	$65,000	-16.7%	651	-15.0%	0.01%	-18.8%
ABBV	Sell	ABBVIE INC	$48,000	-11.1%	448	-7.1%	0.01%	-9.1%
ROL	Sell	ROLLINS INC	$50,000	-13.8%	1,425	-15.7%	0.01%	-16.7%
ITW	Sell	ILLINOIS TOOL WKS INC	$46,000	-27.0%	224	-20.3%	0.01%	-30.8%
TXRH	Sell	TEXAS ROADHOUSE INC	$38,000	-24.0%	419	-19.3%	0.01%	-20.0%
ED	Sell	CONSOLIDATED EDISON INC	$34,000	-24.4%	463	-26.4%	0.01%	-22.2%
SPY	Sell	SPDR S&P 500 ETF TRput	$37,000	+37.0%	10,400	-47.7%	0.01%	+16.7%
TRP	Sell	TC ENERGY CORP	$30,000	-46.4%	630	-44.2%	0.01%	-50.0%
VO	Sell	VANGUARD INDEX FDSmid cap etf	$24,000	-25.0%	100	-25.4%	0.01%	-28.6%
TTC	Sell	TORO CO	$25,000	-56.9%	254	-51.5%	0.01%	-58.3%
NMT	Sell	NUVEEN MASSACHUSETS QLT MUN	$23,000	-62.3%	1,519	-62.2%	0.01%	-61.5%
AGNC	Sell	AGNC INVT CORP	$20,000	-33.3%	1,257	-28.5%	0.00%	-33.3%
VGT	Sell	VANGUARD WORLD FDSinf tech etf	$22,000	-31.2%	55	-31.2%	0.00%	-42.9%
BKH	Sell	BLACK HILLS CORP	$19,000	-51.3%	301	-49.9%	0.00%	-50.0%
HIO	Sell	WESTERN ASSET HIGH INCOME OP	$20,000	-70.1%	3,841	-69.9%	0.00%	-71.4%
NXR	Sell	NUVEEN SELECT TAX FREE INCOMsh ben int	$15,000	-83.0%	900	-80.9%	0.00%	-83.3%
KMB	Sell	KIMBERLY-CLARK CORP	$14,000	-33.3%	104	-32.5%	0.00%	-25.0%
CLX	Sell	CLOROX CO DEL	$12,000	-75.5%	75	-72.7%	0.00%	-80.0%
VBF	Sell	INVESCO BD FD	$9,000	-98.8%	420	-98.8%	0.00%	-98.7%
IEF	Sell	ISHARES TRbarclays 7 10 yr	$9,000	-83.6%	75	-84.2%	0.00%	-81.8%
DSI	Sell	ISHARES TRmsci kld400 soc	$11,000	0.0%	129	-3.7%	0.00%	0.0%
XLV	Sell	SELECT SECTOR SPDR TRsbi healthcare	$10,000	-61.5%	75	-63.1%	0.00%	-60.0%
TDF	Sell	TEMPLETON DRAGON FD INC	$10,000	-37.5%	552	-17.4%	0.00%	-33.3%
VTRS	Sell	VIATRIS INC	$8,000	0.0%	572	-1.4%	0.00%	0.0%
LUMN	Sell	LUMEN TECHNOLOGIES INC	$6,000	-53.8%	520	-47.3%	0.00%	-66.7%
ELAN	Sell	ELANCO ANIMAL HEALTH INC	$3,000	-57.1%	100	-50.0%	0.00%	0.0%
DD	Sell	DUPONT DE NEMOURS INC	$3,000	-57.1%	42	-53.8%	0.00%	0.0%
WMT	Sell	WALMART INC	$7,000	-56.2%	50	-55.8%	0.00%	-66.7%
DOW	Sell	DOW INC	$6,000	-40.0%	106	-31.6%	0.00%	-50.0%
CTVA	Sell	CORTEVA INC	$4,000	-42.9%	106	-31.6%	0.00%	0.0%
SESN	Sell	SESEN BIO INC	$3,000	-89.3%	4,000	-33.3%	0.00%	-83.3%
GMBL	Exit	ESPORTS ENTMT GROUP INC	$0	–	-200	-100.0%	0.00%	–
EMB	Sell	ISHARES TRjpmorgan usd emg	$2,000	-83.3%	16	-85.3%	0.00%	-100.0%
AVNS	Sell	AVANOS MED INC	$0	-100.0%	3	-92.3%	0.00%	–
BKF	Exit	ISHARES INCmsci bric indx	$0	–	-20	-100.0%	0.00%	–
APPH	Exit	APPHARVEST INC	$0	–	-60	-100.0%	0.00%	–
LAZR	Exit	LUMINAR TECHNOLOGIES INC	$0	–	-50	-100.0%	0.00%	–
WBA	Exit	WALGREENS BOOTS ALLIANCE INC	$0	–	-65	-100.0%	-0.00%	–
SPG	Exit	SIMON PPTY GROUP INC NEW	$0	–	-51	-100.0%	-0.00%	–
WRI	Exit	WEINGARTEN RLTY INVSsh ben int	$0	–	-225	-100.0%	-0.00%	–
PAIC	Exit	PETRA ACQUISITION INC	$0	–	-500	-100.0%	-0.00%	–
MLAC	Exit	MALACCA STRAITS ACQUISITION	$0	–	-500	-100.0%	-0.00%	–
GCACU	Exit	GROWTH CAP ACQUISITION CORPunit 06/01/2027	$0	–	-500	-100.0%	-0.00%	–
IDU	Exit	ISHARES TRu.s. utilits etf	$0	–	-35	-100.0%	-0.00%	–
RKT	Exit	ROCKET COS INC	$0	–	-200	-100.0%	-0.00%	–
VMAC	Exit	VISTAS MEDIA ACQUISITION CO	$0	–	-500	-100.0%	-0.00%	–
EWA	Exit	ISHARES INCmsci aust etf	$0	–	-407	-100.0%	-0.00%	–
WEN	Exit	WENDYS CO	$0	–	-502	-100.0%	-0.00%	–
EWG	Exit	ISHARES INCmsci germany etf	$0	–	-313	-100.0%	-0.00%	–
UWMC	Exit	UWM HOLDINGS CORPORATION	$0	–	-1,249	-100.0%	-0.00%	–
VFC	Exit	V F CORP	$0	–	-101	-100.0%	-0.00%	–
EWU	Exit	ISHARES TRmsci uk etf new	$0	–	-330	-100.0%	-0.00%	–
VFVA	Exit	VANGUARD WELLINGTON FDus value factr	$0	–	-130	-100.0%	-0.00%	–
PD	Exit	PAGERDUTY INC	$0	–	-500	-100.0%	-0.00%	–
NUV	Exit	NUVEEN MUN VALUE FD INC	$0	–	-1,450	-100.0%	-0.00%	–
COG	Exit	CABOT OIL & GAS CORP	$0	–	-1,165	-100.0%	-0.00%	–
KPTI	Exit	KARYOPHARM THERAPEUTICS INC	$0	–	-2,200	-100.0%	-0.01%	–
MSGN	Exit	MSG NETWORK INCcl a	$0	–	-2,000	-100.0%	-0.01%	–
PGJ	Exit	INVESCO EXCHANGE TRADED FD Tglobal drgn cn	$0	–	-800	-100.0%	-0.01%	–
BOND	Exit	PIMCO ETF TRactive bd etf	$0	–	-479	-100.0%	-0.01%	–
TDOC	Exit	TELADOC HEALTH INCput	$0	–	-800	-100.0%	-0.01%	–
GE	Exit	GENERAL ELECTRIC CO	$0	–	-4,516	-100.0%	-0.01%	–
NUAG	Exit	NUSHARES ETF TRnuveen enhnc yld	$0	–	-5,000	-100.0%	-0.03%	–
LB	Exit	L BRANDS INC	$0	–	-11,044	-100.0%	-0.16%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2021-11-04

