$592 Million is the total value of KMS FINANCIAL SERVICES, INC's 729 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 47.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Buy | APPLE INC | $17,292,000 | +147.7% | 30,822 | +110.5% | 2.92% | +71.7% |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $15,561,000 | +13.8% | 206,815 | +5.3% | 2.63% | -21.1% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $15,123,000 | +54.2% | 127,560 | +47.6% | 2.55% | +6.9% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $11,206,000 | +79.9% | 140,199 | +80.9% | 1.89% | +24.8% |
| GE | Buy | GENERAL ELECTRIC CO | $9,836,000 | +62.6% | 350,894 | +38.6% | 1.66% | +12.8% |
| JNJ | Buy | JOHNSON & JOHNSON | $9,699,000 | +52.0% | 105,889 | +43.9% | 1.64% | +5.4% |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $8,703,000 | +194.4% | 139,648 | +171.6% | 1.47% | +104.0% |
| T | Buy | AT&T INC | $8,560,000 | +145.3% | 243,463 | +136.0% | 1.44% | +70.2% |
| MSFT | Buy | MICROSOFT CORP | $8,453,000 | +35.1% | 225,940 | +20.1% | 1.43% | -6.4% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $7,139,000 | +138.6% | 145,288 | +126.7% | 1.20% | +65.5% |
| KO | Buy | COCA COLA CO | $6,497,000 | +203.2% | 157,285 | +178.0% | 1.10% | +110.2% |
| XOM | Buy | EXXON MOBIL CORP | $5,976,000 | +35.9% | 59,048 | +15.6% | 1.01% | -5.7% |
| CVX | Buy | CHEVRON CORP NEW | $5,933,000 | +21.5% | 47,492 | +18.1% | 1.00% | -15.7% |
| MO | Buy | ALTRIA GROUP INC | $5,750,000 | +105.4% | 149,787 | +83.7% | 0.97% | +42.4% |
| MCD | Buy | MCDONALDS CORP | $5,455,000 | +201.9% | 56,218 | +199.3% | 0.92% | +109.3% |
| IVV | Buy | ISHAREScore s&p500 etf | $4,148,000 | +46.7% | 22,346 | +33.5% | 0.70% | +1.6% |
| WMT | Buy | WAL-MART STORES INC | $4,083,000 | +381.5% | 51,884 | +352.6% | 0.69% | +234.5% |
| SBUX | Buy | STARBUCKS CORP | $3,982,000 | +5.5% | 50,797 | +3.6% | 0.67% | -26.9% |
| PG | Buy | PROCTER & GAMBLE CO | $3,811,000 | +24.3% | 46,818 | +15.4% | 0.64% | -13.9% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $3,767,000 | +52.9% | 20,398 | +39.2% | 0.64% | +6.0% |
| PEP | Buy | PEPSICO INC | $3,737,000 | +124.4% | 45,058 | +115.2% | 0.63% | +55.8% |
| WFC | Buy | WELLS FARGO & CO NEW | $3,705,000 | +228.5% | 81,613 | +199.0% | 0.62% | +127.3% |
| RAI | New | REYNOLDS AMERICAN INC | $3,672,000 | – | 73,458 | +100.0% | 0.62% | – |
| IJH | Buy | ISHAREScore s&p mcp etf | $3,589,000 | +81.3% | 26,821 | +68.2% | 0.61% | +25.7% |
| GLD | Buy | SPDR GOLD TRUST | $3,521,000 | -6.7% | 30,319 | +3.0% | 0.59% | -35.3% |
| KMB | Buy | KIMBERLY CLARK CORP | $3,513,000 | +104.8% | 33,628 | +84.8% | 0.59% | +41.9% |
| WM | Buy | WASTE MGMT INC DEL | $3,454,000 | +141.7% | 76,973 | +122.1% | 0.58% | +67.5% |
| PM | Buy | PHILIP MORRIS INTL INC | $3,433,000 | +396.8% | 39,400 | +393.5% | 0.58% | +245.2% |
| JPM | Buy | JPMORGAN CHASE & CO | $3,341,000 | +220.3% | 57,137 | +183.4% | 0.56% | +122.0% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $3,317,000 | +46.8% | 34,584 | +34.2% | 0.56% | +1.8% |
| DUK | Buy | DUKE ENERGY CORP NEW | $3,246,000 | +1093.4% | 47,049 | +1054.3% | 0.55% | +730.3% |
| RSO | Buy | RESOURCE CAP CORP | $3,166,000 | +3714.5% | 533,974 | +3714.1% | 0.53% | +2570.0% |
| V | Buy | VISA INC | $3,145,000 | +506.0% | 14,127 | +420.5% | 0.53% | +321.4% |
| RTN | Buy | RAYTHEON CO | $2,908,000 | +1169.9% | 32,059 | +977.6% | 0.49% | +776.8% |
| COP | Buy | CONOCOPHILLIPS | $2,827,000 | +27.5% | 40,012 | +25.4% | 0.48% | -11.7% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $2,767,000 | +83.7% | 41,727 | +69.2% | 0.47% | +27.2% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $2,693,000 | +17.3% | 41,703 | +20.2% | 0.46% | -18.6% |
| CAT | Buy | CATERPILLAR INC DEL | $2,687,000 | +235.0% | 29,589 | +207.6% | 0.45% | +132.8% |
| AMJ | Buy | JPMORGAN CHASE & COalerian ml etn | $2,672,000 | +11.3% | 57,658 | +7.2% | 0.45% | -22.8% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $2,604,000 | +111.0% | 29,610 | +89.3% | 0.44% | +46.7% |
| MMM | Buy | 3M CO | $2,441,000 | +224.6% | 17,404 | +176.3% | 0.41% | +125.1% |
| COST | Buy | COSTCO WHSL CORP NEW | $2,431,000 | +11.9% | 20,426 | +8.3% | 0.41% | -22.5% |
| IWD | Buy | ISHARES Rrussell1000val | $2,360,000 | +9.8% | 25,059 | +0.5% | 0.40% | -23.9% |
| LLY | Buy | LILLY ELI & CO | $2,347,000 | +996.7% | 46,023 | +978.8% | 0.40% | +661.5% |
