$455 Million is the total value of Tortoise Investment Management, LLC's 597 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 66.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BAB | Buy | INVESCO EXCH TRADED FD TR IItaxable mun bd | $23,864,000 | +4.9% | 745,037 | +9.7% | 5.24% | +1.0% |
| IEFA | Buy | ISHARES TRcore msci eafe | $10,024,000 | +12.7% | 139,124 | +8.0% | 2.20% | +8.5% |
| CMBS | New | ISHARES TRcmbs etf | $9,493,000 | – | 176,253 | +100.0% | 2.09% | – |
| IUSV | Buy | ISHARES TRcore s&p us vlu | $8,244,000 | +28.7% | 119,648 | +16.1% | 1.81% | +24.0% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $8,094,000 | +5.4% | 155,510 | +1.4% | 1.78% | +1.5% |
| AAPL | Buy | APPLE INC | $7,011,000 | -7.9% | 57,397 | +0.0% | 1.54% | -11.3% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $6,891,000 | +23.0% | 63,492 | +4.2% | 1.51% | +18.5% |
| MUB | Buy | ISHARES TRnational mun etf | $6,817,000 | +26.4% | 58,743 | +27.6% | 1.50% | +21.8% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $6,354,000 | +17.7% | 66,162 | +11.5% | 1.40% | +13.4% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $5,837,000 | +16.8% | 35,248 | +0.3% | 1.28% | +12.6% |
| SCHC | Buy | SCHWAB STRATEGIC TRintl sceqt etf | $5,693,000 | +9.8% | 144,413 | +4.8% | 1.25% | +5.7% |
| SPEM | Buy | SPDR INDEX SHS FDSportfolio emg mk | $4,730,000 | +11.3% | 108,048 | +7.2% | 1.04% | +7.2% |
| DGS | Buy | WISDOMTREE TRemg mkts smcap | $4,492,000 | +25.3% | 87,574 | +16.6% | 0.99% | +20.8% |
| VMBS | New | VANGUARD SCOTTSDALE FDSmortg-back sec | $3,848,000 | – | 72,105 | +100.0% | 0.84% | – |
| DFAU | Buy | DIMENSIONAL ETF TRUSTus core eqt mkt | $3,208,000 | +160.8% | 113,855 | +143.3% | 0.70% | +150.9% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $3,123,000 | +4.3% | 51,472 | +0.3% | 0.69% | +0.4% |
| PZA | Buy | INVESCO EXCH TRADED FD TR IInatl amt muni | $2,388,000 | +12.6% | 89,255 | +14.1% | 0.52% | +8.5% |
| SLYV | Buy | SPDR SER TRs&p 600 smcp val | $2,334,000 | +33.4% | 28,462 | +7.7% | 0.51% | +28.6% |
| HYD | Buy | VANECK VECTORS ETF TRhigh yld mun etf | $2,113,000 | +117.4% | 33,997 | +115.1% | 0.46% | +109.0% |
| MSFT | Buy | MICROSOFT CORP | $2,025,000 | +20.0% | 8,589 | +13.2% | 0.44% | +15.6% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $1,983,000 | +7.1% | 24,033 | +8.1% | 0.44% | +3.3% |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $1,880,000 | +15.2% | 18,863 | +2.9% | 0.41% | +11.0% |
| SHYD | Buy | VANECK VECTORS ETF TRshrt hgh yld mun | $1,867,000 | +6.6% | 74,602 | +5.6% | 0.41% | +2.5% |
| SCHE | Buy | SCHWAB STRATEGIC TRemrg mkteq etf | $1,824,000 | +15.5% | 57,399 | +11.4% | 0.40% | +11.4% |
