$278 Million is the total value of Tortoise Investment Management, LLC's 407 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 57.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Buy | ISHARES TRcore s&p500 etf | $43,750,000 | +18.8% | 211,712 | +17.7% | 15.73% | +19.2% |
| NBD | Buy | NUVEEN BUILD AMER BD OPPTNY | $18,097,000 | +11.9% | 840,940 | +5.5% | 6.50% | +12.3% |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $13,989,000 | +4.2% | 1,768,551 | +3.3% | 5.03% | +4.7% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $10,440,000 | +2.5% | 50,799 | +1.7% | 3.75% | +2.9% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $10,299,000 | +10.6% | 126,071 | +9.1% | 3.70% | +11.1% |
| IEMG | Buy | ISHARES INCcore msci emkt | $10,018,000 | +41.9% | 240,692 | +34.3% | 3.60% | +42.4% |
| IWB | Buy | ISHARES TRrus 1000 etf | $9,207,000 | +14.0% | 80,713 | +13.2% | 3.31% | +14.4% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $6,634,000 | +47.6% | 82,894 | +45.7% | 2.38% | +48.1% |
| SJNK | Buy | SPDR SER TRsht trm hgh yld | $5,426,000 | +7.8% | 210,146 | +7.3% | 1.95% | +8.3% |
| ITOT | Buy | ISHARES TRcore s&p ttl stk | $5,101,000 | +18.7% | 54,638 | +18.0% | 1.83% | +19.2% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $3,699,000 | +30.1% | 106,983 | +23.1% | 1.33% | +30.6% |
| IXUS | Buy | ISHARES TRcore mscitotal | $3,670,000 | +281.1% | 74,222 | +281.5% | 1.32% | +282.3% |
| IJS | Buy | ISHARES TRsp smcp600vl etf | $3,383,000 | +33.3% | 29,850 | +27.2% | 1.22% | +33.9% |
| VSS | Buy | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $2,499,000 | +5.8% | 26,764 | +5.3% | 0.90% | +6.3% |
| EEMV | Buy | ISHARESem mk minvol etf | $2,369,000 | +6.2% | 46,107 | +0.6% | 0.85% | +6.6% |
| IVE | Buy | ISHARES TRs&p 500 val etf | $2,145,000 | +17.9% | 23,850 | +16.1% | 0.77% | +18.4% |
| SPSB | Buy | SPDR SERIES TRUSTbarc sht tr cp | $2,066,000 | +6.8% | 67,454 | +6.0% | 0.74% | +7.2% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $1,761,000 | +4195.1% | 21,368 | +4131.3% | 0.63% | +4120.0% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $1,751,000 | +464.8% | 48,793 | +478.6% | 0.63% | +466.7% |
| NXR | Buy | NUVEEN SELECT TAX FREE INCMsh ben int | $1,421,000 | +3.5% | 95,448 | +1.1% | 0.51% | +3.9% |
| BAB | Buy | POWERSHARES ETF TR IIbuild amer etf | $1,394,000 | +26.3% | 46,168 | +21.2% | 0.50% | +26.8% |
| NXP | Buy | NUVEEN SELECT TAX FREE INCMsh ben int | $1,292,000 | +16.7% | 86,789 | +12.0% | 0.46% | +17.2% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $1,151,000 | +21.7% | 9,690 | +16.8% | 0.41% | +22.1% |
| TFI | New | SPDR SER TRnuvn brcly muni | $1,117,000 | – | 22,650 | +100.0% | 0.40% | – |
| HYS | Buy | PIMCO ETF TR0-5 high yield | $980,000 | +18.1% | 10,547 | +16.4% | 0.35% | +18.5% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $978,000 | -0.5% | 8,840 | +1.3% | 0.35% | 0.0% |
| NXQ | Buy | NUVEEN SELECT TAX FREE INCMsh ben int | $928,000 | +8.4% | 65,689 | +5.0% | 0.33% | +8.8% |
| SRLN | Buy | SSGA ACTIVE ETF TRblkstn gsosrln | $673,000 | +9.6% | 14,489 | +8.8% | 0.24% | +10.0% |
| NRK | Buy | NUVEEN NY AMT FREE MUN INCOM | $667,000 | +61.1% | 49,660 | +57.5% | 0.24% | +62.2% |
| VT | Buy | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $617,000 | +140.1% | 10,695 | +140.1% | 0.22% | +141.3% |