| CL | Buy | COLGATE PALMOLIVE CO | $2,251,000 | +22.0% | 34,529 | +11.0% | 0.38% | -15.4% |
| F | Buy | FORD MTR CO DEL | $2,249,000 | +241.3% | 145,695 | +273.3% | 0.38% | +137.5% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $2,212,000 | +29.1% | 11,793 | +27.4% | 0.37% | -10.6% |
| KRFT | Buy | KRAFT FOODS GROUP INC | $2,184,000 | +46.5% | 40,503 | +42.6% | 0.37% | +1.7% |
| HSY | Buy | HERSHEY CO | $2,126,000 | +409.8% | 21,865 | +385.2% | 0.36% | +252.0% |
| VOD | Buy | VODAFONE GROUP PLC NEWspons adr new | $2,074,000 | +14.6% | 52,766 | +2.6% | 0.35% | -20.5% |
| VNQI | Buy | VANGUARD INTL EQUITY INDEX Fglb ex us etf | $2,020,000 | +21.0% | 37,071 | +26.0% | 0.34% | -16.0% |
| GPC | Buy | GENUINE PARTS CO | $2,019,000 | +6.4% | 24,266 | +3.5% | 0.34% | -26.2% |
| GIS | Buy | GENERAL MLS INC | $1,962,000 | +16.2% | 39,321 | +11.7% | 0.33% | -19.5% |
| ETP | Buy | ENERGY TRANSFER PRTNRS L P UNIT LTDpartn | $1,938,000 | +16.8% | 33,850 | +6.2% | 0.33% | -19.1% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $1,908,000 | +41.2% | 35,733 | +32.7% | 0.32% | -2.1% |
| LMT | New | LOCKHEED MARTIN CORP | $1,905,000 | – | 12,813 | +100.0% | 0.32% | – |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $1,852,000 | +246.2% | 34,835 | +201.5% | 0.31% | +140.8% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $1,855,000 | +12.6% | 19,053 | +4.4% | 0.31% | -21.9% |
| CLX | Buy | CLOROX CO DEL | $1,854,000 | +18.2% | 19,988 | +4.2% | 0.31% | -18.1% |
| CBI | New | CHICAGO BRIDGE &n y registry sh | $1,849,000 | – | 22,232 | +100.0% | 0.31% | – |
| 4945SC | Buy | KINDER MORGAN ENERGY PARTNERut ltd partner | $1,815,000 | +31.0% | 22,503 | +29.6% | 0.31% | -9.2% |
| EXC | Buy | EXELON CORP | $1,798,000 | +21.6% | 65,658 | +31.6% | 0.30% | -15.6% |
| HYG | Buy | ISHARES Ihigh yld corp | $1,782,000 | +66.5% | 19,186 | +64.2% | 0.30% | +15.3% |
| GS | New | GOLDMAN SACHS GROUP INC | $1,741,000 | – | 9,819 | +100.0% | 0.29% | – |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $1,702,000 | +212.9% | 80,684 | +225.3% | 0.29% | +117.4% |
| DD | Buy | DU PONT E I DE NEMOURS & CO | $1,639,000 | +500.4% | 25,220 | +440.6% | 0.28% | +319.7% |
| HCN | Buy | HEALTH CARE REIT INC | $1,641,000 | -2.4% | 30,619 | +13.7% | 0.28% | -32.3% |
| FB | Buy | FACEBOOK INCcl a | $1,619,000 | +27.6% | 29,632 | +17.3% | 0.27% | -11.7% |
| D | Buy | DOMINION RES INC VA NEW | $1,616,000 | +579.0% | 24,988 | +558.3% | 0.27% | +370.7% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $1,603,000 | +2.6% | 90,082 | +1.5% | 0.27% | -28.7% |
| MAT | New | MATTEL INC | $1,589,000 | – | 33,396 | +100.0% | 0.27% | – |
| ABT | New | ABBOTT LABS | $1,590,000 | – | 41,472 | +100.0% | 0.27% | – |
| DIA | New | SPDR DOW JONES INDL AVRG ETFut ser 1 | $1,579,000 | – | 9,544 | +100.0% | 0.27% | – |
| RGR | New | STURM RUGER & CO INC | $1,580,000 | – | 21,612 | +100.0% | 0.27% | – |
| MRK | Buy | MERCK & CO INC NEW | $1,557,000 | +270.7% | 31,101 | +252.5% | 0.26% | +157.8% |
| IWM | Buy | ISHARES RUSrussell 2000 | $1,556,000 | +106.1% | 13,491 | +90.5% | 0.26% | +42.9% |
| BIP | Buy | BROOKFIELD INFRAST PARTNERSlp int unit | $1,532,000 | +4.0% | 39,073 | +0.8% | 0.26% | -27.9% |
| DIS | Buy | DISNEY WALT CO | $1,509,000 | +39.2% | 19,748 | +17.5% | 0.26% | -3.4% |
| DWAS | Buy | POWERSHARES ETF TRUST IIdwa sc techldr | $1,501,000 | +15.7% | 37,823 | +7.8% | 0.25% | -19.9% |
| DVY | Buy | ISHARES Sdj sel div inx | $1,483,000 | +19.8% | 20,794 | +11.5% | 0.25% | -16.9% |
| MDLZ | New | MONDELEZ INTL INCcl a | $1,477,000 | – | 41,837 | +100.0% | 0.25% | – |
| PFE | Buy | PFIZER INC | $1,469,000 | +39.0% | 47,963 | +30.4% | 0.25% | -3.5% |
| HD | Buy | HOME DEPOT INC | $1,472,000 | +92.2% | 17,875 | +77.2% | 0.25% | +33.3% |
| CPB | Buy | CAMPBELL SOUP CO | $1,429,000 | +10.8% | 32,999 | +4.2% | 0.24% | -23.2% |
| ED | Buy | CONSOLIDATED EDISON INC | $1,421,000 | +13.6% | 25,702 | +13.3% | 0.24% | -21.3% |
| CAG | Buy | CONAGRA FOODS INC | $1,399,000 | +18.1% | 41,500 | +6.3% | 0.24% | -18.3% |
| NKE | Buy | NIKE INCcl b | $1,368,000 | +10.9% | 17,395 | +2.4% | 0.23% | -23.0% |
| USB | Buy | US BANCORP DEL | $1,349,000 | +29.6% | 33,388 | +17.3% | 0.23% | -9.9% |
| NYCB | New | NEW YORK CMNTY BANCORP INC | $1,338,000 | – | 79,426 | +100.0% | 0.23% | – |
| IYR | Buy | ISHARES Udj us real est | $1,336,000 | +273.2% | 21,181 | +277.6% | 0.23% | +159.8% |
