$279 Million is the total value of Tortoise Investment Management, LLC's 435 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 37.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NBD | Buy | NUVEEN BUILD AMER BD OPPTNY | $16,175,000 | +10.2% | 797,207 | +5.5% | 5.79% | +3.9% |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $13,420,000 | +68.2% | 1,711,787 | +71.2% | 4.80% | +58.5% |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $10,950,000 | +5.8% | 2,395,969 | +4.2% | 3.92% | -0.3% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $10,186,000 | +10.1% | 49,965 | +3.5% | 3.65% | +3.8% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $9,308,000 | +22.5% | 115,508 | +26.6% | 3.33% | +15.5% |
| SHYD | Buy | MARKET VECTORS ETF TRsht hg mun etf | $7,189,000 | +7.7% | 293,133 | +9.2% | 2.57% | +1.5% |
| IEMG | Buy | ISHARES INCcore msci emkt | $7,061,000 | +23.1% | 179,247 | +24.7% | 2.53% | +16.0% |
| NMY | Buy | NUVEEN MD PREM INCOME MUN FD | $5,175,000 | +11.2% | 407,763 | +7.9% | 1.85% | +4.7% |
| SJNK | Buy | SPDR SER TRsht trm hgh yld | $5,033,000 | -0.3% | 195,896 | +4.5% | 1.80% | -6.1% |
| IEFA | Buy | ISHARES TRcore msci eafe | $4,716,000 | +10.6% | 86,722 | +7.4% | 1.69% | +4.3% |
| ITOT | Buy | ISHARES TRcore s&p ttl stk | $4,298,000 | +69.9% | 46,287 | +60.3% | 1.54% | +60.1% |
| SCZ | Buy | ISHARES TReafe sml cp etf | $3,891,000 | +4.8% | 77,891 | +0.2% | 1.39% | -1.3% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $2,844,000 | +46.4% | 86,933 | +48.0% | 1.02% | +37.9% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $1,989,000 | +9.5% | 19,066 | +3.6% | 0.71% | +3.2% |
| NXZ | Buy | NUVEEN DIV ADVANTAGE MUN FD | $1,960,000 | +7.0% | 138,400 | +3.0% | 0.70% | +0.9% |
| SPSB | Buy | SPDR SERIES TRUSTbarc sht tr cp | $1,934,000 | +9.6% | 63,625 | +10.1% | 0.69% | +3.4% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $1,639,000 | +11.8% | 33,747 | +5.3% | 0.59% | +5.4% |
| LB | Buy | L BRANDS INC | $1,322,000 | +7.0% | 13,800 | +0.7% | 0.47% | +0.9% |
| NXN | Buy | NUVEEN NY SELECT TAX FREE PRsh ben int | $1,185,000 | +17.2% | 86,511 | +13.9% | 0.42% | +10.4% |
| NXP | Buy | NUVEEN SELECT TAX FREE INCMsh ben int | $1,107,000 | +24.0% | 77,477 | +17.6% | 0.40% | +16.8% |
| BAB | Buy | POWERSHARES ETF TR IIbuild amer etf | $1,104,000 | +80.7% | 38,098 | +82.7% | 0.40% | +70.3% |
| AAPL | Buy | APPLE INC | $1,070,000 | -3.6% | 10,170 | +1.1% | 0.38% | -9.2% |
| NZF | Buy | NUVEEN DIVID ADV MUN FD 3 | $1,038,000 | +8.6% | 72,302 | +2.6% | 0.37% | +2.5% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $983,000 | +6.4% | 8,727 | +3.2% | 0.35% | +0.3% |
