$228 Million is the total value of Focused Wealth Management, Inc's 711 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 37.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GE | Sell | GENERAL ELECTRIC CO | $7,273,000 | -6.4% | 245,537 | -0.5% | 3.20% | -10.5% |
| BAC | Sell | BANK AMER CORP | $3,892,000 | +17.1% | 248,676 | -0.7% | 1.71% | +12.0% |
| VFH | Sell | VANGUARD WORLD FDSfinancials etf | $3,726,000 | +3.1% | 75,496 | -1.1% | 1.64% | -1.3% |
| AAPL | Sell | APPLE INC | $3,369,000 | +14.7% | 29,799 | -3.0% | 1.48% | +9.7% |
| FB | Sell | FACEBOOK INCcl a | $2,957,000 | +11.5% | 23,053 | -0.7% | 1.30% | +6.7% |
| XOM | Sell | EXXON MOBIL CORP | $2,582,000 | -7.7% | 29,579 | -0.9% | 1.14% | -11.7% |
| C | Sell | CITIGROUP INC | $2,274,000 | +7.5% | 48,152 | -3.5% | 1.00% | +2.8% |
| EPI | Sell | WISDOMTREE TRindia erngs fd | $1,931,000 | +5.8% | 89,327 | -1.2% | 0.85% | +1.3% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $1,927,000 | -0.8% | 12,132 | -5.2% | 0.85% | -5.0% |
| AIG | Sell | AMERICAN INTL GROUP INC | $1,913,000 | +3.3% | 32,234 | -7.9% | 0.84% | -1.2% |
| BXMX | Sell | NUVEEN S&P 500 BUY-WRITE INC | $1,879,000 | +1.1% | 141,952 | -0.5% | 0.83% | -3.3% |
| JNJ | Sell | JOHNSON & JOHNSON | $1,786,000 | -2.7% | 15,121 | -0.1% | 0.78% | -7.0% |
| CSCO | Sell | CISCO SYS INC | $1,656,000 | +9.2% | 52,201 | -1.2% | 0.73% | +4.4% |
| GILD | Sell | GILEAD SCIENCES INC | $1,408,000 | -11.7% | 17,795 | -6.9% | 0.62% | -15.6% |
| CWB | Sell | SPDR SERIES TRUSTbrc cnv secs etf | $1,354,000 | +2.5% | 29,207 | -3.0% | 0.60% | -2.0% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $1,314,000 | +5.7% | 8,149 | -2.6% | 0.58% | +1.2% |
| CVX | Sell | CHEVRON CORP NEW | $1,187,000 | -13.6% | 11,530 | -12.0% | 0.52% | -17.3% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $1,087,000 | +29.3% | 10,275 | -2.8% | 0.48% | +23.8% |
| DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $1,026,000 | -6.2% | 5,614 | -8.1% | 0.45% | -10.3% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $949,000 | -16.2% | 4,362 | -19.0% | 0.42% | -20.0% |
| T | Sell | AT&T INC | $878,000 | -7.5% | 21,629 | -1.5% | 0.39% | -11.5% |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $780,000 | +3.4% | 6,414 | -0.9% | 0.34% | -0.9% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $705,000 | -0.7% | 8,098 | -3.1% | 0.31% | -4.9% |
| MAIN | Sell | MAIN STREET CAPITAL CORP | $624,000 | +4.5% | 18,167 | -0.0% | 0.27% | 0.0% |
| DOW | Sell | DOW CHEM CO | $608,000 | -0.8% | 11,729 | -4.8% | 0.27% | -5.3% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $601,000 | -47.8% | 11,561 | -43.9% | 0.26% | -50.1% |
| RIG | Sell | TRANSOCEAN LTD | $554,000 | -10.8% | 51,963 | -0.5% | 0.24% | -14.7% |
| MBBYF | Sell | MOBILEYE N V AMSTELVEEN | $492,000 | -8.6% | 11,552 | -0.9% | 0.22% | -12.6% |
| ETY | Sell | EATON VANCE TX MGD DIV EQ IN | $478,000 | +2.8% | 44,617 | -0.1% | 0.21% | -1.9% |
| USMV | Sell | ISHARES TRmin vol usa etf | $472,000 | -6.0% | 10,381 | -4.4% | 0.21% | -10.4% |
