$495 Million is the total value of Tortoise Investment Management, LLC's 633 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 59.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IEMG | Buy | ISHARES INCcore msci emkt | $17,778,000 | -6.7% | 287,863 | +1.2% | 3.59% | -8.7% |
| CMBS | Buy | ISHARES TRcmbs etf | $16,718,000 | +12.2% | 309,249 | +12.9% | 3.38% | +9.9% |
| JSCP | New | J P MORGAN EXCHANGE-TRADED Fshort dura core | $13,005,000 | – | 259,160 | +100.0% | 2.63% | – |
| AAPL | Buy | APPLE INC | $8,255,000 | +5.4% | 58,338 | +2.0% | 1.67% | +3.2% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $7,801,000 | -6.9% | 155,981 | +1.1% | 1.58% | -8.8% |
| JMST | Buy | J P MORGAN EXCHANGE-TRADED Fultra sht muncpl | $7,267,000 | +64.4% | 142,283 | +64.4% | 1.47% | +61.0% |
| SHYD | Buy | VANECK ETF TRUSTshrt hgh yld mun | $6,824,000 | +69.1% | 271,888 | +71.5% | 1.38% | +65.5% |
| DFAU | Buy | DIMENSIONAL ETF TRUSTus core eqt mkt | $6,627,000 | +21.4% | 219,883 | +21.7% | 1.34% | +18.9% |
| SCHC | Buy | SCHWAB STRATEGIC TRintl sceqt etf | $6,163,000 | +1.6% | 148,423 | +1.7% | 1.24% | -0.6% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $6,105,000 | -0.6% | 36,070 | +2.0% | 1.23% | -2.8% |
| DGS | Buy | WISDOMTREE TRemg mkts smcap | $6,040,000 | +13.2% | 112,945 | +15.3% | 1.22% | +10.7% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $5,795,000 | +20.4% | 70,315 | +20.8% | 1.17% | +17.8% |
| SPEM | Buy | SPDR INDEX SHS FDSportfolio emg mk | $5,390,000 | +5.6% | 126,745 | +13.0% | 1.09% | +3.4% |
| LEMB | Buy | ISHARES INCjp morgan em etf | $4,078,000 | +5.3% | 96,268 | +8.6% | 0.82% | +3.1% |
| VMBS | Buy | VANGUARD SCOTTSDALE FDSmtg-bkd secs etf | $3,608,000 | +7.0% | 67,707 | +7.2% | 0.73% | +4.7% |
| IJS | Buy | ISHARES TRsp smcp600vl etf | $3,174,000 | -3.8% | 31,532 | +0.8% | 0.64% | -5.9% |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $2,695,000 | +7.8% | 69,646 | +9.9% | 0.54% | +5.4% |
| NNY | Buy | NUVEEN N Y MUN VALUE FD | $2,407,000 | +4.5% | 240,196 | +4.9% | 0.49% | +2.1% |
| EWX | Buy | SPDR INDEX SHS FDSs&p emktsc etf | $2,226,000 | +3.2% | 37,946 | +7.9% | 0.45% | +1.1% |
| HYD | Buy | VANECK ETF TRUSThigh yld munietf | $2,224,000 | +2.8% | 35,597 | +4.7% | 0.45% | +0.7% |
| SCHE | Buy | SCHWAB STRATEGIC TRemrg mkteq etf | $2,157,000 | +21.8% | 70,764 | +31.3% | 0.44% | +19.1% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $2,074,000 | +3.0% | 9,486 | +6.1% | 0.42% | +0.7% |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $2,035,000 | +5.0% | 20,333 | +9.3% | 0.41% | +2.8% |
| EBND | Buy | SPDR SER TRblombrg brc emrg | $1,932,000 | +13.6% | 76,349 | +18.7% | 0.39% | +11.1% |
| SCHV | Buy | SCHWAB STRATEGIC TRus lcap va etf | $1,895,000 | +21.2% | 28,088 | +22.8% | 0.38% | +18.6% |