| BTI | Buy | BRITISH AMERN TOB PLCsponsored adr | $1,333,000 | +347.3% | 12,409 | +338.0% | 0.22% | +208.2% |
| AEP | Buy | AMERICAN ELEC PWR INC | $1,320,000 | +15.6% | 28,246 | +7.2% | 0.22% | -19.8% |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $1,277,000 | +448.1% | 16,008 | +403.9% | 0.22% | +278.9% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $1,281,000 | +13.0% | 11,648 | +5.3% | 0.22% | -21.7% |
| BEP | Buy | BROOKFIELD RENEWABLE ENRGY Ppartnership unit | $1,203,000 | -1.5% | 45,985 | +0.4% | 0.20% | -31.6% |
| NVS | Buy | NOVARTIS A Gsponsored adr | $1,178,000 | +10.3% | 14,661 | +5.3% | 0.20% | -23.5% |
| 6699SC | New | ISHAmsci utd kingd | $1,142,000 | – | 54,679 | +100.0% | 0.19% | – |
| PKO | Buy | PIMCO INCOME OPPORTUNITY FD | $1,132,000 | +9.6% | 40,067 | +6.6% | 0.19% | -23.9% |
| IWF | Buy | ISHARES Rrussell1000grw | $1,117,000 | +16.0% | 12,999 | +5.5% | 0.19% | -19.2% |
| New | FLAHERTY & CRUMRINE DYN PFD | $1,122,000 | – | 54,640 | +100.0% | 0.19% | – | |
| KMI | Buy | KINDER MORGAN INC DEL | $1,114,000 | +323.6% | 30,947 | +318.9% | 0.19% | +193.8% |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $1,099,000 | +16.1% | 15,420 | +6.9% | 0.19% | -19.5% |
| USMV | New | ISHARESusa min vol id | $1,082,000 | – | 30,475 | +100.0% | 0.18% | – |
| IBB | Buy | ISHARES Nnasdq bio indx | $1,079,000 | +56.4% | 4,752 | +44.4% | 0.18% | +8.3% |
| IWV | Buy | ISHARES RUSrussell 3000 | $1,066,000 | +31.9% | 9,633 | +20.5% | 0.18% | -8.6% |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $1,048,000 | +42.6% | 14,431 | +35.4% | 0.18% | -1.1% |
| SLV | Buy | ISHARES SILVER TRUSTishares | $1,036,000 | +111.9% | 55,384 | +136.6% | 0.18% | +47.1% |
| BAC | Buy | BANK OF AMERICA CORPORATION | $1,024,000 | +34.0% | 65,749 | +18.7% | 0.17% | -7.0% |
| FNDA | New | SCHWAB STRATEGIC TR SCHWABfdt us sc | $1,015,000 | – | 36,256 | +100.0% | 0.17% | – |
| SNH | Buy | SENIOR HSG PPTYS TRsh ben int | $1,010,000 | -1.2% | 45,443 | +3.7% | 0.17% | -31.7% |
| BDX | New | BECTON DICKINSON & CO | $1,007,000 | – | 9,121 | +100.0% | 0.17% | – |
| AXP | Buy | AMERICAN EXPRESS CO | $994,000 | +31.3% | 10,960 | +9.3% | 0.17% | -8.7% |
| BBEPQ | Buy | BREITBURN ENERGY PARTNERS LP | $983,000 | +15.0% | 48,340 | +3.6% | 0.17% | -20.2% |
| PCY | Buy | POWERSHARES GLOBAL ETF TRUSTsovereign debt | $978,000 | +43.0% | 36,225 | +44.8% | 0.16% | -1.2% |
| BPT | New | BP PRUDHOE BAY RTY TRunit ben int | $971,000 | – | 12,192 | +100.0% | 0.16% | – |
| NSC | Buy | NORFOLK SOUTHERN CORP | $957,000 | +25.4% | 10,313 | +4.5% | 0.16% | -12.9% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $947,000 | +195.9% | 43,304 | +169.8% | 0.16% | +105.1% |
| TKR | Buy | TIMKEN CO | $949,000 | +5.8% | 17,234 | +16.1% | 0.16% | -26.6% |
| HTH | Buy | HILLTOP HOLDINGS INC | $940,000 | +27.9% | 40,630 | +2.2% | 0.16% | -11.2% |
| ECL | Buy | ECOLAB INC | $939,000 | +319.2% | 9,007 | +296.3% | 0.16% | +189.1% |
| TGT | New | TARGET CORP | $936,000 | – | 14,787 | +100.0% | 0.16% | – |
| CSCO | Buy | CISCO SYS INC | $917,000 | +5.0% | 40,843 | +9.7% | 0.16% | -27.2% |
| EGAS | Buy | GAS NAT INC | $915,000 | -14.6% | 114,001 | +8.4% | 0.15% | -41.0% |
| FDL | Buy | FIRST TR MORNINGSTAR DIV LEA | $908,000 | +58.7% | 41,442 | +51.1% | 0.15% | +10.1% |
| AMZN | Buy | AMAZON COM INC | $896,000 | +120.1% | 2,248 | +72.7% | 0.15% | +52.5% |
| PCP | Buy | PRECISION CASTPARTS CORP | $874,000 | +28.7% | 3,245 | +8.6% | 0.15% | -10.3% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $869,000 | +46.1% | 8,267 | +27.0% | 0.15% | +1.4% |
| HXL | New | HEXCEL CORP NEW | $873,000 | – | 19,523 | +100.0% | 0.15% | – |
| LQD | Buy | ISHARES Iiboxx inv cpbd | $863,000 | +1.1% | 7,555 | +0.4% | 0.15% | -29.8% |
| RBSPRFCL | New | ROYAL BK SCOTLAND GROUP PLCspon adr f | $859,000 | – | 34,527 | +100.0% | 0.14% | – |
| PCAR | Buy | PACCAR INC | $853,000 | +91.3% | 14,414 | +79.9% | 0.14% | +32.1% |
| TBT | Buy | PROSHARES TR | $846,000 | +42.7% | 10,679 | +35.5% | 0.14% | -0.7% |
| MDT | Buy | MEDTRONIC INC | $831,000 | +21.5% | 14,476 | +12.7% | 0.14% | -16.2% |
| XLE | Buy | SELECT SECTOR SPDR TRsbi int-energy | $822,000 | +22.5% | 9,280 | +14.7% | 0.14% | -14.7% |
| PAA | Buy | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $811,000 | +158.3% | 15,660 | +162.3% | 0.14% | +80.3% |
| LII | New | LENNOX INTL INC | $809,000 | – | 9,510 | +100.0% | 0.14% | – |
