$911 Million is the total value of Carroll Financial Associates, Inc.'s 1335 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| USFR | New | WISDOMTREE BLOOMBERG FLOATING RATE TREASURY FUNDetf | $1,997,000 | – | 79,598 | +100.0% | 0.22% | – |
| IZRL | New | ARK ISRAEL INNOVATIVE TECHNOLOGY ETFetf | $700,000 | – | 35,336 | +100.0% | 0.08% | – |
| BRKA | New | BERKSHIRE HATHAWAY INC DEL CL Astock | $598,000 | – | 2 | +100.0% | 0.07% | – |
| KBA | New | KRANESHARES BOSERA MSCI CHINA A ETFetf | $439,000 | – | 12,600 | +100.0% | 0.05% | – |
| BEN | New | FRANKLIN RES INCstock | $395,000 | – | 11,400 | +100.0% | 0.04% | – |
| DTEC | New | ALPS DISRUPTIVE TECHNOLOGIES ETFetf | $389,000 | – | 14,635 | +100.0% | 0.04% | – |
| HFRO | New | HIGHLAND FLOATNG RATE OPPRT II SHS BEN INTcef | $266,000 | – | 16,656 | +100.0% | 0.03% | – |
| PREF | New | PRINCIPAL SPECTRUM PREFERRED SECURITIES ACTIVE ETFetf | $256,000 | – | 2,635 | +100.0% | 0.03% | – |
| GRES | New | IQ ARB GLOBAL RESOURCES ETFetf | $247,000 | – | 9,000 | +100.0% | 0.03% | – |
| TOWN | New | TOWNEBANK PORTSMOUTH VA COMstock | $216,000 | – | 7,562 | +100.0% | 0.02% | – |
| STIP | New | ISHARES 0-5 YEAR TIPS BOND ETFetf | $140,000 | – | 1,404 | +100.0% | 0.02% | – |
| JPST | New | JPMORGAN ULTRA-SHORT INCOME ETFetf | $97,000 | – | 1,957 | +100.0% | 0.01% | – |
| VT | New | VANGUARD TOTAL WORLD STOCK INDEX FUNDetf | $80,000 | – | 1,100 | +100.0% | 0.01% | – |
| BOTZ | New | GLOBAL X ROBOTICS & ARTIFICIAL INTELLIGENCE THEMATIC ETFetf | $70,000 | – | 2,921 | +100.0% | 0.01% | – |
| VPU | New | VANGUARD UTILITIES INDEX FUNDetf | $64,000 | – | 579 | +100.0% | 0.01% | – |
| CEF | New | CENTRAL FUND OF CANADA LTDcef | $61,000 | – | 4,656 | +100.0% | 0.01% | – |
| BXC | New | BLUELINX HLDGS INC COM NEWstock | $48,000 | – | 1,500 | +100.0% | 0.01% | – |
| BTX | New | BIOTIME INCstock | $45,000 | – | 17,000 | +100.0% | 0.01% | – |
| AAP | New | ADVANCE AUTO PARTS INCstock | $41,000 | – | 348 | +100.0% | 0.01% | – |
| RGEN | New | REPLIGEN CORPstock | $36,000 | – | 1,000 | +100.0% | 0.00% | – |
| EFX | New | EQUIFAX INC COMstock | $37,000 | – | 320 | +100.0% | 0.00% | – |
| FLOT | New | ISHARES MSCI FLOATING RATE NOT E FUNDING ETFetf | $29,000 | – | 585 | +100.0% | 0.00% | – |
| BNDX | New | VANGUARD TOTAL INTERNATIONAL BOND ETFetf | $23,000 | – | 429 | +100.0% | 0.00% | – |
| MJ | New | ETFMG ALTERNATIVE HARVEST ETFetf | $28,000 | – | 957 | +100.0% | 0.00% | – |
| DNL | New | WISDOMTREE GLOBAL EX-U.S. QUALITY DIVIDEND GROWTH FUNDetf | $26,000 | – | 450 | +100.0% | 0.00% | – |
| MDIV | New | MULTI-ASSET DIVERSIFIED INCOME INDEX FUNDetf | $23,000 | – | 1,290 | +100.0% | 0.00% | – |
| BKNG | New | PRICELINE.COM INCstock | $18,000 | – | 9 | +100.0% | 0.00% | – |
