$349 Million is the total value of Tortoise Investment Management, LLC's 576 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 8.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Sell | ISHARES TRcore s&p500 etf | $59,793,000 | +5.1% | 222,404 | -1.1% | 17.15% | -0.8% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $12,110,000 | -4.5% | 152,705 | -3.5% | 3.47% | -9.9% |
| IWB | Sell | ISHARES TRrus 1000 etf | $11,194,000 | +3.8% | 75,328 | -2.3% | 3.21% | -2.0% |
| IXUS | Sell | ISHARES TRcore msci total | $7,173,000 | +3.3% | 113,716 | -0.2% | 2.06% | -2.5% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $7,015,000 | +2.8% | 45,682 | -0.7% | 2.01% | -3.0% |
| NAN | Sell | NUVEEN NEW YORK QLT MUN INC | $6,073,000 | -4.5% | 439,105 | -2.6% | 1.74% | -9.8% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $5,863,000 | +3.5% | 76,327 | -0.0% | 1.68% | -2.3% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $5,198,000 | +4.4% | 113,231 | -1.0% | 1.49% | -1.5% |
| DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $5,017,000 | +5.6% | 20,280 | -4.4% | 1.44% | -0.3% |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $4,982,000 | -16.6% | 1,020,818 | -11.9% | 1.43% | -21.3% |
| EFA | Sell | ISHARES TRmsci eafe etf | $3,156,000 | -4.4% | 44,890 | -6.9% | 0.90% | -9.8% |
| IEI | Sell | ISHARES TR3 7 yr treas bd | $2,819,000 | -3.4% | 23,077 | -2.4% | 0.81% | -8.8% |
| EEMV | Sell | ISHARES INCmin vol emrg mkt | $2,696,000 | -6.0% | 44,378 | -10.1% | 0.77% | -11.3% |
| SPSB | Sell | SPDR SERIES TRUSTportfolio short | $2,568,000 | -17.9% | 84,417 | -17.2% | 0.74% | -22.4% |
| SHYD | Sell | VANECK VECTORS ETF TRshort high yield | $2,354,000 | -15.0% | 97,320 | -14.0% | 0.68% | -19.8% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $2,273,000 | +2.6% | 50,662 | -0.7% | 0.65% | -3.1% |
| NXP | Sell | NUVEEN SELECT TAX FREE INCMsh ben int | $1,832,000 | -11.0% | 125,316 | -9.1% | 0.53% | -15.8% |
| AAPL | Sell | APPLE INC | $1,835,000 | +7.6% | 10,845 | -2.0% | 0.53% | +1.5% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $1,481,000 | +2.8% | 31,434 | -2.2% | 0.42% | -3.0% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $1,332,000 | -2.6% | 8,734 | -5.4% | 0.38% | -8.2% |
| PZT | Sell | POWERSHARES ETF TR IIny muni bd etf | $1,279,000 | -1.5% | 51,846 | -2.4% | 0.37% | -6.9% |
| SRLN | Sell | SSGA ACTIVE ETF TRblkstn gsosrln | $1,257,000 | -13.0% | 26,649 | -12.5% | 0.36% | -17.8% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $1,210,000 | +4.7% | 9,735 | -0.2% | 0.35% | -1.1% |
| MUB | Sell | ISHARES TRnational mun etf | $1,101,000 | -20.8% | 9,939 | -20.8% | 0.32% | -25.3% |