| OHI | Buy | OMEGA HEALTHCARE INVS INC | $806,000 | +3.6% | 27,040 | +3.8% | 0.14% | -28.0% |
| YHOO | Buy | YAHOO INC | $794,000 | +218.9% | 19,622 | +160.6% | 0.13% | +119.7% |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $784,000 | +245.4% | 11,728 | +212.9% | 0.13% | +140.0% |
| IAU | Buy | ISHARES GOLD TRUSTishares | $767,000 | +40.5% | 65,623 | +54.8% | 0.13% | -3.0% |
| CNI | Buy | CANADIAN NATL RY CO | $756,000 | -16.9% | 13,251 | +47.6% | 0.13% | -42.3% |
| ATK | New | ALLIANT TECHSYSTEMS INC | $756,000 | – | 6,214 | +100.0% | 0.13% | – |
| VMW | New | VMWARE INC | $757,000 | – | 8,441 | +100.0% | 0.13% | – |
| UAN | Buy | CVR PARTNERS LP | $750,000 | +5.2% | 45,567 | +13.1% | 0.13% | -27.0% |
| SO | Buy | SOUTHERN CO | $746,000 | +51.3% | 18,133 | +51.5% | 0.13% | +5.0% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $738,000 | +0.5% | 92,811 | +5.7% | 0.12% | -30.2% |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $740,000 | +21.3% | 19,483 | +19.4% | 0.12% | -16.1% |
| PAYX | Buy | PAYCHEX INC | $732,000 | +19.4% | 16,072 | +6.5% | 0.12% | -16.8% |
| CVY | Buy | CLAYMORE EXCHANGE TRD FD TRgug multi asset | $723,000 | +87.8% | 29,169 | +79.8% | 0.12% | +29.8% |
| PCL | Buy | PLUM CREEK TIMBER CO INC | $723,000 | +5.4% | 15,545 | +6.0% | 0.12% | -26.9% |
| WAIR | Buy | WESCO AIRCRAFT HLDGS INC | $715,000 | +38.8% | 32,600 | +32.5% | 0.12% | -3.2% |
| DPG | Buy | DUFF & PHELPS GLB UTL INC FD | $697,000 | +42.5% | 36,550 | +39.8% | 0.12% | -0.8% |
| UMPQ | Buy | UMPQUA HLDGS CORP | $699,000 | +111.8% | 36,512 | +79.1% | 0.12% | +47.5% |
| PSX | Buy | PHILLIPS 66 | $700,000 | +47.7% | 9,081 | +10.6% | 0.12% | +2.6% |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $698,000 | +17.1% | 9,801 | +7.2% | 0.12% | -18.6% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $695,000 | +32.6% | 12,532 | +20.9% | 0.12% | -8.6% |
| SCHD | New | SCHWAB STRATEGIC TRus dividend eq | $696,000 | – | 18,998 | +100.0% | 0.12% | – |
| UNP | Buy | UNION PAC CORP | $680,000 | +22.3% | 4,048 | +13.1% | 0.12% | -14.8% |
| LINEQ | Buy | LINN ENERGY LLCunit ltd liab | $683,000 | +65.4% | 22,168 | +39.3% | 0.12% | +13.9% |
| XLI | New | SELECT SECTOR SPDR TRsbi int-inds | $680,000 | – | 13,013 | +100.0% | 0.12% | – |
| ABEV | New | AMBEV SAsponsored adr | $672,000 | – | 91,382 | +100.0% | 0.11% | – |
| HE | New | HAWAIIAN ELEC INDUSTRIES | $653,000 | – | 25,054 | +100.0% | 0.11% | – |
| LNCOQ | New | LINNCO LLC | $645,000 | – | 20,920 | +100.0% | 0.11% | – |
| EWC | Buy | ISHARmsci cda index | $641,000 | +7.0% | 21,969 | +4.0% | 0.11% | -26.0% |
| TTWO | New | TAKE-TWO INTERACTIVE SOFTWAR | $641,000 | – | 36,888 | +100.0% | 0.11% | – |
| NFLX | New | NETFLIX INC | $632,000 | – | 1,717 | +100.0% | 0.11% | – |
| SYY | New | SYSCO CORP | $626,000 | – | 17,340 | +100.0% | 0.11% | – |
| MET | New | METLIFE INC | $621,000 | – | 11,504 | +100.0% | 0.10% | – |
| EMR | Buy | EMERSON ELEC CO | $619,000 | +14.2% | 8,827 | +5.4% | 0.10% | -21.2% |
| IWO | Buy | ISHARES Rrusl 2000 grow | $612,000 | +11.7% | 4,513 | +3.6% | 0.10% | -22.6% |
| FAST | New | FASTENAL CO | $613,000 | – | 12,901 | +100.0% | 0.10% | – |
| PSA | Buy | PUBLIC STORAGE | $611,000 | +8.0% | 4,063 | +15.3% | 0.10% | -25.4% |
| GBX | Buy | GREENBRIER COS INC | $612,000 | +33.6% | 18,627 | +0.7% | 0.10% | -8.0% |
| PBA | Buy | PEMBINA PIPELINE CORP | $603,000 | +132.8% | 17,113 | +119.0% | 0.10% | +61.9% |
| IWR | Buy | ISHARESrussell midcap | $597,000 | +11.0% | 3,981 | +2.9% | 0.10% | -22.9% |
| MEAS | New | MEASUREMENT SPECIALTIES INC | $593,000 | – | 9,776 | +100.0% | 0.10% | – |
| PX | Buy | PRAXAIR INC | $593,000 | +23.8% | 4,562 | +14.5% | 0.10% | -14.5% |
| GALE | Buy | GALENA BIOPHARMA INC | $593,000 | +118.0% | 119,525 | +0.0% | 0.10% | +51.5% |
| ADP | Buy | AUTOMATIC DATA PROCESSING IN | $588,000 | +135.2% | 7,283 | +110.6% | 0.10% | +62.3% |
| GSY | Buy | CLAYMORE EXCHANGE TRD FD TRgugg enh sht dur | $586,000 | +3.9% | 11,684 | +3.9% | 0.10% | -27.7% |
| PKW | Buy | POWERSHARES ETF TRUSTdyna buybk ach | $581,000 | +83.9% | 13,490 | +66.9% | 0.10% | +27.3% |
| PFN | Buy | PIMCO INCOME STRATEGY FUND I | $583,000 | +6.6% | 58,607 | +9.3% | 0.10% | -26.3% |
| MMP | Buy | MAGELLAN MIDSTREAM PRTNRS LP | $572,000 | +35.5% | 9,033 | +20.9% | 0.10% | -5.8% |
| MFA | Buy | MFA FINL INC | $572,000 | -5.1% | 80,980 | +0.1% | 0.10% | -34.0% |
| DX | Buy | DYNEX CAP INC | $566,000 | +2.0% | 70,690 | +11.7% | 0.10% | -28.9% |
