$603 Million is the total value of Warberg Asset Management LLC's 238 reported holdings in Q2 2023. The portfolio turnover from Q1 2023 to Q2 2023 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | ALPHA STAR ACQUISITION CORP*w exp 12/13/202 | $0 | – | -80,000 | -100.0% | 0.00% | – | |
| AUUDW | Exit | AUDDIA INC*w exp 10/17/202 | $0 | – | -12,768 | -100.0% | 0.00% | – |
| Exit | CELULARITY INC*w exp 05/24/202 | $0 | – | -18,200 | -100.0% | 0.00% | – | |
| Exit | BONE BIOLOGICS CORP*w exp 10/13/202 | $0 | – | -38,690 | -100.0% | 0.00% | – | |
| Exit | SYSTEM1 INC*w exp 99/99/999 | $0 | – | -15,224 | -100.0% | -0.00% | – | |
| Exit | FORAFRIC GLOBAL PLCw exp 06/09/202 | $0 | – | -10,500 | -100.0% | -0.00% | – | |
| RNAZ | Exit | TRANSCODE THERAPEUTICS INC | $0 | – | -20,000 | -100.0% | -0.00% | – |
| Exit | APTOSE BIOSCIENCES INC | $0 | – | -11,500 | -100.0% | -0.00% | – | |
| Exit | ALPHA TAU MEDICAL LTD*w exp 03/07/202 | $0 | – | -22,900 | -100.0% | -0.00% | – | |
| Exit | INSPIRA TECHNOLOGIES OXY BHN*w exp 06/30/202 | $0 | – | -19,000 | -100.0% | -0.00% | – | |
| SYTA | Exit | SIYATA MOBILE INC | $0 | – | -44,825 | -100.0% | -0.00% | – |
| Exit | FINANCIAL STRATEGIES ACQUISI*w exp 03/31/202 | $0 | – | -93,000 | -100.0% | -0.00% | – | |
| NAVB | Exit | NAVIDEA BIOPHARMACEUTICALS I | $0 | – | -28,026 | -100.0% | -0.00% | – |
| KLRWS | Exit | KALEYRA INC*w exp 11/25/202 | $0 | – | -83,899 | -100.0% | -0.00% | – |
| Exit | PANBELA THERAPEUTICS INC | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | ENPHASE ENERGY INCnote 3/0 | $0 | – | -11,000 | -100.0% | -0.00% | – | |
| Exit | BONE BIOLOGICS CORP | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| VRPX | Exit | VIRPAX PHARMACEUTICALS INC | $0 | – | -17,012 | -100.0% | -0.00% | – |
| Exit | SIENTRA INC | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | SILVERGATE CAP CORPput | $0 | – | -11,500 | -100.0% | -0.00% | – | |
| Exit | ICZOOM GROUP INC. | $0 | – | -11,000 | -100.0% | -0.00% | – | |
| LABP | Exit | LANDOS BIOPHARMA INC | $0 | – | -73,504 | -100.0% | -0.00% | – |
| FRBK | Exit | REPUBLIC FIRST BANCORP INC | $0 | – | -15,000 | -100.0% | -0.00% | – |
| VIRI | Exit | VIRIOS THERAPEUTICS INC | $0 | – | -74,750 | -100.0% | -0.01% | – |
| Exit | LUCY SCIENTIFIC DISCOVERY IN | $0 | – | -27,300 | -100.0% | -0.01% | – | |
| Exit | APPTECH PMTS CORP*w exp 12/17/202 | $0 | – | -101,428 | -100.0% | -0.01% | – | |
| Exit | NUSCALE PWR CORPw exp 05/02/202 | $0 | – | -22,257 | -100.0% | -0.01% | – | |
| OPHC | Exit | OPTIMUMBANK HLDGS INC | $0 | – | -11,796 | -100.0% | -0.01% | – |
| Exit | SURGEPAYS INCcall | $0 | – | -10,000 | -100.0% | -0.01% | – | |
| TDWWSA | Exit | TIDEWATER INC NEW*w exp 07/31/202 | $0 | – | -37,100 | -100.0% | -0.01% | – |
| BOIL | Exit | PROSHARES TR IIultra bloomberg | $0 | – | -13,500 | -100.0% | -0.01% | – |
| Exit | SAB BIOTHERAPEUTICS INC | $0 | – | -177,659 | -100.0% | -0.02% | – | |
| Exit | TIVIC HEALTH SYSTEMS INC | $0 | – | -541,618 | -100.0% | -0.02% | – | |