| DE | Sell | DEERE & CO | $469,000 | +2.0% | 5,499 | -3.2% | 0.21% | -2.4% |
| IWN | Sell | ISHARES TRrus 2000 val etf | $444,000 | -4.5% | 4,238 | -11.2% | 0.20% | -8.9% |
| DVY | Sell | ISHARES TRselect divid etf | $427,000 | -0.9% | 4,980 | -1.4% | 0.19% | -5.1% |
| O | Sell | REALTY INCOME CORP | $405,000 | -6.7% | 6,058 | -3.2% | 0.18% | -10.6% |
| VIG | Sell | VANGUARD SPECIALIZED PORTFOLdiv app etf | $386,000 | -1.3% | 4,603 | -1.9% | 0.17% | -5.6% |
| CG | Sell | CARLYLE GROUP L P | $358,000 | -5.3% | 22,984 | -1.3% | 0.16% | -9.8% |
| MSFT | Sell | MICROSOFT CORP | $351,000 | +4.2% | 6,097 | -7.5% | 0.15% | -0.6% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $248,000 | -0.4% | 3,081 | -0.1% | 0.11% | -4.4% |
| PBR | Sell | PETROLEO BRASILEIRO SA PETROsponsored adr | $233,000 | +29.4% | 24,973 | -0.5% | 0.10% | +22.9% |
| ED | Sell | CONSOLIDATED EDISON INC | $231,000 | -9.4% | 3,073 | -3.1% | 0.10% | -12.8% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $218,000 | -5.2% | 4,963 | -1.6% | 0.10% | -9.4% |
| QCOM | Sell | QUALCOMM INC | $211,000 | +18.5% | 3,080 | -7.5% | 0.09% | +13.4% |
| NVDA | Sell | NVIDIA CORP | $206,000 | -23.1% | 3,000 | -47.4% | 0.09% | -26.0% |
| XRX | Sell | XEROX CORP | $193,000 | +5.5% | 19,010 | -1.3% | 0.08% | +1.2% |
| BK | Sell | BANK NEW YORK MELLON CORP | $182,000 | +2.2% | 4,554 | -0.9% | 0.08% | -2.4% |
| VLO | Sell | VALERO ENERGY CORP NEW | $181,000 | +4.0% | 3,420 | -0.0% | 0.08% | 0.0% |
| WFC | Sell | WELLS FARGO & CO NEW | $165,000 | -54.9% | 3,732 | -51.7% | 0.07% | -56.5% |
| KHC | Sell | KRAFT HEINZ CO | $155,000 | +0.6% | 1,727 | -0.6% | 0.07% | -4.2% |
| PTY | Sell | PIMCO CORPORATE & INCOME OPP | $153,000 | -1.9% | 10,490 | -5.1% | 0.07% | -6.9% |
| SYY | Sell | SYSCO CORP | $141,000 | -44.0% | 2,868 | -42.3% | 0.06% | -46.6% |
| SYK | Sell | STRYKER CORP | $141,000 | -10.2% | 1,214 | -7.5% | 0.06% | -13.9% |
| ABBV | Sell | ABBVIE INC | $129,000 | -3.0% | 2,047 | -4.6% | 0.06% | -6.6% |
| DAL | Sell | DELTA AIR LINES INC DEL | $129,000 | -18.4% | 3,272 | -24.6% | 0.06% | -21.9% |
| BIIB | Sell | BIOGEN INC | $125,000 | +3.3% | 400 | -20.0% | 0.06% | -1.8% |
| NVS | Sell | NOVARTIS A Gsponsored adr | $99,000 | -10.8% | 1,251 | -7.4% | 0.04% | -13.7% |
| TSI | Sell | TCW STRATEGIC INCOME FUND IN | $100,000 | -18.0% | 18,934 | -15.4% | 0.04% | -21.4% |
| HON | Sell | HONEYWELL INTL INC | $100,000 | -13.0% | 857 | -13.6% | 0.04% | -17.0% |
| ES | Sell | EVERSOURCE ENERGY | $100,000 | -62.5% | 1,853 | -58.4% | 0.04% | -64.2% |
| IYR | Sell | ISHARES TRu.s. real es etf | $99,000 | -12.4% | 1,231 | -10.3% | 0.04% | -15.4% |
| HAL | Sell | HALLIBURTON CO | $89,000 | -3.3% | 1,981 | -2.7% | 0.04% | -7.1% |
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $84,000 | -6.7% | 964 | -5.1% | 0.04% | -9.8% |
| AKS | Sell | AK STL HLDG CORP | $85,000 | -62.1% | 17,500 | -63.6% | 0.04% | -64.1% |
| CVS | Sell | CVS HEALTH CORP | $78,000 | -67.8% | 881 | -65.2% | 0.03% | -69.4% |