| NCA | Buy | NUVEEN CALIFORNIA MUNI VLU F | $1,629,000 | +33.6% | 159,361 | +41.2% | 0.36% | +28.8% |
| SCHV | Buy | SCHWAB STRATEGIC TRus lcap va etf | $1,319,000 | +10.5% | 20,206 | +0.8% | 0.29% | +6.6% |
| NYV | Buy | NUVEEN NEW YORK MUN VALUE FD | $1,284,000 | +63.8% | 87,438 | +65.3% | 0.28% | +57.5% |
| LEMB | New | ISHARES INCjp morgan em etf | $1,271,000 | – | 29,853 | +100.0% | 0.28% | – |
| IWM | Buy | ISHARES TRrussell 2000 etf | $1,268,000 | +16.2% | 5,740 | +3.1% | 0.28% | +12.0% |
| VXUS | Buy | VANGUARD STAR FDSvg tl intl stk f | $1,052,000 | +4.4% | 16,772 | +0.1% | 0.23% | +0.4% |
| SCHB | Buy | SCHWAB STRATEGIC TRus brd mkt etf | $958,000 | +16.7% | 9,901 | +9.8% | 0.21% | +12.3% |
| HYMB | New | SPDR SER TRnuveen bbg brcly | $767,000 | – | 12,925 | +100.0% | 0.17% | – |
| NXJ | Buy | NUVEEN NEW JERSEY QULT MUN F | $706,000 | +2.2% | 48,767 | +1.5% | 0.16% | -1.9% |
| DFAI | Buy | DIMENSIONAL ETF TRUSTintl core eqt mk | $627,000 | +143.0% | 22,498 | +131.0% | 0.14% | +133.9% |
| ESGV | Buy | VANGUARD WORLD FDesg us stk etf | $621,000 | +10.5% | 8,426 | +5.1% | 0.14% | +6.2% |
| SCHR | Buy | SCHWAB STRATEGIC TRintrm trm tres | $578,000 | +182.0% | 10,242 | +190.7% | 0.13% | +170.2% |
| VV | Buy | VANGUARD INDEX FDSlarge cap etf | $575,000 | +9.7% | 3,104 | +4.0% | 0.13% | +5.0% |
| AMZN | Buy | AMAZON COM INC | $569,000 | -3.6% | 184 | +1.7% | 0.12% | -7.4% |
| HIO | Buy | WESTERN ASSET HIGH INCOME OP | $539,000 | +3.1% | 106,142 | +0.4% | 0.12% | -0.8% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $512,000 | +7.3% | 3,843 | +1.3% | 0.11% | +2.8% |
| VOO | Buy | VANGUARD INDEX FDS | $488,000 | +12.7% | 1,339 | +6.3% | 0.11% | +8.1% |
| BFZ | Buy | BLACKROCK CALIF MUN INCOME Tsh ben int | $473,000 | +9.2% | 32,910 | +8.2% | 0.10% | +5.1% |
| EEMX | New | SPDR INDEX SHS FDSmsci emr mkt etf | $465,000 | – | 5,845 | +100.0% | 0.10% | – |
| JNJ | Buy | JOHNSON & JOHNSON | $456,000 | +18.4% | 2,774 | +13.3% | 0.10% | +13.6% |
| TOTL | Buy | SSGA ACTIVE ETF TRspdr tr tactic | $446,000 | +72.9% | 9,244 | +76.9% | 0.10% | +66.1% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $433,000 | +9.1% | 8,001 | +5.6% | 0.10% | +4.4% |
| FREL | Buy | FIDELITY COVINGTON TRUSTmsci rl est etf | $353,000 | +24.3% | 12,838 | +14.7% | 0.08% | +20.0% |
| SCHH | Buy | SCHWAB STRATEGIC TRus reit etf | $357,000 | +20.2% | 8,695 | +11.1% | 0.08% | +14.7% |
| MUNI | Buy | PIMCO ETF TRinter mun bd act | $346,000 | +12.0% | 6,154 | +13.1% | 0.08% | +8.6% |
| AVDV | Buy | AMERICAN CENTY ETF TRintl smcp vlu | $287,000 | +13.9% | 4,618 | +4.8% | 0.06% | +10.5% |
| MRK | Buy | MERCK & CO. INC | $253,000 | +21.1% | 3,276 | +27.9% | 0.06% | +16.7% |
