$134 Million is the total value of Winfield Associates, Inc.'s 288 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 22.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IBB | Buy | ISHARES NASDAQ BIOTECHNOLOGY INDEX FUNDetf | $7,162,000 | +9.8% | 26,173 | +3.2% | 5.33% | +12.7% |
| AAPL | Buy | APPLE INCstock | $5,717,000 | +9.6% | 56,743 | +1.1% | 4.25% | +12.6% |
| BOND | Buy | PIMCO TOTAL RETURN ETFetf | $5,662,000 | +3.9% | 52,147 | +4.3% | 4.21% | +6.7% |
| SPY | Buy | SPDR S&P 500 ETFetf | $4,426,000 | +7.1% | 22,466 | +6.4% | 3.29% | +9.9% |
| IJK | Buy | ISHARES S&P MIDCAP 400 GROWTH INDEXetf | $3,252,000 | +0.1% | 21,475 | +3.8% | 2.42% | +2.8% |
| HDV | Buy | ISHARES CORE HIGH DIVIDEND ETFetf | $2,989,000 | +1.6% | 39,730 | +1.8% | 2.22% | +4.3% |
| GOOG | Buy | GOOGLE INC CL Cstock | $2,983,000 | +5.0% | 5,167 | +4.6% | 2.22% | +7.8% |
| CWB | Buy | SPDR BARCLAYS CONVERTIBLE SECURITIES ETFetf | $2,563,000 | -0.7% | 51,623 | +1.0% | 1.91% | +1.9% |
| AMJ | Buy | JP MORGAN ALERIAN MLP ETNetf | $2,358,000 | +6.9% | 44,425 | +5.5% | 1.76% | +9.8% |
| XLY | Buy | CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUNDetf | $2,216,000 | +1.8% | 33,227 | +1.8% | 1.65% | +4.5% |
| DVY | Buy | ISHARES SELECT DIVIDEND ETFetf | $2,177,000 | -3.6% | 29,480 | +0.5% | 1.62% | -1.0% |
| GILD | Buy | GILEAD SCIENCES INC COMstock | $1,731,000 | +43.2% | 16,260 | +11.5% | 1.29% | +47.0% |
| BA | Buy | BOEING COstock | $1,726,000 | +3.0% | 13,553 | +2.8% | 1.28% | +5.7% |
| JNK | Buy | SPDR BARCLAYS HIGH YIELD BOND ETFetf | $1,721,000 | -1.4% | 42,825 | +2.4% | 1.28% | +1.3% |
| VNQ | Buy | VANGUARD REIT ETFetf | $1,683,000 | +34.5% | 23,430 | +40.1% | 1.25% | +38.0% |
| XLF | Buy | FINANCIAL SELECT SECTOR SPDR FUNDetf | $1,598,000 | +3.4% | 68,982 | +1.5% | 1.19% | +6.2% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L Pmlp | $1,531,000 | +1.9% | 37,992 | +97.9% | 1.14% | +4.6% |
| MSFT | Buy | MICROSOFTstock | $1,483,000 | +17.7% | 31,979 | +5.8% | 1.10% | +20.8% |
| XLK | Buy | TECHNOLOGY SELECT SECTOR SPDR FUNDetf | $1,471,000 | +9.8% | 36,879 | +5.5% | 1.10% | +12.8% |
| COP | Buy | CONOCOPHILLIPSstock | $1,401,000 | -9.1% | 18,310 | +1.8% | 1.04% | -6.8% |
| SLCA | Buy | U S SILICA HLDGS INC COMstock | $1,356,000 | +273.6% | 21,700 | +231.3% | 1.01% | +283.7% |
| PFF | Buy | ISHARES U.S. PREFERRED STOCK ETFetf | $1,276,000 | +22.0% | 32,294 | +23.1% | 0.95% | +25.2% |
| F | Buy | FORD MTR CO DEL COM PAR $0.01stock | $1,230,000 | -14.1% | 83,141 | +0.0% | 0.92% | -11.8% |
| XLV | Buy | HEALTH CARE SELECT SECTOR SPDR FUNDetf | $1,230,000 | +7.2% | 19,247 | +2.0% | 0.92% | +10.1% |
| PCLN | Buy | PRICELINE GRP INC COM NEWstock | $1,212,000 | +2.5% | 1,046 | +6.4% | 0.90% | +5.3% |
| IWN | Buy | ISHARES RUSSELL 2000 VALUE ETFetf | $1,166,000 | -9.2% | 12,460 | +0.2% | 0.87% | -6.8% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DEL CL Bstock | $1,106,000 | +10.9% | 8,009 | +1.6% | 0.82% | +13.8% |
| FUN | Buy | CEDAR FAIR L P DEPOSITRY UNITmlp | $1,058,000 | -9.0% | 22,380 | +1.8% | 0.79% | -6.5% |
