$455 Million is the total value of Tortoise Investment Management, LLC's 597 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 21.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Sell | ISHARES TRcore s&p500 etf | $65,295,000 | +2.7% | 164,133 | -3.1% | 14.34% | -1.1% |
| MBB | Sell | ISHARES TRmbs etf | $31,364,000 | -13.9% | 289,286 | -12.6% | 6.89% | -17.1% |
| IEMG | Sell | ISHARES INCcore msci emkt | $18,609,000 | +1.2% | 289,137 | -2.5% | 4.09% | -2.6% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $15,612,000 | -3.0% | 39,391 | -8.5% | 3.43% | -6.6% |
| ITOT | Sell | ISHARES TRcore s&p ttl stk | $13,996,000 | +6.2% | 152,791 | -0.0% | 3.08% | +2.3% |
| IWB | Sell | ISHARES TRrus 1000 etf | $12,035,000 | +2.6% | 53,770 | -2.9% | 2.64% | -1.2% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $6,715,000 | +5.7% | 32,488 | -0.4% | 1.48% | +1.9% |
| VSS | Sell | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $6,480,000 | +3.5% | 50,482 | -1.8% | 1.42% | -0.3% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $5,856,000 | +8.8% | 44,545 | -1.6% | 1.29% | +4.8% |
| VRIG | Sell | INVESCO ACTIVELY MANAGED ETFvar rate invt | $5,758,000 | -30.3% | 229,686 | -30.5% | 1.26% | -32.9% |
| VEA | Sell | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $5,730,000 | -0.7% | 116,678 | -4.6% | 1.26% | -4.3% |
| IXUS | Sell | ISHARES TRcore msci total | $5,547,000 | +0.9% | 78,933 | -3.5% | 1.22% | -2.7% |
| NAN | Sell | NUVEEN NEW YORK QLT MUN INC | $4,941,000 | -5.6% | 346,763 | -6.2% | 1.08% | -9.1% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $4,653,000 | +7.9% | 18,213 | -2.1% | 1.02% | +4.0% |
| IVE | Sell | ISHARES TRs&p 500 val etf | $4,520,000 | +2.2% | 32,000 | -7.4% | 0.99% | -1.6% |
| DIA | Sell | SPDR DOW JONES INDL AVERAGEut ser 1 | $4,377,000 | -4.3% | 13,255 | -11.4% | 0.96% | -7.8% |
| JMST | Sell | J P MORGAN EXCHANGE-TRADED Fultra sht muncpl | $3,508,000 | -30.6% | 68,735 | -30.6% | 0.77% | -33.1% |
| VTN | Sell | INVESCO TR INVT GRADE NEW YO | $3,501,000 | -3.0% | 267,054 | -3.4% | 0.77% | -6.6% |
| NRK | Sell | NUVEEN NEW YORK AMT QLT MUNI | $3,239,000 | -3.3% | 237,273 | -4.2% | 0.71% | -6.8% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $3,153,000 | +19.6% | 31,297 | -3.5% | 0.69% | +15.3% |
| VT | Sell | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $2,594,000 | +3.6% | 26,665 | -1.4% | 0.57% | -0.2% |
| JPST | Sell | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $2,577,000 | -17.3% | 50,769 | -17.3% | 0.57% | -20.4% |
| SCHF | Sell | SCHWAB STRATEGIC TRintl eqty etf | $2,498,000 | +4.4% | 66,399 | -0.1% | 0.55% | +0.5% |
| NXN | Sell | NUVEEN N Y SELECT TAX FREE Ish ben int | $2,423,000 | -9.9% | 167,117 | -11.9% | 0.53% | -13.2% |
| EWX | Sell | SPDR INDEX SHS FDSs&p emktsc etf | $1,955,000 | +5.3% | 35,294 | -1.9% | 0.43% | +1.2% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $1,914,000 | +9.1% | 8,940 | -0.8% | 0.42% | +5.0% |