| ACN | Buy | ACCENTURE PLC IRELAND | $222,000 | +5.7% | 804 | +0.1% | 0.05% | +2.1% |
| BND | Buy | VANGUARD BD INDEX FDStotal bnd mrkt | $225,000 | +1.4% | 2,653 | +5.4% | 0.05% | -3.9% |
| T | Buy | AT&T INC | $215,000 | +23.6% | 7,091 | +17.3% | 0.05% | +17.5% |
| MNP | New | WESTERN ASSET MUN PARTNERS F | $191,000 | – | 12,495 | +100.0% | 0.04% | – |
| PFE | Buy | PFIZER INC | $184,000 | +0.5% | 5,070 | +2.1% | 0.04% | -4.8% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $177,000 | +126.9% | 3,042 | +130.1% | 0.04% | +116.7% |
| PG | Buy | PROCTER AND GAMBLE CO | $178,000 | +9.9% | 1,314 | +12.9% | 0.04% | +5.4% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $174,000 | +19.2% | 678 | +17.3% | 0.04% | +15.2% |
| DFAE | Buy | DIMENSIONAL ETF TRUSTemgr cre eqt mng | $157,000 | +214.0% | 5,591 | +200.4% | 0.03% | +209.1% |
| APH | Buy | AMPHENOL CORP NEWcl a | $157,000 | +1.3% | 2,376 | +100.0% | 0.03% | -2.9% |
| CSCO | Buy | CISCO SYS INC | $145,000 | +68.6% | 2,801 | +45.6% | 0.03% | +60.0% |
| GBIO | New | GENERATION BIO CO | $144,000 | – | 5,075 | +100.0% | 0.03% | – |
| VSGX | Buy | VANGUARD WORLD FDesg intl stk etf | $141,000 | +17.5% | 2,291 | +12.9% | 0.03% | +14.8% |
| TXN | Buy | TEXAS INSTRS INC | $137,000 | +19.1% | 726 | +3.6% | 0.03% | +15.4% |
| NUW | New | NUVEEN AMT-FREE MUN VALUE FD | $138,000 | – | 8,384 | +100.0% | 0.03% | – |
| XOM | Buy | EXXON MOBIL CORP | $136,000 | +43.2% | 2,436 | +5.4% | 0.03% | +36.4% |
| INTC | Buy | INTEL CORP | $121,000 | +101.7% | 1,888 | +57.6% | 0.03% | +92.9% |
| TRV | Buy | TRAVELERS COMPANIES INC | $120,000 | +8.1% | 795 | +0.3% | 0.03% | +4.0% |
| LQD | New | ISHARES TRiboxx inv cp etf | $105,000 | – | 810 | +100.0% | 0.02% | – |
| NNY | New | NUVEEN N Y MUN VALUE FD INC | $95,000 | – | 9,750 | +100.0% | 0.02% | – |
| RTX | New | RAYTHEON TECHNOLOGIES CORP | $91,000 | – | 1,177 | +100.0% | 0.02% | – |
| VCIT | New | VANGUARD SCOTTSDALE FDSint-term corp | $83,000 | – | 894 | +100.0% | 0.02% | – |
| SPGI | New | S&P GLOBAL INC | $82,000 | – | 233 | +100.0% | 0.02% | – |
| USB | Buy | US BANCORP DEL | $71,000 | +29.1% | 1,277 | +8.5% | 0.02% | +23.1% |
| USRT | Buy | ISHARES TRcre u s reit etf | $67,000 | +346.7% | 1,280 | +312.9% | 0.02% | +400.0% |
| CVS | Buy | CVS HEALTH CORP | $69,000 | +40.8% | 912 | +28.1% | 0.02% | +36.4% |
| NEE | Buy | NEXTERA ENERGY INC | $68,000 | +1.5% | 901 | +4.0% | 0.02% | 0.0% |
| GE | Buy | GENERAL ELECTRIC CO | $59,000 | +34.1% | 4,516 | +11.8% | 0.01% | +30.0% |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $53,000 | +783.3% | 727 | +716.9% | 0.01% | +1100.0% |
| CLX | Buy | CLOROX CO DEL | $48,000 | +6.7% | 250 | +11.1% | 0.01% | +10.0% |