| ABT | Sell | ABBOTT LABS | $75,000 | -63.8% | 1,774 | -66.3% | 0.03% | -65.3% |
| DHI | Sell | D R HORTON INC | $74,000 | -14.9% | 2,450 | -10.9% | 0.03% | -17.5% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $73,000 | -21.5% | 1,484 | -16.3% | 0.03% | -25.6% |
| NFLX | Sell | NETFLIX INC | $64,000 | -19.0% | 650 | -24.9% | 0.03% | -22.2% |
| COP | Sell | CONOCOPHILLIPS | $62,000 | -10.1% | 1,431 | -9.4% | 0.03% | -15.6% |
| LCI | Sell | LANNET INC | $60,000 | +1.7% | 2,250 | -10.0% | 0.03% | -3.7% |
| NRF | Sell | * NORTHSTAR RLTY FIN CORP COM NEWnew | $60,000 | -4.8% | 4,586 | -16.5% | 0.03% | -10.3% |
| VOO | Sell | VANGUARD INDEX FDS | $53,000 | -24.3% | 265 | -27.6% | 0.02% | -28.1% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $50,000 | -5.7% | 409 | -10.5% | 0.02% | -8.3% |
| NGG | Sell | NATIONAL GRID PLCspon adr new | $51,000 | -29.2% | 715 | -26.4% | 0.02% | -33.3% |
| XLE | Sell | SELECT SECTOR SPDR TRsbi int-energy | $47,000 | -9.6% | 662 | -13.1% | 0.02% | -12.5% |
| SUSA | Sell | ISHARES TRusa esg slct etf | $47,000 | +4.4% | 520 | -0.2% | 0.02% | 0.0% |
| IBB | Sell | ISHARES TRnasdq biotec etf | $43,000 | +4.9% | 150 | -6.2% | 0.02% | 0.0% |
| DUK | Sell | DUKE ENERGY CORP NEW | $38,000 | -22.4% | 479 | -15.8% | 0.02% | -26.1% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $38,000 | -88.6% | 177 | -88.9% | 0.02% | -88.9% |
| AOA | Sell | ISHARESaggres alloc etf | $36,000 | -5.3% | 753 | -8.1% | 0.02% | -5.9% |
| MU | Sell | MICRON TECHNOLOGY INC | $31,000 | -70.2% | 1,740 | -77.0% | 0.01% | -70.8% |
| PJT | Sell | PJT PARTNERS INC | $27,000 | +12.5% | 996 | -6.5% | 0.01% | +9.1% |
| JDD | Sell | NUVEEN DIVERSIFIED DIV INCM | $23,000 | -20.7% | 1,993 | -20.4% | 0.01% | -23.1% |
| VXF | Sell | VANGUARD INDEX FDSextend mkt etf | $21,000 | +5.0% | 227 | -2.2% | 0.01% | 0.0% |
| NKE | Sell | NIKE INCcl b | $20,000 | -16.7% | 379 | -11.0% | 0.01% | -18.2% |
| NYNY | Sell | * EMPIRE RESORTS INC COM NEWnew | $16,000 | +23.1% | 809 | -0.6% | 0.01% | +16.7% |
| NRE | Sell | NORTHSTAR REALTY EUROPE CORP | $17,000 | 0.0% | 1,579 | -13.1% | 0.01% | -12.5% |
| VIS | Sell | VANGUARD WORLD FDSindustrial etf | $16,000 | -30.4% | 148 | -32.7% | 0.01% | -36.4% |
| PSX | Sell | PHILLIPS 66 | $10,000 | -93.3% | 129 | -93.1% | 0.00% | -94.1% |
| ACHC | Sell | ACADIA HEALTHCARE COMPANY IN | $10,000 | -54.5% | 200 | -50.0% | 0.00% | -60.0% |
| RVLT | Sell | * REVOLUTION LIGHTING TECHNOLO COM | $8,000 | 0.0% | 1,210 | -6.2% | 0.00% | 0.0% |
| TAN | Sell | CLAYMORE EXCHANGE TRD FD TRguggenheim solar | $8,000 | -20.0% | 380 | -18.1% | 0.00% | -20.0% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $9,000 | -10.0% | 183 | -22.5% | 0.00% | -20.0% |
| IEFA | Sell | ISHARES TRcore msci eafe | $7,000 | -53.3% | 119 | -58.5% | 0.00% | -57.1% |
| PKI | Sell | PERKINELMER INC | $6,000 | -40.0% | 100 | -50.0% | 0.00% | -40.0% |
| AEE | Sell | AMEREN CORP | $5,000 | 0.0% | 101 | -1.0% | 0.00% | 0.0% |