| HD | Buy | HOME DEPOT INC | $1,703,000 | +10.3% | 5,188 | +7.1% | 0.34% | +7.8% |
| PZT | Buy | INVESCO EXCH TRADED FD TR IIny amt fre mun | $1,572,000 | +17.6% | 60,466 | +19.2% | 0.32% | +15.2% |
| EEMV | Buy | ISHARES INCmsci emerg mrkt | $1,418,000 | -1.9% | 22,626 | +0.4% | 0.29% | -4.0% |
| EDD | Buy | MORGAN STANLEY EMERGING MKTS | $1,393,000 | +126.9% | 238,142 | +137.5% | 0.28% | +121.3% |
| DFAI | Buy | DIMENSIONAL ETF TRUSTintl core eqt mk | $1,277,000 | +23.6% | 44,162 | +24.9% | 0.26% | +21.1% |
| SPDW | Buy | SPDR INDEX SHS FDSportfolio devlpd | $1,273,000 | +25.0% | 35,169 | +27.1% | 0.26% | +22.4% |
| New | DIMENSIONAL ETF TRUSTworld ex us core | $1,133,000 | – | 43,798 | +100.0% | 0.23% | – | |
| HYMB | Buy | SPDR SER TRnuveen bbg brcly | $1,098,000 | +29.3% | 18,317 | +31.2% | 0.22% | +26.9% |
| NUW | Buy | NUVEEN AMT-FREE MUN VALUE FD | $1,025,000 | +115.3% | 60,139 | +118.5% | 0.21% | +111.2% |
| COST | Buy | COSTCO WHSL CORP NEW | $905,000 | +29.3% | 2,014 | +13.8% | 0.18% | +27.1% |
| VV | Buy | VANGUARD INDEX FDSlarge cap etf | $851,000 | +20.4% | 4,234 | +20.3% | 0.17% | +17.8% |
| AVDV | Buy | AMERICAN CENTY ETF TRintl smcp vlu | $726,000 | +63.1% | 11,233 | +63.4% | 0.15% | +59.8% |
| MLN | Buy | VANECK ETF TRUSTlong muni etf | $701,000 | +1.3% | 32,583 | +3.2% | 0.14% | -0.7% |
| AMZN | Buy | AMAZON COM INC | $696,000 | +4.8% | 212 | +9.8% | 0.14% | +2.9% |
| JPM | Buy | JPMORGAN CHASE & CO | $669,000 | +5.5% | 4,085 | +0.2% | 0.14% | +3.1% |
| TOTL | Buy | SSGA ACTIVE ETF TRspdr tr tactic | $652,000 | +7.4% | 13,491 | +7.7% | 0.13% | +5.6% |
| New | BATH & BODY WORKS INC | $627,000 | – | 9,944 | +100.0% | 0.13% | – | |
| AVUS | Buy | AMERICAN CENTY ETF TRus eqt etf | $575,000 | +784.6% | 7,800 | +791.4% | 0.12% | +792.3% |
| AVUV | Buy | AMERICAN CENTY ETF TRus sml cp valu | $567,000 | +478.6% | 7,497 | +481.2% | 0.12% | +475.0% |
| V | Buy | VISA INC | $549,000 | +27.7% | 2,465 | +34.0% | 0.11% | +24.7% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $519,000 | +37.3% | 194 | +25.2% | 0.10% | +34.6% |
| NYF | Buy | ISHARES TRnew york mun etf | $432,000 | -0.2% | 7,463 | +0.7% | 0.09% | -2.2% |
| AVEM | Buy | AMERICAN CENTY ETF TRavantis emgmkt | $375,000 | +202.4% | 5,810 | +226.4% | 0.08% | +192.3% |
| FB | Buy | FACEBOOK INCcl a | $370,000 | +1.1% | 1,089 | +3.3% | 0.08% | -1.3% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $338,000 | -1.5% | 2,436 | +4.0% | 0.07% | -4.2% |
| New | DOMA HOLDINGS INC | $318,000 | – | 43,000 | +100.0% | 0.06% | – | |
| ACN | Buy | ACCENTURE PLC IRELAND | $318,000 | +37.7% | 994 | +26.8% | 0.06% | +33.3% |
| AXP | Buy | AMERICAN EXPRESS CO | $240,000 | +3.4% | 1,435 | +2.1% | 0.05% | 0.0% |