| HD | Sell | HOME DEPOT INC | $1,604,000 | +13.7% | 5,255 | -1.1% | 0.35% | +9.3% |
| SCHP | Sell | SCHWAB STRATEGIC TRus tips etf | $1,594,000 | -36.5% | 26,059 | -35.5% | 0.35% | -38.8% |
| EFA | Sell | ISHARES TRmsci eafe etf | $1,562,000 | +3.9% | 20,593 | -0.1% | 0.34% | 0.0% |
| EEMV | Sell | ISHARES INCmsci emerg mrkt | $1,437,000 | +0.4% | 22,756 | -2.9% | 0.32% | -3.1% |
| OEF | Sell | ISHARES TRs&p 100 etf | $1,425,000 | +3.5% | 7,923 | -1.2% | 0.31% | -0.3% |
| STIP | Sell | ISHARES TR0-5 yr tips etf | $1,323,000 | -41.1% | 12,510 | -41.9% | 0.29% | -43.3% |
| DLS | Sell | WISDOMTREE TRintl smcap div | $1,282,000 | +3.7% | 17,744 | -2.2% | 0.28% | 0.0% |
| NMY | Sell | NUVEEN MARYLAND QLT MUN INC | $1,243,000 | -1.3% | 87,801 | -1.7% | 0.27% | -4.9% |
| NID | Sell | NUVEEN INTER DURATION MUN TE | $1,218,000 | +0.7% | 85,273 | -2.1% | 0.27% | -2.9% |
| VTEB | Sell | VANGUARD MUN BD FDStax exempt bd | $1,146,000 | -16.8% | 20,977 | -16.0% | 0.25% | -19.7% |
| JQC | Sell | NUVEEN CR STRATEGIES INCOME | $1,126,000 | -81.8% | 173,160 | -82.3% | 0.25% | -82.5% |
| FAX | Sell | ABERDEEN ASIA-PACIFIC INCOME | $1,121,000 | -80.6% | 274,197 | -78.9% | 0.25% | -81.4% |
| NXR | Sell | NUVEEN SELECT TAX FREE INCOMsh ben int | $1,067,000 | -7.5% | 63,405 | -3.9% | 0.23% | -11.0% |
| SHV | Sell | ISHARES TRshort treas bd | $1,056,000 | -2.3% | 9,555 | -2.3% | 0.23% | -6.1% |
| SLQD | Sell | ISHARES TR0-5yr invt gr cp | $983,000 | -34.0% | 18,992 | -33.4% | 0.22% | -36.5% |
| NIQ | Sell | NUVEEN INT DUR QUAL MUN TRM | $958,000 | -2.7% | 65,351 | -2.2% | 0.21% | -6.7% |
| MYN | Sell | BLACKROCK MUNIYIELD N Y QUAL | $946,000 | -1.7% | 70,350 | -2.8% | 0.21% | -5.0% |
| JPM | Sell | JPMORGAN CHASE & CO | $746,000 | +17.7% | 4,902 | -1.7% | 0.16% | +13.1% |
| LB | Sell | L BRANDS INC | $742,000 | +61.0% | 12,000 | -3.2% | 0.16% | +55.2% |
| IWC | Sell | ISHARES TRmicro-cap etf | $691,000 | +15.4% | 4,701 | -6.8% | 0.15% | +10.9% |
| TSLA | Sell | TESLA INC | $688,000 | -11.3% | 1,030 | -6.4% | 0.15% | -14.7% |
| WOOD | Sell | ISHARES TRgl timb fore etf | $682,000 | +1.5% | 7,999 | -5.2% | 0.15% | -2.0% |
| MLN | Sell | VANECK VECTORS ETF TRlong muni etf | $611,000 | -23.0% | 28,583 | -21.9% | 0.13% | -26.0% |
| NXQ | Sell | NUVEEN SELECT TAX FREE INCOMsh ben int | $594,000 | -70.8% | 36,961 | -71.1% | 0.13% | -72.0% |
| MMM | Sell | 3M CO | $594,000 | +9.2% | 3,085 | -0.8% | 0.13% | +4.8% |
| TFI | Sell | SPDR SER TRnuveen brc munic | $587,000 | -2.3% | 11,372 | -0.6% | 0.13% | -5.8% |
| IEI | Sell | ISHARES TR3 7 yr treas bd | $583,000 | -6.0% | 4,490 | -3.6% | 0.13% | -9.2% |
| SRLN | Sell | SSGA ACTIVE ETF TRblackstone senr | $559,000 | -2.8% | 12,231 | -2.9% | 0.12% | -6.1% |
