$1.02 Billion is the total value of Penserra Capital Management LLC's 1088 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 27.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SAIC | Sell | SCIENCE APPLICATNS INTL CP N | $32,949,000 | -10.4% | 617,728 | -23.1% | 3.22% | -8.0% |
| CYBR | Sell | CYBERARK SOFTWARE LTD | $31,464,000 | -25.7% | 738,093 | -21.3% | 3.07% | -23.7% |
| BLOX | Sell | INFOBLOX INC | $31,074,000 | -18.1% | 1,817,196 | -11.9% | 3.03% | -15.9% |
| CUDA | Sell | BARRACUDA NETWORKS INC | $30,761,000 | -24.8% | 1,997,508 | -8.8% | 3.00% | -22.9% |
| FTNT | Sell | FORTINET INC | $30,484,000 | -20.8% | 995,252 | -19.4% | 2.98% | -18.7% |
| CHKP | Sell | CHECK POINT SOFTWARE TECH LTord | $30,319,000 | -17.3% | 346,641 | -23.1% | 2.96% | -15.1% |
| PANW | Sell | PALO ALTO NETWORKS INC | $29,348,000 | -18.3% | 179,895 | -11.8% | 2.86% | -16.1% |
| CSCO | Sell | CISCO SYS INC | $29,053,000 | -25.9% | 1,020,511 | -29.3% | 2.84% | -23.9% |
| SPLK | Sell | SPLUNK INC | $28,997,000 | -30.6% | 592,631 | -16.6% | 2.83% | -28.8% |
| PFPT | Sell | PROOFPOINT INC | $28,977,000 | -22.3% | 538,811 | -6.0% | 2.83% | -20.2% |
| AVGTF | Sell | AVG TECHNOLOGIES N V | $28,772,000 | -28.4% | 1,386,643 | -30.9% | 2.81% | -26.6% |
| SYMC | Sell | SYMANTEC CORP | $28,369,000 | -29.6% | 1,543,479 | -19.6% | 2.77% | -27.8% |
| FEYE | Sell | FIREEYE INC | $27,955,000 | -24.8% | 1,553,951 | -13.3% | 2.73% | -22.8% |
| JNPR | Sell | JUNIPER NETWORKS INC | $27,673,000 | -24.0% | 1,084,860 | -17.8% | 2.70% | -22.0% |
| VDSI | Sell | VASCO DATA SEC INTL INC | $23,761,000 | -37.2% | 1,542,966 | -31.7% | 2.32% | -35.5% |
| RPD | Sell | RAPID7 INC | $20,848,000 | -41.0% | 1,595,128 | -31.6% | 2.04% | -39.4% |
| RDWR | Sell | RADWARE LTDord | $20,198,000 | -47.4% | 1,707,436 | -31.8% | 1.97% | -46.1% |
| MANT | Sell | MANTECH INTL CORPcl a | $13,964,000 | -2.4% | 436,540 | -7.7% | 1.36% | +0.2% |
| BAH | Sell | BOOZ ALLEN HAMILTON HLDG CORcl a | $13,912,000 | -10.6% | 459,451 | -9.0% | 1.36% | -8.3% |
| FFIV | Sell | F5 NETWORKS INC | $13,857,000 | -5.4% | 130,922 | -13.3% | 1.35% | -2.9% |
| VRSN | Sell | VERISIGN INC | $13,179,000 | -8.7% | 148,850 | -9.9% | 1.29% | -6.3% |
| IL | Sell | INTRALINKS HLDGS INC | $10,966,000 | -27.4% | 1,391,645 | -16.4% | 1.07% | -25.5% |
| KEYW | Sell | KEYW HLDG CORP | $10,390,000 | -21.3% | 1,564,805 | -28.7% | 1.01% | -19.3% |
| ZIXI | Sell | ZIX CORP | $8,633,000 | -38.1% | 2,196,847 | -19.9% | 0.84% | -36.4% |
| FB | Sell | FACEBOOK INCcl a | $1,553,000 | -31.3% | 13,619 | -37.0% | 0.15% | -29.3% |
| NTES | Sell | NETEASE INCsponsored adr | $1,521,000 | -46.0% | 10,599 | -31.7% | 0.15% | -44.8% |
| SWHC | Sell | SMITH & WESSON HLDG CORP | $1,333,000 | -37.4% | 50,120 | -48.3% | 0.13% | -35.6% |
| AMN | Sell | AMN HEALTHCARE SERVICES INC | $1,314,000 | +2.7% | 39,122 | -5.0% | 0.13% | +4.9% |
| ULTA | Sell | ULTA SALON COSMETCS & FRAG I | $1,269,000 | -31.1% | 6,551 | -34.2% | 0.12% | -29.1% |
| TAL | Sell | TAL ED GROUP ADS REPSTG | $1,207,000 | -42.9% | 24,307 | -46.5% | 0.12% | -41.3% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $1,174,000 | -44.3% | 14,862 | -42.7% | 0.12% | -42.5% |
| AYI | Sell | ACUITY BRANDS INC | $888,000 | -58.9% | 4,076 | -55.9% | 0.09% | -57.6% |
| GOOGL | Sell | ALPHABET INCfortress investment group ll cl a | $837,000 | -36.7% | 1,098 | -35.4% | 0.08% | -34.9% |
| EEFT | Sell | EURONET WORLDWIDE INC | $651,000 | -54.5% | 8,797 | -55.5% | 0.06% | -52.9% |
| EW | Sell | EDWARDS LIFESCIENCES CORP | $483,000 | -25.7% | 5,491 | -33.3% | 0.05% | -24.2% |
| PSA | Sell | PUBLIC STORAGE | $432,000 | -76.5% | 1,569 | -78.9% | 0.04% | -76.0% |
| STZ | Sell | CONSTELLATION BRANDS INCcl a | $418,000 | -77.3% | 2,771 | -78.6% | 0.04% | -76.6% |
| NCR | Sell | NCR CORP | $225,000 | +14.2% | 7,524 | -6.4% | 0.02% | +15.8% |
| AOS | Sell | SMITH A O | $219,000 | -88.2% | 2,881 | -88.1% | 0.02% | -88.1% |
| MTSI | Sell | MA COM TECHNOLOGY SOLUTIONS | $217,000 | -65.7% | 4,978 | -67.8% | 0.02% | -65.0% |
| HAWK | Sell | BLACKHAWK NETWORK HLDGS INC | $178,000 | -91.0% | 5,214 | -88.3% | 0.02% | -90.9% |
| PAY | Sell | VERIFONE SYS INC | $171,000 | -10.0% | 6,057 | -10.5% | 0.02% | -5.6% |
| GDOT | Sell | GREEN DOT CORPcl a | $156,000 | +31.1% | 6,821 | -5.6% | 0.02% | +36.4% |
| SBUX | Sell | STARBUCKS CORP | $120,000 | -83.3% | 2,024 | -83.1% | 0.01% | -82.4% |
| NLY | Sell | ANNALY CAP MGMT INC | $101,000 | -9.0% | 9,885 | -16.7% | 0.01% | -9.1% |
| FDS | Sell | FACTSET RESH SYS INC | $78,000 | -25.7% | 517 | -19.5% | 0.01% | -20.0% |
| NLSN | Sell | NIELSEN HLDGS PLC | $77,000 | -28.7% | 1,479 | -36.2% | 0.01% | -20.0% |
| ETP | Sell | ENERGY TRANSFER PRTNRS L Punit ltd partn | $69,000 | -97.0% | 2,151 | -96.8% | 0.01% | -96.8% |
| AGNC | Sell | * AMERICAN CAPITAL AGENCY CORP | $69,000 | -9.2% | 3,708 | -15.9% | 0.01% | 0.0% |
| KKR | Sell | KKR & CO | $70,000 | -13.6% | 4,777 | -8.3% | 0.01% | -12.5% |
| WPC | Sell | W P CAREY INC | $65,000 | -9.7% | 1,058 | -12.9% | 0.01% | -14.3% |
| PLAY | Sell | DAVE & BUSTERS ENTMT INC | $61,000 | -97.3% | 1,580 | -97.0% | 0.01% | -97.2% |
| ORCL | Sell | ORACLE CORP | $59,000 | -39.2% | 1,475 | -44.3% | 0.01% | -33.3% |
| EFX | Sell | EQUIFAX INC | $58,000 | -91.1% | 514 | -91.3% | 0.01% | -90.3% |
| STWD | Sell | STARWOOD PPTY TR INC | $47,000 | -19.0% | 2,522 | -11.1% | 0.01% | -16.7% |
| ARCC | Sell | ARES CAP CORP | $49,000 | -12.5% | 3,346 | -14.4% | 0.01% | 0.0% |
| ONE | Sell | HIGHER ONE HLDGS INC | $47,000 | -7.8% | 12,234 | -21.6% | 0.01% | 0.0% |
| SRC | Sell | SPIRIT RLTY CAP INC | $52,000 | -1.9% | 4,701 | -11.2% | 0.01% | 0.0% |
| LPT | Sell | LIBERTY PPTY TRsh ben int | $52,000 | -5.5% | 1,557 | -11.5% | 0.01% | 0.0% |
| RHT | Sell | RED HAT INC | $45,000 | -87.2% | 610 | -85.6% | 0.00% | -87.9% |
| PAA | Sell | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $38,000 | -96.1% | 1,845 | -95.6% | 0.00% | -95.7% |