| BOND | New | PIMCO ETF TRactive bd etf | $52,000 | – | 479 | +100.0% | 0.01% | – |
| TGT | Buy | TARGET CORP | $50,000 | +85.2% | 254 | +64.9% | 0.01% | +83.3% |
| BAC | Buy | BK OF AMERICA CORP | $48,000 | +41.2% | 1,233 | +8.8% | 0.01% | +37.5% |
| IEF | New | ISHARES TRbarclays 7 10 yr | $52,000 | – | 460 | +100.0% | 0.01% | – |
| LLY | Buy | LILLY ELI & CO | $47,000 | +123.8% | 250 | +100.0% | 0.01% | +100.0% |
| ROKU | New | ROKU INC | $42,000 | – | 130 | +100.0% | 0.01% | – |
| DELL | Buy | DELL TECHNOLOGIES INCcl c | $37,000 | +23.3% | 416 | +2.2% | 0.01% | +14.3% |
| ABBV | Buy | ABBVIE INC | $38,000 | +8.6% | 352 | +8.6% | 0.01% | 0.0% |
| EFAX | New | SPDR INDEX SHS FDSmsci eafe fs etf | $35,000 | – | 435 | +100.0% | 0.01% | – |
| SPY | Buy | SPDR S&P 500 ETF TRput | $37,000 | +68.2% | 11,300 | +85.2% | 0.01% | +60.0% |
| DUK | Buy | DUKE ENERGY CORP NEW | $34,000 | +9.7% | 350 | +4.8% | 0.01% | 0.0% |
| EBND | New | SPDR SER TRblombrg brc emrg | $33,000 | – | 1,280 | +100.0% | 0.01% | – |
| C | Buy | CITIGROUP INC | $31,000 | +24.0% | 421 | +4.0% | 0.01% | +16.7% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $33,000 | +153.8% | 100 | +100.0% | 0.01% | +133.3% |
| ESML | New | ISHARES TResg aware msci | $30,000 | – | 775 | +100.0% | 0.01% | – |
| TNL | New | TRAVEL PLUS LEISURE CO | $29,000 | – | 480 | +100.0% | 0.01% | – |
| AGG | Buy | ISHARES TRcore us aggbd et | $27,000 | +17.4% | 236 | +22.9% | 0.01% | +20.0% |
| CURI | New | CURIOSITYSTREAM INC | $27,000 | – | 2,000 | +100.0% | 0.01% | – |
| AVUV | New | AMERICAN CENTY ETF TRus sml cp valu | $21,000 | – | 290 | +100.0% | 0.01% | – |
| KPTI | Buy | KARYOPHARM THERAPEUTICS INC | $23,000 | +91.7% | 2,200 | +193.3% | 0.01% | +66.7% |
| OKE | Buy | ONEOK INC NEW | $23,000 | +35.3% | 460 | +2.2% | 0.01% | +25.0% |
| QCOM | Buy | QUALCOMM INC | $21,000 | +5.0% | 155 | +19.2% | 0.01% | 0.0% |
| SLY | New | SPDR SER TRs&p 600 sml cap | $25,000 | – | 270 | +100.0% | 0.01% | – |
| LIN | Buy | LINDE PLC | $25,000 | +150.0% | 88 | +131.6% | 0.01% | +150.0% |
| DNP | Buy | DNP SELECT INCOME FD INC | $17,000 | +13.3% | 1,700 | +13.3% | 0.00% | +33.3% |
| TXT | New | TEXTRON INC | $20,000 | – | 350 | +100.0% | 0.00% | – |
| WFC | Buy | WELLS FARGO CO NEW | $16,000 | +700.0% | 400 | +700.0% | 0.00% | – |
| VYM | New | VANGUARD WHITEHALL FDShigh div yld | $20,000 | – | 201 | +100.0% | 0.00% | – |
| PD | New | PAGERDUTY INC | $20,000 | – | 500 | +100.0% | 0.00% | – |
| LUMN | New | LUMEN TECHNOLOGIES INC | $13,000 | – | 987 | +100.0% | 0.00% | – |
| CI | Buy | CIGNA CORP NEW | $13,000 | +30.0% | 53 | +8.2% | 0.00% | +50.0% |
| WMT | Buy | WALMART INC | $15,000 | +15.4% | 113 | +28.4% | 0.00% | 0.0% |