| QCOM | Buy | QUALCOMM INC COMstock | $1,051,000 | -1.6% | 14,062 | +4.3% | 0.78% | +1.0% |
| KMB | Buy | KIMBERLY CLARK CORPstock | $963,000 | -3.1% | 8,950 | +0.1% | 0.72% | -0.4% |
| FB | Buy | FACEBOOK INC CL Astock | $904,000 | +19.1% | 11,435 | +1.3% | 0.67% | +22.4% |
| NRZ | New | NEW RESIDENTIAL INVT CORP COM NEWreit | $903,000 | – | 154,900 | +100.0% | 0.67% | – |
| PG | Buy | PROCTER & GAMBLE COstock | $810,000 | +8.1% | 9,668 | +1.3% | 0.60% | +11.0% |
| SPLK | Buy | SPLUNK INC COMstock | $804,000 | +3.6% | 14,530 | +3.6% | 0.60% | +6.4% |
| AGG | Buy | ISHARES CORE U.S. AGGREGATE BOND ETFetf | $789,000 | +10.5% | 7,235 | +10.7% | 0.59% | +13.3% |
| XLI | Buy | INDUSTRIAL SELECT SECTOR SPDR FUNDetf | $779,000 | +8.8% | 14,659 | +10.6% | 0.58% | +11.8% |
| INTC | Buy | INTELstock | $776,000 | +16.3% | 22,285 | +3.1% | 0.58% | +19.5% |
| APD | Buy | AIR PRODUCTS & CHEMstock | $770,000 | +3.1% | 5,913 | +1.8% | 0.57% | +5.9% |
| ABBV | Buy | ABBVIE INC COMstock | $764,000 | +3.5% | 13,225 | +1.1% | 0.57% | +6.2% |
| VEA | Buy | VANGUARD FTSE DEVELOPED MARKETS ETFetf | $762,000 | -3.9% | 19,169 | +2.9% | 0.57% | -1.4% |
| XLE | Buy | ENERGY SELECT SECTOR SPDR FUNDetf | $736,000 | -3.9% | 8,122 | +6.1% | 0.55% | -1.3% |
| LQD | Buy | ISHARES IBOXX CORPORATE BOND ETFetf | $720,000 | +2.7% | 6,090 | +3.6% | 0.54% | +5.5% |
| LMT | Buy | LOCKHEED MARTIN CORP COMstock | $647,000 | +20.9% | 3,540 | +6.3% | 0.48% | +24.0% |
| MUB | Buy | ISHARES NATIONAL AMT-FREE MUNI BOND ETFetf | $582,000 | +11.5% | 5,305 | +10.4% | 0.43% | +14.6% |
| AMT | Buy | AMERICAN TOWER CORP NEW COMreit | $578,000 | +24.3% | 6,175 | +19.3% | 0.43% | +27.6% |
| PEP | Buy | PEPSICO INCstock | $561,000 | +4.3% | 6,025 | +0.0% | 0.42% | +6.9% |
| NCT | New | NEWCASTLE INVT CORP NEW COM PAR $0.01reit | $545,000 | – | 42,985 | +100.0% | 0.41% | – |
| RAD | Buy | RITE AID CORPstock | $508,000 | -31.5% | 104,900 | +1.4% | 0.38% | -29.7% |
| GS | Buy | GOLDMAN SACHS GROUP INC COMstock | $493,000 | +25.4% | 2,685 | +14.3% | 0.37% | +28.8% |
| CMF | Buy | ISHARES TR S&P CALIF MUN BD FDetf | $464,000 | +20.5% | 3,976 | +19.5% | 0.34% | +23.7% |
| XLP | Buy | CONSUMER STAPLES SELECT SECTOR SPDRetf | $429,000 | +7.5% | 9,500 | +6.1% | 0.32% | +10.4% |
| KSU | Buy | KANSAS CITY SOUTHERNstock | $428,000 | +111.9% | 3,535 | +87.5% | 0.32% | +117.8% |
| VWO | Buy | VANGUARD FTSE EMERGING MARKETS ETFetf | $408,000 | +768.1% | 9,789 | +789.9% | 0.30% | +794.1% |
| NEWM | Buy | NEW MEDIA INVT GROUP INC COMstock | $375,000 | +104.9% | 22,559 | +73.6% | 0.28% | +109.8% |
| SBUX | Buy | STARBUCKS CORP COMstock | $337,000 | +2.1% | 4,470 | +4.7% | 0.25% | +5.0% |
| EOG | Buy | EOG RES INC COMstock | $297,000 | -2.0% | 3,000 | +15.4% | 0.22% | +0.5% |
| LHO | New | LASALLE HOTEL PPTYS COM SH BEN INTreit | $297,000 | – | 8,680 | +100.0% | 0.22% | – |
| MBBYF | New | MOBILEYE N V AMSTELVEEN ORD SHSstock | $241,000 | – | 4,500 | +100.0% | 0.18% | – |
| LNKD | Buy | LINKEDIN CORP COM CL Astock | $239,000 | +51.3% | 1,150 | +24.3% | 0.18% | +54.8% |
| VO | Buy | VANGUARD MID-CAP INDEX FUNDetf | $199,000 | +5.3% | 1,698 | +6.3% | 0.15% | +8.0% |