| OKS | Sell | ONEOK PARTNERS LPunit ltd partn | $40,000 | -97.2% | 1,297 | -97.3% | 0.00% | -97.1% |
| BPL | Sell | BUCKEYE PARTNERS L Punit ltd partn | $42,000 | -97.5% | 631 | -97.5% | 0.00% | -97.5% |
| DNB | Sell | DUN & BRADSTREET CORP DEL | $32,000 | -61.9% | 319 | -60.6% | 0.00% | -62.5% |
| MKTO | Sell | MARKETO INC | $27,000 | -68.2% | 1,418 | -52.2% | 0.00% | -62.5% |
| CIM | Sell | CHIMERA INVT CORP | $27,000 | -20.6% | 2,002 | -19.5% | 0.00% | 0.0% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $27,000 | -66.2% | 180 | -69.0% | 0.00% | -62.5% |
| QLIK | Sell | QLIK TECHNOLOGIES INC | $27,000 | -66.7% | 965 | -62.5% | 0.00% | -62.5% |
| TRI | Sell | THOMSON REUTERS CORP | $27,000 | -62.5% | 676 | -64.7% | 0.00% | -57.1% |
| MFA | Sell | MFA FINL INC | $28,000 | -12.5% | 4,187 | -13.8% | 0.00% | 0.0% |
| PSEC | Sell | PROSPECT CAPITAL CORPORATION | $26,000 | -13.3% | 3,617 | -14.7% | 0.00% | 0.0% |
| NICE | Sell | NICE SYS LTDsponsored adr | $27,000 | -65.8% | 425 | -69.0% | 0.00% | -62.5% |
| TWO | Sell | TWO HBRS INVT CORP | $30,000 | -16.7% | 3,857 | -12.8% | 0.00% | 0.0% |
| FICO | Sell | FAIR ISAAC CORP | $27,000 | -67.1% | 256 | -70.6% | 0.00% | -62.5% |
| BXMT | Sell | BLACKSTONE MTG TR INC | $27,000 | -6.9% | 1,017 | -6.6% | 0.00% | 0.0% |
| ACXM | Sell | ACXIOM CORP | $26,000 | -65.8% | 1,222 | -66.3% | 0.00% | -57.1% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $28,000 | -15.2% | 2,451 | -9.9% | 0.00% | 0.0% |
| OKE | Sell | ONEOK INC | $30,000 | -37.5% | 1,008 | -48.3% | 0.00% | -40.0% |
| DATA | Sell | TABLEAU SOFTWARE INCcl a | $32,000 | -61.4% | 710 | -19.9% | 0.00% | -62.5% |
| ET | Sell | ENERGY TRANSFER EQUITY L P | $26,000 | -96.7% | 3,674 | -93.5% | 0.00% | -95.9% |
| MSTR | Sell | MICROSTRATEGY INCcl a new | $26,000 | -67.9% | 150 | -66.6% | 0.00% | -62.5% |
| CLNY | Sell | COLONY CAP INCcl a | $20,000 | -23.1% | 1,197 | -11.3% | 0.00% | 0.0% |
| SXL | Sell | SUNOCO LOGISTICS PRTNRS L P | $23,000 | -98.0% | 934 | -97.9% | 0.00% | -98.1% |
| ACG | Sell | ALLIANCEBERNSTEIN INCOME FUN | $19,000 | -13.6% | 2,453 | -14.7% | 0.00% | 0.0% |
| WES | Sell | WESTERN GAS PARTNERS LPunit lp in | $17,000 | -98.7% | 401 | -98.6% | 0.00% | -98.4% |
| PCI | Sell | PIMCO DYNAMIC CR INCOME FD | $25,000 | -16.7% | 1,467 | -11.1% | 0.00% | -33.3% |
| EVV | Sell | EATON VANCE LTD | $16,000 | -5.9% | 1,260 | -7.8% | 0.00% | 0.0% |
| LXP | Sell | LEXINGTON REALTY TRUST | $19,000 | -9.5% | 2,246 | -13.0% | 0.00% | 0.0% |
| FSK | Sell | FS INVT CORP | $23,000 | -8.0% | 2,513 | -10.2% | 0.00% | 0.0% |
| WRE | Sell | WASHINGTON REAL ESTATE INVTsh ben int | $21,000 | 0.0% | 724 | -6.9% | 0.00% | 0.0% |
| OPWR | Sell | OPOWER INC | $24,000 | -64.7% | 3,527 | -45.6% | 0.00% | -66.7% |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS | $18,000 | -5.3% | 1,087 | -7.9% | 0.00% | 0.0% |
| NEWR | Sell | NEW RELIC INC | $25,000 | -68.8% | 966 | -55.9% | 0.00% | -75.0% |
| TDC | Sell | TERADATA CORP DEL | $25,000 | -68.8% | 959 | -68.3% | 0.00% | -75.0% |
| WPZ | Sell | WILLIAMS PARTNERS L P | $24,000 | -97.9% | 1,174 | -97.1% | 0.00% | -98.1% |
| HDP | Sell | HORTONWORKS INC | $25,000 | -70.6% | 2,258 | -41.7% | 0.00% | -75.0% |
| IVR | Sell | INVESCO MORTGAGE CAPITAL INC | $16,000 | -15.8% | 1,322 | -12.6% | 0.00% | 0.0% |
| EEP | Sell | ENBRIDGE ENERGY PARTNERS L P | $25,000 | -98.0% | 1,415 | -97.3% | 0.00% | -98.3% |
| WDR | Sell | WADDELL & REED FINL INCcl a | $20,000 | -28.6% | 868 | -10.5% | 0.00% | -33.3% |
| HUBS | Sell | HUBSPOT INC | $24,000 | -69.6% | 561 | -60.0% | 0.00% | -75.0% |
| AB | Sell | ALLIANCEBERNSTEIN HOLDING LPunit ltd partn | $22,000 | -18.5% | 960 | -14.4% | 0.00% | -33.3% |
| ADT | Sell | THE ADT CORPORATION | $6,000 | 0.0% | 153 | -15.9% | 0.00% | 0.0% |
| FAX | Sell | ABERDEEN ASIA PACIFIC INCOM | $14,000 | 0.0% | 2,832 | -7.3% | 0.00% | 0.0% |
| AET | Sell | AETNA INC | $6,000 | -25.0% | 57 | -18.6% | 0.00% | 0.0% |
| AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $10,000 | -9.1% | 924 | -7.0% | 0.00% | 0.0% |
| MDRX | Sell | ALLSCRIPTS HEALTHCARE SOLUTN | $6,000 | -25.0% | 475 | -5.4% | 0.00% | 0.0% |
| MTGE | Sell | AMERICAN CAP MTG INVT CORP | $7,000 | -22.2% | 532 | -15.2% | 0.00% | 0.0% |
| ANTM | Sell | ANTHEM INC | $6,000 | -14.3% | 47 | -2.1% | 0.00% | 0.0% |
| AINV | Sell | APOLLO INVT CORP | $13,000 | -7.1% | 2,484 | -9.5% | 0.00% | 0.0% |
| ARI | Sell | APOLLO COML REAL EST FIN INC | $10,000 | -28.6% | 659 | -16.5% | 0.00% | 0.0% |
| ATR | Sell | APTARGROUP INC | $6,000 | -14.3% | 83 | -13.5% | 0.00% | 0.0% |
| WTR | Sell | AQUA AMERICA INC | $6,000 | -14.3% | 199 | -15.0% | 0.00% | 0.0% |
| ARR | Sell | ARMOUR RESIDENTIAL REIT INC | $9,000 | -18.2% | 426 | -17.8% | 0.00% | 0.0% |
| AZO | Sell | AUTOZONE INC | $7,000 | 0.0% | 9 | -10.0% | 0.00% | 0.0% |
| AVB | Sell | AVALONBAY CMNTYS INC | $6,000 | -25.0% | 35 | -16.7% | 0.00% | 0.0% |
| BMI | Sell | BADGER METER INC | $6,000 | -14.3% | 91 | -18.8% | 0.00% | 0.0% |
| BOH | Sell | BANK HAWAII CORP | $6,000 | -14.3% | 91 | -15.7% | 0.00% | 0.0% |
| TECH | Sell | BIO TECHNE CORP | $6,000 | 0.0% | 67 | -1.5% | 0.00% | 0.0% |
| BBN | Sell | BLACKROCK TAX MUNICPAL BD TR | $14,000 | 0.0% | 609 | -7.3% | 0.00% | 0.0% |
| BHK | Sell | BLACKROCK CORE BD TR | $7,000 | -12.5% | 574 | -7.6% | 0.00% | 0.0% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $14,000 | -6.7% | 1,138 | -8.2% | 0.00% | 0.0% |
| BKCC | Sell | BLACKROCK CAPITAL INVESTMENT | $7,000 | -12.5% | 766 | -10.7% | 0.00% | 0.0% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $13,000 | -7.1% | 1,350 | -8.2% | 0.00% | 0.0% |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $6,000 | -14.3% | 2,002 | -7.1% | 0.00% | 0.0% |
| BGB | Sell | BLACKSTONE GSO STRATEGIC CR | $6,000 | -25.0% | 474 | -17.0% | 0.00% | 0.0% |
| BIT | Sell | BLACKROCK MULTI-SECTOR INC | $6,000 | -14.3% | 409 | -7.5% | 0.00% | 0.0% |