| WOOD | Sell | ISHARES TRgl timb fore etf | $1,050,000 | -2.8% | 14,766 | -8.7% | 0.30% | -8.2% |
| MMM | Sell | 3M CO | $796,000 | +10.9% | 3,384 | -1.0% | 0.23% | +4.6% |
| TFI | Sell | SPDR SER TRnuveen brc munic | $772,000 | -21.9% | 15,770 | -22.0% | 0.22% | -26.6% |
| JLS | Sell | NUVEEN MTG OPPORTUNITY TERM | $726,000 | -27.0% | 29,400 | -25.1% | 0.21% | -31.1% |
| DAL | Sell | DELTA AIR LINES INC DEL | $696,000 | +5.1% | 12,430 | -9.5% | 0.20% | -0.5% |
| KMI | Sell | KINDER MORGAN INC DEL | $682,000 | -9.1% | 37,742 | -3.5% | 0.20% | -14.0% |
| VV | Sell | VANGUARD INDEX FDSlarge cap etf | $679,000 | -2.2% | 5,543 | -7.8% | 0.20% | -7.6% |
| AMZN | Sell | AMAZON COM INC | $592,000 | +15.0% | 506 | -5.6% | 0.17% | +8.3% |
| IEF | Sell | ISHARES TRbarclays 7 10 yr | $594,000 | -11.5% | 5,628 | -10.7% | 0.17% | -16.7% |
| JNJ | Sell | JOHNSON & JOHNSON | $570,000 | +0.9% | 4,081 | -6.2% | 0.16% | -4.7% |
| HYG | Sell | ISHARES TRiboxx hi yd etf | $551,000 | -69.0% | 6,311 | -68.5% | 0.16% | -70.7% |
| IGSB | Sell | ISHARES TR1 3 yr cr bd etf | $473,000 | -1.9% | 4,525 | -1.1% | 0.14% | -6.8% |
| AGG | Sell | ISHARES TRcore us aggbd et | $433,000 | -11.3% | 3,956 | -11.2% | 0.12% | -16.2% |
| CL | Sell | COLGATE PALMOLIVE CO | $412,000 | -21.5% | 5,455 | -24.3% | 0.12% | -26.2% |
| SCHO | Sell | SCHWAB STRATEGIC TRsht tm us tres | $394,000 | -24.1% | 7,875 | -23.5% | 0.11% | -28.5% |
| PG | Sell | PROCTER AND GAMBLE CO | $373,000 | -4.1% | 4,063 | -5.0% | 0.11% | -9.3% |
| SCHC | Sell | SCHWAB STRATEGIC TRintl sceqt etf | $352,000 | -1.1% | 9,596 | -3.5% | 0.10% | -6.5% |
| WY | Sell | WEYERHAEUSER CO | $303,000 | -5.3% | 8,590 | -8.6% | 0.09% | -10.3% |
| TROW | Sell | PRICE T ROWE GROUP INC | $296,000 | +12.1% | 2,819 | -3.3% | 0.08% | +6.2% |
| ACWX | Sell | ISHARES TRmsci acwi ex us | $297,000 | +3.1% | 5,940 | -0.3% | 0.08% | -3.4% |
| PFE | Sell | PFIZER INC | $288,000 | +0.7% | 7,965 | -0.5% | 0.08% | -4.6% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $272,000 | +6.2% | 1,746 | -0.9% | 0.08% | 0.0% |
| SJNK | Sell | SPDR SER TRbloomberg srt tr | $273,000 | -60.3% | 9,900 | -59.7% | 0.08% | -62.7% |
| BKLN | Sell | POWERSHARES ETF TRUST IIsenior ln port | $254,000 | -17.0% | 11,025 | -16.5% | 0.07% | -21.5% |
| FB | Sell | FACEBOOK INCcl a | $236,000 | -7.8% | 1,335 | -10.8% | 0.07% | -12.8% |
| DIS | Sell | DISNEY WALT CO | $238,000 | +6.2% | 2,215 | -2.4% | 0.07% | 0.0% |
| KO | Sell | COCA COLA CO | $233,000 | -15.9% | 5,070 | -17.7% | 0.07% | -20.2% |
| LNT | Sell | ALLIANT ENERGY CORP | $215,000 | -7.7% | 5,050 | -9.8% | 0.06% | -12.7% |
| JMF | Sell | NUVEEN ENERGY MLP TOTL RTRNF | $207,000 | -20.7% | 18,167 | -15.9% | 0.06% | -25.3% |
