$134 Million is the total value of Winfield Associates, Inc.'s 288 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 2.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CAVM | CAVIUM INC COMstock | $632,000 | +0.3% | 12,700 | 0.0% | 0.47% | +2.8% | |
| SPSB | SPDR BARCLAYS SHORT TERM CORPORATE BOND ETFetf | $563,000 | -0.4% | 18,350 | 0.0% | 0.42% | +2.2% | |
| SJM | SMUCKER J M CO COM NEWstock | $547,000 | -7.0% | 5,525 | 0.0% | 0.41% | -4.5% | |
| SJNK | SPDR BARCLAYS SHORT TERM HIGH YIELD BOND ETFetf | $518,000 | -3.2% | 17,300 | 0.0% | 0.38% | -0.8% | |
| FLR | FLUOR CORP NEW COMstock | $518,000 | -12.9% | 7,750 | 0.0% | 0.38% | -10.7% | |
| MWE | MARKWEST ENERGY PARTNERS L P UNIT LTD PARTNmlp | $419,000 | +7.4% | 5,450 | 0.0% | 0.31% | +10.2% | |
| SHM | SPDR NUVEEN BARCLAYS SHORT TERM MUNICIPAL BOND ETFetf | $366,000 | +0.5% | 15,000 | 0.0% | 0.27% | +3.0% | |
| SHV | ISHARES SHORT TREASURY BOND ETFetf | $319,000 | 0.0% | 2,895 | 0.0% | 0.24% | +2.6% | |
| IBMF | ISHARES IBONDS SEP 2017 AMT-FREE MUNI BOND ETFetf | $308,000 | 0.0% | 5,588 | 0.0% | 0.23% | +2.7% | |
| 4945SC | KINDER MORGAN ENERGY PARTNERS UT LTD PARTNERmlp | $298,000 | +13.3% | 3,200 | 0.0% | 0.22% | +16.2% | |
| DATA | TABLEAU SOFTWARE INC CL Astock | $270,000 | +2.3% | 3,715 | 0.0% | 0.20% | +5.2% | |
| XLU | UTILITIES SELECT SECTOR SPDRetf | $255,000 | -4.5% | 6,050 | 0.0% | 0.19% | -2.1% | |
| RPM | RPM INTERNATIONAL INCstock | $252,000 | -0.4% | 5,500 | 0.0% | 0.19% | +2.7% | |
| BSCH | GUGGENHEIM BULLETSHARES 2017 CORPORATE BOND ETFetf | $244,000 | -0.4% | 10,700 | 0.0% | 0.18% | +2.2% | |
| BSCG | GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETFetf | $239,000 | 0.0% | 10,700 | 0.0% | 0.18% | +2.9% | |
| IVV | ISHARES CORE S&P 500 ETFetf | $219,000 | +0.9% | 1,105 | 0.0% | 0.16% | +3.8% | |
| NTI | NORTHERN TIER ENERGY LP COM UN REPR PARTmlp | $214,000 | -12.3% | 9,150 | 0.0% | 0.16% | -10.2% | |
| BSCI | GUGGENHEIM BULLETSHARES 2018 CORPORATE BOND ETFetf | $211,000 | -0.5% | 10,000 | 0.0% | 0.16% | +1.9% | |
| IVW | ISHARES S&P 500 GROWTH ETFetf | $198,000 | +2.1% | 1,852 | 0.0% | 0.15% | +4.3% | |
| DUK | DUKE ENERGY CORP NEWstock | $185,000 | +1.1% | 2,469 | 0.0% | 0.14% | +3.8% | |
| FMNB | FARMERS NATL BANC CORP COMstock | $182,000 | +2.8% | 22,800 | 0.0% | 0.14% | +5.5% | |
| IBMG | ISHARES IBONDS SEP 2018 AMT-FREE MUNI BOND ETFetf | $174,000 | 0.0% | 6,800 | 0.0% | 0.13% | +2.4% | |
| PSX | PHILLIPS 66 COMstock | $167,000 | +1.8% | 2,050 | 0.0% | 0.12% | +4.2% | |
| T | AT&T INC COMstock | $157,000 | 0.0% | 4,455 | 0.0% | 0.12% | +2.6% | |
| VZ | VERIZON COMMUNICATIONS INC COMstock | $150,000 | +2.7% | 3,000 | 0.0% | 0.11% | +5.7% | |
| XLB | MATERIALS SELECT SECTOR SPDR FUNDetf | $140,000 | 0.0% | 2,830 | 0.0% | 0.10% | +3.0% | |
| LOW | LOWES COMPANIESstock | $122,000 | +10.9% | 2,300 | 0.0% | 0.09% | +13.8% | |