| BRO | Sell | BROWN & BROWN INC | $6,000 | 0.0% | 185 | -4.6% | 0.00% | 0.0% |
| CI | Sell | CIGNA CORPORATION | $6,000 | -25.0% | 44 | -24.1% | 0.00% | 0.0% |
| CME | Sell | CME GROUP INC | $6,000 | -14.3% | 66 | -10.8% | 0.00% | 0.0% |
| CVS | Sell | CVS HEALTH CORP | $6,000 | -14.3% | 64 | -5.9% | 0.00% | 0.0% |
| CYS | Sell | CYS INVTS INC | $13,000 | -7.1% | 1,641 | -13.9% | 0.00% | 0.0% |
| CHY | Sell | CALAMOS CONV & HIGH INCOME F | $7,000 | -22.2% | 768 | -12.1% | 0.00% | 0.0% |
| CFFN | Sell | CAPITOL FED FINL INC | $6,000 | 0.0% | 480 | -5.5% | 0.00% | 0.0% |
| CMO | Sell | CAPSTEAD MTG CORP | $9,000 | -10.0% | 996 | -13.2% | 0.00% | 0.0% |
| CSL | Sell | CARLISLE COS INC | $6,000 | 0.0% | 66 | -2.9% | 0.00% | 0.0% |
| CG | Sell | CARLYLE GROUP L P | $14,000 | 0.0% | 855 | -6.0% | 0.00% | 0.0% |
| CHTR | Sell | CHARTER COMMUNICATIONS INCd cl a new | $6,000 | -14.3% | 33 | -8.3% | 0.00% | 0.0% |
| CHD | Sell | CHURCH & DWIGHT INC | $6,000 | -14.3% | 68 | -15.0% | 0.00% | 0.0% |
| CINF | Sell | CINCINNATI FINL CORP | $6,000 | -14.3% | 97 | -21.8% | 0.00% | 0.0% |
| CTSH | Sell | COGNIZANT TECHNOLOGY SOLUTIOcl a | $6,000 | -14.3% | 109 | -4.4% | 0.00% | 0.0% |
| CNS | Sell | COHEN & STEERS INC | $7,000 | 0.0% | 204 | -8.5% | 0.00% | 0.0% |
| LDP | Sell | COHEN & STEERS LTD DUR PFD I | $7,000 | -12.5% | 308 | -8.3% | 0.00% | 0.0% |
| CBSH | Sell | COMMERCE BANCSHARES INC | $6,000 | -14.3% | 136 | -12.3% | 0.00% | 0.0% |
| ED | Sell | CONSOLIDATED EDISON INC | $6,000 | 0.0% | 86 | -12.2% | 0.00% | 0.0% |
| CPRT | Sell | COPART INC | $6,000 | 0.0% | 156 | -7.1% | 0.00% | 0.0% |
| COST | Sell | COSTCO WHSL CORP | $6,000 | -14.3% | 43 | -2.3% | 0.00% | 0.0% |
| CCI | Sell | CROWN CASTLE INTL CORP | $6,000 | -96.4% | 73 | -96.2% | 0.00% | -93.8% |
| DCP | Sell | DCP MIDSTREAM PARTNERS LP | $11,000 | -99.1% | 433 | -99.1% | 0.00% | -99.1% |
| DHI | Sell | D R HORTON INC | $6,000 | -25.0% | 221 | -8.7% | 0.00% | 0.0% |
| DIS | Sell | DISNEY WALT CO | $6,000 | -14.3% | 63 | -1.6% | 0.00% | 0.0% |
| ETFC | Sell | E TRADE FINANCIAL CORP | $6,000 | -25.0% | 246 | -10.2% | 0.00% | 0.0% |
| ECL | Sell | ECOLAB INC | $6,000 | -14.3% | 59 | -1.7% | 0.00% | 0.0% |
| EME | Sell | EMCOR GROUP INC | $6,000 | -14.3% | 130 | -11.0% | 0.00% | 0.0% |
| ERII | Sell | ENERGY RECOVERY INC | $7,000 | -30.0% | 727 | -46.9% | 0.00% | 0.0% |
| ENLK | Sell | ENLINK MIDSTREAM PARTNERS LP | $6,000 | -99.5% | 537 | -99.2% | 0.00% | -99.1% |
| ESS | Sell | ESSEX PPTY TR INC | $6,000 | -14.3% | 27 | -10.0% | 0.00% | 0.0% |
| ES | Sell | EVERSOURCE ENERGY | $6,000 | 0.0% | 111 | -9.0% | 0.00% | 0.0% |
| FRT | Sell | FEDERAL REALTY INVT TRsh ben int new | $6,000 | 0.0% | 42 | -4.5% | 0.00% | 0.0% |
| FRC | Sell | FIRST REP BK SAN FRANCISCO C | $6,000 | -25.0% | 93 | -23.8% | 0.00% | 0.0% |
| FSLR | Sell | FIRST SOLAR INC | $6,000 | -33.3% | 90 | -31.8% | 0.00% | 0.0% |
| FPF | Sell | FIRST TR INTER DUR PFD & IN | $14,000 | -6.7% | 648 | -8.1% | 0.00% | 0.0% |
| FFC | Sell | FLAHERTY&CRMN PFD SEC INCOM | $9,000 | -10.0% | 468 | -9.3% | 0.00% | 0.0% |
| FBHS | Sell | FORTUNE BRANDS HOME & SEC IN | $6,000 | -25.0% | 121 | -11.0% | 0.00% | 0.0% |
| GE | Sell | GENERAL ELECTRIC CO | $6,000 | -14.3% | 205 | -14.6% | 0.00% | 0.0% |
| GEL | Sell | GENESIS ENERGY L Punit ltd partn | $14,000 | -98.1% | 443 | -97.7% | 0.00% | -98.5% |
| GBDC | Sell | GOLUB CAP BDC INC | $9,000 | -10.0% | 577 | -1.5% | 0.00% | 0.0% |
| GGG | Sell | GRACO INC | $6,000 | 0.0% | 75 | -3.8% | 0.00% | 0.0% |
| PDT | Sell | HANCOCK JOHN PREMUIM DIV FD | $8,000 | 0.0% | 530 | -9.4% | 0.00% | 0.0% |
| HPI | Sell | HANCOCK JOHN PFD INCOMEsh ben int | $6,000 | 0.0% | 277 | -8.0% | 0.00% | 0.0% |
| HPS | Sell | HANCOCK JOHN PFD INCOME FD I | $6,000 | -14.3% | 335 | -8.5% | 0.00% | 0.0% |
| HBI | Sell | HANESBRANDS INC | $6,000 | 0.0% | 212 | -1.9% | 0.00% | 0.0% |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $6,000 | -33.3% | 340 | -27.0% | 0.00% | 0.0% |
| HTS | Sell | HATTERAS FINL CORP | $14,000 | -6.7% | 1,032 | -12.0% | 0.00% | 0.0% |
| HTGC | Sell | HERCULES CAPITAL INC | $9,000 | -10.0% | 750 | -10.3% | 0.00% | 0.0% |
| HD | Sell | HOME DEPOT INC | $6,000 | -25.0% | 49 | -18.3% | 0.00% | 0.0% |
| HUM | Sell | HUMANA INC | $6,000 | -25.0% | 33 | -26.7% | 0.00% | 0.0% |
| IPGP | Sell | IPG PHOTONICS CORP | $6,000 | -25.0% | 70 | -18.6% | 0.00% | 0.0% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $6,000 | 0.0% | 64 | -3.0% | 0.00% | 0.0% |
| IDTI | Sell | INTEGRATED DEVICE TECHNOLOGY | $6,000 | -99.5% | 301 | -99.3% | 0.00% | -99.1% |
| IBKR | Sell | INTERACTIVE BROKERS GROUP IN | $6,000 | -40.0% | 161 | -28.8% | 0.00% | 0.0% |
| ICE | Sell | INTERCONTINENTAL EXCHANGE IN | $6,000 | -98.1% | 26 | -97.9% | 0.00% | -96.8% |
| ISCA | Sell | INTERNATIONAL SPEEDWAY CORPcl a | $6,000 | -14.3% | 173 | -11.7% | 0.00% | 0.0% |
| ISIL | Sell | INTERSIL CORPcl a | $6,000 | 0.0% | 458 | -4.2% | 0.00% | 0.0% |
| ISRG | Sell | INTUITIVE SURGICAL INC | $6,000 | -14.3% | 11 | -8.3% | 0.00% | 0.0% |
| VVR | Sell | INVESCO SR INCOME TR | $7,000 | -22.2% | 1,917 | -9.0% | 0.00% | 0.0% |
| VTA | Sell | INVESCO DYNAMIC CR OPP FD | $8,000 | -11.1% | 785 | -9.2% | 0.00% | 0.0% |
| IRET | Sell | INVESTORS REAL ESTATE TRsh ben int | $9,000 | -10.0% | 1,307 | -4.7% | 0.00% | 0.0% |
| ITC | Sell | ITC HLDGS CORP | $6,000 | -98.1% | 147 | -98.2% | 0.00% | -96.7% |
| ITRI | Sell | ITRON INC | $6,000 | +20.0% | 149 | -0.7% | 0.00% | – |
| KIM | Sell | KIMCO RLTY CORP | $6,000 | -90.5% | 227 | -90.4% | 0.00% | -83.3% |
| LB | Sell | L BRANDS INC | $6,000 | -14.3% | 72 | -7.7% | 0.00% | 0.0% |
| LKQ | Sell | LKQ CORP | $6,000 | 0.0% | 205 | -2.4% | 0.00% | 0.0% |
| LH | Sell | LABORATORY CORP AMER HLDGS | $6,000 | -14.3% | 56 | -3.4% | 0.00% | 0.0% |
| LII | Sell | LENNOX INTL INC | $6,000 | -25.0% | 49 | -25.8% | 0.00% | 0.0% |