| DFAS | Buy | DIMENSIONAL ETF TRUSTus small cap etf | $238,000 | +36.0% | 4,140 | +38.5% | 0.05% | +33.3% |
| LNT | Buy | ALLIANT ENERGY CORP | $235,000 | +47.8% | 4,195 | +47.5% | 0.05% | +42.4% |
| KMI | Buy | KINDER MORGAN INC DEL | $221,000 | -7.9% | 13,188 | +0.2% | 0.04% | -10.0% |
| T | Buy | AT&T INC | $209,000 | +2.5% | 7,733 | +9.1% | 0.04% | 0.0% |
| New | VICTORIAS SECRET AND CO | $178,000 | – | 3,217 | +100.0% | 0.04% | – | |
| New | HIPPO HLDGS INC | $180,000 | – | 38,407 | +100.0% | 0.04% | – | |
| VSGX | Buy | VANGUARD WORLD FDesg intl stk etf | $171,000 | -3.4% | 2,775 | +0.5% | 0.04% | -5.4% |
| ESGE | Buy | ISHARES INCesg awr msci em | $160,000 | +3100.0% | 3,850 | +3566.7% | 0.03% | +3100.0% |
| RLMD | Buy | RELMADA THERAPEUTICS INC | $145,000 | +4.3% | 5,531 | +27.6% | 0.03% | 0.0% |
| BLK | Buy | BLACKROCK INC | $104,000 | +511.8% | 124 | +520.0% | 0.02% | +425.0% |
| INFO | New | IHS MARKIT LTD | $93,000 | – | 800 | +100.0% | 0.02% | – |
| ADI | Buy | ANALOG DEVICES INC | $82,000 | +485.7% | 487 | +479.8% | 0.02% | +466.7% |
| NEE | Buy | NEXTERA ENERGY INC | $86,000 | +11.7% | 1,093 | +4.3% | 0.02% | +6.2% |
| APD | Buy | AIR PRODS & CHEMS INC | $83,000 | -1.2% | 323 | +10.2% | 0.02% | 0.0% |
| ABT | Buy | ABBOTT LABS | $85,000 | +26.9% | 718 | +24.2% | 0.02% | +21.4% |
| ANSS | Buy | ANSYS INC | $80,000 | +566.7% | 235 | +571.4% | 0.02% | +700.0% |
| REGN | Buy | REGENERON PHARMACEUTICALS | $73,000 | +563.6% | 120 | +500.0% | 0.02% | +650.0% |
| TMUS | Buy | T-MOBILE US INC | $72,000 | +1100.0% | 564 | +1346.2% | 0.02% | +1400.0% |
| AVTR | New | AVANTOR INC | $72,000 | – | 1,750 | +100.0% | 0.02% | – |
| USXF | New | ISHARES TResg msci usa etf | $71,000 | – | 1,975 | +100.0% | 0.01% | – |
| ESML | Buy | ISHARES TResg aware msci | $69,000 | +15.0% | 1,770 | +20.0% | 0.01% | +16.7% |
| New | GENERAL ELECTRIC CO | $58,000 | – | 562 | +100.0% | 0.01% | – | |
| TRU | New | TRANSUNION | $59,000 | – | 529 | +100.0% | 0.01% | – |
| TJX | New | TJX COS INC NEW | $55,000 | – | 831 | +100.0% | 0.01% | – |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $51,000 | +34.2% | 500 | +25.0% | 0.01% | +25.0% |
| OLED | New | UNIVERSAL DISPLAY CORP | $51,000 | – | 300 | +100.0% | 0.01% | – |
| ROKU | Buy | ROKU INC | $50,000 | -16.7% | 160 | +23.1% | 0.01% | -16.7% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $44,000 | +15.8% | 117 | +17.0% | 0.01% | +12.5% |
| AVMU | New | AMERICAN CENTY ETF TRcore muni fxd in | $40,000 | – | 800 | +100.0% | 0.01% | – |
| PYPL | Buy | PAYPAL HLDGS INC | $38,000 | +100.0% | 145 | +123.1% | 0.01% | +100.0% |
| FSLY | New | FASTLY INCcl a | $36,000 | – | 900 | +100.0% | 0.01% | – |
| APTV | New | APTIV PLC | $37,000 | – | 250 | +100.0% | 0.01% | – |