| SO | SOUTHERN COstock | $118,000 | -3.3% | 2,700 | 0.0% | 0.09% | 0.0% | |
| BSCF | GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETFetf | $109,000 | 0.0% | 5,000 | 0.0% | 0.08% | +2.5% | |
| IWD | ISHARES RUSSELL 1000 VALUE ETFetf | $80,000 | 0.0% | 795 | 0.0% | 0.06% | +3.4% | |
| DBC | POWERSHARES DB COMMODITY INDEX TRACKING FUNDetf | $81,000 | -12.9% | 3,500 | 0.0% | 0.06% | -10.4% | |
| TNH | TERRA NITROGEN CO L P COM UNITmlp | $72,000 | 0.0% | 500 | 0.0% | 0.05% | +3.8% | |
| RBL | SPDR S&P RUSSIA ETFetf | $72,000 | -14.3% | 3,300 | 0.0% | 0.05% | -11.5% | |
| SLB | SCHLUMBERGER LTDstock | $71,000 | -13.4% | 700 | 0.0% | 0.05% | -10.2% | |
| BHK | BLACKROCK CORE BD TR SHS BEN INTcef | $67,000 | -2.9% | 5,000 | 0.0% | 0.05% | 0.0% | |
| IWS | ISHARES RUSSELL MID-CAP VALUE ETFetf | $64,000 | -3.0% | 920 | 0.0% | 0.05% | 0.0% | |
| ORLY | O REILLY AUTOMOTIVE INC NEW COMstock | $60,000 | 0.0% | 400 | 0.0% | 0.04% | +4.7% | |
| GVI | ISHARES INTERMEDIATE GOVERNMENT/CREDIT BOND ETFetf | $55,000 | 0.0% | 500 | 0.0% | 0.04% | +2.5% | |
| PDT | JOHN HANCOCK PATRIOT PREMIUM DIV. FND. IIcef | $53,000 | -1.9% | 4,000 | 0.0% | 0.04% | 0.0% | |
| FVL | FIRST TRUST VALUELINE 100 EXCHANGE-TRADED FUNDetf | $53,000 | -3.6% | 2,739 | 0.0% | 0.04% | -2.5% | |
| MINT | PIMCO ENHANCED SHORT MATURITY EXCHANGE-TRADED FUNDetf | $51,000 | 0.0% | 504 | 0.0% | 0.04% | +2.7% | |
| TD | TORONTO DOMINION BK ONT COM NEWstock | $49,000 | -3.9% | 1,000 | 0.0% | 0.04% | -2.7% | |
| TLT | ISHARES 20+ YEAR TREASURY BOND ETFetf | $44,000 | +2.3% | 379 | 0.0% | 0.03% | +6.5% | |
| A309PS | DIRECTV COMstock | $43,000 | +2.4% | 500 | 0.0% | 0.03% | +6.7% | |
| IWV | ISHARES RUSSELL 3000 ETFetf | $42,000 | 0.0% | 363 | 0.0% | 0.03% | +3.3% | |
| ESRX | EXPRESS SCRIPTS HLDG CO COMstock | $42,000 | +2.4% | 600 | 0.0% | 0.03% | +3.3% | |
| FXF | CURRENCYSHARES SWISS FRANC TRUSTetf | $41,000 | -6.8% | 400 | 0.0% | 0.03% | -3.1% | |
| CRM | SALESFORCE COM INC COMstock | $40,000 | 0.0% | 700 | 0.0% | 0.03% | +3.4% | |
| D | DOMINION RES INC VA NEW COMstock | $39,000 | -2.5% | 566 | 0.0% | 0.03% | 0.0% | |
| XSW | SPDR S&P SOFTWARE & SERVICES ETFetf | $37,000 | 0.0% | 425 | 0.0% | 0.03% | +3.7% | |
| SCHX | SCHWAB U.S. LARGE-CAP ETFetf | $38,000 | +2.7% | 800 | 0.0% | 0.03% | +3.7% | |
| IWF | ISHARES RUSSELL 1000 GROWTH ETFetf | $34,000 | 0.0% | 375 | 0.0% | 0.02% | 0.0% | |
| O | REALTY INCOME CORP COMreit | $33,000 | -5.7% | 800 | 0.0% | 0.02% | 0.0% | |
| BIIB | BIOGEN IDEC INC COMstock | $33,000 | +6.5% | 100 | 0.0% | 0.02% | +13.6% | |
| BIL | SPDR BARCLAYS CAPITAL 1-3 MONTH T-BILL ETFetf | $33,000 | 0.0% | 728 | 0.0% | 0.02% | +4.2% | |
| PIM | PUTNAM MASTER INTER INCOME TR SH BEN INTcef | $30,000 | 0.0% | 6,000 | 0.0% | 0.02% | 0.0% | |
| AMGN | AMGEN INC COMstock | $28,000 | +21.7% | 200 | 0.0% | 0.02% | +23.5% | |
| IWP | ISHARES RUSSELL MID-CAP GROWTH ETFetf | $27,000 | +3.8% | 300 | 0.0% | 0.02% | +5.3% | |