| IXUS | Buy | ISHARES TRcore mscitotal | $963,000 | +23.6% | 19,457 | +22.1% | 0.34% | +16.6% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $946,000 | +125.8% | 8,294 | +130.0% | 0.34% | +113.2% |
| NXQ | Buy | NUVEEN SELECT TAX FREE INCMsh ben int | $856,000 | +14.1% | 62,541 | +9.3% | 0.31% | +7.7% |
| BA | Buy | BOEING CO | $844,000 | +18.7% | 5,839 | +7.6% | 0.30% | +11.9% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $830,000 | -1.5% | 6,030 | +3.7% | 0.30% | -7.2% |
| HYS | New | PIMCO ETF TR0-5 high yield | $830,000 | – | 9,060 | +100.0% | 0.30% | – |
| JLS | Buy | NUVEEN MTG OPPORTUNITY TERM | $702,000 | +397.9% | 30,930 | +391.0% | 0.25% | +364.8% |
| JNJ | Buy | JOHNSON & JOHNSON | $663,000 | +21.9% | 6,452 | +10.7% | 0.24% | +14.5% |
| NXJ | Buy | NUVEEN NJ DIV ADVANTAGE MUN | $655,000 | +14.5% | 48,490 | +8.6% | 0.24% | +8.3% |
| PEP | Buy | PEPSICO INC | $634,000 | +27.6% | 6,347 | +20.3% | 0.23% | +20.1% |
| BABS | Buy | SPDR SERIES TRUSTbrc bld amer bd | $596,000 | -0.2% | 10,003 | +0.7% | 0.21% | -6.2% |
| PG | Buy | PROCTER & GAMBLE CO | $520,000 | +25.9% | 6,548 | +14.1% | 0.19% | +18.5% |
| MSFT | Buy | MICROSOFT CORP | $462,000 | +42.2% | 8,327 | +13.3% | 0.16% | +34.1% |
| NMT | Buy | NUVEEN MASS PREM INCOME MUN | $449,000 | +8.7% | 32,703 | +6.9% | 0.16% | +2.5% |
| NRK | Buy | NUVEEN NY AMT FREE MUN INCOM | $414,000 | +840.9% | 31,535 | +801.0% | 0.15% | +770.6% |
| HYD | Buy | MARKET VECTORS ETF TRhg yld mun etf | $394,000 | +3.1% | 12,770 | +2.3% | 0.14% | -2.8% |
| HD | Buy | HOME DEPOT INC | $367,000 | +82.6% | 2,777 | +59.7% | 0.13% | +72.4% |
| UNP | Buy | UNION PAC CORP | $331,000 | -11.3% | 4,232 | +0.3% | 0.12% | -16.2% |
| KO | Buy | COCA COLA CO | $314,000 | +18.5% | 7,299 | +10.6% | 0.11% | +10.9% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $310,000 | +15.7% | 8,433 | +12.1% | 0.11% | +8.8% |
| BTT | Buy | BLACKROCK MUN TARGET TERM TR | $264,000 | +417.6% | 12,220 | +388.8% | 0.10% | +400.0% |
| CVX | Buy | CHEVRON CORP NEW | $250,000 | +32.3% | 2,783 | +16.4% | 0.09% | +25.0% |
| EWD | Buy | ISHARESmsci sweden etf | $195,000 | +156.6% | 6,690 | +156.3% | 0.07% | +141.4% |
| IFF | Buy | INTERNATIONAL FLAVORS&FRAGRA | $178,000 | +72.8% | 1,490 | +49.0% | 0.06% | +64.1% |
| INY | Buy | SPDR SERIES TRUSTnuvn br ny muni | $173,000 | +3.6% | 7,265 | +0.9% | 0.06% | -1.6% |
| VNQI | Buy | VANGUARD INTL EQUITY INDEX Fglb ex us etf | $168,000 | +9.8% | 3,295 | +9.8% | 0.06% | +3.4% |
| ESRX | Buy | EXPRESS SCRIPTS HLDG CO | $146,000 | +31.5% | 1,675 | +22.4% | 0.05% | +23.8% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $135,000 | +335.5% | 2,384 | +343.1% | 0.05% | +300.0% |
| JNK | Buy | SPDR SERIES TRUSTbrc hgh yld bd | $132,000 | +37.5% | 3,885 | +45.0% | 0.05% | +30.6% |
| KMB | Buy | KIMBERLY CLARK CORP | $115,000 | +38.6% | 900 | +17.6% | 0.04% | +28.1% |