| SCHO | Sell | SCHWAB STRATEGIC TRsht tm us tres | $463,000 | -18.9% | 9,026 | -18.8% | 0.10% | -21.5% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $350,000 | -4.4% | 169 | -19.1% | 0.08% | -7.2% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $309,000 | -7.2% | 150 | -21.1% | 0.07% | -10.5% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $267,000 | -1.1% | 4,567 | -1.1% | 0.06% | -4.8% |
| ESBA | Sell | EMPIRE ST RLTY OP L Punit ltd prtnsp | $239,000 | +11.7% | 21,599 | -7.6% | 0.05% | +8.2% |
| KMI | Sell | KINDER MORGAN INC DEL | $225,000 | +17.8% | 13,520 | -3.3% | 0.05% | +11.4% |
| TDOC | Sell | TELADOC HEALTH INC | $218,000 | -31.9% | 1,198 | -25.0% | 0.05% | -34.2% |
| FB | Sell | FACEBOOK INCcl a | $216,000 | +7.5% | 733 | -0.5% | 0.05% | +2.2% |
| SHM | Sell | SPDR SER TRnuveen blmbrg sr | $207,000 | -1.9% | 4,180 | -1.4% | 0.04% | -6.2% |
| IT | Sell | GARTNER INC | $132,000 | 0.0% | 721 | -12.2% | 0.03% | -3.3% |
| VTIP | Sell | VANGUARD MALVERN FDSstrm infproidx | $132,000 | -23.7% | 2,570 | -24.0% | 0.03% | -25.6% |
| NMT | Sell | NUVEEN MASSACHUSETS QLT MUN | $98,000 | -11.7% | 6,822 | -10.5% | 0.02% | -12.0% |
| SBUX | Sell | STARBUCKS CORP | $81,000 | -4.7% | 740 | -6.3% | 0.02% | -5.3% |
| ACWI | Sell | ISHARES TRmsci acwi etf | $80,000 | -1.2% | 838 | -6.2% | 0.02% | 0.0% |
| TWTR | Sell | TWITTER INC | $84,000 | -32.8% | 1,315 | -42.8% | 0.02% | -37.9% |
| SPSB | Sell | SPDR SER TRportfolio short | $55,000 | -65.0% | 1,750 | -65.1% | 0.01% | -66.7% |
| TDOC | Sell | TELADOC HEALTH INCput | $51,000 | +1175.0% | 800 | -52.9% | 0.01% | +1000.0% |
| NFLX | Sell | NETFLIX INC | $41,000 | -57.3% | 78 | -56.2% | 0.01% | -59.1% |
| FXH | Sell | FIRST TR EXCHANGE TRADED FDhlth care alph | $31,000 | -13.9% | 288 | -14.0% | 0.01% | -12.5% |
| FDN | Sell | FIRST TR EXCHANGE-TRADED FDdj internt idx | $27,000 | -15.6% | 125 | -16.7% | 0.01% | -14.3% |
| GLD | Sell | SPDR GOLD TR | $24,000 | -25.0% | 150 | -16.7% | 0.01% | -28.6% |
| KHC | Sell | KRAFT HEINZ CO | $16,000 | -11.1% | 407 | -19.7% | 0.00% | 0.0% |
| NUV | Sell | NUVEEN MUN VALUE FD INC | $16,000 | -87.0% | 1,450 | -86.9% | 0.00% | -85.7% |
| SESN | Sell | SESEN BIO INC | $15,000 | +66.7% | 5,600 | -20.0% | 0.00% | +50.0% |
| NXC | Sell | NUVEEN CALIF SELECT TAX FREEsh ben int | $13,000 | -43.5% | 800 | -42.9% | 0.00% | -40.0% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $11,000 | -31.2% | 25 | -28.6% | 0.00% | -50.0% |
| ESGE | Sell | ISHARES INCesg awr msci em | $4,000 | 0.0% | 100 | -4.8% | 0.00% | 0.0% |
| MRNA | Sell | MODERNA INC | $6,000 | -66.7% | 45 | -73.8% | 0.00% | -75.0% |
| RKT | Sell | ROCKET COS INC | $5,000 | -37.5% | 200 | -50.0% | 0.00% | -50.0% |
| TER | Sell | TERADYNE INC | $5,000 | -58.3% | 40 | -60.0% | 0.00% | -66.7% |
| AIGWS | Exit | AMERICAN INTL GROUP INC*w exp 01/19/202 | $0 | – | -2 | -100.0% | 0.00% | – |
| APA | Exit | APACHE CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| TWTR | Exit | TWITTER INCput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| BMYRT | Exit | BRISTOL-MYERS SQUIBB COright 99/99/9999 | $0 | – | -55 | -100.0% | 0.00% | – |