| COL | ROCKWELL COLLINS INC COMstock | $27,000 | 0.0% | 350 | 0.0% | 0.02% | 0.0% | |
| NFLX | NETFLIX INC COMstock | $27,000 | +3.8% | 60 | 0.0% | 0.02% | +5.3% | |
| IYJ | ISHARES U.S. INDUSTRIALS ETFetf | $26,000 | 0.0% | 260 | 0.0% | 0.02% | 0.0% | |
| ABT | ABBOTT LABORATORIESstock | $25,000 | +4.2% | 600 | 0.0% | 0.02% | +11.8% | |
| UNH | UNITEDHEALTH GROUP INC COMstock | $26,000 | +8.3% | 300 | 0.0% | 0.02% | +11.8% | |
| BMY | BRISTOL MYERS SQUIBBstock | $26,000 | +8.3% | 500 | 0.0% | 0.02% | +11.8% | |
| IWR | ISHARES RUSSELL MID-CAP ETFetf | $24,000 | 0.0% | 150 | 0.0% | 0.02% | +5.9% | |
| PAA | PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTNmlp | $24,000 | 0.0% | 400 | 0.0% | 0.02% | +5.9% | |
| VIG | VANGUARD DIVIDEND APPRECIATION ETFetf | $24,000 | 0.0% | 318 | 0.0% | 0.02% | +5.9% | |
| P105PS | INTEGRYS ENERGY GROUP INCstock | $23,000 | -8.0% | 362 | 0.0% | 0.02% | -5.6% | |
| RQI | COHEN & STEERS QUALITY RLTY FD COMcef | $21,000 | -4.5% | 2,000 | 0.0% | 0.02% | 0.0% | |
| OKS | ONEOK PARTNERS LP UNIT LTD PARTNmlp | $22,000 | -4.3% | 400 | 0.0% | 0.02% | -5.9% | |
| DIS | WALT DISNEY COstock | $22,000 | +4.8% | 250 | 0.0% | 0.02% | +6.7% | |
| CAH | CARDINAL HEALTH INC COMstock | $22,000 | +10.0% | 300 | 0.0% | 0.02% | +14.3% | |
| PCY | POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIOetf | $20,000 | 0.0% | 714 | 0.0% | 0.02% | +7.1% | |
| NOC | NORTHROP GRUMMAN CORP HOLDING COstock | $20,000 | +11.1% | 153 | 0.0% | 0.02% | +15.4% | |
| GIS | GENERAL MILLS INCstock | $20,000 | -4.8% | 400 | 0.0% | 0.02% | 0.0% | |
| IYF | ISHARES U.S. FINANCIALS ETFetf | $18,000 | 0.0% | 220 | 0.0% | 0.01% | 0.0% | |
| IGN | ISHARES NORTH AMERICAN TECH-MULTIMEDIA NETWORKING ETFetf | $17,000 | 0.0% | 500 | 0.0% | 0.01% | +8.3% | |
| NRK | NUVEEN NY AMT FREE MUN INCOME COMcef | $18,000 | 0.0% | 1,400 | 0.0% | 0.01% | 0.0% | |
| LLY | ELI LILLY AND COstock | $17,000 | +6.2% | 260 | 0.0% | 0.01% | +8.3% | |
| RDSA | ROYAL DUTCH SHELL PLC SPONS ADR Aadr | $18,000 | 0.0% | 230 | 0.0% | 0.01% | 0.0% | |
| PICO | PICO HLDGS INC COM NEWstock | $16,000 | -15.8% | 800 | 0.0% | 0.01% | -14.3% | |
| JOY | JOY GLOBAL INC COMstock | $16,000 | -11.1% | 300 | 0.0% | 0.01% | -7.7% | |
| NUO | NUVEEN OHIO QUALITY INCOME MUN COMcef | $16,000 | +6.7% | 1,000 | 0.0% | 0.01% | +9.1% | |
| KYE | KAYNE ANDERSON ENRGY TTL RT FD COMcef | $16,000 | 0.0% | 500 | 0.0% | 0.01% | 0.0% | |
| MDYV | SPDR S&P 400 MID CAP VALUE ETFetf | $16,000 | -5.9% | 200 | 0.0% | 0.01% | 0.0% | |
| QQQ | POWERSHARES QQQ TRUST, SERIES 1etf | $15,000 | +7.1% | 150 | 0.0% | 0.01% | +10.0% | |
| SCHG | SCHWAB U.S. LARGE-CAP GROWTH ETFetf | $15,000 | +7.1% | 300 | 0.0% | 0.01% | +10.0% | |
| GGP | GENERAL GROWTH PPTYS INC NEW COMreit | $15,000 | +7.1% | 623 | 0.0% | 0.01% | +10.0% | |