| STWD | Sell | STARWOOD PPTY TR INC | $188,000 | -12.6% | 8,800 | -11.1% | 0.05% | -16.9% |
| IWR | Sell | ISHARES TRrus mid cap etf | $179,000 | +4.1% | 860 | -1.1% | 0.05% | -1.9% |
| USB | Sell | US BANCORP DEL | $172,000 | -2.8% | 3,209 | -2.9% | 0.05% | -9.3% |
| GE | Sell | GENERAL ELECTRIC CO | $153,000 | -33.8% | 8,769 | -8.4% | 0.04% | -37.1% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $148,000 | -51.0% | 1,218 | -51.2% | 0.04% | -54.3% |
| FM | Sell | ISHARES INCmsci frntr100etf | $142,000 | 0.0% | 4,297 | -5.5% | 0.04% | -4.7% |
| MO | Sell | ALTRIA GROUP INC | $128,000 | +7.6% | 1,797 | -4.0% | 0.04% | +2.8% |
| ROST | Sell | ROSS STORES INC | $125,000 | +21.4% | 1,558 | -1.9% | 0.04% | +16.1% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $119,000 | +6.2% | 932 | -3.1% | 0.03% | 0.0% |
| IWV | Sell | ISHARES TRrussell 3000 etf | $112,000 | -5.9% | 705 | -11.9% | 0.03% | -11.1% |
| SMB | Sell | VANECK VECTORS ETF TRamt free short m | $97,000 | -57.5% | 5,614 | -56.8% | 0.03% | -59.4% |
| SCHZ | Sell | SCHWAB STRATEGIC TRus aggregate b | $94,000 | -17.5% | 1,800 | -17.6% | 0.03% | -22.9% |
| HON | Sell | HONEYWELL INTL INC | $95,000 | -2.1% | 617 | -10.2% | 0.03% | -6.9% |
| KMB | Sell | KIMBERLY CLARK CORP | $91,000 | -49.2% | 756 | -50.4% | 0.03% | -51.9% |
| WPC | Sell | W P CAREY INC | $86,000 | -17.3% | 1,252 | -18.8% | 0.02% | -21.9% |
| IFF | Sell | INTERNATIONAL FLAVORS&FRAGRA | $82,000 | -28.1% | 535 | -33.1% | 0.02% | -31.4% |
| ROL | Sell | ROLLINS INC | $78,000 | -15.2% | 1,668 | -16.2% | 0.02% | -21.4% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $69,000 | -8.0% | 948 | -2.9% | 0.02% | -13.0% |
| SHM | Sell | SPDR SER TRnuveen blmbrg sr | $65,000 | -28.6% | 1,365 | -27.2% | 0.02% | -32.1% |
| MLI | Sell | MUELLER INDS INC | $64,000 | -4.5% | 1,819 | -5.6% | 0.02% | -10.0% |
| BA | Sell | BOEING CO | $60,000 | -6.2% | 205 | -18.0% | 0.02% | -10.5% |
| C | Sell | CITIGROUP INC | $60,000 | -27.7% | 804 | -29.3% | 0.02% | -32.0% |
| IWO | Sell | ISHARES TRrus 2000 grw etf | $55,000 | -5.2% | 295 | -8.7% | 0.02% | -11.1% |
| JNK | Sell | SPDR SERIES TRUSTbloomberg brclys | $56,000 | -20.0% | 1,530 | -18.0% | 0.02% | -23.8% |
| ANTM | Sell | ANTHEM INC | $48,000 | +14.3% | 214 | -3.2% | 0.01% | +7.7% |
| GTN | Sell | GRAY TELEVISION INC | $48,000 | -4.0% | 2,885 | -9.1% | 0.01% | -6.7% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $48,000 | -2.0% | 46 | -8.0% | 0.01% | -6.7% |
| CELG | Sell | CELGENE CORP | $42,000 | -66.1% | 400 | -52.9% | 0.01% | -68.4% |
| CCL | Sell | CARNIVAL CORPunit 99/99/9999 | $22,000 | -18.5% | 330 | -20.1% | 0.01% | -25.0% |
| BX | Sell | BLACKSTONE GROUP L P | $13,000 | -67.5% | 400 | -66.7% | 0.00% | -66.7% |
