$364 Million is the total value of Tortoise Investment Management, LLC's 677 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 77.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HYG | Sell | ISHARESiboxx hi yd etf | $3,022,000 | -56.1% | 32,538 | -56.7% | 0.83% | -80.1% |
| SJNK | Sell | SPDR SER TRsht trm hgh yld | $2,824,000 | -53.9% | 91,510 | -54.4% | 0.78% | -79.0% |
| JNK | Sell | SPDR SERIES TRUSTbrc hgh yld bd | $2,324,000 | -53.9% | 57,284 | -54.7% | 0.64% | -79.0% |
| NYF | Sell | ISHARESny amtfre mu etf | $898,000 | -18.6% | 8,600 | -19.1% | 0.25% | -63.1% |
| BKLN | Sell | POWERSHARES ETF TRUST IIsenior ln port | $644,000 | -31.3% | 25,880 | -31.9% | 0.18% | -68.7% |
| IGSB | Sell | ISHARES1-3 yr cr bd etf | $312,000 | -25.9% | 2,950 | -26.2% | 0.09% | -66.1% |
| LQD | Sell | ISHARESiboxx inv cp etf | $294,000 | -58.2% | 2,574 | -58.5% | 0.08% | -80.9% |
| EMB | Sell | ISHARESjp mor em mk etf | $204,000 | -31.8% | 1,882 | -31.3% | 0.06% | -69.1% |
| AAPL | Sell | APPLE INCcall | $43,000 | -27.1% | 800 | -68.0% | 0.01% | -66.7% |
| MO | Sell | ALTRIA GROUP INC | $38,000 | 0.0% | 1,000 | -10.3% | 0.01% | -56.5% |
| EWJ | Sell | ISHARESmsci japan etf | $24,000 | -20.0% | 2,000 | -20.0% | 0.01% | -61.1% |
| PPL | Sell | PPL CORP | $18,000 | -10.0% | 596 | -8.0% | 0.01% | -58.3% |
| EEM | Sell | ISHAREScall | $20,000 | -48.7% | 17,900 | -28.4% | 0.01% | -79.2% |
| WFT | Sell | WEATHERFORD INTERNATIONAL LT | $16,000 | -65.2% | 1,000 | -66.7% | 0.00% | -85.7% |
| KMI | Sell | KINDER MORGAN INC DEL | $2,000 | -75.0% | 28 | -86.9% | 0.00% | -80.0% |
| WY | Sell | WEYERHAEUSER COcall | $1,000 | -66.7% | 2,000 | -51.2% | 0.00% | -100.0% |
| AMGN | Sell | AMGEN INCcall | $1,000 | -50.0% | 800 | -52.9% | 0.00% | -100.0% |
| WMT | Sell | WAL-MART STORES INCcall | $1,000 | -66.7% | 1,500 | -53.1% | 0.00% | -100.0% |
| EWC | Exit | ISHARESmsci cda etf | $0 | – | -80 | -100.0% | -0.00% | – |
| CX | Exit | CEMEX SAB DE CVspon adr new | $0 | – | -6 | -100.0% | -0.00% | – |
| LQD | Exit | ISHAREScall | $0 | – | -4,600 | -100.0% | -0.00% | – |
| EW | Exit | EDWARDS LIFESCIENCES CORP | $0 | – | -2 | -100.0% | -0.00% | – |
| LPRIQ | Exit | LONE PINE RES INC | $0 | – | -18 | -100.0% | -0.00% | – |
| MUSA | Exit | MURPHY USA INC | $0 | – | -7 | -100.0% | -0.00% | – |
| BK | Exit | BANK NEW YORK MELLON CORP | $0 | – | -60 | -100.0% | -0.00% | – |
| HII | Exit | HUNTINGTON INGALLS INDS INC | $0 | – | -2 | -100.0% | -0.00% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQT DIV T | $0 | – | -14 | -100.0% | -0.00% | – |
| AIG | Exit | AMERICAN INTL GROUP INC | $0 | – | -5 | -100.0% | -0.00% | – |
| MGI | Exit | MONEYGRAM INTL INC | $0 | – | -4 | -100.0% | -0.00% | – |
| JPM | Exit | JPMORGAN CHASE & COcall | $0 | – | -700 | -100.0% | -0.00% | – |