| IYE | ISHARES DJ US ENERGYetf | $15,000 | -11.8% | 300 | 0.0% | 0.01% | -8.3% | |
| CNCE | CONCERT PHARMACEUTICALS INC COMstock | $13,000 | +30.0% | 1,000 | 0.0% | 0.01% | +42.9% | |
| CFBK | CENTRAL FED CORP COM NEWstock | $13,000 | -7.1% | 10,000 | 0.0% | 0.01% | 0.0% | |
| IJJ | ISHARES S&P MID-CAP 400 VALUE ETFetf | $13,000 | 0.0% | 110 | 0.0% | 0.01% | +11.1% | |
| MDT | MEDTRONIC INCstock | $12,000 | 0.0% | 200 | 0.0% | 0.01% | 0.0% | |
| C | CITIGROUP INCstock | $12,000 | +9.1% | 240 | 0.0% | 0.01% | +12.5% | |
| DGS | WISDOMTREE EMERGING MARKETS SMALLCAP DIVIDEND ETFetf | $12,000 | +9.1% | 250 | 0.0% | 0.01% | +12.5% | |
| VGK | VANGUARD FTSE EUROPE ETFetf | $11,000 | 0.0% | 200 | 0.0% | 0.01% | 0.0% | |
| CTXS | CITRIX SYS INC COMstock | $11,000 | +22.2% | 150 | 0.0% | 0.01% | +14.3% | |
| EMB | ISHARES JP MORGAN USD EMERGING MARKETS BOND ETFetf | $11,000 | 0.0% | 100 | 0.0% | 0.01% | 0.0% | |
| HPQ | HEWLETT-PACKARD COstock | $9,000 | +12.5% | 250 | 0.0% | 0.01% | +16.7% | |
| SLX | MARKET VECTORS STEEL ETFetf | $9,000 | 0.0% | 200 | 0.0% | 0.01% | 0.0% | |
| NKE | NIKE INC CL Bstock | $9,000 | +28.6% | 100 | 0.0% | 0.01% | +40.0% | |
| VEU | VANGUARD FTSE ALL-WORLD EX-USetf | $10,000 | 0.0% | 200 | 0.0% | 0.01% | 0.0% | |
| ALGN | ALIGN TECHNOLOGY INC COMstock | $10,000 | -9.1% | 200 | 0.0% | 0.01% | -12.5% | |
| GG | GOLDCORP INC NEW COMstock | $9,000 | -18.2% | 400 | 0.0% | 0.01% | -12.5% | |
| MHRCQ | MAGNUM HUNTER RES CORP DEL COMstock | $8,000 | -33.3% | 1,500 | 0.0% | 0.01% | -33.3% | |
| RICE | RICE ENERGY INC COMstock | $8,000 | -11.1% | 300 | 0.0% | 0.01% | -14.3% | |
| JTP | NUVEEN QUALITY PFD INCOME FD COMcef | $8,000 | 0.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| ARNA | ARENA PHARMACEUTICALS INC COMstock | $8,000 | -27.3% | 2,000 | 0.0% | 0.01% | -25.0% | |
| CBLI | CLEVELAND BIOLABS INC COMstock | $7,000 | 0.0% | 15,711 | 0.0% | 0.01% | 0.0% | |
| BB | BLACKBERRY LTD COMstock | $7,000 | 0.0% | 700 | 0.0% | 0.01% | 0.0% | |
| NQS | NUVEEN SELECT QUALITY MUN FD COMcef | $7,000 | +16.7% | 500 | 0.0% | 0.01% | +25.0% | |
| MTW | MANITOWOC CO INCstock | $5,000 | -16.7% | 200 | 0.0% | 0.00% | 0.0% | |
| HBAN | HUNTINGTON BANCSHARES INC COMstock | $6,000 | +20.0% | 573 | 0.0% | 0.00% | 0.0% | |
| EEM | ISHARES MSCI EMERGING MARKETS ETFetf | $6,000 | 0.0% | 150 | 0.0% | 0.00% | 0.0% | |
| HOLX | HOLOGIC INC COMstock | $5,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| NUV | NUVEEN MUN VALUE FD INC COMcef | $5,000 | +25.0% | 500 | 0.0% | 0.00% | +33.3% | |
| IWO | ISHARES RUSSELL 2000 GROWTH ETFetf | $6,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| NXZ | NUVEEN DIV ADVANTAGE MUN FD 2 COMcef | $5,000 | +25.0% | 333 | 0.0% | 0.00% | +33.3% | |
| TMUS | T-MOBILE US INC COMstock | $6,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| TV | GRUPO TELEVISA SA SPON ADR REP ORDadr | $5,000 | +25.0% | 140 | 0.0% | 0.00% | +33.3% | |