| LNKD | Sell | LINKEDIN CORP | $6,000 | -98.4% | 54 | -96.8% | 0.00% | -97.2% |
| LFUS | Sell | LITTELFUSE INC | $6,000 | -14.3% | 54 | -15.6% | 0.00% | 0.0% |
| LULU | Sell | LULULEMON ATHLETICA INC | $6,000 | -14.3% | 101 | -21.1% | 0.00% | 0.0% |
| MTB | Sell | M & T BK CORP | $6,000 | -53.8% | 56 | -46.2% | 0.00% | 0.0% |
| MSCI | Sell | MSCI INC | $6,000 | -33.3% | 90 | -30.8% | 0.00% | 0.0% |
| MAIN | Sell | MAIN STREET CAPITAL CORP | $15,000 | 0.0% | 496 | -5.3% | 0.00% | 0.0% |
| MLM | Sell | MARTIN MARIETTA MATLS INC | $6,000 | -25.0% | 41 | -25.5% | 0.00% | 0.0% |
| MAS | Sell | MASCO CORP | $6,000 | -25.0% | 215 | -26.4% | 0.00% | 0.0% |
| MD | Sell | MEDNAX INC | $6,000 | -14.3% | 93 | -1.1% | 0.00% | 0.0% |
| MNST | Sell | MONSTER BEVERAGE CORP | $6,000 | -98.1% | 48 | -97.8% | 0.00% | -96.7% |
| MORN | Sell | MORNINGSTAR INC | $6,000 | -25.0% | 78 | -17.0% | 0.00% | 0.0% |
| NDAQ | Sell | NASDAQ INC | $6,000 | -25.0% | 98 | -29.0% | 0.00% | 0.0% |
| NMFC | Sell | NEW MTN FIN CORP | $7,000 | -41.7% | 623 | -31.7% | 0.00% | 0.0% |
| NEE | Sell | NEXTERA ENERGY INC | $6,000 | 0.0% | 54 | -6.9% | 0.00% | 0.0% |
| NKE | Sell | NIKE INCcl b | $6,000 | -99.0% | 106 | -98.9% | 0.00% | -98.2% |
| NTI | Sell | NORTHERN TIER ENERGY LP | $6,000 | -53.8% | 283 | -44.1% | 0.00% | 0.0% |
| NS | Sell | NUSTAR ENERGY LP | $12,000 | -99.0% | 311 | -99.0% | 0.00% | -99.2% |
| JPS | Sell | NUVEEN QUALITY PFD INCOME FD | $11,000 | -15.4% | 1,311 | -6.7% | 0.00% | 0.0% |
| JPC | Sell | NUVEEN PFD INCOME OPPRTNY FD | $9,000 | -18.2% | 1,042 | -12.9% | 0.00% | 0.0% |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $11,000 | -8.3% | 1,451 | -7.8% | 0.00% | 0.0% |
| NBB | Sell | NUVEEN BUILD AMER BD FD | $6,000 | 0.0% | 285 | -5.6% | 0.00% | 0.0% |
| PCG | Sell | PG&E CORP | $6,000 | -14.3% | 110 | -11.3% | 0.00% | 0.0% |
| PAYX | Sell | PAYCHEX INC | $6,000 | -14.3% | 119 | -9.8% | 0.00% | 0.0% |
| PMT | Sell | PENNYMAC MTG INVT TR | $11,000 | -15.4% | 807 | -8.1% | 0.00% | 0.0% |
| PBCT | Sell | PEOPLES UNITED FINANCIAL INC | $6,000 | -14.3% | 399 | -6.8% | 0.00% | 0.0% |
| PHK | Sell | PIMCO HIGH INCOME FD | $11,000 | -8.3% | 1,316 | -12.1% | 0.00% | 0.0% |
| PTY | Sell | PIMCO CORPORATE & INCOME OPP | $10,000 | -9.1% | 758 | -4.7% | 0.00% | 0.0% |
| PDI | Sell | PIMCO DYNAMIC INCOME FD | $12,000 | -14.3% | 487 | -6.7% | 0.00% | 0.0% |
| PAGP | Sell | PLAINS GP HLDGS L P | $9,000 | -98.6% | 1,050 | -98.4% | 0.00% | -98.3% |
| POWR | Sell | POWERSECURE INTL INC | $6,000 | -33.3% | 334 | -46.6% | 0.00% | 0.0% |
| GHY | Sell | PRUDENTIAL GLB SHT DUR HG YL | $6,000 | -14.3% | 434 | -8.4% | 0.00% | 0.0% |
| QLGC | Sell | QLOGIC CORP | $6,000 | -14.3% | 473 | -11.8% | 0.00% | 0.0% |
| DGX | Sell | QUEST DIAGNOSTICS INC | $6,000 | -14.3% | 89 | -5.3% | 0.00% | 0.0% |
| RMBS | Sell | RAMBUS INC | $6,000 | 0.0% | 477 | -10.3% | 0.00% | 0.0% |
| O | Sell | REALTY INCOME CORP | $6,000 | -14.3% | 108 | -19.4% | 0.00% | 0.0% |
| RWT | Sell | REDWOOD TR INC | $11,000 | -15.4% | 876 | -11.9% | 0.00% | 0.0% |
| REG | Sell | REGENCY CTRS CORP | $6,000 | -14.3% | 86 | -15.7% | 0.00% | 0.0% |
| RS | Sell | RELIANCE STEEL & ALUMINUM CO | $6,000 | 0.0% | 96 | -4.0% | 0.00% | 0.0% |
| ROP | Sell | ROPER TECHNOLOGIES INC | $6,000 | -14.3% | 36 | -5.3% | 0.00% | 0.0% |
| ROST | Sell | ROSS STORES INC | $6,000 | -14.3% | 109 | -19.9% | 0.00% | 0.0% |
| SEIC | Sell | SEI INVESTMENTS CO | $6,000 | -25.0% | 154 | -1.3% | 0.00% | 0.0% |
| SBRA | Sell | SABRA HEALTH CARE REIT INC | $7,000 | -12.5% | 379 | -8.9% | 0.00% | 0.0% |
| CRM | Sell | SALESFORCE COM INC | $6,000 | -25.0% | 89 | -12.7% | 0.00% | 0.0% |
| SEE | Sell | SEALED AIR CORP | $6,000 | -14.3% | 136 | -13.9% | 0.00% | 0.0% |
| SSD | Sell | SIMPSON MANUFACTURING CO | $6,000 | 0.0% | 171 | -8.1% | 0.00% | 0.0% |
| SWKS | Sell | SKYWORKS SOLUTIONS INC | $6,000 | -14.3% | 85 | -7.6% | 0.00% | 0.0% |
| SLRC | Sell | SOLAR CAP LTD | $6,000 | -14.3% | 374 | -8.3% | 0.00% | 0.0% |
| LUV | Sell | SOUTHWEST AIRLS CO | $6,000 | -14.3% | 150 | -1.3% | 0.00% | 0.0% |
| TCP | Sell | TC PIPELINES LP UT | $11,000 | -52.2% | 235 | -49.8% | 0.00% | -50.0% |
| TCPC | Sell | TCP CAP CORP | $7,000 | -12.5% | 512 | -9.4% | 0.00% | 0.0% |
| TFSL | Sell | TFS FINL CORP | $6,000 | -25.0% | 367 | -10.5% | 0.00% | 0.0% |
| TJX | Sell | TJX COS INC | $6,000 | -14.3% | 82 | -12.8% | 0.00% | 0.0% |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $8,000 | -20.0% | 1,371 | -11.6% | 0.00% | 0.0% |
| TXN | Sell | TEXAS INSTRS INC | $6,000 | 0.0% | 112 | -3.4% | 0.00% | 0.0% |
| TCAP | Sell | TRIANGLE CAP CORP | $7,000 | 0.0% | 341 | -10.0% | 0.00% | 0.0% |
| UAA | Sell | UNDER ARMOUR INCcl a | $6,000 | -14.3% | 75 | -12.8% | 0.00% | 0.0% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $6,000 | -14.3% | 52 | -13.3% | 0.00% | 0.0% |
| WOOF | Sell | VCA INC | $6,000 | -14.3% | 116 | -10.8% | 0.00% | 0.0% |
| PPR | Sell | VOYA PRIME RATE TRsh ben int | $7,000 | -22.2% | 1,578 | -8.6% | 0.00% | 0.0% |
| VMC | Sell | VULCAN MATLS CO | $6,000 | -33.3% | 60 | -36.2% | 0.00% | 0.0% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $6,000 | -25.0% | 78 | -13.3% | 0.00% | 0.0% |
| WCN | Sell | WASTE CONNECTIONS INC | $6,000 | -25.0% | 97 | -27.6% | 0.00% | 0.0% |
| WAT | Sell | WATERS CORP | $6,000 | -14.3% | 49 | -5.8% | 0.00% | 0.0% |
| HIX | Sell | WESTERN ASSET HIGH INCM FD I | $6,000 | 0.0% | 954 | -6.3% | 0.00% | 0.0% |
| WK | Sell | WORKIVA INC | $12,000 | -80.6% | 1,075 | -69.4% | 0.00% | -83.3% |
| ALLE | Sell | ALLEGION PUB LTD CO | $6,000 | -25.0% | 99 | -13.2% | 0.00% | 0.0% |
| AON | Sell | AON PLC | $6,000 | 0.0% | 63 | -7.4% | 0.00% | 0.0% |
| ACGL | Sell | ARCH CAP GROUP LTDord | $6,000 | -14.3% | 90 | -15.1% | 0.00% | 0.0% |
| ACN | Sell | ACCENTURE PLC IRELAND | $7,000 | 0.0% | 61 | -12.9% | 0.00% | 0.0% |
| RE | Sell | EVEREST RE GROUP LTD | $6,000 | -14.3% | 33 | -8.3% | 0.00% | 0.0% |