| FXB | Sell | CURRENCYSHS BRIT POUND STERbrit pound ste | $5,000 | -64.3% | 38 | -64.2% | 0.00% | -66.7% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $4,000 | -63.6% | 68 | -59.5% | 0.00% | -60.0% |
| AOXG | Sell | AOXING PHARMACEUTICAL CO INC | $4,000 | -71.4% | 7,435 | -64.8% | 0.00% | -66.7% |
| ALXN | Sell | ALEXION PHARMACEUTICALS INC | $5,000 | -54.5% | 40 | -55.6% | 0.00% | -60.0% |
| VPU | Sell | VANGUARD WORLD FDSutilities etf | $2,000 | 0.0% | 20 | -4.8% | 0.00% | 0.0% |
| VIAV | Sell | VIAVI SOLUTIONS INC | $3,000 | 0.0% | 382 | -1.0% | 0.00% | 0.0% |
| AUY | Sell | YAMANA GOLD INC | $2,000 | 0.0% | 383 | -0.3% | 0.00% | 0.0% |
| OTEX | Exit | OPEN TEXT CORP | $0 | – | -14 | -100.0% | 0.00% | – |
| Exit | MICROSOFT CORPput | $0 | – | -100 | -100.0% | 0.00% | – | |
| CIEN | Exit | CIENA CORP | $0 | – | -71 | -100.0% | 0.00% | – |
| SCON | Exit | SUPERCONDUCTOR TECHNOLOGIES | $0 | – | -4 | -100.0% | 0.00% | – |
| Exit | MCDONALDS CORPput | $0 | – | -300 | -100.0% | 0.00% | – | |
| FNFG | Exit | FIRST NIAGARA FINL GP INC | $0 | – | -25 | -100.0% | 0.00% | – |
| ANRZQ | Exit | * ALPHA NATURAL RESOURCES INC COM | $0 | – | -2,610 | -100.0% | 0.00% | – |
| VSTO | Exit | VISTA OUTDOOR INC | $0 | – | -8 | -100.0% | 0.00% | – |
| Exit | COLGATE PALMOLIVE COput | $0 | – | -800 | -100.0% | 0.00% | – | |
| OA | Exit | ORBITAL ATK INC | $0 | – | -4 | -100.0% | 0.00% | – |
| Exit | DU PONT E I DE NEMOURS & COput | $0 | – | -300 | -100.0% | 0.00% | – | |
| SPWR | Sell | SUNPOWER CORP | $0 | -100.0% | 50 | -55.8% | 0.00% | -100.0% |
| SSEIQ | Exit | SEVENTY SEVEN ENERGY INC | $0 | – | -12 | -100.0% | 0.00% | – |
| VNRSQ | Sell | VANGUARD NAT RES LLC | $0 | -100.0% | 368 | -80.3% | 0.00% | -100.0% |
| HQL | Exit | TEKLA LIFE SCIENCES INVSsh ben int | $0 | – | -9 | -100.0% | 0.00% | – |
| Exit | SCHLUMBERGER LTDcall | $0 | – | -400 | -100.0% | 0.00% | – | |
| OCLR | Sell | OCLARO INC | $0 | – | 20 | -37.5% | 0.00% | – |
| CNET | Exit | CHINANET ONLINE HLDGS INC | $0 | – | -400 | -100.0% | 0.00% | – |
| SFE | Exit | SAFEGUARD SCIENTIFICS INC | $0 | – | -66 | -100.0% | 0.00% | – |
| XL | Sell | XL GROUP PLC | $0 | -100.0% | 2 | -100.0% | 0.00% | -100.0% |
| Exit | JPMORGAN CHASE & COcall | $0 | – | -300 | -100.0% | 0.00% | – | |
| QLGC | Exit | QLOGIC CORP | $0 | – | -58 | -100.0% | 0.00% | – |
| MAT | Sell | MATTEL INC | $1,000 | -99.4% | 36 | -99.4% | 0.00% | -100.0% |
| DRYS | Exit | * DRYSHIPS INC SHS | $0 | – | -80 | -100.0% | 0.00% | – |
| Exit | QUALCOMM INCcall | $0 | – | -400 | -100.0% | 0.00% | – | |
| MS | Exit | MORGAN STANLEY | $0 | – | -100 | -100.0% | -0.00% | – |
| SWHC | Exit | SMITH & WESSON HLDG CORP | $0 | – | -100 | -100.0% | -0.00% | – |
| IWM | Exit | ISHARES TRrussell 2000 etf | $0 | – | -24 | -100.0% | -0.00% | – |
| PHMD | Exit | PHOTOMEDEX INC | $0 | – | -12,962 | -100.0% | -0.00% | – |
| BRCD | Exit | BROCADE COMMUNICATIONS SYS I | $0 | – | -300 | -100.0% | -0.00% | – |
| AXTI | Exit | AXT INC | $0 | – | -1,000 | -100.0% | -0.00% | – |