| VV | Buy | VANGUARD INDEX FDSlarge cap etf | $589,000 | +8.9% | 6,263 | +8.2% | 0.21% | +9.3% |
| BKLN | Buy | POWERSHARES ETF TRUST IIsenior ln port | $585,000 | +67.1% | 25,747 | +64.6% | 0.21% | +68.0% |
| WY | Buy | WEYERHAEUSER CO | $576,000 | +326.7% | 18,589 | +313.1% | 0.21% | +331.2% |
| OEF | New | ISHARES TRs&p 100 etf | $455,000 | – | 4,975 | +100.0% | 0.16% | – |
| SCHE | Buy | SCHWAB STRATEGIC TRemrg mkteq etf | $357,000 | +17.4% | 17,200 | +10.5% | 0.13% | +17.4% |
| BTT | Buy | BLACKROCK MUN 2030 TAR TERM | $326,000 | +23.5% | 14,220 | +16.4% | 0.12% | +23.2% |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $304,000 | +109.7% | 11,214 | +113.6% | 0.11% | +109.6% |
| SCHC | Buy | SCHWAB STRATEGIC TRintl sceqt etf | $203,000 | +28.5% | 7,011 | +27.7% | 0.07% | +28.1% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $171,000 | -3.4% | 2,672 | +3.9% | 0.06% | -3.2% |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $162,000 | +3.8% | 2,059 | +1.2% | 0.06% | +3.6% |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $147,000 | +3.5% | 2,820 | +3.5% | 0.05% | +3.9% |
| TSLA | Buy | TESLA MTRS INC | $126,000 | +75.0% | 550 | +83.3% | 0.04% | +73.1% |
| AGG | Buy | ISHARES TRcore us aggbd et | $121,000 | +44.0% | 1,096 | +41.4% | 0.04% | +43.3% |
| JPM | Buy | JPMORGAN CHASE & CO | $107,000 | +872.7% | 1,811 | +971.6% | 0.04% | +850.0% |
| GWX | Buy | SPDR INDEX SHS FDSs&p intl smlcp | $97,000 | +36.6% | 3,400 | +36.0% | 0.04% | +40.0% |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $87,000 | +26.1% | 1,090 | +15.5% | 0.03% | +24.0% |
| BX | Buy | BLACKSTONE GROUP L P | $86,000 | -2.3% | 3,050 | +1.7% | 0.03% | -3.1% |
| GD | New | GENERAL DYNAMICS CORP | $76,000 | – | 579 | +100.0% | 0.03% | – |
| XRAY | New | DENTSPLY SIRONA INC | $71,000 | – | 1,150 | +100.0% | 0.03% | – |
| VOO | Buy | VANGUARD INDEX FDS | $73,000 | +812.5% | 387 | +779.5% | 0.03% | +766.7% |
| SU | Buy | SUNCOR ENERGY INC NEW | $70,000 | +775.0% | 2,520 | +690.0% | 0.02% | +733.3% |
| RARE | Buy | ULTRAGENYX PHARMACEUTICAL IN | $69,000 | -34.9% | 1,095 | +15.9% | 0.02% | -34.2% |
| LEN | Buy | LENNAR CORPcl a | $68,000 | +6.2% | 1,409 | +7.6% | 0.02% | +4.3% |
| PM | Buy | PHILIP MORRIS INTL INC | $56,000 | +27.3% | 570 | +14.0% | 0.02% | +25.0% |
| GBT | New | GLOBAL BLOOD THERAPEUTICS IN | $45,000 | – | 2,857 | +100.0% | 0.02% | – |
| GLW | New | CORNING INC | $42,000 | – | 2,000 | +100.0% | 0.02% | – |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $37,000 | +5.7% | 140 | +2.2% | 0.01% | 0.0% |
| FREL | Buy | FIDELITYmsci rl est etf | $30,000 | +42.9% | 1,280 | +37.6% | 0.01% | +37.5% |
| CB | New | CHUBB LIMITED | $29,000 | – | 246 | +100.0% | 0.01% | – |
| AGIO | Buy | AGIOS PHARMACEUTICALS INC | $24,000 | +33.3% | 600 | +118.2% | 0.01% | +50.0% |
| FENY | New | FIDELITYmsci energy idx | $18,000 | – | 1,000 | +100.0% | 0.01% | – |
| VO | New | VANGUARD INDEX FDSmid cap etf | $13,000 | – | 110 | +100.0% | 0.01% | – |
| SCHH | Buy | SCHWAB STRATEGIC TRus reit etf | $10,000 | +42.9% | 249 | +38.3% | 0.00% | +33.3% |
| SPY | Buy | SPDR S&P 500 ETF TRput | $11,000 | +450.0% | 17,000 | +1600.0% | 0.00% | +300.0% |
| IWO | New | ISHARES TRrus 2000 grw etf | $7,000 | – | 56 | +100.0% | 0.00% | – |
| NVO | New | NOVO-NORDISK A Sadr | $7,000 | – | 120 | +100.0% | 0.00% | – |