| G | Sell | GENPACT LIMITED | $6,000 | -25.0% | 233 | -30.2% | 0.00% | 0.0% |
| NEBLQ | Sell | NOBLE CORP PLC | $12,000 | -53.8% | 1,161 | -52.1% | 0.00% | -50.0% |
| RNR | Sell | RENAISSANCERE HOLDINGS LTD | $6,000 | -14.3% | 54 | -12.9% | 0.00% | 0.0% |
| VR | Sell | VALIDUS HOLDINGS LTD | $6,000 | -14.3% | 137 | -7.4% | 0.00% | 0.0% |
| WTM | Sell | WHITE MTNS INS GROUP LTD | $7,000 | 0.0% | 9 | -10.0% | 0.00% | 0.0% |
| NGL | Sell | NGL ENERGY PARTNERS LP | $2,000 | -100.0% | 332 | -99.9% | 0.00% | -100.0% |
| EDD | Sell | MORGAN STANLEY EM MKTS DM DE | $5,000 | -16.7% | 745 | -11.6% | 0.00% | -100.0% |
| MCC | Sell | MEDLEY CAP CORP | $3,000 | -40.0% | 583 | -14.0% | 0.00% | – |
| MMLP | Sell | MARTIN MIDSTREAM PRTNRS L Punit l p int | $3,000 | -99.7% | 169 | -99.7% | 0.00% | -100.0% |
| MIN | Sell | MFS INTER INCOME TRsh ben int | $5,000 | -16.7% | 1,272 | -6.5% | 0.00% | -100.0% |
| MMT | Sell | MFS MULTIMARKET INCOME TRsh ben int | $4,000 | -20.0% | 835 | -6.7% | 0.00% | – |
| AVK | Sell | ADVENT CLAYMORE CV SECS & IN | $3,000 | -25.0% | 252 | -7.4% | 0.00% | – |
| GMLP | Sell | GOLAR LNG PARTNERS LP | $4,000 | -99.9% | 292 | -99.9% | 0.00% | -100.0% |
| TGP | Sell | TEEKAY LNG PARTNERS L Pprtnrsp units | $3,000 | -99.9% | 260 | -99.9% | 0.00% | -100.0% |
| TOO | Sell | TEEKAY OFFSHORE PARTNERS L Ppartnership un | $1,000 | -100.0% | 350 | -99.9% | 0.00% | -100.0% |
| RIGP | Sell | TRANSOCEAN PARTNERS LLC | $1,000 | -100.0% | 145 | -100.0% | 0.00% | -100.0% |
| SRE | Exit | * SEMPRA ENERGY COM | $0 | – | -58 | -100.0% | 0.00% | – |
| EMESQ | Exit | * EMERGE ENERGY SVCS LP COM REP PARTN | $0 | – | -148 | -100.0% | 0.00% | – |
| FOSL | Exit | * FOSSIL GROUP INC COM | $0 | – | -56 | -100.0% | 0.00% | – |
| ALDW | Exit | * ALON USA PARTNERS LP UT LTDPART INTut ltdpart int | $0 | – | -98 | -100.0% | 0.00% | – |
| BKD | Exit | * BROOKDALE SR LIVING INC COM | $0 | – | -172 | -100.0% | 0.00% | – |
| CR | Exit | * CRANE CO COM | $0 | – | -106 | -100.0% | 0.00% | – |
| GHL | Exit | * GREENHILL & CO INC COM | $0 | – | -144 | -100.0% | 0.00% | – |
| DMO | Exit | WESTERN ASSET MTG DEF OPPTY COM | $0 | – | -138 | -100.0% | 0.00% | – |
| IRC | Exit | * INLAND REAL ESTATE CORP COM NEW | $0 | – | -476 | -100.0% | 0.00% | – |
| ARPJQ | Exit | * ATLAS RESOURCE PARTNERS LP COM UNT LTD PR | $0 | – | -501 | -100.0% | 0.00% | – |
| AJG | Exit | * GALLAGHER ARTHUR J & CO COM | $0 | – | -132 | -100.0% | 0.00% | – |
| AMG | Exit | * AFFILIATED MANAGERS GROUP COM | $0 | – | -30 | -100.0% | 0.00% | – |
| AAL | Exit | * AMERICAN AIRLS GROUP INC COM | $0 | – | -126 | -100.0% | 0.00% | – |
| CHS | Exit | * CHICOS FAS INC COM | $0 | – | -396 | -100.0% | 0.00% | – |
| MRVL | Exit | * MARVELL TECHNOLOGY GROUP LTD ORDord | $0 | – | -436 | -100.0% | 0.00% | – |
| BKH | Exit | * BLACK HILLS CORP COM | $0 | – | -116 | -100.0% | 0.00% | – |
| VER | Exit | * VEREIT INC COM | $0 | – | -668 | -100.0% | 0.00% | – |
| HOG | Exit | * HARLEY DAVIDSON INC COM | $0 | – | -90 | -100.0% | 0.00% | – |
| LGCY | Exit | * LEGACY RESVS LP UNIT LP INTunit lp int | $0 | – | -558 | -100.0% | 0.00% | – |
| CFR | Exit | * CULLEN FROST BANKERS INC COM | $0 | – | -86 | -100.0% | 0.00% | – |
| PHM | Exit | * PULTE GROUP INC COM | $0 | – | -284 | -100.0% | 0.00% | – |
| FUR | Exit | * WINTHROP RLTY TR SH BEN INT NEWsh ben int new | $0 | – | -374 | -100.0% | 0.00% | – |
| BEN | Exit | * FRANKLIN RES INC COM | $0 | – | -110 | -100.0% | 0.00% | – |
| CBS | Exit | * CBS CORP NEW CL Bcl b | $0 | – | -114 | -100.0% | 0.00% | – |
| SUN | Sell | SUNOCO LP | $5,000 | -99.9% | 175 | -99.9% | 0.00% | -100.0% |
| SMLP | Sell | SUMMIT MIDSTREAM PARTNERS LP | $4,000 | -99.6% | 284 | -99.5% | 0.00% | -100.0% |
| TSI | Exit | TCW STRATEGIC INCOME FUND IN COM | $0 | – | -562 | -100.0% | 0.00% | – |
| RHI | Exit | * ROBERT HALF INTL INC COM | $0 | – | -110 | -100.0% | 0.00% | – |
| TCRD | Sell | THL CR INC | $3,000 | -25.0% | 328 | -8.4% | 0.00% | – |
| TICC | Sell | TICC CAPITAL CORP | $3,000 | -25.0% | 630 | -8.4% | 0.00% | – |
| TSLX | Sell | TPG SPECIALTY LENDING INC | $4,000 | -33.3% | 309 | -14.2% | 0.00% | -100.0% |
| EDF | Sell | STONE HBR EMERG MRKTS INC FD | $2,000 | 0.0% | 170 | -9.1% | 0.00% | – |
| RSO | Sell | RESOURCE CAP CORP | $4,000 | -20.0% | 361 | -9.8% | 0.00% | – |
| REGN | Sell | REGENERON PHARMACEUTICALS | $5,000 | -99.2% | 15 | -98.7% | 0.00% | -100.0% |
| TEI | Sell | TEMPLETON EMERG MKTS INCOME | $5,000 | -16.7% | 514 | -14.8% | 0.00% | -100.0% |
| KSU | Exit | * KANSAS CITY SOUTHERN COM NEW | $0 | – | -52 | -100.0% | 0.00% | – |
| JWN | Exit | * NORDSTROM INC COM | $0 | – | -84 | -100.0% | 0.00% | – |
| NRP | Exit | * NATURAL RESOURCE PARTNERS L COM UNIT L P | $0 | – | -690 | -100.0% | 0.00% | – |
| PWR | Exit | * QUANTA SVCS INC COM | $0 | – | -214 | -100.0% | 0.00% | – |
| PIM | Sell | PUTNAM MASTER INTER INCOME Tsh ben int | $2,000 | -33.3% | 605 | -15.4% | 0.00% | – |
| PPT | Sell | PUTNAM PREMIER INCOME TRsh ben int | $5,000 | -37.5% | 1,252 | -21.3% | 0.00% | -100.0% |
| ISD | Sell | PRUDENTIAL SHT DURATION HG Y | $5,000 | -16.7% | 357 | -18.1% | 0.00% | -100.0% |
| PHD | Sell | PIONEER FLOATING RATE TR | $3,000 | -25.0% | 285 | -15.4% | 0.00% | – |
| PHT | Sell | PIONEER HIGH INCOME TR | $3,000 | 0.0% | 331 | -1.5% | 0.00% | – |
| PKO | Sell | PIMCO INCOME OPPORTUNITY FD | $3,000 | -25.0% | 160 | -7.0% | 0.00% | – |
| PVH | Exit | * PVH CORP COM | $0 | – | -48 | -100.0% | 0.00% | – |
| PFN | Sell | PIMCO INCOME STRATEGY FUND I | $5,000 | -16.7% | 631 | -8.3% | 0.00% | -100.0% |
| PFL | Sell | PIMCO INCOME STRATEGY FUND | $2,000 | -33.3% | 271 | -7.2% | 0.00% | – |
| RCS | Sell | PIMCO STRATEGIC INCOME FD IN | $4,000 | 0.0% | 442 | -6.8% | 0.00% | – |
| MDU | Exit | * MDU RES GROUP INC COM | $0 | – | -260 | -100.0% | 0.00% | – |
