Carroll Financial Associates, Inc. - Q3 2021 holdings

$1.79 Billion is the total value of Carroll Financial Associates, Inc.'s 1940 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 112.0% .

 Value Shares↓ Weighting
KBWB ExitINVESCO KBW BANK ETFetf$00
+100.0%
0.00%
NAV ExitNAVISTAR INTL CORP NEW COMstock$0-65
-100.0%
0.00%
TBX ExitPROSHARES SHORT 7-10 YEAR TREASURYetf$0-96
-100.0%
0.00%
SMDV ExitPROSHARES RUSSELL 2000 DIVIDEND GROWERS ETFetf$0-42
-100.0%
0.00%
CCIV ExitCHURCHILL CAPITAL CORP IV CL Astock$0-250
-100.0%
0.00%
CNNE ExitCANNAE HLDGS INC COMstock$0-48
-100.0%
0.00%
REGL ExitPROSHARES S&P MIDCAP 400 DIVIDEND ARISTOCRATS ETFetf$0-42
-100.0%
0.00%
BSCP ExitINVESCO BULLETSHARES 2025 CORPORATE BOND ETFetf$00
+100.0%
0.00%
BGS ExitB & G FOODS INC NEW COMstock$0-200
-100.0%
0.00%
BSCO ExitINVESCO BULLETSHARES 2024 CORPORATE BOND ETFetf$00
+100.0%
0.00%
LB ExitL BRANDS INC COMstock$0-11
-100.0%
0.00%
PSCD ExitINVESCO S&P SMALLCAP CONSUMER DISCRETIONARY PORTFOLIOetf$00
+100.0%
0.00%
INCY ExitINCYTE CORPstock$0-10
-100.0%
0.00%
ALXN ExitALEXION PHARMACEUTICALS INC COMstock$0-7
-100.0%
0.00%
HYMC ExitHYCROFT MINING HOLDING CORP COM CL Astock$0-200
-100.0%
0.00%
KTOS ExitKRATOS DEFENSE & SEC SOLUTIONS COM NEWstock$0-63
-100.0%
0.00%
MOON ExitDIREXION MOONSHOT INNOVATORS ETFetf$0-239
-100.0%
0.00%
RAD ExitRITE AID CORP COMstock$0-50
-100.0%
0.00%
AGNC ExitAMERICAN CAPITAL AGENCY CORP.reit$0-110
-100.0%
0.00%
SPXZ ExitMORGAN CREEK - EXOS SPAC ORIGINATED ETFetf$0-276
-100.0%
0.00%
SPXS ExitDIREXION SHS ETF TRetf$0-10
-100.0%
0.00%
PSNL ExitPERSONALIS INC COMstock$0-200
-100.0%
0.00%
MUX ExitMCEWEN MINING INC COMstock$0-5,200
-100.0%
0.00%
COWN ExitCOWEN INC CL A NEWstock$0-95
-100.0%
0.00%
IUSB ExitISHARES CORE TOTAL USD BOND MARKET ETFetf$00
+100.0%
0.00%
RKT ExitROCKET COS INC COM CL Astock$0-53
-100.0%
0.00%
PDM ExitPIEDMONT OFFICE RLTYTR INC COM CL Areit$0-238
-100.0%
0.00%
POWW ExitAMMO INC COMstock$0-413
-100.0%
0.00%
AEO ExitAMERICAN EAGLE OUTFITTERS INC COMstock$0-50
-100.0%
0.00%
BGR ExitBLACKROCK GLOBAL ENERGY & RES TRcef$00
+100.0%
0.00%
NAD ExitNUVEEN QUALITY MUNCP INCOME FD COMcef$00
+100.0%
0.00%
TK ExitTEEKAY CORPORATION COMstock$0-300
-100.0%
0.00%
PRAA ExitPRA GROUP INC COMstock$0-191
-100.0%
0.00%
WSBC ExitWESBANCO INC COMstock$0-251
-100.0%
0.00%
BPR ExitBROOKFIELD PPTY REIT INC CL Areit$0-545
-100.0%
-0.00%
STNE ExitSTONECO LTD COM CL Astock$0-346
-100.0%
-0.00%
BME ExitBLACKROCK HEALTH SCIENCES TR COMcef$0-500
-100.0%
-0.00%
VALQ ExitAMERICAN CENTURY STOXX U.S. QUALITY VALUE ETFetf$0-425
-100.0%
-0.00%
PPA ExitINVESCO AEROSPACE & DEFENSE ETFetf$0-156
-100.0%
-0.00%
APPS ExitDIGITAL TURBINE INC COM NEWstock$0-321
-100.0%
-0.00%