| SRV | New | THE CUSHING MLP INFASTCR TOTAL COM NEWcef | $20,000 | – | 2,000 | +100.0% | 0.00% | – |
| GBIL | New | GOLDMAN SACHS TREASURYACCESS 0-1 YEAR ETFetf | $15,000 | – | 150 | +100.0% | 0.00% | – |
| MELI | New | MERCADOLIBRE INC COMstock | $14,000 | – | 40 | +100.0% | 0.00% | – |
| RSG | New | REPUBLIC SERVICES INCstock | $19,000 | – | 300 | +100.0% | 0.00% | – |
| MDYG | New | SPDR S&P 400 MID CAP GROWTH ETFetf | $19,000 | – | 123 | +100.0% | 0.00% | – |
| SMM | New | SALIENT MIDSTREAM & MLP FD SH BEN INTcef | $18,000 | – | 2,000 | +100.0% | 0.00% | – |
| New | UBS ETRACS 2X MLP EX-ENERGYetf | $14,000 | – | 1,000 | +100.0% | 0.00% | – | |
| DGS | New | WISDOMTREE EMERGING MARKETS SMALLCAP DIVIDEND FUNDetf | $17,000 | – | 327 | +100.0% | 0.00% | – |
| DES | New | WISDOMTREE U.S. SMALLCAP DIVIDEND FUNDetf | $17,000 | – | 621 | +100.0% | 0.00% | – |
| SSYS | New | STRATASYS LTDstock | $14,000 | – | 700 | +100.0% | 0.00% | – |
| STOR | New | STORE CAP CORP COMreit | $8,000 | – | 323 | +100.0% | 0.00% | – |
| HUM | New | HUMANA INC COMstock | $5,000 | – | 21 | +100.0% | 0.00% | – |
| MHI | New | PIONEER MUN HIGH INCOME TR COM SHScef | $5,000 | – | 460 | +100.0% | 0.00% | – |
| CXW | New | CORECIVIC INC COMreit | $6,000 | – | 316 | +100.0% | 0.00% | – |
| CMC | New | COMMERCIAL METALS CO COMstock | $6,000 | – | 300 | +100.0% | 0.00% | – |
| UBSI | New | UNITED BANKSHARES INC WEST VA COMstock | $7,000 | – | 200 | +100.0% | 0.00% | – |
| IYY | New | ISHARES DOW JONES U.S. ETFetf | $7,000 | – | 54 | +100.0% | 0.00% | – |
| USFD | New | US FOODS HLDG CORP COMstock | $9,000 | – | 300 | +100.0% | 0.00% | – |
| MOAT | New | VANECK VECTORS MORNINGSTAR WIDE MOAT ETFetf | $10,000 | – | 242 | +100.0% | 0.00% | – |
| CBM | New | CAMBREX CORP COMstock | $10,000 | – | 200 | +100.0% | 0.00% | – |
| FINX | New | GLOBAL X FINTECH THEMATIC ETFetf | $11,000 | – | 497 | +100.0% | 0.00% | – |
| CDW | New | CDW CORP COMstock | $7,000 | – | 102 | +100.0% | 0.00% | – |
| EWU | New | ISHARES MSCI UNITED KINGDOM ETFetf | $6,000 | – | 185 | +100.0% | 0.00% | – |
| VBK | New | VANGUARD SMALL-CAP GROWTH INDEX FUNDetf | $6,000 | – | 38 | +100.0% | 0.00% | – |
| BGC | New | GENERAL CABLE CORP DEL NEW COMstock | $8,000 | – | 300 | +100.0% | 0.00% | – |
| OUSM | New | O'SHARES FTSE RUSSELL SMALL CAP QUALITY DIVIDEND ETFetf | $7,000 | – | 290 | +100.0% | 0.00% | – |
| NMI | New | NUVEEN MUN INCOME FD INC COMcef | $5,000 | – | 435 | +100.0% | 0.00% | – |
| EZM | New | WISDOMTREE U.S. MIDCAP EARNINGS FUNDetf | $6,000 | – | 165 | +100.0% | 0.00% | – |
| AST | New | ASTERIAS BIOTHERAPEUTICS INC COM SER Astock | $7,000 | – | 5,150 | +100.0% | 0.00% | – |