| FEYE | New | FIREEYE INC | $9,000 | – | 500 | +100.0% | 0.00% | – |
| CORP | Buy | PIMCO ETF TRinv grd crp bd | $8,000 | +14.3% | 79 | +14.5% | 0.00% | 0.0% |
| DHF | New | DREYFUS HIGH YIELD STRATEGIEsh ben int | $8,000 | – | 2,451 | +100.0% | 0.00% | – |
| TWTR | New | TWITTER INC | $8,000 | – | 500 | +100.0% | 0.00% | – |
| VUG | New | VANGUARD INDEX FDSgrowth etf | $7,000 | – | 68 | +100.0% | 0.00% | – |
| RYT | New | RYDEX ETF TRUSTgug s&p500eqwtte | $5,000 | – | 52 | +100.0% | 0.00% | – |
| IDU | New | ISHARES TRu.s. utilits etf | $6,000 | – | 48 | +100.0% | 0.00% | – |
| DGRO | New | ISHARES TRcore div grwth | $5,000 | – | 205 | +100.0% | 0.00% | – |
| TINY | New | HARRIS & HARRIS GROUP INC | $2,000 | – | 1,000 | +100.0% | 0.00% | – |
| VMBS | New | VANGUARD SCOTTSDALE FDSmortg-back sec | $2,000 | – | 45 | +100.0% | 0.00% | – |
| STEM | New | STEMCELLS INC | $0 | – | 1,200 | +100.0% | 0.00% | – |
| CC | Buy | CHEMOURS CO | $1,000 | 0.0% | 159 | +22.3% | 0.00% | – |
| UPLMQ | New | ULTRA PETROLEUM CORP | $0 | – | 100 | +100.0% | 0.00% | – |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $1,000 | – | 8 | +300.0% | 0.00% | – |
| TDTF | New | FLEXSHARES TRiboxx 5yr trgt | $1,000 | – | 31 | +100.0% | 0.00% | – |
| ATRS | New | ANTARES PHARMA INC | $0 | – | 240 | +100.0% | 0.00% | – |
| HPQ | New | HP INC | $0 | – | 40 | +100.0% | 0.00% | – |
| K | Buy | KELLOGG CO | $1,000 | – | 12 | +200.0% | 0.00% | – |
| HBIO | New | HARVARD BIOSCIENCE INC | $1,000 | – | 400 | +100.0% | 0.00% | – |
| HPE | New | HEWLETT PACKARD ENTERPRISE C | $1,000 | – | 40 | +100.0% | 0.00% | – |
| SNLN | New | HIGHLAND FDS Ihi ld iboxx srln | $1,000 | – | 57 | +100.0% | 0.00% | – |
| WPX | Buy | WPX ENERGY INC | $0 | – | 66 | +153.8% | 0.00% | – |
| USMV | New | ISHARES TRusa min vol etf | $1,000 | – | 23 | +100.0% | 0.00% | – |
| DBEF | New | DBX ETF TRxtrak msci eafe | $1,000 | – | 37 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 44 | Q3 2023 | 18.3% |
| SPDR S&P 500 ETF TR | 44 | Q3 2023 | 4.9% |
| ISHARES TR | 44 | Q3 2023 | 4.3% |
| NUVEEN NY DIVID ADVNTG MUN F | 44 | Q3 2023 | 7.2% |
| ISHARES TR | 44 | Q3 2023 | 2.2% |
| VANGUARD SCOTTSDALE FDS | 44 | Q3 2023 | 4.2% |
| ISHARES TR | 44 | Q3 2023 | 1.9% |
| SPDR DOW JONES INDL AVRG ETF | 44 | Q3 2023 | 2.8% |
| VANGUARD INTL EQUITY INDEX F | 44 | Q3 2023 | 1.8% |
| VANGUARD INTL EQUITY INDEX F | 44 | Q3 2023 | 1.4% |
View Tortoise Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST | January 07, 2021 | 330,552 | 1.8% |
| STONE RIDGE TRUST | December 11, 2020 | 571,715 | 10.5% |
| Tortoise Investment Management, LLCSold out | January 09, 2019 | 0 | 0.0% |
| MARKET VECTORS ETF TRUST | February 13, 2015 | 163,919 | 5.3% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND | February 13, 2015 | 470,295 | 5.1% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | February 13, 2015 | 807,057 | 12.4% |
| PowerShares Exchange-Traded Fund Trust II | February 13, 2015 | 105,996 | 5.4% |
| PIMCO ETF Trust | September 09, 2014 | 1,000 | 0.0% |
| SPDR SERIES TRUST | February 13, 2014 | 70,952 | 8.9% |
View Tortoise Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR/A | 2024-02-29 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-06 |
View Tortoise Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.