| KSS | Exit | KOHLS CORP | $0 | – | -100 | -100.0% | -0.00% | – |
| XLP | Exit | SELECT SECTOR SPDR TRsbi cons stpls | $0 | – | -64 | -100.0% | -0.00% | – |
| TMHC | Exit | TAYLOR MORRISON HOME CORP | $0 | – | -100 | -100.0% | -0.00% | – |
| NXPI | Exit | NXP SEMICONDUCTORS N V | $0 | – | -40 | -100.0% | -0.00% | – |
| TIF | Exit | TIFFANY & CO NEW | $0 | – | -95 | -100.0% | -0.00% | – |
| LMND | Exit | LEMONADE INC | $0 | – | -100 | -100.0% | -0.00% | – |
| SLG | Exit | SL GREEN RLTY CORP | $0 | – | -209 | -100.0% | -0.00% | – |
| DGX | Exit | QUEST DIAGNOSTICS INC | $0 | – | -100 | -100.0% | -0.00% | – |
| WYND | Exit | WYNDHAM DESTINATIONS INC | $0 | – | -480 | -100.0% | -0.01% | – |
| DEM | Exit | WISDOMTREE TRemer mkt high fd | $0 | – | -700 | -100.0% | -0.01% | – |
| QEFA | Exit | SPDR INDEX SHS FDSmsci eafe fs etf | $0 | – | -435 | -100.0% | -0.01% | – |
| NJV | Exit | NUVEEN NEW JERSEY MUN VALUE | $0 | – | -3,070 | -100.0% | -0.01% | – |
| FCEL | Exit | FUELCELL ENERGY INC | $0 | – | -4,000 | -100.0% | -0.01% | – |
| VRP | Exit | INVESCO EXCH TRADED FD TR IIvar rate pfd | $0 | – | -2,327 | -100.0% | -0.01% | – |
| RTN | Exit | RAYTHEON TECHNOLOGIES CORP | $0 | – | -1,077 | -100.0% | -0.02% | – |
| TIP | Exit | ISHARES TRtips bd etf | $0 | – | -909 | -100.0% | -0.03% | – |
| NCB | Exit | NUVEEN CALIF MUNICPAL VALUE | $0 | – | -19,800 | -100.0% | -0.07% | – |
| QEMM | Exit | SPDR INDEX SHS FDSmsci emr mkt etf | $0 | – | -5,845 | -100.0% | -0.10% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-05
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 44 | Q3 2023 | 18.3% |
| SPDR S&P 500 ETF TR | 44 | Q3 2023 | 4.9% |
| ISHARES TR | 44 | Q3 2023 | 4.3% |
| NUVEEN NY DIVID ADVNTG MUN F | 44 | Q3 2023 | 7.2% |
| ISHARES TR | 44 | Q3 2023 | 2.2% |
| VANGUARD SCOTTSDALE FDS | 44 | Q3 2023 | 4.2% |
| ISHARES TR | 44 | Q3 2023 | 1.9% |
| SPDR DOW JONES INDL AVRG ETF | 44 | Q3 2023 | 2.8% |
| VANGUARD INTL EQUITY INDEX F | 44 | Q3 2023 | 1.8% |
| VANGUARD INTL EQUITY INDEX F | 44 | Q3 2023 | 1.4% |
View Tortoise Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST | January 07, 2021 | 330,552 | 1.8% |
| STONE RIDGE TRUST | December 11, 2020 | 571,715 | 10.5% |
| Tortoise Investment Management, LLCSold out | January 09, 2019 | 0 | 0.0% |
| MARKET VECTORS ETF TRUST | February 13, 2015 | 163,919 | 5.3% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND | February 13, 2015 | 470,295 | 5.1% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | February 13, 2015 | 807,057 | 12.4% |
| PowerShares Exchange-Traded Fund Trust II | February 13, 2015 | 105,996 | 5.4% |
| PIMCO ETF Trust | September 09, 2014 | 1,000 | 0.0% |
| SPDR SERIES TRUST | February 13, 2014 | 70,952 | 8.9% |
View Tortoise Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR/A | 2024-02-29 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-06 |
View Tortoise Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.