| COST | Buy | COSTCO WHSL CORP NEW | $103,000 | +33.8% | 635 | +18.7% | 0.04% | +27.6% |
| MO | Buy | ALTRIA GROUP INC | $99,000 | +17.9% | 1,701 | +10.1% | 0.04% | +9.4% |
| ABT | Buy | ABBOTT LABS | $88,000 | +49.2% | 1,966 | +34.1% | 0.03% | +45.5% |
| AGG | Buy | ISHARES TRcore us aggbd et | $84,000 | +2700.0% | 775 | +3000.0% | 0.03% | +2900.0% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $82,000 | +17.1% | 743 | +13.8% | 0.03% | +7.4% |
| FMAT | Buy | FIDELITYmsci matls index | $82,000 | +54.7% | 3,383 | +44.1% | 0.03% | +45.0% |
| BAC | Buy | BANK AMER CORP | $75,000 | +29.3% | 4,485 | +21.2% | 0.03% | +22.7% |
| TSLA | Buy | TESLA MTRS INC | $72,000 | +38.5% | 300 | +42.9% | 0.03% | +30.0% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $71,000 | +688.9% | 394 | +688.0% | 0.02% | +733.3% |
| C | Buy | CITIGROUP INC | $67,000 | +19.6% | 1,304 | +14.7% | 0.02% | +14.3% |
| ABBV | Buy | ABBVIE INC | $58,000 | +31.8% | 986 | +21.6% | 0.02% | +23.5% |
| BPMC | New | BLUEPRINT MEDICINES CORP | $58,000 | – | 2,196 | +100.0% | 0.02% | – |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $54,000 | – | 632 | +100.0% | 0.02% | – |
| KMPH | New | KEMPHARM INC | $52,000 | – | 2,597 | +100.0% | 0.02% | – |
| KHC | Buy | KRAFT HEINZ CO | $44,000 | +51.7% | 607 | +49.1% | 0.02% | +45.5% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $41,000 | +105.0% | 505 | +90.6% | 0.02% | +87.5% |
| VTR | New | VENTAS INC | $33,000 | – | 578 | +100.0% | 0.01% | – |
| NEE | Buy | NEXTERA ENERGY INC | $34,000 | +70.0% | 325 | +62.5% | 0.01% | +50.0% |
| XLE | Buy | SELECT SECTOR SPDR TRsbi int-energy | $31,000 | +14.8% | 506 | +14.7% | 0.01% | +10.0% |
| LMT | Buy | LOCKHEED MARTIN CORP | $29,000 | +163.6% | 133 | +141.8% | 0.01% | +150.0% |
| GOOGL | New | ALPHABET INCcap stk cl a | $29,000 | – | 37 | +100.0% | 0.01% | – |
| MDT | New | MEDTRONIC PLC | $25,000 | – | 321 | +100.0% | 0.01% | – |
| BCSPRCCL | New | BARCLAYS BANK PLCads7.75%pfd s4 | $26,000 | – | 975 | +100.0% | 0.01% | – |
| CSCO | Buy | CISCO SYS INC | $22,000 | +2100.0% | 811 | +1927.5% | 0.01% | – |
| FREL | New | FIDELITYmsci rl est etf | $21,000 | – | 930 | +100.0% | 0.01% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDadr | $22,000 | – | 338 | +100.0% | 0.01% | – |
| VLO | New | VALERO ENERGY CORP NEW | $19,000 | – | 267 | +100.0% | 0.01% | – |
| EQIX | Buy | EQUINIX INC | $16,000 | +14.3% | 52 | +2.0% | 0.01% | +20.0% |
| AGIO | New | AGIOS PHARMACEUTICALS INC | $18,000 | – | 275 | +100.0% | 0.01% | – |
| HOG | New | HARLEY DAVIDSON INC | $16,000 | – | 360 | +100.0% | 0.01% | – |
| NVS | Buy | NOVARTIS A Gsponsored adr | $14,000 | +75.0% | 165 | +83.3% | 0.01% | +66.7% |