| MBB | Buy | ISHARES MBS BOND ETFetf | $175,000 | +12.9% | 1,622 | +12.6% | 0.13% | +16.1% |
| KMR | Buy | KINDER MORGAN MGMT LLCmlp | $154,000 | +21.3% | 1,637 | +1.7% | 0.12% | +25.0% |
| IBDA | Buy | ISHARES IBONDS MAR 2016 CORPORATE ETFetf | $138,000 | +19.0% | 1,360 | +18.3% | 0.10% | +22.6% |
| EFA | Buy | ISHARES MSCI EAFE ETFetf | $135,000 | +16.4% | 2,112 | +23.7% | 0.10% | +19.0% |
| IBDB | Buy | ISHARES IBONDS MAR 2018 CORPORATE ETFetf | $135,000 | +18.4% | 1,310 | +19.1% | 0.10% | +20.5% |
| FMI | Buy | FOUNDATION MEDICINE INC COMstock | $104,000 | -26.8% | 5,500 | +3.8% | 0.08% | -25.2% |
| TIP | New | ISHARES TIPS BOND ETFetf | $101,000 | – | 900 | +100.0% | 0.08% | – |
| HYS | Buy | PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FDetf | $93,000 | +2.2% | 895 | +4.1% | 0.07% | +4.5% |
| JD | New | JD COM INC SPON ADR CL Aadr | $62,000 | – | 2,400 | +100.0% | 0.05% | – |
| LBF | New | DEUTSCHE GLOBAL HIGH INCOME FD COMcef | $49,000 | – | 6,000 | +100.0% | 0.04% | – |
| OEF | New | ISHARES S&P 100 ETFetf | $30,000 | – | 335 | +100.0% | 0.02% | – |
| TSLA | Buy | TESLA MTRS INC COMstock | $18,000 | +1700.0% | 76 | +1166.7% | 0.01% | +1200.0% |
| IVE | Buy | ISHARES S&P 500 VALUE ETFetf | $16,000 | +1500.0% | 180 | +800.0% | 0.01% | +1100.0% |
| SNSS | Buy | SUNESIS PHARMACEUTICALS INC COM NEWstock | $16,000 | +128.6% | 2,215 | +82.3% | 0.01% | +140.0% |
| USIG | New | ISHARES CORE US CREDIT BOND ETFetf | $15,000 | – | 132 | +100.0% | 0.01% | – |
| PAY | New | VERIFONE SYS INC COMstock | $10,000 | – | 300 | +100.0% | 0.01% | – |
| IEF | New | ISHARES 7-10 YEAR TREASURY BOND ETFetf | $9,000 | – | 83 | +100.0% | 0.01% | – |
| VTTI | New | VTTI ENERGY PARTNERS LP COM UNIT RP LTmlp | $8,000 | – | 300 | +100.0% | 0.01% | – |
| RCL | Buy | ROYAL CARIBBEAN CRUISES LTD COMstock | $7,000 | +16.7% | 110 | +0.9% | 0.01% | +25.0% |
| TLH | New | ISHARES 10-20 YEAR TREASURY BOND ETFetf | $4,000 | – | 30 | +100.0% | 0.00% | – |
| TWTR | New | TWITTER INC COMstock | $3,000 | – | 50 | +100.0% | 0.00% | – |
| VBK | New | VANGUARD SMALL-CAP GROWTH INDEX FUNDetf | $1,000 | – | 10 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC COM | 34 | Q1 2022 | 8.2% |
| AMAZON COM INC COM | 34 | Q1 2022 | 9.0% |
| SPDR S&P 500 TRUST | 34 | Q1 2022 | 4.9% |
| MICROSOFT CORP COM | 34 | Q1 2022 | 6.6% |
| ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND | 34 | Q1 2022 | 6.4% |
| ISHARES CORE U.S. AGGREGATE BOND ETF | 34 | Q1 2022 | 5.0% |
| CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 34 | Q1 2022 | 4.4% |
| ISHARES S&P MIDCAP 400 GROWTH INDEX | 34 | Q1 2022 | 2.7% |
| VISA INC COM CL A | 34 | Q1 2022 | 2.9% |
| PIMCO ETF TR ENHAN SHRT MA AC | 34 | Q1 2022 | 5.9% |
View Winfield Associates, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-04-05 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-10-14 |
| 13F-HR | 2021-08-11 |
| 13F-HR | 2021-04-12 |
| 13F-HR | 2021-02-12 |
| 13F-HR | 2020-10-14 |
| 13F-HR | 2020-08-14 |
| 13F-HR | 2020-05-04 |
| 13F-HR | 2020-01-13 |
View Winfield Associates, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.