| AIGWS | Exit | AMERICAN INTL GROUP INC*w exp 01/19/202 | $0 | – | -2 | -100.0% | -0.00% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcall | $0 | – | -1,700 | -100.0% | -0.00% | – |
| UQM | Exit | UQM TECHNOLOGIES INC | $0 | – | -200 | -100.0% | -0.00% | – |
| VOD | Exit | VODAFONE GROUP PLC NEWspons adr new | $0 | – | -13 | -100.0% | -0.00% | – |
| GIGM | Exit | GIGAMEDIA LTDord | $0 | – | -200 | -100.0% | -0.00% | – |
| NBR | Exit | NABORS INDUSTRIES LTD | $0 | – | -28 | -100.0% | -0.00% | – |
| X | Exit | UNITED STATES STL CORP NEW | $0 | – | -7 | -100.0% | -0.00% | – |
| LVLT | Exit | LEVEL 3 COMMUNICATIONS INC | $0 | – | -4 | -100.0% | -0.00% | – |
| WAC | Exit | WALTER INVT MGMT CORP | $0 | – | -14 | -100.0% | -0.00% | – |
| XLU | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -1,400 | -100.0% | -0.00% | – |
| BP | Exit | BP PLCsponsored adr | $0 | – | -2 | -100.0% | -0.00% | – |
| GE | Exit | GENERAL ELECTRIC COcall | $0 | – | -1,700 | -100.0% | -0.00% | – |
| FSTO | Exit | FOREST OIL CORP | $0 | – | -31 | -100.0% | -0.00% | – |
| EWJ | Exit | ISHAREScall | $0 | – | -2,000 | -100.0% | -0.00% | – |
| DAL | Exit | DELTA AIR LINES INC DEL | $0 | – | -190 | -100.0% | -0.00% | – |
| CVG | Exit | CONVERGYS CORP | $0 | – | -150 | -100.0% | -0.00% | – |
| GME | Exit | GAMESTOP CORP NEWcl a | $0 | – | -75 | -100.0% | -0.00% | – |
| ACN | Exit | ACCENTURE PLC IRELAND | $0 | – | -35 | -100.0% | -0.00% | – |
| FB | Exit | FACEBOOK INCcall | $0 | – | -600 | -100.0% | -0.00% | – |
| Exit | ALCOA INCnote 5.250% 3/1 | $0 | – | -2,000 | -100.0% | -0.00% | – | |
| MA | Exit | MASTERCARD INCcl a | $0 | – | -6 | -100.0% | -0.00% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INC | $0 | – | -40 | -100.0% | -0.00% | – |
| LNKD | Exit | LINKEDIN CORP | $0 | – | -17 | -100.0% | -0.00% | – |
| Exit | ALLEGHENY TECHNOLOGIES INCnote 4.250% 6/0 | $0 | – | -3,000 | -100.0% | -0.00% | – | |
| SHW | Exit | SHERWIN WILLIAMS CO | $0 | – | -25 | -100.0% | -0.00% | – |
| SJM | Exit | SMUCKER J M CO | $0 | – | -50 | -100.0% | -0.00% | – |
| TWC | Exit | TIME WARNER CABLE INC | $0 | – | -58 | -100.0% | -0.00% | – |
| NBL | Exit | NOBLE ENERGY INC | $0 | – | -110 | -100.0% | -0.00% | – |
| RUK | Exit | REED ELSEVIER P L Cspons adr new | $0 | – | -123 | -100.0% | -0.00% | – |
| AMAT | Exit | APPLIED MATLS INC | $0 | – | -400 | -100.0% | -0.00% | – |
| VEA | Exit | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $0 | – | -163 | -100.0% | -0.00% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -246 | -100.0% | -0.01% | – |
| HSY | Exit | HERSHEY CO | $0 | – | -102 | -100.0% | -0.01% | – |
| Exit | HERTZ GLOBAL HOLDINGS INCnote 5.250% 6/0 | $0 | – | -3,000 | -100.0% | -0.01% | – | |
| PPG | Exit | PPG INDS INC | $0 | – | -55 | -100.0% | -0.01% | – |