| OTIS | Buy | OTIS WORLDWIDE CORP | $12,000 | +50.0% | 175 | +40.0% | 0.00% | +50.0% |
| SLG | New | SL GREEN RLTY CORP | $14,000 | – | 207 | +100.0% | 0.00% | – |
| CARR | Buy | CARRIER GLOBAL CORPORATION | $15,000 | +66.7% | 350 | +40.0% | 0.00% | +50.0% |
| NBO | New | NEUBERGER BRMAN NY MUNI FD I | $10,000 | – | 800 | +100.0% | 0.00% | – |
| KMPH | New | KEMPHARM INC | $11,000 | – | 1,200 | +100.0% | 0.00% | – |
| EMB | Buy | ISHARES TRjpmorgan usd emg | $11,000 | +1000.0% | 105 | +950.0% | 0.00% | – |
| DHR | New | DANAHER CORPORATION | $11,000 | – | 50 | +100.0% | 0.00% | – |
| AFRM | New | AFFIRM HLDGS INC | $8,000 | – | 110 | +100.0% | 0.00% | – |
| BK | New | BANK NEW YORK MELLON CORP | $8,000 | – | 175 | +100.0% | 0.00% | – |
| VTRS | Buy | VIATRIS INC | $8,000 | -20.0% | 580 | +7.2% | 0.00% | 0.0% |
| ARKQ | New | ARK ETF TRautnmus technlgy | $5,000 | – | 60 | +100.0% | 0.00% | – |
| ALSN | New | ALLISON TRANSMISSION HLDGS I | $4,000 | – | 100 | +100.0% | 0.00% | – |
| BITEU | New | BITE ACQUISITION CORPunit 99/99/9999 | $5,000 | – | 500 | +100.0% | 0.00% | – |
| CROX | New | CROCS INC | $4,000 | – | 50 | +100.0% | 0.00% | – |
| GMBL | New | ESPORTS ENTMT GROUP INC | $3,000 | – | 200 | +100.0% | 0.00% | – |
| FITB | New | FIFTH THIRD BANCORP | $4,000 | – | 100 | +100.0% | 0.00% | – |
| FBHS | New | FORTUNE BRANDS HOME & SEC IN | $5,000 | – | 50 | +100.0% | 0.00% | – |
| GCACU | New | GROWTH CAP ACQUISITION CORPunit 06/01/2027 | $5,000 | – | 500 | +100.0% | 0.00% | – |
| HSBC | Buy | HSBC HLDGS PLCspon adr new | $3,000 | +50.0% | 92 | +16.5% | 0.00% | – |
| HPQ | New | HP INC | $3,000 | – | 100 | +100.0% | 0.00% | – |
| ESGD | Buy | ISHARES TResg aw msci eafe | $5,000 | +25.0% | 61 | +5.2% | 0.00% | 0.0% |
| KROS | New | KEROS THERAPEUTICS INC | $6,000 | – | 93 | +100.0% | 0.00% | – |
| LAZR | Buy | LUMINAR TECHNOLOGIES INC | $4,000 | -20.0% | 175 | +16.7% | 0.00% | 0.0% |
| NBW | New | NEUBERGER BRMAN CLIFRN MUNI | $5,000 | – | 370 | +100.0% | 0.00% | – |
| PAIC | New | PETRA ACQUISITION INC | $5,000 | – | 500 | +100.0% | 0.00% | – |
| SO | New | SOUTHERN CO | $4,000 | – | 65 | +100.0% | 0.00% | – |
| SYY | New | SYSCO CORP | $4,000 | – | 50 | +100.0% | 0.00% | – |
| BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $3,000 | +50.0% | 55 | +34.1% | 0.00% | – |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $6,000 | +20.0% | 47 | +6.8% | 0.00% | 0.0% |
| VMAC | New | VISTAS MEDIA ACQUISITION CO | $5,000 | – | 500 | +100.0% | 0.00% | – |
| VOD | Buy | VODAFONE GROUP PLC NEWsponsored adr | $4,000 | +100.0% | 210 | +90.9% | 0.00% | – |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $3,000 | – | 50 | +100.0% | 0.00% | – |