| PCN | Sell | PIMCO CORPORATE INCOME STRAT | $5,000 | -16.7% | 370 | -16.7% | 0.00% | -100.0% |
| PNNT | Sell | PENNANTPARK INVT CORP | $4,000 | -20.0% | 755 | -13.4% | 0.00% | – |
| OLP | Sell | ONE LIBERTY PPTYS INC | $3,000 | 0.0% | 149 | -4.5% | 0.00% | – |
| TWTR | Sell | TWITTER INC | $5,000 | -93.1% | 325 | -89.5% | 0.00% | -100.0% |
| JPI | Sell | NUVEEN PFD & INCOME TERM FD | $5,000 | -16.7% | 243 | -7.3% | 0.00% | -100.0% |
| OXLC | Exit | OXFORD LANE CAP CORP COM | $0 | – | -184 | -100.0% | 0.00% | – |
| JLS | Sell | NUVEEN MTG OPPORTUNITY TERM | $3,000 | -40.0% | 171 | -20.8% | 0.00% | – |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $5,000 | -28.6% | 587 | -8.6% | 0.00% | -100.0% |
| PX | Exit | * PRAXAIR INC COM | $0 | – | -46 | -100.0% | 0.00% | – |
| KED | Exit | KAYNE ANDERSON ENERGY DEV CO COM | $0 | – | -123 | -100.0% | 0.00% | – |
| JTP | Sell | NUVEEN QUALITY PFD INCOME FD | $5,000 | -16.7% | 690 | -7.0% | 0.00% | -100.0% |
| BRCD | Exit | * BROCADE COMMUNICATIONS SYS I COM NEW | $0 | – | -560 | -100.0% | 0.00% | – |
| JDD | Sell | NUVEEN DIVERSIFIED DIV INCM | $2,000 | -33.3% | 212 | -8.2% | 0.00% | – |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $4,000 | 0.0% | 412 | -8.0% | 0.00% | – |
| NSL | Sell | NUVEEN SR INCOME FD | $2,000 | -33.3% | 412 | -25.4% | 0.00% | – |
| NYMT | Sell | NEW YORK MTG TR INC | $5,000 | -28.6% | 1,212 | -7.1% | 0.00% | -100.0% |
| NHS | Sell | NEUBERGER BERMAN HGH YLD FD | $2,000 | 0.0% | 208 | -7.6% | 0.00% | – |
| MCR | Sell | MFS CHARTER INCOME TRsh ben int | $4,000 | -20.0% | 578 | -7.7% | 0.00% | – |
| LNCOQ | Exit | * LINNCO LLC COM SHS LTD INT | $0 | – | -1,203 | -100.0% | 0.00% | – |
| BWG | Sell | LEGG MASON BW GLB INC OPP FD | $2,000 | -33.3% | 225 | -19.4% | 0.00% | – |
| SCD | Sell | LMP CAP & INCOME FD INC | $2,000 | -33.3% | 191 | -8.2% | 0.00% | – |
| LINEQ | Exit | * LINN ENERGY LLC UNIT LTD LIABltd liab | $0 | – | -1,966 | -100.0% | 0.00% | – |
| KIO | Sell | KKR INCOME OPPORTUNITIES FD | $2,000 | -50.0% | 164 | -49.1% | 0.00% | – |
| BBEPQ | Exit | * BREITBURN ENERGY PARTNERS LP COM UT LTD PTN | $0 | – | -1,948 | -100.0% | 0.00% | – |
| IVH | Sell | IVY HIGH INC | $2,000 | 0.0% | 179 | -7.7% | 0.00% | – |
| EAD | Sell | WELLS FARGO INCOME OPPORTUNI WF INCoppty fd | $5,000 | -16.7% | 759 | -8.8% | 0.00% | -100.0% |
| ERC | Sell | WELLS FARGO MULTI SECTOR INC WFmlt sectr inc | $5,000 | -16.7% | 449 | -7.8% | 0.00% | -100.0% |
| HEP | Sell | HOLLY ENERGY PARTNERS L P | $5,000 | -50.0% | 177 | -43.8% | 0.00% | -100.0% |
| KEX | Exit | * KIRBY CORP COM | $0 | – | -68 | -100.0% | 0.00% | – |
| EMD | Sell | WESTERN ASSET EMRG MKT DEBT | $4,000 | -20.0% | 331 | -6.8% | 0.00% | – |
| EHI | Sell | WESTERN ASSET GLB HI INCOME | $3,000 | 0.0% | 332 | -8.0% | 0.00% | – |
| E103PS | Sell | WESTERN ASSET EMRG MKT INCM | $3,000 | 0.0% | 306 | -7.3% | 0.00% | – |
| ORIG | Exit | * OCEAN RIG UDW INC SHS | $0 | – | -736 | -100.0% | 0.00% | – |
| HIO | Sell | WESTERN ASSET HIGH INCM OPP | $4,000 | -20.0% | 886 | -8.6% | 0.00% | – |
| MHY | Sell | WESTERN ASSET MGD HI INCM FD | $2,000 | 0.0% | 501 | -8.2% | 0.00% | – |
| HYI | Sell | WESTERN ASSET HGH YLD DFNDFD | $4,000 | -33.3% | 353 | -20.9% | 0.00% | -100.0% |
| GDO | Sell | WESTERN ASSET GLOBAL CP DEFI | $2,000 | -33.3% | 161 | -8.0% | 0.00% | – |
| WMC | Sell | WESTERN ASSET MTG CAP CORP | $4,000 | -20.0% | 481 | -2.6% | 0.00% | – |
| HPF | Sell | HANCOCK JOHN PFD INCOME FD I | $4,000 | -20.0% | 227 | -7.0% | 0.00% | – |
| GBAB | Sell | GUGGENHEIM BLD AMR BDS MANG | $4,000 | 0.0% | 186 | -6.5% | 0.00% | – |
| MOS | Exit | * MOSAIC CO NEW COM | $0 | – | -138 | -100.0% | 0.00% | – |
| GLP | Sell | GLOBAL PARTNERS LP | $1,000 | -100.0% | 130 | -99.9% | 0.00% | -100.0% |
| GAIN | Sell | GLADSTONE INVT CORP | $2,000 | -33.3% | 319 | -7.5% | 0.00% | – |
| GOOD | Sell | GLADSTONE COML CORP | $3,000 | 0.0% | 233 | -2.1% | 0.00% | – |
| FTF | Sell | FRANKLIN LTD DURATION INC TR | $3,000 | -25.0% | 285 | -24.8% | 0.00% | – |
| Sell | FLAHERTY & CRUMRINE DYN PFD | $4,000 | -20.0% | 205 | -6.4% | 0.00% | – | |
| FCT | Sell | FIRST TR SR FLG RTE INCM FD | $3,000 | -25.0% | 307 | -14.5% | 0.00% | – |
| FPO | Sell | FIRST POTOMAC RLTY TR | $5,000 | -37.5% | 613 | -9.2% | 0.00% | -100.0% |
| FSFR | Sell | FIFTH STR SR FLOATNG RATE CO | $2,000 | -33.3% | 280 | -12.5% | 0.00% | – |
| FDUS | Sell | FIDUS INVT CORP | $2,000 | -33.3% | 171 | -6.6% | 0.00% | – |
| EEQ | Sell | ENBRIDGE ENERGY MANAGEMENT L | $5,000 | -58.3% | 328 | -43.3% | 0.00% | -100.0% |
| ENBL | Sell | ENABLE MIDSTREAM PARTNERS LP | $2,000 | -99.8% | 242 | -99.8% | 0.00% | -100.0% |
| EFC | Sell | ELLINGTON FINANCIAL LLC | $5,000 | -16.7% | 326 | -10.4% | 0.00% | -100.0% |
| EVG | Sell | EATON VANCE SH TM DR DIVR IN | $2,000 | -50.0% | 192 | -30.4% | 0.00% | – |
| EFR | Sell | EATON VANCE SR FLTNG RTE TR | $5,000 | 0.0% | 392 | -8.2% | 0.00% | – |
| EFT | Sell | EATON VANCE FLTING RATE INC | $5,000 | -16.7% | 424 | -7.8% | 0.00% | -100.0% |
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $2,000 | -33.3% | 404 | -7.3% | 0.00% | – |
| DHF | Sell | DREYFUS HIGH YIELD STRATEGIEsh ben int | $2,000 | -33.3% | 775 | -8.4% | 0.00% | – |
| STX | Exit | * SEAGATE TECHNOLOGY PLC SHS | $0 | – | -94 | -100.0% | 0.00% | – |
| SUNEQ | Exit | * SUNEDISON INC COM | $0 | – | -294 | -100.0% | 0.00% | – |
| MEMPQ | Exit | * MEMORIAL PRODTN PARTNERS LP COM U REP LTD | $0 | – | -763 | -100.0% | 0.00% | – |
| DWA | Sell | DREAMWORKS ANIMATION SKG INCcl a | $5,000 | -28.6% | 238 | -11.9% | 0.00% | -100.0% |
| DBL | Sell | DOUBLELINE OPPORTUNISTIC CR | $4,000 | 0.0% | 157 | -7.6% | 0.00% | – |
| UPS | Exit | * UNITED PARCEL SERVICE INC CL Bcl b | $0 | – | -56 | -100.0% | 0.00% | – |
| ATI | Exit | * ALLEGHENY TECHNOLOGIES INC COM | $0 | – | -190 | -100.0% | 0.00% | – |
| CEQP | Sell | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $2,000 | -80.0% | 249 | -49.2% | 0.00% | -100.0% |