| FLC | New | FLAHERTY & CRUMRINE TOTAL RETU COMcef | $8,000 | – | 450 | +100.0% | 0.00% | – |
| JWN | New | NORDSTROM INC COMstock | $9,000 | – | 200 | +100.0% | 0.00% | – |
| IMMR | New | IMMERSION CORP COMstock | $11,000 | – | 1,000 | +100.0% | 0.00% | – |
| LEA | New | LEAR CORP COM NEWstock | $1,000 | – | 6 | +100.0% | 0.00% | – |
| KSS | New | KOHLS CORPstock | $1,000 | – | 22 | +100.0% | 0.00% | – |
| OMEX | New | ODYSSEY MARINE EXPLORATION INC COM NEWstock | $0 | – | 9 | +100.0% | 0.00% | – |
| OKE | New | ONEOK INC NEW COMstock | $1,000 | – | 22 | +100.0% | 0.00% | – |
| JBL | New | JABIL CIRCUIT INCstock | $1,000 | – | 42 | +100.0% | 0.00% | – |
| PDCO | New | PATTERSON DENTAL COstock | $0 | – | 35 | +100.0% | 0.00% | – |
| PFGC | New | PERFORMANCE FOOD GROUP CO COMstock | $2,000 | – | 85 | +100.0% | 0.00% | – |
| EWD | New | ISHARES MSCI SWEDEN ETFetf | $0 | – | 20 | +100.0% | 0.00% | – |
| EWL | New | ISHARES MSCI SWITZERLAND ETFetf | $2,000 | – | 61 | +100.0% | 0.00% | – |
| IRM | New | IRON MTN INC NEW COMreit | $4,000 | – | 145 | +100.0% | 0.00% | – |
| SVXY | New | PROSHARES SHORT VIX SHORT-TERM FUTURES ETFetf | $3,000 | – | 260 | +100.0% | 0.00% | – |
| HPT | New | HOSPITALITY PPTYS TR COM SH BEN INTreit | $1,000 | – | 40 | +100.0% | 0.00% | – |
| HP | New | HELMERICH & PAYNE INC COMstock | $1,000 | – | 19 | +100.0% | 0.00% | – |
| SNSR | New | GLOBAL X INTERNET OF THINGS THEMATIC ETFetf | $4,000 | – | 232 | +100.0% | 0.00% | – |
| SC | New | SANTANDER CONSUMER USA HDG INC COMstock | $1,000 | – | 67 | +100.0% | 0.00% | – |
| FCRE | New | FC GLOBAL RLTY INC COMstock | $0 | – | 1 | +100.0% | 0.00% | – |
| DPG | New | DUFF & PHELPS GLB UTL INC FD COMcef | $0 | – | 0 | +100.0% | 0.00% | – |
| TMUS | New | T MOBILE US INC COMstock | $3,000 | – | 60 | +100.0% | 0.00% | – |
| SRF | New | CUSHING ENERGY INCOME COM SH BEN INTcef | $1,000 | – | 140 | +100.0% | 0.00% | – |
| TM | New | TOYOTA MOTOR CORP SP ADR REP2COMadr | $0 | – | 2 | +100.0% | 0.00% | – |
| UAL | New | UNITED CONTL HLDGS INCstock | $1,000 | – | 17 | +100.0% | 0.00% | – |
| URI | New | UNITED RENTALS INC COMstock | $1,000 | – | 7 | +100.0% | 0.00% | – |
| BURG | New | CHANTICLEER HLDGS INC COM PARstock | $0 | – | 261 | +100.0% | 0.00% | – |
| CI | New | CIGNA CORPORATION COMstock | $4,000 | – | 25 | +100.0% | 0.00% | – |
| CF | New | CF INDS HLDGS INC COMstock | $1,000 | – | 32 | +100.0% | 0.00% | – |
| VECO | New | VEECO INSTRS INC DEL COMstock | $1,000 | – | 80 | +100.0% | 0.00% | – |
| VSM | New | VERSUM MATLS INC COMstock | $3,000 | – | 100 | +100.0% | 0.00% | – |
| VMW | New | VMWARE INC CL A CLASS Astock | $1,000 | – | 10 | +100.0% | 0.00% | – |
| VOYA | New | VOYA FINL INC COMstock | $1,000 | – | 25 | +100.0% | 0.00% | – |