| LYB | Exit | LYONDELLBASELL INDUSTRIES N | $0 | – | -125 | -100.0% | -0.01% | – |
| IEFA | Exit | ISHARES TRcall | $0 | – | -2,500 | -100.0% | -0.01% | – |
| MKC | Exit | MCCORMICK & CO INC | $0 | – | -150 | -100.0% | -0.01% | – |
| SCHH | Exit | SCHWAB STRATEGIC TRus reit etf | $0 | – | -510 | -100.0% | -0.01% | – |
| EBND | Exit | SPDR SERIES TRUSTbrcly em locl | $0 | – | -600 | -100.0% | -0.01% | – |
| DBU | Exit | WISDOMTREE TRglb ex us util | $0 | – | -1,000 | -100.0% | -0.01% | – |
| SCHZ | Exit | SCHWAB STRATEGIC TRus aggregate b | $0 | – | -410 | -100.0% | -0.01% | – |
| TUP | Exit | TUPPERWARE BRANDS CORP | $0 | – | -250 | -100.0% | -0.01% | – |
| PEG | Exit | PUBLIC SVC ENTERPRISE GROUP | $0 | – | -675 | -100.0% | -0.01% | – |
| PFE | Exit | PFIZER INC | $0 | – | -750 | -100.0% | -0.01% | – |
| EIDO | Exit | ISHARESmsci indonia etf | $0 | – | -1,000 | -100.0% | -0.01% | – |
| RBS | Exit | ROYAL BK SCOTLAND GROUP PLCspons adr 20 ord | $0 | – | -2,000 | -100.0% | -0.01% | – |
| MBB | Exit | ISHARESmbs etf | $0 | – | -275 | -100.0% | -0.02% | – |
| HYS | Exit | PIMCO ETF TR0-5 high yield | $0 | – | -300 | -100.0% | -0.02% | – |
| RSP | Exit | RYDEX ETF TRUSTgug s&p500 eq wt | $0 | – | -1,700 | -100.0% | -0.07% | – |
| CUT | Exit | CLAYMORE EXCHANGE TRD FD TRgugg timber etf | $0 | – | -10,650 | -100.0% | -0.16% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 44 | Q3 2023 | 18.3% |
| SPDR S&P 500 ETF TR | 44 | Q3 2023 | 4.9% |
| ISHARES TR | 44 | Q3 2023 | 4.3% |
| NUVEEN NY DIVID ADVNTG MUN F | 44 | Q3 2023 | 7.2% |
| ISHARES TR | 44 | Q3 2023 | 2.2% |
| VANGUARD SCOTTSDALE FDS | 44 | Q3 2023 | 4.2% |
| ISHARES TR | 44 | Q3 2023 | 1.9% |
| SPDR DOW JONES INDL AVRG ETF | 44 | Q3 2023 | 2.8% |
| VANGUARD INTL EQUITY INDEX F | 44 | Q3 2023 | 1.8% |
| VANGUARD INTL EQUITY INDEX F | 44 | Q3 2023 | 1.4% |
View Tortoise Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST | January 07, 2021 | 330,552 | 1.8% |
| STONE RIDGE TRUST | December 11, 2020 | 571,715 | 10.5% |
| Tortoise Investment Management, LLCSold out | January 09, 2019 | 0 | 0.0% |
| MARKET VECTORS ETF TRUST | February 13, 2015 | 163,919 | 5.3% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND | February 13, 2015 | 470,295 | 5.1% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | February 13, 2015 | 807,057 | 12.4% |
| PowerShares Exchange-Traded Fund Trust II | February 13, 2015 | 105,996 | 5.4% |
| PIMCO ETF Trust | September 09, 2014 | 1,000 | 0.0% |
| SPDR SERIES TRUST | February 13, 2014 | 70,952 | 8.9% |
View Tortoise Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR/A | 2024-02-29 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-06 |
View Tortoise Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.