| DHY | Sell | CREDIT SUISSE HIGH YLD BND Fsh ben int | $2,000 | -33.3% | 1,063 | -10.5% | 0.00% | – |
| SFL | Sell | SHIP FINANCE INTERNATIONAL L | $4,000 | -55.6% | 295 | -44.4% | 0.00% | -100.0% |
| GMCR | Exit | * KEURIG GREEN MTN INC COM | $0 | – | -44 | -100.0% | 0.00% | – |
| CFX | Exit | * COLFAX CORP COM | $0 | – | -120 | -100.0% | 0.00% | – |
| UNP | Exit | * UNION PAC CORP COM | $0 | – | -54 | -100.0% | 0.00% | – |
| EXP | Exit | * EAGLE MATERIALS INC COM | $0 | – | -76 | -100.0% | 0.00% | – |
| PSF | Sell | COHEN & STEERS SLT PFD INCM | $3,000 | 0.0% | 127 | -8.6% | 0.00% | – |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $5,000 | -16.7% | 553 | -6.4% | 0.00% | -100.0% |
| CPTA | Sell | CAPITALA FIN CORP | $1,000 | -50.0% | 165 | -12.7% | 0.00% | – |
| URBN | Exit | * URBAN OUTFITTERS INC COM | $0 | – | -194 | -100.0% | 0.00% | – |
| CLMT | Sell | CALUMET SPECIALTY PRODS PTNRut ltd partner | $3,000 | -100.0% | 282 | -99.9% | 0.00% | -100.0% |
| CLMS | Sell | CALAMOS ASSET MGMT INCcl a | $1,000 | -50.0% | 183 | -8.5% | 0.00% | – |
| CHW | Sell | CALAMOS GBL DYN INCOME FUND | $4,000 | -50.0% | 629 | -40.8% | 0.00% | -100.0% |
| DISCK | Exit | * DISCOVERY COMMUNICATNS NEW COM SER C | $0 | – | -178 | -100.0% | 0.00% | – |
| CVRR | Sell | CVR REFNG LP | $2,000 | -75.0% | 247 | -43.9% | 0.00% | -100.0% |
| HTR | Sell | BROOKFIELD TOTAL RETURN FD I | $3,000 | -25.0% | 148 | -20.0% | 0.00% | – |
| BSL | Sell | BLACKSTONE GSO FLTING RTE FU | $2,000 | -33.3% | 160 | -9.1% | 0.00% | – |
| FRA | Sell | BLACKROCK FLOAT RATE OME STR | $5,000 | -16.7% | 400 | -17.0% | 0.00% | -100.0% |
| BLW | Sell | BLACKROCK LTD DURATION INC T | $5,000 | -28.6% | 397 | -17.8% | 0.00% | -100.0% |
| BKT | Sell | BLACKROCK INCOME TR INC | $2,000 | -60.0% | 415 | -50.9% | 0.00% | – |
| BGT | Sell | BLACKROCK FLOATING RATE INCO | $3,000 | 0.0% | 252 | -7.7% | 0.00% | – |
| BEL | Exit | * BELMOND LTD CL Acl a | $0 | – | -550 | -100.0% | 0.00% | – |
| BGH | Sell | BABSON CAP GLB SHT DURHGH YL | $3,000 | -25.0% | 213 | -7.8% | 0.00% | – |
| BPT | Sell | BP PRUDHOE BAY RTY TRunit ben int | $1,000 | -80.0% | 101 | -47.4% | 0.00% | – |
| AAIC | Sell | ARLINGTON ASSET INVT CORPcl a new | $3,000 | -25.0% | 245 | -11.2% | 0.00% | – |
| AMTG | Sell | APOLLO RESIDENTIAL MTG INC | $4,000 | -33.3% | 341 | -35.4% | 0.00% | -100.0% |
| AFT | Sell | APOLLO SR FLOATING RATE FD I | $2,000 | -33.3% | 167 | -5.6% | 0.00% | – |
| VIAB | Exit | * VIACOM INC NEW CL Bcl b | $0 | – | -82 | -100.0% | 0.00% | – |
| ANH | Sell | ANWORTH MORTGAGE ASSET CP | $5,000 | -28.6% | 1,075 | -33.1% | 0.00% | -100.0% |
| AWR | Sell | * AMERICAN STS WTR CO | $5,000 | -37.5% | 151 | -16.1% | 0.00% | -100.0% |
| NCV | Sell | ALLIANZGI CONV & INCOME FD | $5,000 | -16.7% | 947 | -8.6% | 0.00% | -100.0% |
| NCZ | Sell | ALLIANZGI CONV & INCOME FD I | $3,000 | -25.0% | 791 | -10.1% | 0.00% | – |
| ARLP | Sell | ALLIANCE RES PARTNER L Put ltd part | $2,000 | -100.0% | 202 | -99.9% | 0.00% | -100.0% |
| POM | Exit | * PEPCO HOLDINGS INC COM | $0 | – | -226 | -100.0% | -0.00% | – |
| BIIB | Exit | * BIOGEN INC COM | $0 | – | -20 | -100.0% | -0.00% | – |
| PEG | Exit | * PUBLIC SVC ENTERPRISE GROUP COM | $0 | – | -150 | -100.0% | -0.00% | – |
| DST | Exit | * DST SYS INC DEL COM | $0 | – | -62 | -100.0% | -0.00% | – |
| PMCS | Exit | * PMC-SIERRA INC COM | $0 | – | -750 | -100.0% | -0.00% | – |
| SLAB | Exit | * SILICON LABORATORIES INC COM | $0 | – | -136 | -100.0% | -0.00% | – |
| EGP | Exit | * EASTGROUP PPTY INC COM | $0 | – | -172 | -100.0% | -0.00% | – |
| LMCA | Exit | * LIBERTY MEDIA CORP DELAWARE CL Acl a | $0 | – | -166 | -100.0% | -0.00% | – |
| DAL | Exit | * DELTA AIR LINES INC DEL COM NEW | $0 | – | -134 | -100.0% | -0.00% | – |
| BRCM | Exit | * BROADCOM CORP CL Acl a | $0 | – | -142 | -100.0% | -0.00% | – |
| CONE | Exit | * CYRUSONE INC COM | $0 | – | -363 | -100.0% | -0.00% | – |
| PRGO | Exit | * PERRIGO CO PLC SHS | $0 | – | -39 | -100.0% | -0.00% | – |
| KRG | Exit | * KITE RLTY GROUP TR COM NEW | $0 | – | -460 | -100.0% | -0.00% | – |
| SIRO | Exit | * SIRONA DENTAL SYSTEMS INC COM | $0 | – | -68 | -100.0% | -0.00% | – |
| DVA | Exit | * DAVITA HEALTHCARE PARTNERS I COM | $0 | – | -80 | -100.0% | -0.00% | – |
| IDXX | Exit | * IDEXX LABS INC COM | $0 | – | -82 | -100.0% | -0.00% | – |
| BDBD | Exit | * BOULDER BRANDS INC COM | $0 | – | -580 | -100.0% | -0.00% | – |
| DD | Exit | * DU PONT E I DE NEMOURS & CO COM | $0 | – | -90 | -100.0% | -0.00% | – |
| CB | Exit | * CHUBB CORP COM | $0 | – | -58 | -100.0% | -0.00% | – |
| HR | Exit | * HEALTHCARE RLTY TR COM | $0 | – | -531 | -100.0% | -0.00% | – |
| CDNS | Exit | * CADENCE DESIGN SYSTEM INC COM | $0 | – | -328 | -100.0% | -0.00% | – |
| MLHR | Exit | * MILLER HERMAN INC COM | $0 | – | -204 | -100.0% | -0.00% | – |
| SIRI | Exit | * SIRIUS XM HLDGS INC COM | $0 | – | -1,682 | -100.0% | -0.00% | – |
| CCG | Exit | * CAMPUS CREST CMNTYS INC COM | $0 | – | -874 | -100.0% | -0.00% | – |
| LIVN | Exit | * LIVANOVA PLC SHS ADDED | $0 | – | -114 | -100.0% | -0.00% | – |
| NYRT | Exit | * NEW YORK REIT INC COM | $0 | – | -879 | -100.0% | -0.00% | – |
| SHO | Exit | * SUNSTONE HOTEL INVS INC NEW COM | $0 | – | -1,143 | -100.0% | -0.00% | – |
| TW | Exit | * TOWERS WATSON & CO CL Acl a | $0 | – | -54 | -100.0% | -0.00% | – |
| FLO | Exit | * FLOWERS FOODS INC COM | $0 | – | -324 | -100.0% | -0.00% | – |
| PDCO | Exit | * PATTERSON COMPANIES INC COM | $0 | – | -130 | -100.0% | -0.00% | – |
| RESI | Exit | * ALTISOURCE RESIDENTIAL CORP CL Bcl b | $0 | – | -691 | -100.0% | -0.00% | – |
| ROIC | Exit | * RETAIL OPPORTUNITY INVTS COR COM | $0 | – | -691 | -100.0% | -0.00% | – |
| HTA | Exit | * HEALTHCARE TR AMER INC CL A NEWcl a new | $0 | – | -679 | -100.0% | -0.00% | – |
| BMR | Exit | * BIOMED REALTY TRUST INC COM | $0 | – | -1,087 | -100.0% | -0.00% | – |