Signatures

The EDGAR filing(s) were signed by:

Mike Mattern — CCO

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
ISHARES TR	44	Q3 2023	18.3%
SPDR S&P 500 ETF TR	44	Q3 2023	4.9%
ISHARES TR	44	Q3 2023	4.3%
NUVEEN NY DIVID ADVNTG MUN F	44	Q3 2023	7.2%
ISHARES TR	44	Q3 2023	2.2%
VANGUARD SCOTTSDALE FDS	44	Q3 2023	4.2%
ISHARES TR	44	Q3 2023	1.9%
SPDR DOW JONES INDL AVRG ETF	44	Q3 2023	2.8%
VANGUARD INTL EQUITY INDEX F	44	Q3 2023	1.8%
VANGUARD INTL EQUITY INDEX F	44	Q3 2023	1.4%

View Tortoise Investment Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Tortoise Investment Management, LLC Q3 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST	January 07, 2021	330,552	1.8%
STONE RIDGE TRUST	December 11, 2020	571,715	10.5%
Tortoise Investment Management, LLC^{Sold out}	January 09, 2019	0	0.0%
MARKET VECTORS ETF TRUST	February 13, 2015	163,919	5.3%
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND	February 13, 2015	470,295	5.1%
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2	February 13, 2015	807,057	12.4%
PowerShares Exchange-Traded Fund Trust II	February 13, 2015	105,996	5.4%
PIMCO ETF Trust	September 09, 2014	1,000	0.0%
SPDR SERIES TRUST	February 13, 2014	70,952	8.9%

View Tortoise Investment Management, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-09
13F-HR/A	2024-02-29
13F-HR	2024-02-08
13F-HR	2023-11-09
13F-HR	2023-08-07
13F-HR	2023-05-09
13F-HR	2023-02-03
13F-HR	2022-11-04
13F-HR	2022-08-03
13F-HR	2022-05-06

View Tortoise Investment Management, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export Tortoise Investment Management, LLC's holdings