| DEO | Buy | DIAGEO P L Cspon adr new | $568,000 | +40.6% | 4,295 | +35.1% | 0.10% | -2.0% |
| ABBV | Buy | ABBVIE INC | $565,000 | +147.8% | 10,705 | +109.9% | 0.10% | +69.6% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $555,000 | +40.2% | 5,045 | +30.6% | 0.09% | -2.1% |
| EMC | Buy | E M C CORP MASS | $552,000 | +7.8% | 21,971 | +9.7% | 0.09% | -25.6% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $542,000 | +33.5% | 4,755 | +26.3% | 0.09% | -8.1% |
| GILD | Buy | GILEAD SCIENCES INC | $535,000 | +27.7% | 7,112 | +6.8% | 0.09% | -11.8% |
| RMTI | Buy | ROCKWELL MED INC | $534,000 | +120.7% | 51,168 | +140.6% | 0.09% | +52.5% |
| EBAY | Buy | EBAY INC | $530,000 | +53.6% | 9,674 | +56.3% | 0.09% | +6.0% |
| CXP | New | COLUMBIA PPTY TR INC | $525,000 | – | 21,013 | +100.0% | 0.09% | – |
| AZN | Buy | ASTRAZENECA PLCsponsored adr | $530,000 | +17.3% | 8,937 | +2.8% | 0.09% | -19.1% |
| FLT | New | FLEETCOR TECHNOLOGIES INC | $520,000 | – | 4,437 | +100.0% | 0.09% | – |
| WFM | Buy | WHOLE FOODS MKT INC | $516,000 | +43.3% | 8,917 | +44.8% | 0.09% | -1.1% |
| RYN | New | RAYONIER INC | $513,000 | – | 12,177 | +100.0% | 0.09% | – |
| FTF | Buy | FRANKLIN TEMPLETON LTD DUR I | $516,000 | +12.4% | 39,738 | +12.6% | 0.09% | -22.3% |
| SJNK | Buy | SPDR SER TRsht trm hgh yld | $518,000 | +7.9% | 16,769 | +6.5% | 0.09% | -25.6% |
| EPPRC | New | EL PASO ENERGY CAP TR Ipfd cv tr secs | $511,000 | – | 9,100 | +100.0% | 0.09% | – |
| CHK | Buy | CHESAPEAKE ENERGY CORP | $503,000 | +38.6% | 18,552 | +32.2% | 0.08% | -3.4% |
| HDV | New | ISHARES Hhgh div eqt fd | $498,000 | – | 7,088 | +100.0% | 0.08% | – |
| FCX | Buy | FREEPORT-MCMORAN COPPER & GO | $497,000 | +31.8% | 13,153 | +15.3% | 0.08% | -8.7% |
| SLW | Buy | SILVER WHEATON CORP | $489,000 | +33.2% | 24,237 | +63.7% | 0.08% | -6.7% |
| SRLN | Buy | SSGA ACTIVE ETF TRblkstn gsosrln | $488,000 | +2.1% | 9,762 | +1.9% | 0.08% | -29.3% |
| SLB | Buy | SCHLUMBERGER LTD | $487,000 | +12.5% | 5,399 | +10.1% | 0.08% | -21.9% |
| PCI | Buy | PIMCO DYNAMIC CR INCOME FD | $482,000 | +111.4% | 21,435 | +109.1% | 0.08% | +44.6% |
| HPQ | Buy | HEWLETT PACKARD CO | $479,000 | +61.3% | 17,097 | +21.0% | 0.08% | +12.5% |
| CAB | Buy | CABELAS INC | $478,000 | +33.1% | 7,175 | +25.9% | 0.08% | -6.9% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $481,000 | +12.6% | 6,026 | +12.3% | 0.08% | -22.1% |
| EVEPQ | New | EV ENERGY PARTNERS LP | $477,000 | – | 14,048 | +100.0% | 0.08% | – |
| SHM | Buy | SPDR SERIES TRUSTnuvn br sht muni | $473,000 | +11.8% | 19,459 | +11.4% | 0.08% | -22.3% |
| FDX | Buy | FEDEX CORP | $474,000 | +126.8% | 3,295 | +80.1% | 0.08% | +56.9% |
| ORCL | Buy | ORACLE CORP | $469,000 | +24.7% | 12,273 | +8.4% | 0.08% | -14.1% |
| EFG | Buy | ISHARES Emsci grw idx | $469,000 | +15.2% | 6,560 | +9.7% | 0.08% | -20.2% |
| GNT | Buy | GAMCO NAT RES GOLD & INCOMEsh ben int | $469,000 | +68.7% | 46,820 | +89.2% | 0.08% | +16.2% |
| VDE | Buy | VANGUARD WORLD FDSenergy etf | $470,000 | +16.3% | 3,718 | +9.7% | 0.08% | -19.4% |
| DHS | Buy | WISDOMTREE TReqty inc etf | $460,000 | +8.2% | 8,340 | +1.8% | 0.08% | -24.3% |
| PW | Buy | POWER REIT | $463,000 | +35.0% | 52,713 | +30.7% | 0.08% | -7.1% |
| BP | New | BP PLCsponsored adr | $462,000 | – | 9,486 | +100.0% | 0.08% | – |
| CW | New | CURTISS WRIGHT CORP | $451,000 | – | 7,246 | +100.0% | 0.08% | – |
| PPG | New | PPG INDS INC | $446,000 | – | 2,350 | +100.0% | 0.08% | – |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $441,000 | +62.1% | 10,257 | +49.9% | 0.07% | +12.1% |
| ITA | Buy | ISHARES U.Sdj aerospace | $435,000 | +16.6% | 4,112 | +1.2% | 0.07% | -19.8% |
| GLW | Buy | CORNING INC | $434,000 | +52.8% | 24,334 | +24.8% | 0.07% | +5.8% |
| VOO | New | VANGUARD INDEX FDS | $425,000 | – | 2,510 | +100.0% | 0.07% | – |
| CXO | New | CONCHO RES INC | $424,000 | – | 3,924 | +100.0% | 0.07% | – |
| UL | Buy | UNILEVER PLCspon adr new | $425,000 | +64.7% | 10,309 | +54.1% | 0.07% | +14.3% |
| VDC | New | VANGUARD WORLD FDSconsum stp etf | $423,000 | – | 3,839 | +100.0% | 0.07% | – |
| BAX | Buy | BAXTER INTL INC | $413,000 | +12.2% | 5,937 | +6.1% | 0.07% | -22.2% |
| TJX | Buy | TJX COS INC NEW | $412,000 | +56.7% | 6,462 | +38.5% | 0.07% | +9.4% |
| BPL | Buy | BUCKEYE PARTNERS L P UNIT LTDpartn | $413,000 | +8.4% | 5,812 | +0.1% | 0.07% | -24.7% |