| KVSA | Exit | KHOSLA VENTURES ACQUISITIONcl a | $0 | – | -10,000 | -100.0% | -0.02% | – |
| Exit | BEAMR IMAGING LTD | $0 | – | -53,713 | -100.0% | -0.02% | – | |
| Exit | BROAD CAPITAL ACQUISITION CO | $0 | – | -10,308 | -100.0% | -0.02% | – | |
| Exit | BANYAN ACQUISITION CORPORATI | $0 | – | -11,715 | -100.0% | -0.02% | – | |
| Exit | ATLANTIC COASTAL AQSTN CORP | $0 | – | -11,656 | -100.0% | -0.02% | – | |
| Exit | AVALON ACQUISITION INC | $0 | – | -12,874 | -100.0% | -0.03% | – | |
| Exit | PROOF ACQUISITION CORP I | $0 | – | -12,671 | -100.0% | -0.03% | – | |
| Exit | FIRST REP BK SAN FRANCISCO Ccall | $0 | – | -10,000 | -100.0% | -0.03% | – | |
| Exit | PONO CAP TWO INC | $0 | – | -15,750 | -100.0% | -0.03% | – | |
| Exit | NORDSTROM INCcall | $0 | – | -10,000 | -100.0% | -0.03% | – | |
| Exit | AMPRIUS TECHNOLOGIES INCcall | $0 | – | -20,000 | -100.0% | -0.03% | – | |
| Exit | DENALI CAPITAL ACQUISITN CORclass a ord | $0 | – | -17,500 | -100.0% | -0.04% | – | |
| Exit | FINTECH ECOSYSTEM DEVE | $0 | – | -18,401 | -100.0% | -0.04% | – | |
| Exit | JAWS HURRICANE ACQUISITN COR | $0 | – | -19,821 | -100.0% | -0.04% | – | |
| FLRN | Exit | SPDR SER TRbloomberg invt | $0 | – | -6,775 | -100.0% | -0.04% | – |
| Exit | CIIG CAPITAL PARTNERS II INC | $0 | – | -20,000 | -100.0% | -0.04% | – | |
| MLAC | Exit | MALACCA STRAITS ACQUISITION | $0 | – | -20,862 | -100.0% | -0.04% | – |
| Exit | HCM ACQUISITION CO | $0 | – | -22,000 | -100.0% | -0.04% | – | |
| Exit | SPREE ACQUISITION CORP 1 LTD | $0 | – | -23,494 | -100.0% | -0.05% | – | |
| PGRW | Exit | PROGRESS ACQUISITION CORP | $0 | – | -23,570 | -100.0% | -0.05% | – |
| XLF | Exit | SELECT SECTOR SPDR TRfinancial | $0 | – | -8,000 | -100.0% | -0.05% | – |
| Exit | PONO CAP THREE INCunit 01/11/2028 | $0 | – | -25,300 | -100.0% | -0.05% | – | |
| Exit | SCHWAB CHARLES CORPcall | $0 | – | -5,000 | -100.0% | -0.05% | – | |
| Exit | FEUTUNE LIGHT ACQUISITION CO | $0 | – | -25,900 | -100.0% | -0.05% | – | |
| Exit | BLOCKCHAIN MOON ACQUISITN CO | $0 | – | -27,379 | -100.0% | -0.06% | – | |
| Exit | MICROSTRATEGY INCput | $0 | – | -1,000 | -100.0% | -0.06% | – | |
| Exit | FINANCIAL STRATEGIES ACQUISI | $0 | – | -29,000 | -100.0% | -0.06% | – | |
| Exit | ALAMOS GOLD INC NEWcall | $0 | – | -25,000 | -100.0% | -0.06% | – | |
| Exit | CASSAVA SCIENCES INCput | $0 | – | -14,000 | -100.0% | -0.07% | – | |
| Exit | EF HUTTON ACQUISITION CORP I | $0 | – | -34,410 | -100.0% | -0.07% | – | |
| Exit | VALUENCE MERGER CORP I | $0 | – | -35,041 | -100.0% | -0.07% | – | |
| Exit | GENERAC HLDGS INCcall | $0 | – | -4,000 | -100.0% | -0.08% | – | |
| GSY | Exit | INVESCO ACTIVELY MANAGED ETFultra shrt dur | $0 | – | -9,163 | -100.0% | -0.09% | – |
| Exit | ACTIVISION BLIZZARD INCcall | $0 | – | -6,200 | -100.0% | -0.10% | – | |
| FLOT | Exit | ISHARES TRfltg rate nt etf | $0 | – | -10,581 | -100.0% | -0.10% | – |
| Exit | MONTEREY BIO ACQUISITION COR | $0 | – | -49,894 | -100.0% | -0.10% | – | |