| C | Buy | CITIGROUP INC | $30,000 | 0.0% | 426 | +1.2% | 0.01% | 0.0% |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC | $29,000 | +45.0% | 2,254 | +21.6% | 0.01% | +50.0% |
| OKE | Buy | ONEOK INC NEW | $28,000 | +7.7% | 476 | +1.7% | 0.01% | +20.0% |
| AGG | Buy | ISHARES TRcore us aggbd et | $28,000 | 0.0% | 240 | +0.4% | 0.01% | 0.0% |
| MSGE | New | MADISON SQUARE GRDN ENTERTNMcl a | $25,000 | – | 344 | +100.0% | 0.01% | – |
| VGIT | New | VANGUARD SCOTTSDALE FDSinter term treas | $26,000 | – | 381 | +100.0% | 0.01% | – |
| DTM | New | DT MIDSTREAM INC | $23,000 | – | 493 | +100.0% | 0.01% | – |
| NVDA | Buy | NVIDIA CORPORATION | $24,000 | +84.6% | 114 | +612.5% | 0.01% | +66.7% |
| SOR | New | SOURCE CAP INC | $24,000 | – | 531 | +100.0% | 0.01% | – |
| AVDE | New | AMERICAN CENTY ETF TRintl eqt etf | $19,000 | – | 305 | +100.0% | 0.00% | – |
| MRNA | Buy | MODERNA INC | $19,000 | +171.4% | 50 | +66.7% | 0.00% | +300.0% |
| DBX | New | DROPBOX INCcl a | $15,000 | – | 500 | +100.0% | 0.00% | – |
| ETN | Buy | EATON CORP PLC | $17,000 | +70.0% | 112 | +60.0% | 0.00% | +50.0% |
| AAPL | Buy | APPLE INCput | $8,000 | +60.0% | 2,300 | +43.8% | 0.00% | +100.0% |
| CLF | New | CLEVELAND-CLIFFS INC NEW | $8,000 | – | 400 | +100.0% | 0.00% | – |
| CRVS | New | CORVUS PHARMACEUTICALS INC | $8,000 | – | 1,705 | +100.0% | 0.00% | – |
| New | ENOVIX CORPORATION | $8,000 | – | 400 | +100.0% | 0.00% | – | |
| MSFT | Buy | MICROSOFT CORPput | $12,000 | +100.0% | 2,200 | +46.7% | 0.00% | +100.0% |
| SOFI | New | SOFI TECHNOLOGIES INC | $8,000 | – | 500 | +100.0% | 0.00% | – |
| VWOB | New | VANGUARD WHITEHALL FDSemerg mkt bd etf | $10,000 | – | 133 | +100.0% | 0.00% | – |
| VLDR | New | VELODYNE LIDAR INC | $9,000 | – | 1,500 | +100.0% | 0.00% | – |
| OCGN | New | OCUGEN INC | $4,000 | – | 500 | +100.0% | 0.00% | – |
| USFD | New | US FOODS HLDG CORP | $4,000 | – | 125 | +100.0% | 0.00% | – |
| NVAX | New | NOVAVAX INC | $5,000 | – | 25 | +100.0% | 0.00% | – |
| BNDX | Buy | VANGUARD CHARLOTTE FDStotal int bd etf | $4,000 | 0.0% | 63 | +1.6% | 0.00% | 0.0% |
| LWLG | New | LIGHTWAVE LOGIC INC | $5,000 | – | 485 | +100.0% | 0.00% | – |
| KIM | New | KIMCO RLTY CORP | $7,000 | – | 316 | +100.0% | 0.00% | – |
| HD | Buy | HOME DEPOT INCput | $5,000 | +66.7% | 1,100 | +83.3% | 0.00% | 0.0% |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $7,000 | 0.0% | 49 | +4.3% | 0.00% | 0.0% |
| FCX | New | FREEPORT-MCMORAN INCcl b | $7,000 | – | 200 | +100.0% | 0.00% | – |
| F | New | FORD MTR CO DEL | $3,000 | – | 200 | +100.0% | 0.00% | – |
| DKNG | New | DRAFTKINGS INC | $3,000 | – | 72 | +100.0% | 0.00% | – |
| DOV | New | DOVER CORP | $5,000 | – | 30 | +100.0% | 0.00% | – |