| MLAC | New | MALACCA STRAITS ACQUISITION | $5,000 | – | 500 | +100.0% | 0.00% | – |
| NOK | New | NOKIA CORPsponsored adr | $0 | – | 1 | +100.0% | 0.00% | – |
| ARLO | Buy | ARLO TECHNOLOGIES INC | $2,000 | 0.0% | 300 | +50.0% | 0.00% | – |
| APPH | New | APPHARVEST INC | $1,000 | – | 75 | +100.0% | 0.00% | – |
| APA | New | APA CORPORATION | $2,000 | – | 127 | +100.0% | 0.00% | – |
| AIG | New | AMERICAN INTL GROUP INC | $0 | – | 8 | +100.0% | 0.00% | – |
| TTE | New | TOTAL SEsponsored ads | $2,000 | – | 50 | +100.0% | 0.00% | – |
| ACCO | New | ACCO BRANDS CORP | $0 | – | 11 | +100.0% | 0.00% | – |
| DTIL | New | PRECISION BIOSCIENCES INC | $1,000 | – | 111 | +100.0% | 0.00% | – |
| PRSP | New | PERSPECTA INC | $0 | – | 4 | +100.0% | 0.00% | – |
| NTCO | New | NATURA &CO HLDG S Aads | $1,000 | – | 75 | +100.0% | 0.00% | – |
| New | MICRO FOCUS INTL PLCspon adr new | $0 | – | 10 | +100.0% | 0.00% | – | |
| HPE | New | HEWLETT PACKARD ENTERPRISE C | $2,000 | – | 100 | +100.0% | 0.00% | – |
| ERIC | New | ERICSSONadr b sek 10 | $1,000 | – | 80 | +100.0% | 0.00% | – |
| ENB | New | ENBRIDGE INC | $1,000 | – | 24 | +100.0% | 0.00% | – |
| DXC | New | DXC TECHNOLOGY CO | $0 | – | 8 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-05
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 47 | Q2 2024 | 18.3% |
| SPDR S&P 500 ETF TR | 47 | Q2 2024 | 4.9% |
| ISHARES TR | 47 | Q2 2024 | 4.3% |
| NUVEEN NY DIVID ADVNTG MUN F | 47 | Q2 2024 | 7.2% |
| ISHARES TR | 47 | Q2 2024 | 2.2% |
| VANGUARD SCOTTSDALE FDS | 47 | Q2 2024 | 4.2% |
| ISHARES TR | 47 | Q2 2024 | 1.9% |
| SPDR DOW JONES INDL AVRG ETF | 47 | Q2 2024 | 2.8% |
| VANGUARD INTL EQUITY INDEX F | 47 | Q2 2024 | 1.8% |
| APPLE INC | 47 | Q2 2024 | 2.3% |
View Tortoise Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST | January 07, 2021 | 330,552 | 1.8% |
| STONE RIDGE TRUST | December 11, 2020 | 571,715 | 10.5% |
| Tortoise Investment Management, LLCSold out | January 09, 2019 | 0 | 0.0% |
| MARKET VECTORS ETF TRUST | February 13, 2015 | 163,919 | 5.3% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND | February 13, 2015 | 470,295 | 5.1% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | February 13, 2015 | 807,057 | 12.4% |
| PowerShares Exchange-Traded Fund Trust II | February 13, 2015 | 105,996 | 5.4% |
| PIMCO ETF Trust | September 09, 2014 | 1,000 | 0.0% |
| SPDR SERIES TRUST | February 13, 2014 | 70,952 | 8.9% |
View Tortoise Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| N-PX | 2024-08-30 |
| 13F-HR | 2024-08-01 |
| 13F-HR | 2024-05-09 |
| 13F-HR/A | 2024-02-29 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-04 |
View Tortoise Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.