| GBCI | New | GLACIER BANCORP INC NEW | $410,000 | – | 13,750 | +100.0% | 0.07% | – |
| NVO | Buy | NOVO-NORDISK A Sadr | $410,000 | +35.3% | 2,215 | +23.7% | 0.07% | -6.8% |
| REM | Buy | ISHARESmrtg pls cap idx | $408,000 | +92.5% | 35,424 | +100.1% | 0.07% | +32.7% |
| EFAV | Buy | ISHARES Eeafe min volat | $410,000 | +92.5% | 6,660 | +90.2% | 0.07% | +32.7% |
| RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $405,000 | +52.3% | 5,399 | +39.8% | 0.07% | +4.6% |
| TRV | Buy | TRAVELERS COMPANIES INC | $401,000 | +34.6% | 4,425 | +25.7% | 0.07% | -6.8% |
| JWN | Buy | NORDSTROM INC | $396,000 | +32.0% | 6,406 | +20.0% | 0.07% | -8.2% |
| XEL | New | XCEL ENERGY INC | $385,000 | – | 13,775 | +100.0% | 0.06% | – |
| ENB | New | ENBRIDGE INC | $384,000 | – | 8,782 | +100.0% | 0.06% | – |
| BIDU | Buy | BAIDU INCspon adr rep a | $388,000 | +87.4% | 2,179 | +63.1% | 0.06% | +30.0% |
| NEE | Buy | NEXTERA ENERGY INC | $372,000 | +18.1% | 4,347 | +10.7% | 0.06% | -18.2% |
| ITW | Buy | ILLINOIS TOOL WKS INC | $371,000 | +48.4% | 4,418 | +34.9% | 0.06% | +3.3% |
| IXC | Buy | ISHARES GLOs&p gbl ener | $369,000 | +8.8% | 8,542 | +3.2% | 0.06% | -25.3% |
| RBSPRHCL | New | ROYAL BK SCOTLAND GROUP PLCspon adr ser h | $365,000 | – | 15,100 | +100.0% | 0.06% | – |
| WPZ | New | WILLIAMS PARTNERS L P | $361,000 | – | 7,104 | +100.0% | 0.06% | – |
| COLB | Buy | COLUMBIA BKG SYS INC | $364,000 | +51.0% | 13,241 | +35.5% | 0.06% | +3.4% |
| DXJ | New | WISDOMTREE TRjapn hedge eqt | $360,000 | – | 7,064 | +100.0% | 0.06% | – |
| TSLA | Buy | TESLA MTRS INC | $356,000 | -20.2% | 2,368 | +2.6% | 0.06% | -45.0% |
| SPIB | Buy | SPDR SERIES TRUSTintr trm corp bd | $356,000 | -0.3% | 10,585 | +0.0% | 0.06% | -31.0% |
| PDI | Buy | PIMCO DYNAMIC INCOME FD | $353,000 | +23.0% | 12,112 | +21.0% | 0.06% | -14.3% |
| BHP | Buy | BHP BILLITON LTDsponsored adr | $357,000 | +5.3% | 5,224 | +2.4% | 0.06% | -27.7% |
| BFB | Buy | BROWN FORMAN CORPcl b | $351,000 | +23.6% | 4,650 | +11.6% | 0.06% | -14.5% |
| PHO | Buy | POWERSHARES ETF TRUSTwater resource | $345,000 | +12.0% | 13,177 | +2.1% | 0.06% | -22.7% |
| FVD | Buy | FIRST TR VALUE LINE DIVID IN | $346,000 | +54.5% | 16,149 | +44.7% | 0.06% | +5.5% |
| HIG | Buy | HARTFORD FINL SVCS GROUP INC | $344,000 | +29.8% | 9,491 | +11.6% | 0.06% | -10.8% |
| LVS | New | LAS VEGAS SANDS CORP | $346,000 | – | 4,393 | +100.0% | 0.06% | – |
| SBND | Buy | DEUTSCHE BK AG LONDON BRHdb 3x shrt ust | $335,000 | +222.1% | 31,787 | +196.2% | 0.06% | +128.0% |
| NLSN | New | NIELSEN HOLDINGS N V | $338,000 | – | 7,359 | +100.0% | 0.06% | – |
| EFV | Buy | ISHARES Emsci val idx | $339,000 | +6.3% | 5,918 | +1.0% | 0.06% | -26.9% |
| IEZ | Buy | ISHARES USdj oil equip | $335,000 | +4.0% | 5,165 | +0.4% | 0.06% | -26.9% |
| BKLN | Buy | POWERSHARES ETF TRUST IIsenior ln port | $337,000 | +19.5% | 13,532 | +18.3% | 0.06% | -17.4% |
| IVW | Buy | ISHARES S&P 5s&p500 grw | $332,000 | +54.4% | 3,361 | +39.6% | 0.06% | +7.7% |
| NRIM | New | NORTHRIM BANCORP INC | $329,000 | – | 12,522 | +100.0% | 0.06% | – |
| MS | Buy | MORGAN STANLEY | $330,000 | +42.9% | 10,529 | +23.1% | 0.06% | 0.0% |
| ITT | New | ITT CORP NEW | $329,000 | – | 7,586 | +100.0% | 0.06% | – |
| NRP | Buy | NATURAL RESOURCE PARTNERS L | $329,000 | +8.6% | 16,485 | +3.8% | 0.06% | -24.3% |
| CELG | Buy | CELGENE CORP | $325,000 | +17.3% | 1,925 | +7.2% | 0.06% | -17.9% |
| RIG | New | TRANSOCEAN LTD | $320,000 | – | 6,474 | +100.0% | 0.05% | – |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $319,000 | +51.9% | 40,254 | +55.0% | 0.05% | +5.9% |
| CHKP | New | CHECK POINT SOFTWARE TECH LTord | $312,000 | – | 4,833 | +100.0% | 0.05% | – |
| DE | New | DEERE & CO | $316,000 | – | 3,463 | +100.0% | 0.05% | – |
| SH | Buy | PROSHARES TR | $313,000 | -0.3% | 12,393 | +10.8% | 0.05% | -30.3% |
| HCSG | Buy | HEALTHCARE SVCS GRP INC | $307,000 | +18.5% | 10,803 | +7.3% | 0.05% | -17.5% |
| AKAM | New | AKAMAI TECHNOLOGIES INC | $304,000 | – | 6,447 | +100.0% | 0.05% | – |
| VGSH | Buy | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $303,000 | +3.4% | 4,970 | +3.3% | 0.05% | -28.2% |
| SLYV | Buy | SPDR SERIES TRUSTs&p 600 smcp val | $305,000 | +9.7% | 2,860 | +0.8% | 0.05% | -25.0% |
| KFN | Buy | KKR FINL HLDGS LLC | $303,000 | +27.3% | 24,850 | +8.0% | 0.05% | -12.1% |
| HES | New | HESS CORP | $295,000 | – | 3,555 | +100.0% | 0.05% | – |