| EZU | Exit | ISHARESmsci eurzone etf | $0 | – | -99 | -100.0% | -0.00% | – |
| INVN | Exit | INVENSENSE INC | $0 | – | -300 | -100.0% | -0.00% | – |
| EWJ | Exit | ISHARESmsci japan etf | $0 | – | -371 | -100.0% | -0.00% | – |
| EWU | Exit | ISHARES TRmsci utd kngdm | $0 | – | -274 | -100.0% | -0.00% | – |
| GOGO | Exit | GOGO INC | $0 | – | -450 | -100.0% | -0.00% | – |
| TE | Exit | TECO ENERGY INC | $0 | – | -193 | -100.0% | -0.00% | – |
| HTWR | Exit | HEARTWARE INTL INC | $0 | – | -80 | -100.0% | -0.00% | – |
| VUG | Exit | VANGUARD INDEX FDSgrowth etf | $0 | – | -54 | -100.0% | -0.00% | – |
| TAL | Exit | TAL INTL GROUP INC | $0 | – | -500 | -100.0% | -0.00% | – |
| RYT | Exit | RYDEX ETF TRUSTgug s&p500eqwtte | $0 | – | -100 | -100.0% | -0.00% | – |
| IWB | Exit | ISHARES TRrus 1000 etf | $0 | – | -154 | -100.0% | -0.01% | – |
| RBSPRTCL | Exit | ROYAL BK SCOTLAND GROUP PLCsp adr pref t | $0 | – | -704 | -100.0% | -0.01% | – |
| AMX | Exit | AMERICA MOVIL SAB DE CV | $0 | – | -1,440 | -100.0% | -0.01% | – |
| EMC | Exit | E M C CORP MASS | $0 | – | -650 | -100.0% | -0.01% | – |
| EWI | Exit | ISHARESmsci italcpd etf | $0 | – | -1,858 | -100.0% | -0.01% | – |
| MLPX | Exit | GLOBAL X FDSglb x mlp enrg i | $0 | – | -1,600 | -100.0% | -0.01% | – |
| GAS | Exit | AGL RES INC | $0 | – | -332 | -100.0% | -0.01% | – |
| ARMH | Exit | ARM HLDGS PLCsponsored adr | $0 | – | -600 | -100.0% | -0.01% | – |
| SC | Exit | SANTANDER CONSUMER USA HDG I | $0 | – | -7,150 | -100.0% | -0.03% | – |
| MMSI | Exit | MERIT MED SYS INC | $0 | – | -3,800 | -100.0% | -0.03% | – |
| NYCB | Exit | NEW YORK CMNTY BANCORP INC | $0 | – | -8,200 | -100.0% | -0.06% | – |
| Exit | ISHARES TRput | $0 | – | -36,000 | -100.0% | -0.06% | – | |
| SWK | Exit | STANLEY BLACK & DECKER INC | $0 | – | -1,200 | -100.0% | -0.06% | – |
| NBL | Exit | NOBLE ENERGY INC | $0 | – | -4,350 | -100.0% | -0.07% | – |
| GD | Exit | GENERAL DYNAMICS CORP | $0 | – | -1,150 | -100.0% | -0.07% | – |
| FL | Exit | FOOT LOCKER INC | $0 | – | -2,950 | -100.0% | -0.07% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD WHITEHALL FDS INC | 41 | Q3 2023 | 11.0% |
| VANGUARD INDEX FDS | 41 | Q3 2023 | 13.5% |
| VANGUARD WORLD FDS | 41 | Q3 2023 | 4.4% |
| VANGUARD BD INDEX FDS | 41 | Q3 2023 | 9.5% |
| PIMCO ETF TR | 41 | Q3 2023 | 5.5% |
| VANGUARD INDEX FDS | 41 | Q3 2023 | 4.3% |
| VANGUARD INTL EQUITY INDEX F | 41 | Q3 2023 | 9.0% |
| SELECT SECTOR SPDR TR | 41 | Q3 2023 | 2.8% |
| VANGUARD WORLD FDS | 41 | Q3 2023 | 3.5% |
| ISHARES TR | 41 | Q3 2023 | 5.9% |
View Focused Wealth Management, Inc's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-08 |
| 13F-HR | 2024-01-10 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-04-13 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-20 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-04-29 |
| 13F-HR | 2022-01-31 |
View Focused Wealth Management, Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.