KBWY ExitINVESCO KBW PREMIUM YIELD EQUITY REIT ETFetf$0-456
-100.0%
-0.00%
TEI ExitTEMPLETON EMERGING MARKETS INC FD INCcef$0-1,500
-100.0%
-0.00%
JPI ExitNUVEEN PFD & INCOME TERM FD COMcef$0-1,000
-100.0%
-0.00%
JEF ExitJEFFERIES FINL GROUP INC COMstock$0-630
-100.0%
-0.00%
LPX ExitLOUISIANA PACIFICstock$0-401
-100.0%
-0.00%
NTES ExitNETEASE INC SPONSORED ADSadr$0-200
-100.0%
-0.00%
SAIC ExitSCIENCE APPLICATIONS INTL CORP COMstock$0-200
-100.0%
-0.00%
SHLS ExitSHOALS TECHNOLOGIES GROUP INC CL Astock$0-324
-100.0%
-0.00%
CHE ExitCHEMED CORP NEW COMstock$0-30
-100.0%
-0.00%
CAJ ExitCANON INC SPONSORED ADRadr$0-400
-100.0%
-0.00%
JD ExitJD.COM INC SPON ADR CL Aadr$0-200
-100.0%
-0.00%
MXIM ExitMAXIM INTEGRATED PRODSstock$0-301
-100.0%
-0.00%
KBA ExitKRANESHARES BOSERA MSCI CHINA A ETFetf$0-909
-100.0%
-0.00%
SYKE ExitSYKES ENTERPRISES INCstock$0-800
-100.0%
-0.00%
FXF ExitINVESCO CURRENCYSHARES SWISS FRANC TRUSTetf$0-455
-100.0%
-0.00%
DPG ExitDUFF & PHELPS UTLITY AND INFST COMcef$0-2,000
-100.0%
-0.00%
FDG ExitAMERICAN CENTURY FOCUSED DYNAMIC GROWTH ETFetf$0-430
-100.0%
-0.00%
RNP ExitCOHEN & STEERS REIT PREFERRED BALANCE INCOMEcef$0-1,500
-100.0%
-0.00%
FYT ExitFIRST TRUST SMALL CAP VALUE ALPHADEX FUNDetf$0-599
-100.0%
-0.00%
KRNY ExitKEARNY FINL CORP MD COMstock$0-2,592
-100.0%
-0.00%
ZYXI ExitZYNEX INC COMstock$0-3,945
-100.0%
-0.00%
TMX ExitTERMINIX GLOBAL HOLDINGS INC COMstock$0-1,178
-100.0%
-0.00%
ATNI ExitATN INTL INC COMstock$0-1,303
-100.0%
-0.00%
BST ExitBLACKROCK SCIENCE & TECHNOLOGY SHScef$0-1,000
-100.0%
-0.00%
SSL ExitSASOL LTD SPONSORED ADRadr$0-3,993
-100.0%
-0.00%
MGRC ExitMCGRATH RENTCORP COMstock$0-577
-100.0%
-0.00%
SJR ExitSHAW COMMUNICATIONS INC CL B CONVstock$0-1,992
-100.0%
-0.00%
MIME ExitMIMECAST LTD ORD SHSstock$0-1,101
-100.0%
-0.00%
MANH ExitMANHATTAN ASSOCIATES INC COMstock$0-410
-100.0%
-0.00%
WORK ExitSLACK TECHNOLOGIES INC COM CL Astock$0-1,298
-100.0%
-0.00%
NOG ExitNORTHERN OIL AND GAS INC MN COMstock$0-2,885
-100.0%
-0.00%
IMO ExitIMPERIAL OIL LTD COM NEW ISIN #CA4530384086stock$0-1,825
-100.0%
-0.00%
CLR ExitCONTINENTAL RES INC OKLA COMstock$0-1,568
-100.0%
-0.00%
MAN ExitMANPOWER INC WISstock$0-502
-100.0%
-0.00%
MTZ ExitMASTEC INC COMstock$0-572
-100.0%
-0.00%
CDNA ExitCAREDX INC COMstock$0-626
-100.0%
-0.00%
PRG ExitAARON RENTS INC-COMMON STOCKS-COMMON STOCK DOMESTIC-CONSUMER SERVICESstock$0-1,251
-100.0%
-0.00%
VCEL ExitVERICEL CORP COMstock$0-965
-100.0%
-0.00%
AAP ExitADVANCE AUTO PARTS INCstock$0-279
-100.0%
-0.00%
GPRE ExitGREEN PLAINS INC COMstock$0-1,840
-100.0%
-0.00%
WSM ExitWILLIAMS SONOMA INC COMstock$0-458
-100.0%
-0.00%
CDXC ExitCHROMADEX CORP COM NEWstock$0-6,605
-100.0%
-0.00%
UI ExitUBIQUITI INC COMstock$0-236
-100.0%
-0.00%