| EDR | Exit | * EDUCATION RLTY TR INC COM NEW | $0 | – | -675 | -100.0% | -0.00% | – |
| WRI | Exit | * WEINGARTEN RLTY INVS SH BEN INTsh ben int | $0 | – | -610 | -100.0% | -0.00% | – |
| MATR | Exit | * MATTERSIGHT CORP COM | $0 | – | -3,225 | -100.0% | -0.00% | – |
| HIW | Exit | * HIGHWOODS PPTYS INC COM | $0 | – | -594 | -100.0% | -0.00% | – |
| DDR | Exit | * DDR CORP COM | $0 | – | -1,610 | -100.0% | -0.00% | – |
| GPT | Exit | * GRAMERCY PPTY TR COM ADDED | $0 | – | -3,930 | -100.0% | -0.00% | – |
| XRAY | Exit | * DENTSPLY INTL INC NEW COM | $0 | – | -480 | -100.0% | -0.00% | – |
| SUI | Exit | * SUN CMNTYS INC COM | $0 | – | -579 | -100.0% | -0.00% | – |
| PCL | Exit | * PLUM CREEK TIMBER CO INC COM | $0 | – | -938 | -100.0% | -0.00% | – |
| EZCH | Exit | * EZCHIP SEMICONDUCTOR LIMITED ORDord | $0 | – | -1,544 | -100.0% | -0.00% | – |
| ACC | Exit | * AMERICAN CAMPUS CMNTYS INC COM | $0 | – | -1,290 | -100.0% | -0.01% | – |
| YHOO | Exit | * YAHOO INC COM | $0 | – | -2,376 | -100.0% | -0.01% | – |
| STL | Exit | * STERLING BANCORP DEL COM | $0 | – | -18,823 | -100.0% | -0.03% | – |
| GMED | Exit | * GLOBUS MED INC CL Acl a | $0 | – | -11,084 | -100.0% | -0.03% | – |
| ANET | Exit | * ARISTA NETWORKS INC COM | $0 | – | -4,225 | -100.0% | -0.03% | – |
| RRMS | Exit | * ROSE ROCK MIDSTREAM L P COM U REP LTD | $0 | – | -38,847 | -100.0% | -0.06% | – |
| WAL | Exit | * WESTERN ALLIANCE BANCORP COM | $0 | – | -17,214 | -100.0% | -0.06% | – |
| JCOM | Exit | * J2 GLOBAL INC COM | $0 | – | -7,680 | -100.0% | -0.06% | – |
| VEEV | Exit | * VEEVA SYS INC CL A COM | $0 | – | -21,861 | -100.0% | -0.06% | – |
| ICLR | Exit | * ICON PLC SHS | $0 | – | -8,220 | -100.0% | -0.06% | – |
| NGLS | Exit | * TARGA RESOURCES PARTNERS LP COM UNIT | $0 | – | -48,774 | -100.0% | -0.08% | – |
| FELPQ | Exit | * FORESIGHT ENERGY LP COM UNT RP INT | $0 | – | -259,135 | -100.0% | -0.09% | – |
| APU | Exit | * AMERIGAS PARTNERS L P UNIT L P INTunit l p int | $0 | – | -29,912 | -100.0% | -0.10% | – |
| WGP | Exit | * WESTERN GAS EQUITY PARTNERS COMUNT LTD PT | $0 | – | -29,444 | -100.0% | -0.10% | – |
| CDW | Exit | * CDW CORP COM | $0 | – | -28,724 | -100.0% | -0.12% | – |
| SBNY | Exit | * SIGNATURE BK NEW YORK N Y COM | $0 | – | -8,120 | -100.0% | -0.12% | – |
| TSO | Exit | * TESORO CORP COM | $0 | – | -11,942 | -100.0% | -0.12% | – |
| TEP | Exit | * TALLGRASS ENERGY PARTNERS LP COM UNIT | $0 | – | -30,702 | -100.0% | -0.12% | – |
| GGAL | Exit | * GRUPO FINANCIERO GALICIA S A SP ADR 10 SH Bsp adr 10 sh b | $0 | – | -48,612 | -100.0% | -0.12% | – |
| SXCP | Exit | * SUNCOKE ENERGY PARTNERS L P COMUNIT REP LT | $0 | – | -206,771 | -100.0% | -0.15% | – |
| FGPRQ | Exit | * FERRELLGAS PARTNERS L.P. UNIT LTD PARTunit ltd part | $0 | – | -98,357 | -100.0% | -0.16% | – |
| SEP | Exit | * SPECTRA ENERGY PARTNERS LP COM | $0 | – | -34,834 | -100.0% | -0.16% | – |
| TLLP | Exit | * TESORO LOGISTICS LP COM UNIT LP | $0 | – | -34,105 | -100.0% | -0.16% | – |
| HA | Exit | * HAWAIIAN HOLDINGS INC COM | $0 | – | -49,254 | -100.0% | -0.16% | – |
| EQM | Exit | * EQT MIDSTREAM PARTNERS LP UNIT LTD PARTNunit ltd partn | $0 | – | -23,528 | -100.0% | -0.17% | – |
| PAYC | Exit | * PAYCOM SOFTWARE INC COM | $0 | – | -47,898 | -100.0% | -0.17% | – |
| EPAM | Exit | * EPAM SYS INC COM | $0 | – | -22,996 | -100.0% | -0.17% | – |
| ALK | Exit | * ALASKA AIR GROUP INC COM | $0 | – | -22,565 | -100.0% | -0.17% | – |
| NOAH | Exit | * NOAH HLDGS LTD SPONSORED ADSsponsored ads | $0 | – | -70,445 | -100.0% | -0.19% | – |
| MANH | Exit | * MANHATTAN ASSOCS INC COM | $0 | – | -31,131 | -100.0% | -0.20% | – |
| DY | Exit | * DYCOM INDS INC COM | $0 | – | -29,646 | -100.0% | -0.20% | – |
| VNRSQ | Exit | * VANGUARD NAT RES LLC COM UNIT | $0 | – | -696,658 | -100.0% | -0.20% | – |
| DLNG | Exit | * DYNAGAS LNG PARTNERS LP COM UNIT LTD PT | $0 | – | -215,076 | -100.0% | -0.20% | – |
| CBM | Exit | * CAMBREX CORP COM | $0 | – | -44,168 | -100.0% | -0.20% | – |
| EVEPQ | Exit | * EV ENERGY PARTNERS LP COM UNITS | $0 | – | -780,628 | -100.0% | -0.21% | – |
| USAC | Exit | * USA COMPRESSION PARTNERS LP COMUNIT LTDPAR | $0 | – | -217,284 | -100.0% | -0.24% | – |
| KNOP | Exit | * KNOT OFFSHORE PARTNERS LP COM UNITS | $0 | – | -196,006 | -100.0% | -0.25% | – |
| GLOP | Exit | GASLOG PARTNERS LP UNIT LTD PTNRPunit ltd ptnrp | $0 | – | -200,510 | -100.0% | -0.27% | – |
| AHGP | Exit | * ALLIANCE HOLDINGS GP LP COM UNITS LP | $0 | – | -141,571 | -100.0% | -0.27% | – |
| SDLP | Exit | * SEADRILL PARTNERS LLC COMUNIT REP LB | $0 | – | -805,243 | -100.0% | -0.28% | – |
| SPH | Exit | * SUBURBAN PROPANE PARTNERS L UNIT LTD PARTNl unit ltd partn | $0 | – | -123,113 | -100.0% | -0.28% | – |
| CCLP | Exit | * CSI COMPRESSCO LP COM UNIT | $0 | – | -426,100 | -100.0% | -0.46% | – |
| APLP | Exit | * ARCHROCK PARTNERS L P COM UNITS REPSTG ADDED | $0 | – | -406,835 | -100.0% | -0.48% | – |
| CPLP | Exit | * CAPITAL PRODUCT PARTNERS L P COM UNIT LP | $0 | – | -1,044,776 | -100.0% | -0.55% | – |
| GUID | Exit | * GUIDANCE SOFTWARE INC COM | $0 | – | -1,284,516 | -100.0% | -0.74% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| * ALIBABA GROUP HLDG LTD SPONSORED ADS | 32 | Q3 2023 | 7.8% |
| MERCADOLIBRE INC COM | 32 | Q3 2023 | 3.1% |
| * BAIDU INC SPON ADR REP A | 32 | Q3 2023 | 5.5% |
| * NETEASE INC SPONSORED ADR | 32 | Q3 2023 | 3.2% |
| CISCO SYS INC COM | 32 | Q3 2023 | 4.4% |
| * VISA INC COM CL A | 32 | Q3 2023 | 3.3% |
| UNITEDHEALTH GROUP INC COM | 32 | Q3 2023 | 3.4% |
| PAYPAL HLDGS INC COM | 32 | Q3 2023 | 2.5% |
| * SPLUNK INC COM | 32 | Q3 2023 | 4.0% |
| * APPLE INC COM | 32 | Q3 2023 | 3.9% |
View Penserra Capital Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-04-24 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-15 |
| 13F-HR | 2021-11-15 |
View Penserra Capital Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.