| CUT | Sell | CLAYMORE EXCHANGE TRD FD TRgugg msci gb etf | $15,000 | -73.7% | 475 | -74.8% | 0.00% | -76.5% |
| HYS | Sell | PIMCO ETF TR0-5 high yield | $10,000 | -75.6% | 100 | -75.0% | 0.00% | -75.0% |
| PCAR | Sell | PACCAR INC | $9,000 | -10.0% | 133 | -7.0% | 0.00% | 0.0% |
| CC | Sell | CHEMOURS CO | $3,000 | -57.1% | 61 | -53.1% | 0.00% | -50.0% |
| ELD | Sell | WISDOMTREE TRem lcl debt fd | $4,000 | -50.0% | 100 | -50.0% | 0.00% | -50.0% |
| APA | Sell | APACHE CORP | $0 | -100.0% | 2 | -90.9% | 0.00% | – |
| ASIX | Sell | ADVANSIX INC | $1,000 | 0.0% | 25 | -16.7% | 0.00% | – |
| SIRI | Exit | SIRIUS XM HLDGS INC | $0 | – | -33 | -100.0% | 0.00% | – |
| CP | Exit | CANADIAN PAC RY LTD | $0 | – | -17 | -100.0% | -0.00% | – |
| STZ | Exit | CONSTELLATION BRANDS INCcl a | $0 | – | -18 | -100.0% | -0.00% | – |
| CATM | Exit | CARDTRONICS PLC | $0 | – | -180 | -100.0% | -0.00% | – |
| VIAB | Exit | VIACOM INC NEWcl b | $0 | – | -162 | -100.0% | -0.00% | – |
| TRIP | Exit | TRIPADVISOR INC | $0 | – | -150 | -100.0% | -0.00% | – |
| BSCH | Exit | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2017 | $0 | – | -850 | -100.0% | -0.01% | – |
| GLW | Exit | CORNING INC | $0 | – | -800 | -100.0% | -0.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-01-31
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 44 | Q3 2023 | 18.3% |
| SPDR S&P 500 ETF TR | 44 | Q3 2023 | 4.9% |
| ISHARES TR | 44 | Q3 2023 | 4.3% |
| NUVEEN NY DIVID ADVNTG MUN F | 44 | Q3 2023 | 7.2% |
| ISHARES TR | 44 | Q3 2023 | 2.2% |
| VANGUARD SCOTTSDALE FDS | 44 | Q3 2023 | 4.2% |
| ISHARES TR | 44 | Q3 2023 | 1.9% |
| SPDR DOW JONES INDL AVRG ETF | 44 | Q3 2023 | 2.8% |
| VANGUARD INTL EQUITY INDEX F | 44 | Q3 2023 | 1.8% |
| VANGUARD INTL EQUITY INDEX F | 44 | Q3 2023 | 1.4% |
View Tortoise Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST | January 07, 2021 | 330,552 | 1.8% |
| STONE RIDGE TRUST | December 11, 2020 | 571,715 | 10.5% |
| Tortoise Investment Management, LLCSold out | January 09, 2019 | 0 | 0.0% |
| MARKET VECTORS ETF TRUST | February 13, 2015 | 163,919 | 5.3% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND | February 13, 2015 | 470,295 | 5.1% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | February 13, 2015 | 807,057 | 12.4% |
| PowerShares Exchange-Traded Fund Trust II | February 13, 2015 | 105,996 | 5.4% |
| PIMCO ETF Trust | September 09, 2014 | 1,000 | 0.0% |
| SPDR SERIES TRUST | February 13, 2014 | 70,952 | 8.9% |
View Tortoise Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR/A | 2024-02-29 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-06 |
View Tortoise Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.