FOF ExitCOHEN & STEERS CLOSED END OPPORTUNITY FD INC COMcef$0-5,500
-100.0%
-0.00%
XHB ExitSPDR S&P HOMEBUILDERS ETFetf$0-878
-100.0%
-0.00%
DJCB ExitETRACS BLOOMBERG COMMODITY INDEX TOTAL RETURN ETNetf$0-3,694
-100.0%
-0.00%
XEC ExitCIMAREX ENERGY CO COMstock$0-863
-100.0%
-0.00%
LOVE ExitLOVESAC COMPANY COMstock$0-826
-100.0%
-0.00%
OMF ExitONEMAIN HLDGS INC COMstock$0-1,056
-100.0%
-0.00%
PHR ExitPHREESIA INC COMstock$0-1,045
-100.0%
-0.00%
RVLV ExitREVOLVE GROUP INC CL Astock$0-1,216
-100.0%
-0.01%
PTR ExitPETROCHINA CO LTD SPONSORED ADRadr$0-1,865
-100.0%
-0.01%
SB ExitSAFE BULKERS INC COMstock$0-26,382
-100.0%
-0.01%
PLAB ExitPHOTRONICS INC COMstock$0-8,335
-100.0%
-0.01%
JRS ExitNUVEEN REAL ESTATE INCOME FD COMcef$0-9,615
-100.0%
-0.01%
MPLX ExitMPLX LP COM UNIT REP LTDstock$0-4,105
-100.0%
-0.01%
IYE ExitISHARES DJ US ENERGYetf$0-4,137
-100.0%
-0.01%
ExitMAGNOLIA OIL & GAS CORP CL Astock$0-8,931
-100.0%
-0.01%
WOW ExitWIDEOPENWEST INC COMstock$0-7,773
-100.0%
-0.01%
FUV ExitARCIMOTO INC COMstock$0-9,608
-100.0%
-0.01%
CRUS ExitCIRRUS LOGIC INCstock$0-2,020
-100.0%
-0.01%
HLF ExitHERBALIFE LTDstock$0-3,197
-100.0%
-0.01%
CRI ExitCARTERS INC COMstock$0-1,781
-100.0%
-0.01%
HACK ExitETFMG PRIME CYBER SECURITY ETFetf$0-3,351
-100.0%
-0.01%
COMB ExitGRANITESHARES BLOOMBERG COMMODITY BROAD STRATEGY NO K-1 ETFetf$0-6,815
-100.0%
-0.01%
AVIG ExitAMERICAN CENTY ETF TR AVANTIS CORE FIetf$0-4,625
-100.0%
-0.01%
PRAH ExitPRA HEALTH SCIENCES INC COMstock$0-1,410
-100.0%
-0.01%
FIBR ExitISHARES U.S. FIXED INCOME BALANCED RISK FACTOR ETFetf$0-2,419
-100.0%
-0.01%
GL ExitGLOBE LIFE INC COMstock$0-2,954
-100.0%
-0.02%
TZA ExitDIREXION DAILY SMALL CAP BEAR 3X SHARESetf$0-25,000
-100.0%
-0.04%
SMH ExitVANECK VECTORS SEMICONDUCTOR ETFetf$0-3,198
-100.0%
-0.05%
GE ExitGENERAL ELECTRIC CO COMstock$0-68,048
-100.0%
-0.05%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2021-10-07
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD35Q4 202114.8%
ISHARES TR MSCI USA MOMENTUM FACTOR (MTUM)35Q4 20213.8%
APPLE INC COM35Q4 20213.5%
MICROSOFT CORP COM35Q4 20214.5%
EXXON MOBIL CORPORATION35Q4 20217.7%
VANGUARD SPECIALIZED PORTFOLIOS DIV (VIG)35Q4 20213.7%
STANDARD & POORS 500 (SPY)35Q4 20214.2%
JOHNSON & JOHNSON COM35Q4 20215.6%
DUKE ENERGY CORP NEW COM NEW35Q4 20211.6%
ISHARES TR S&P 500 INDEX (IVV)35Q4 20211.9%

View Carroll Financial Associates, Inc.'s complete holdings history.

Latest filings
TypeFiled
13F-HR2022-01-06
13F-HR2021-10-07
13F-HR2021-07-13
13F-HR2021-04-06
13F-HR2021-01-08
13F-HR2020-10-06
13F-HR2020-07-09
13F-HR2020-04-10
13F-HR2020-01-08
13F-HR2019-10-09

View Carroll Financial Associates, Inc.'s complete filings history.

Compare quarters

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