| NUS | New | NU SKIN ENTERPRISES INCcl a | $295,000 | – | 2,134 | +100.0% | 0.05% | – |
| NUE | New | NUCOR CORP | $298,000 | – | 5,591 | +100.0% | 0.05% | – |
| OEF | New | ISHAs&p 100 idx fd | $290,000 | – | 3,519 | +100.0% | 0.05% | – |
| CWB | Buy | SPDR SERIES TRUSTbrc cnv secs etf | $286,000 | +4.0% | 6,114 | +0.4% | 0.05% | -28.4% |
| HCP | Buy | HCP INC | $282,000 | +10.6% | 7,752 | +24.6% | 0.05% | -22.6% |
| APC | New | ANADARKO PETE CORP | $287,000 | – | 3,624 | +100.0% | 0.05% | – |
| SPH | New | SUBURBAN PROPANE PARTNERS Lunit ltd partn | $287,000 | – | 6,130 | +100.0% | 0.05% | – |
| SNA | Buy | SNAP ON INC | $280,000 | +25.0% | 2,556 | +13.3% | 0.05% | -14.5% |
| ECA | New | ENCANA CORP | $279,000 | – | 15,457 | +100.0% | 0.05% | – |
| CSTE | New | CAESARSTONE SDOT-YAM LTD | $275,000 | – | 5,540 | +100.0% | 0.05% | – |
| EQT | New | EQT CORP | $269,000 | – | 3,000 | +100.0% | 0.04% | – |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $264,000 | +1.1% | 23,530 | +0.9% | 0.04% | -29.7% |
| MGV | Buy | VANGUARD WORLD FDmega cap val etf | $265,000 | +10.0% | 4,813 | +0.7% | 0.04% | -23.7% |
| RWK | New | REVENUESHARES ETF TRmid cap fd | $261,000 | – | 5,840 | +100.0% | 0.04% | – |
| BSCG | New | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2016 | $259,000 | – | 11,615 | +100.0% | 0.04% | – |
| BIIB | Buy | BIOGEN IDEC INC | $261,000 | +20.8% | 933 | +3.8% | 0.04% | -17.0% |
| WAT | New | WATERS CORP | $262,000 | – | 2,618 | +100.0% | 0.04% | – |
| NXST | New | NEXSTAR BROADCASTING GROUP Icl a | $256,000 | – | 4,599 | +100.0% | 0.04% | – |
| KMF | New | KAYNE ANDERSON MDSTM ENERGY | $247,000 | – | 7,169 | +100.0% | 0.04% | – |
| VLO | New | VALERO ENERGY CORP NEW | $251,000 | – | 4,989 | +100.0% | 0.04% | – |
| PCEF | Buy | POWERSHARES ETF TRUST II | $245,000 | +3.8% | 10,068 | +2.0% | 0.04% | -28.1% |
| RY | New | ROYAL BK CDA MONTREAL QUE | $242,000 | – | 3,595 | +100.0% | 0.04% | – |
| O | New | REALTY INCOME CORP | $244,000 | – | 6,530 | +100.0% | 0.04% | – |
| HAL | New | HALLIBURTON CO | $245,000 | – | 4,837 | +100.0% | 0.04% | – |
| EEMV | New | ISHARES Eem mkt min vol | $240,000 | – | 4,129 | +100.0% | 0.04% | – |
| IJS | New | ISHARES Ss&p smlcp valu | $242,000 | – | 2,179 | +100.0% | 0.04% | – |
| WRESQ | Buy | WARREN RES INC | $242,000 | +9.0% | 77,130 | +1.3% | 0.04% | -24.1% |
| WAFD | Buy | WASHINGTON FED INC | $242,000 | +21.0% | 10,403 | +7.4% | 0.04% | -16.3% |
| MCY | Buy | MERCURY GENL CORP NEW | $245,000 | +13.4% | 4,919 | +10.2% | 0.04% | -22.6% |
| K | New | KELLOGG CO | $234,000 | – | 3,834 | +100.0% | 0.04% | – |
| VXF | New | VANGUARD INDEX FDSextend mkt etf | $235,000 | – | 2,836 | +100.0% | 0.04% | – |
| WAG | New | WALGREEN CO | $236,000 | – | 4,112 | +100.0% | 0.04% | – |
| RVT | New | ROYCE VALUE TR INC | $237,000 | – | 14,793 | +100.0% | 0.04% | – |
| HILO | New | EGA EMERGING GLOBAL SHS TRlow vol em div | $231,000 | – | 13,240 | +100.0% | 0.04% | – |
| TWTR | New | TWITTER INC | $232,000 | – | 3,640 | +100.0% | 0.04% | – |
| SSO | New | PROSHARES TR | $229,000 | – | 2,241 | +100.0% | 0.04% | – |
| CSX | New | CSX CORP | $233,000 | – | 8,108 | +100.0% | 0.04% | – |
| PII | New | POLARIS INDS INC | $233,000 | – | 1,602 | +100.0% | 0.04% | – |
| NKTR | New | NEKTAR THERAPEUTICS | $227,000 | – | 20,000 | +100.0% | 0.04% | – |
| EQL | New | ALPS ETF TRequal sec etf | $225,000 | – | 4,408 | +100.0% | 0.04% | – |
| SSYS | New | STRATASYS LTD | $220,000 | – | 1,632 | +100.0% | 0.04% | – |
| IDV | Buy | ISHARESdj intl sel divd | $218,000 | +6.9% | 5,735 | +1.8% | 0.04% | -26.0% |
| NGLS | New | TARGA RESOURCES PARTNERS LP | $222,000 | – | 4,240 | +100.0% | 0.04% | – |
| DDD | New | 3-D SYS CORP DEL | $217,000 | – | 2,339 | +100.0% | 0.04% | – |
| MVV | New | PROSHARES TR | $213,000 | – | 1,681 | +100.0% | 0.04% | – |
| PCH | New | POTLATCH CORP NEW | $215,000 | – | 5,146 | +100.0% | 0.04% | – |
| ILF | New | ISHARES LAs&p ltn am 40 | $212,000 | – | 5,711 | +100.0% | 0.04% | – |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $208,000 | – | 5,818 | +100.0% | 0.04% | – |
| GOLD | New | BARRICK GOLD CORP | $205,000 | – | 11,619 | +100.0% | 0.04% | – |
| WY | New | WEYERHAEUSER CO | $207,000 | – | 6,567 | +100.0% | 0.04% | – |
| EWJ | Buy | ISHARES MSCmsci japan | $200,000 | +13.6% | 16,535 | +12.1% | 0.03% | -20.9% |
| AVAV | New | AEROVIRONMENT INC | $203,000 | – | 6,960 | +100.0% | 0.03% | – |