| GRC | New | GORMAN RUPP CO | $14,000 | – | 508 | +100.0% | 0.01% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $10,000 | – | 13 | +100.0% | 0.00% | – |
| DOW | New | DOW CHEM CO | $11,000 | – | 222 | +100.0% | 0.00% | – |
| AET | New | AETNA INC NEW | $11,000 | – | 100 | +100.0% | 0.00% | – |
| MSI | New | MOTOROLA SOLUTIONS INC | $9,000 | – | 126 | +100.0% | 0.00% | – |
| CORP | Buy | PIMCO ETF TRinv grd crp bd | $7,000 | +75.0% | 69 | +76.9% | 0.00% | +50.0% |
| GIS | New | GENERAL MLS INC | $7,000 | – | 115 | +100.0% | 0.00% | – |
| SU | New | SUNCOR ENERGY INC NEW | $8,000 | – | 319 | +100.0% | 0.00% | – |
| TWX | New | TIME WARNER INC | $8,000 | – | 119 | +100.0% | 0.00% | – |
| WBS | New | WEBSTER FINL CORP CONN | $7,000 | – | 200 | +100.0% | 0.00% | – |
| NGLS | New | TARGA RESOURCES PARTNERS LP | $2,000 | – | 116 | +100.0% | 0.00% | – |
| OLN | New | OLIN CORP | $4,000 | – | 238 | +100.0% | 0.00% | – |
| ODP | Buy | OFFICE DEPOT INC | $2,000 | +100.0% | 350 | +75.0% | 0.00% | – |
| OSG | New | OVERSEAS SHIPHOLDING GROUP I | $0 | – | 2 | +100.0% | 0.00% | – |
| AVXL | New | ANAVEX LIFE SCIENCES CORP | $1,000 | – | 250 | +100.0% | 0.00% | – |
| EW | Buy | EDWARDS LIFESCIENCES CORP | $0 | – | 4 | +100.0% | 0.00% | – |
| K | Buy | KELLOGG CO | $0 | – | 4 | +300.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-05
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 44 | Q3 2023 | 18.3% |
| SPDR S&P 500 ETF TR | 44 | Q3 2023 | 4.9% |
| ISHARES TR | 44 | Q3 2023 | 4.3% |
| NUVEEN NY DIVID ADVNTG MUN F | 44 | Q3 2023 | 7.2% |
| ISHARES TR | 44 | Q3 2023 | 2.2% |
| VANGUARD SCOTTSDALE FDS | 44 | Q3 2023 | 4.2% |
| ISHARES TR | 44 | Q3 2023 | 1.9% |
| SPDR DOW JONES INDL AVRG ETF | 44 | Q3 2023 | 2.8% |
| VANGUARD INTL EQUITY INDEX F | 44 | Q3 2023 | 1.8% |
| VANGUARD INTL EQUITY INDEX F | 44 | Q3 2023 | 1.4% |
View Tortoise Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST | January 07, 2021 | 330,552 | 1.8% |
| STONE RIDGE TRUST | December 11, 2020 | 571,715 | 10.5% |
| Tortoise Investment Management, LLCSold out | January 09, 2019 | 0 | 0.0% |
| MARKET VECTORS ETF TRUST | February 13, 2015 | 163,919 | 5.3% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND | February 13, 2015 | 470,295 | 5.1% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | February 13, 2015 | 807,057 | 12.4% |
| PowerShares Exchange-Traded Fund Trust II | February 13, 2015 | 105,996 | 5.4% |
| PIMCO ETF Trust | September 09, 2014 | 1,000 | 0.0% |
| SPDR SERIES TRUST | February 13, 2014 | 70,952 | 8.9% |
View Tortoise Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR/A | 2024-02-29 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-06 |
View Tortoise Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.