| BLUE | BLUEBIRD BIO INC COMstock | $4,000 | +33.3% | 100 | 0.0% | 0.00% | +50.0% | |
| ACG | ALLIANCEBERNSTEIN INCOME FUND COMcef | $4,000 | 0.0% | 541 | 0.0% | 0.00% | 0.0% | |
| OPK | OPKO HEALTH INC COMstock | $4,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| WNC | WABASH NATL CORP COMstock | $4,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| HII | HUNTINGTON INGALLS INDS INC COMstock | $3,000 | +50.0% | 25 | 0.0% | 0.00% | +100.0% | |
| PAAS | PAN AMERICAN SILVER CORP COMstock | $3,000 | -25.0% | 300 | 0.0% | 0.00% | -33.3% | |
| BAC | BANK OF AMERICA CORPstock | $3,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| COST | COSTCO WHSL CORP NEW COMstock | $3,000 | +50.0% | 25 | 0.0% | 0.00% | +100.0% | |
| TFM | FRESH MKT INC COMstock | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| VVUS | VIVUS INC COMstock | $2,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| NKTR | NEKTAR THERAPEUTICS COMstock | $2,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| HNSN | HANSEN MEDICAL INC COMstock | $1,000 | – | 550 | 0.0% | 0.00% | – | |
| RLOC | REACHLOCAL INC COMstock | $2,000 | -33.3% | 500 | 0.0% | 0.00% | -50.0% | |
| JHP | NUVEEN QUALITY PFD INC FD 3 COMcef | $2,000 | +100.0% | 229 | 0.0% | 0.00% | 0.0% | |
| DOVR | DOVER SADDLERY INC COMstock | $1,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| BK | BANK NEW YORK MELLON CORP COMstock | $2,000 | +100.0% | 45 | 0.0% | 0.00% | 0.0% | |
| PBW | POWERSHARES WILDERHILL CLEAN ENERGY PORTFOLIOetf | $1,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| GSVC | GSV CAP CORP COMcef | $1,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| 4305PS | ALCATEL-LUCENT SPONSORED ADRadr | $0 | – | 6 | 0.0% | 0.00% | – | |
| EXEL | EXELIXIS INC COMstock | $0 | -100.0% | 300 | 0.0% | 0.00% | -100.0% | |
| STPFQ | SUNTECH PWR HLDGS CO LTD ADRadr | $0 | – | 50 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC COM | 34 | Q1 2022 | 8.2% |
| AMAZON COM INC COM | 34 | Q1 2022 | 9.0% |
| SPDR S&P 500 TRUST | 34 | Q1 2022 | 4.9% |
| MICROSOFT CORP COM | 34 | Q1 2022 | 6.6% |
| ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND | 34 | Q1 2022 | 6.4% |
| ISHARES CORE U.S. AGGREGATE BOND ETF | 34 | Q1 2022 | 5.0% |
| CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 34 | Q1 2022 | 4.4% |
| ISHARES S&P MIDCAP 400 GROWTH INDEX | 34 | Q1 2022 | 2.7% |
| VISA INC COM CL A | 34 | Q1 2022 | 2.9% |
| PIMCO ETF TR ENHAN SHRT MA AC | 34 | Q1 2022 | 5.9% |
View Winfield Associates, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-04-05 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-10-14 |
| 13F-HR | 2021-08-11 |
| 13F-HR | 2021-04-12 |
| 13F-HR | 2021-02-12 |
| 13F-HR | 2020-10-14 |
| 13F-HR | 2020-08-14 |
| 13F-HR | 2020-05-04 |
| 13F-HR | 2020-01-13 |
View Winfield Associates, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.