| COST | New | COSTCO WHSL CORP NEWput | $3,000 | – | 300 | +100.0% | 0.00% | – |
| YETI | New | YETI HLDGS INC | $5,000 | – | 63 | +100.0% | 0.00% | – |
| AI | New | C3 AI INCcl a | $4,000 | – | 80 | +100.0% | 0.00% | – |
| EOCWU | New | ELLIOTT OPPORTUNITY II CORPunit 99/99/9999 | $5,000 | – | 500 | +100.0% | 0.00% | – |
| WTER | New | ALKALINE WTR CO INC | $5,000 | – | 3,000 | +100.0% | 0.00% | – |
| SYF | Buy | SYNCHRONY FINANCIAL | $3,000 | +200.0% | 70 | +250.0% | 0.00% | – |
| LUV | New | SOUTHWEST AIRLS CO | $5,000 | – | 100 | +100.0% | 0.00% | – |
| TER | Buy | TERADYNE INC | $5,000 | 0.0% | 50 | +25.0% | 0.00% | 0.0% |
| RPTX | New | REPARE THERAPEUTICS INC | $6,000 | – | 210 | +100.0% | 0.00% | – |
| TRMR | New | TREMOR INTL LTDads | $4,000 | – | 200 | +100.0% | 0.00% | – |
| TRIP | New | TRIPADVISOR INC | $3,000 | – | 100 | +100.0% | 0.00% | – |
| ZTS | New | ZOETIS INCput | $2,000 | – | 300 | +100.0% | 0.00% | – |
| HVBT | New | HIVE BLOCKCHAIN TECHNLGIES L | $1,000 | – | 250 | +100.0% | 0.00% | – |
| New | WARBY PARKER INC | $2,000 | – | 30 | +100.0% | 0.00% | – | |
| SPCE | New | VIRGIN GALACTIC HOLDINGS INC | $2,000 | – | 80 | +100.0% | 0.00% | – |
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $1,000 | 0.0% | 23 | +9.5% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-04
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 44 | Q3 2023 | 18.3% |
| SPDR S&P 500 ETF TR | 44 | Q3 2023 | 4.9% |
| ISHARES TR | 44 | Q3 2023 | 4.3% |
| NUVEEN NY DIVID ADVNTG MUN F | 44 | Q3 2023 | 7.2% |
| ISHARES TR | 44 | Q3 2023 | 2.2% |
| VANGUARD SCOTTSDALE FDS | 44 | Q3 2023 | 4.2% |
| ISHARES TR | 44 | Q3 2023 | 1.9% |
| SPDR DOW JONES INDL AVRG ETF | 44 | Q3 2023 | 2.8% |
| VANGUARD INTL EQUITY INDEX F | 44 | Q3 2023 | 1.8% |
| VANGUARD INTL EQUITY INDEX F | 44 | Q3 2023 | 1.4% |
View Tortoise Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST | January 07, 2021 | 330,552 | 1.8% |
| STONE RIDGE TRUST | December 11, 2020 | 571,715 | 10.5% |
| Tortoise Investment Management, LLCSold out | January 09, 2019 | 0 | 0.0% |
| MARKET VECTORS ETF TRUST | February 13, 2015 | 163,919 | 5.3% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND | February 13, 2015 | 470,295 | 5.1% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | February 13, 2015 | 807,057 | 12.4% |
| PowerShares Exchange-Traded Fund Trust II | February 13, 2015 | 105,996 | 5.4% |
| PIMCO ETF Trust | September 09, 2014 | 1,000 | 0.0% |
| SPDR SERIES TRUST | February 13, 2014 | 70,952 | 8.9% |
View Tortoise Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR/A | 2024-02-29 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-06 |
View Tortoise Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.