| MAQC | Exit | MAQUIA CAPITAL ACQUISITION C | $0 | – | -56,407 | -100.0% | -0.12% | – |
| Exit | SELECT SECTOR SPDR TRput | $0 | – | -20,000 | -100.0% | -0.13% | – | |
| Exit | OAK WOODS ACQUISITION CORPunit 03/23/2028 | $0 | – | -65,000 | -100.0% | -0.13% | – | |
| PXSAP | Exit | PYXIS TANKERS INC7.75% cnv pfd a | $0 | – | -28,627 | -100.0% | -0.14% | – |
| Exit | FIRST REP BK SAN FRANCISCO Cput | $0 | – | -65,700 | -100.0% | -0.18% | – | |
| APTVPRA | Exit | APTIV PLC5.5% cnv pfd a | $0 | – | -9,127 | -100.0% | -0.22% | – |
| Exit | TESLA INCnote 2.000% 5/1 | $0 | – | -144,000 | -100.0% | -0.28% | – | |
| Exit | INSIGHT ENTERPRISES INCnote 0.750% 2/1 | $0 | – | -727,000 | -100.0% | -0.30% | – | |
| ICSH | Exit | ISHARES TRblackrock ultra | $0 | – | -30,744 | -100.0% | -0.30% | – |
| Exit | RHnote 6/1 | $0 | – | -1,575,000 | -100.0% | -0.39% | – | |
| Exit | TESLA INCput | $0 | – | -10,000 | -100.0% | -0.41% | – | |
| Exit | HARMONIC INCdbcv 2.000% 9/0 | $0 | – | -1,375,000 | -100.0% | -0.47% | – | |
| Exit | CLOROX CO DELput | $0 | – | -20,000 | -100.0% | -0.62% | – | |
| Exit | COLLIERS INTL GROUP INCnote 4.000% 6/0 | $0 | – | -1,950,000 | -100.0% | -0.72% | – | |
| Exit | SPDR GOLD TRput | $0 | – | -20,000 | -100.0% | -0.72% | – | |
| Exit | PEABODY ENGR CORPnote 3.250% 3/0 | $0 | – | -2,500,000 | -100.0% | -0.75% | – | |
| Exit | SILICON LABORATORIES INCnote 0.625% 6/1 | $0 | – | -2,749,000 | -100.0% | -0.81% | – | |
| Exit | PLUG PWR INCnote 3.750% 6/0 | $0 | – | -2,535,000 | -100.0% | -1.18% | – | |
| Exit | ENVISTA HOLDINGS CORPORATIONnote 2.375% 6/0 | $0 | – | -3,209,000 | -100.0% | -1.27% | – | |
| Exit | MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $0 | – | -3,179,000 | -100.0% | -2.36% | – | |
| Exit | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $0 | – | -6,339,000 | -100.0% | -2.80% | – | |
| Exit | DICKS SPORTING GOODS INCnote 3.250% 4/1 | $0 | – | -8,062,000 | -100.0% | -7.09% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-08-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| NICE SYS INC | 12 | Q3 2023 | 2.9% |
| NEW ENGLAND RLTY ASSOC LTD P | 12 | Q3 2023 | 0.3% |
| PYXIS TANKERS INC | 12 | Q3 2023 | 0.1% |
| KBR INC | 11 | Q3 2023 | 7.5% |
| RH | 11 | Q3 2023 | 2.3% |
| ETSY INC | 11 | Q3 2023 | 1.9% |
| AKAMAI TECHNOLOGIES INC | 11 | Q3 2023 | 0.8% |
| INTL GNRL INSURANCE HLDNGS L | 11 | Q2 2023 | 0.2% |
| OPTIMUMBANK HLDGS INC | 11 | Q3 2023 | 0.1% |
| ON SEMICONDUCTOR CORP | 10 | Q3 2023 | 10.2% |
View Warberg Asset Management LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Rosehill Resources Inc. | February 14, 2019 | 405,310 | 2.9% |
| HC2 Holdings, Inc.Sold out | January 05, 2015 | 0 | 0.0% |
| PTGi HOLDING, INC. | February 14, 2014 | 192,495,686 | 12.0% |
View Warberg Asset Management LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-06 |
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-07 |
| 13F-HR | 2022-08-11 |
| 13F-HR/A | 2022-05-13 |
| 13F-HR | 2022-05-13 |
View Warberg Asset Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.