| MCPIQ | Buy | MOLYCORP INC DEL | $193,000 | +18.4% | 34,295 | +38.3% | 0.03% | -17.5% |
| EXG | Buy | EATON VANCE TAX MNGD GBL DV | $181,000 | +29.3% | 18,081 | +20.8% | 0.03% | -8.8% |
| HTA | New | HEALTHCARE TR AMER INCcl a | $179,000 | – | 18,200 | +100.0% | 0.03% | – |
| TEI | New | TEMPLETON EMERG MKTS INCOME | $173,000 | – | 12,645 | +100.0% | 0.03% | – |
| AUY | Buy | YAMANA GOLD INC | $163,000 | -13.3% | 18,916 | +4.7% | 0.03% | -39.1% |
| PPR | Buy | ING PRIME RATE TRsh ben int | $158,000 | +3.3% | 27,170 | +7.6% | 0.03% | -27.0% |
| ETW | Buy | EATON VANCE TXMGD GL BUYWR O | $161,000 | +6.6% | 13,306 | +0.1% | 0.03% | -27.0% |
| EJ | New | E HOUSE CHINA HLDGS LTDadr | $152,000 | – | 10,091 | +100.0% | 0.03% | – |
| HA | New | HAWAIIAN HOLDINGS INC | $146,000 | – | 15,128 | +100.0% | 0.02% | – |
| AKS | New | AK STL HLDG CORP | $147,000 | – | 17,985 | +100.0% | 0.02% | – |
| SBI | New | WESTERN ASSET INTM MUNI FD I | $149,000 | – | 16,500 | +100.0% | 0.02% | – |
| MCR | Buy | MFS CHARTER INCOME TRsh ben int | $140,000 | +1.4% | 15,514 | +0.8% | 0.02% | -29.4% |
| BBD | New | BANCO BRADESCO S Asp adr pfd new | $143,000 | – | 11,413 | +100.0% | 0.02% | – |
| LAKE | Buy | LAKELAND INDS INC | $137,000 | +3.8% | 26,000 | +6.1% | 0.02% | -28.1% |
| DNP | Buy | DNP SELECT INCOME FD | $132,000 | -2.2% | 14,029 | +0.1% | 0.02% | -33.3% |
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUN | $130,000 | +68.8% | 18,215 | +66.9% | 0.02% | +15.8% |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $129,000 | – | 32,220 | +100.0% | 0.02% | – |
| MMU | New | WESTERN ASST MNGD MUN FD INC | $122,000 | – | 10,007 | +100.0% | 0.02% | – |
| CIMT | New | CIMATRON LTDord | $126,000 | – | 13,990 | +100.0% | 0.02% | – |
| CSQ | Buy | CALAMOS STRATEGIC TOTL RETN | $123,000 | +19.4% | 11,268 | +9.7% | 0.02% | -16.0% |
| ETJ | Buy | EATON VANCE RISK MNGD DIV EQ | $122,000 | +5.2% | 10,832 | +0.8% | 0.02% | -25.0% |
| PHD | New | PIONEER FLOATING RATE TR | $127,000 | – | 10,000 | +100.0% | 0.02% | – |
| SAN | New | BANCO SANTANDER SAadr | $127,000 | – | 14,006 | +100.0% | 0.02% | – |
| GGN | Buy | GAMCO GLOBAL GOLD NAT RES & | $120,000 | -13.0% | 13,300 | +1.9% | 0.02% | -41.2% |
| RAD | New | RITE AID CORP | $120,000 | – | 23,714 | +100.0% | 0.02% | – |
| HNR | New | HARVEST NATURAL RESOURCES IN | $111,000 | – | 24,600 | +100.0% | 0.02% | – |
| RVSB | Buy | RIVERVIEW BANCORP INC | $110,000 | +26.4% | 37,926 | +15.2% | 0.02% | -9.5% |
| RCS | Buy | PIMCO STRATEGIC GBL GOV FD I | $115,000 | -5.7% | 11,801 | +0.3% | 0.02% | -36.7% |
| SLTM | Buy | SOLTA MED INC | $108,000 | +47.9% | 36,750 | +3.5% | 0.02% | 0.0% |
| MNKD | New | MANNKIND CORP | $97,000 | – | 18,630 | +100.0% | 0.02% | – |
| NOK | New | NOKIA CORPsponsored adr | $86,000 | – | 10,555 | +100.0% | 0.02% | – |
| CBKCQ | New | CHRISTOPHER & BANKS CORP | $87,000 | – | 10,222 | +100.0% | 0.02% | – |
| HL | Buy | HECLA MNG CO | $61,000 | +8.9% | 19,842 | +11.8% | 0.01% | -28.6% |
| CUR | Buy | NEURALSTEM INC | $60,000 | +7.1% | 20,690 | +1.0% | 0.01% | -28.6% |
| XCO | New | EXCO RESOURCES INC | $53,000 | – | 10,000 | +100.0% | 0.01% | – |
| CIM | Buy | CHIMERA INVT CORP | $52,000 | +23.8% | 16,849 | +20.8% | 0.01% | -10.0% |
| New | ARES CAP CORPnote 5.125% 6/0 | $27,000 | – | 25,000 | +100.0% | 0.01% | – | |
| JRCCQ | New | JAMES RIVER COAL CO | $21,000 | – | 15,190 | +100.0% | 0.00% | – |
| PALDF | Buy | NORTH AMERN PALLADIUM LTD | $16,000 | +33.3% | 25,000 | +92.3% | 0.00% | 0.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 6 | Q3 2014 | 6.6% |
| VANGUARD SPECIALIZED PORTFOL | 6 | Q3 2014 | 3.4% |
| BERKSHIRE HATHAWAY INC DEL | 6 | Q3 2014 | 3.0% |
| APPLE INC | 6 | Q3 2014 | 3.7% |
| VANGUARD BD INDEX FD INC | 6 | Q3 2014 | 4.7% |
| VANGUARD BD INDEX FD INC | 6 | Q3 2014 | 2.6% |
| JOHNSON & JOHNSON | 6 | Q3 2014 | 1.7% |
| VANGUARD WHITEHALL FDS INC | 6 | Q3 2014 | 2.6% |
| MICROSOFT CORP | 6 | Q3 2014 | 1.8% |
| GENERAL ELECTRIC CO | 6 | Q3 2014 | 1.7% |
View KMS FINANCIAL SERVICES, INC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-NT | 2020-11-12 |
| 13F-NT | 2020-08-14 |
| 13F-NT | 2020-05-18 |
| 13F-NT | 2020-02-14 |
| 13F-NT | 2019-11-14 |
| 13F-NT | 2019-08-15 |
| 13F-NT | 2019-05-15 |
| 13F-NT | 2019-02-14 |
| 13F-NT | 2018-11-14 |
| 13F-NT | 2018-08-15 |
View KMS FINANCIAL SERVICES, INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.