| BBBY | New | BED BATH & BEYOND INCstock | $1,000 | – | 52 | +100.0% | 0.00% | – |
| BGS | New | B & G FOODS INC NEW COMstock | $4,000 | – | 200 | +100.0% | 0.00% | – |
| AVT | New | AVNET INC COMstock | $1,000 | – | 30 | +100.0% | 0.00% | – |
| ARW | New | ARROW ELECTRS INC COMstock | $1,000 | – | 15 | +100.0% | 0.00% | – |
| WP | New | WORLDPAY INC CL Astock | $4,000 | – | 50 | +100.0% | 0.00% | – |
| ADS | New | ALLIANCE DATA SYSTEMS CORP COMstock | $0 | – | 4 | +100.0% | 0.00% | – |
| DOX | New | AMDOCS LTD ORDstock | $1,000 | – | 22 | +100.0% | 0.00% | – |
| DLPH | New | DELPHI TECHNOLOGIES PLC SHSstock | $1,000 | – | 25 | +100.0% | 0.00% | – |
| SIG | New | SIGNET JEWELERS LIMITED SHSstock | $0 | – | 21 | +100.0% | 0.00% | – |
| LILA | New | LIBERTY LATIN AMERICA LTD COM CL Astock | $0 | – | 16 | +100.0% | 0.00% | – |
| LILAK | New | LIBERTY LATIN AMERICA LTD COM CL Cstock | $1,000 | – | 55 | +100.0% | 0.00% | – |
| AER | New | AERCAP HOLDINGS NV SHSstock | $1,000 | – | 22 | +100.0% | 0.00% | – |
| MYL | New | MYLAN N V SHS EUROstock | $1,000 | – | 31 | +100.0% | 0.00% | – |
| AGNC | New | AMERICAN CAPITAL AGENCY CORP.reit | $4,000 | – | 228 | +100.0% | 0.00% | – |
| TK | New | TEEKAY CORPORATION COMstock | $2,000 | – | 300 | +100.0% | 0.00% | – |
| MU | New | MICRON TECHNOLOGYstock | $1,000 | – | 29 | +100.0% | 0.00% | – |
| MOS | New | MOSAIC COstock | $1,000 | – | 53 | +100.0% | 0.00% | – |
| NDAQ | New | NASDAQ INC COMstock | $4,000 | – | 55 | +100.0% | 0.00% | – |
| NAVI | New | NAVIENT CORPORATION COMstock | $1,000 | – | 97 | +100.0% | 0.00% | – |
| MBII | New | MARRONE BIO INNOVATIONS INC COMstock | $4,000 | – | 2,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-04-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 35 | Q4 2021 | 14.8% |
| ISHARES TR MSCI USA MOMENTUM FACTOR (MTUM) | 35 | Q4 2021 | 3.8% |
| APPLE INC COM | 35 | Q4 2021 | 3.5% |
| MICROSOFT CORP COM | 35 | Q4 2021 | 4.5% |
| EXXON MOBIL CORPORATION | 35 | Q4 2021 | 7.7% |
| VANGUARD SPECIALIZED PORTFOLIOS DIV (VIG) | 35 | Q4 2021 | 3.7% |
| STANDARD & POORS 500 (SPY) | 35 | Q4 2021 | 4.2% |
| JOHNSON & JOHNSON COM | 35 | Q4 2021 | 5.6% |
| DUKE ENERGY CORP NEW COM NEW | 35 | Q4 2021 | 1.6% |
| ISHARES TR S&P 500 INDEX (IVV) | 35 | Q4 2021 | 1.9% |
View Carroll Financial Associates, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-01-06 |
| 13F-HR | 2021-10-07 |
| 13F-HR | 2021-07-13 |
| 13F-HR | 2021-04-06 |
| 13F-HR | 2021-01-08 |
| 13F-HR | 2020-10-06 |
| 13F-HR | 2020-07-09 |
| 13F-HR | 2020-04-10 |
| 13F-HR | 2020-01-08 |
| 13F-HR | 2019-10-09 |
View Carroll Financial Associates, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.