$911 Million is the total value of Carroll Financial Associates, Inc.'s 1335 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 39.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PRF | Buy | POWERSHARES FTSE RAFI US 1000etf | $132,154,000 | +0.8% | 1,199,445 | +3.9% | 14.51% | +1.2% |
| USMV | Buy | ISHARES MSCI USA MINIMUM VOLATILITYetf | $100,093,000 | +1.7% | 1,927,466 | +3.4% | 10.99% | +2.1% |
| KLDW | Buy | KNOWLEDGE LEADERS DEVELOPED WORLD ETFetf | $73,223,000 | +13.9% | 2,143,537 | +11.6% | 8.04% | +14.4% |
| DGRW | Buy | WISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUNDetf | $45,421,000 | +1.8% | 1,125,415 | +4.5% | 4.99% | +2.2% |
| MTUM | Buy | ISHARES MSCI USA MOMENTUM FACTORetf | $26,089,000 | +34.4% | 246,313 | +30.8% | 2.86% | +34.9% |
| VIG | Buy | VANGUARD DIVIDEND APPRECIATION ETFetf | $14,744,000 | +1.6% | 145,910 | +2.6% | 1.62% | +2.0% |
| SPY | Buy | SPDR S&P 500 ETFetf | $14,452,000 | -0.3% | 54,921 | +1.1% | 1.59% | +0.1% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $13,508,000 | +5.5% | 67,719 | +4.9% | 1.48% | +5.9% |
| JPIN | Buy | JPMORGAN DIVERSIFIED RETURN INTERNATIONAL EQUITY ETFetf | $11,377,000 | +1.5% | 191,446 | +2.5% | 1.25% | +1.9% |
| BBT | Buy | BB&T CORP COMstock | $9,084,000 | +7.6% | 174,561 | +2.8% | 1.00% | +8.0% |
| FNDX | Buy | SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETFetf | $8,858,000 | +6.5% | 243,775 | +9.8% | 0.97% | +6.9% |
| IVV | Buy | ISHARES S&P 500 INDEXetf | $8,826,000 | -0.8% | 33,262 | +0.5% | 0.97% | -0.4% |
| VCSH | Buy | VANGUARD SHORT TERM CORP BOND FD ETFetf | $6,556,000 | +16.4% | 83,597 | +17.7% | 0.72% | +16.9% |
| SPLV | Buy | POWERSHARES SP500 LOW VOLATILITY ETFetf | $6,362,000 | -1.5% | 135,454 | +0.2% | 0.70% | -1.1% |
| UTX | Buy | UNITED TECHNOLOGIES CORPstock | $5,874,000 | +0.4% | 46,686 | +1.8% | 0.64% | +0.8% |
| PRFZ | Buy | POWERSHARES FTSE RAFI US 1500 S/M PTetf | $4,313,000 | +6.3% | 33,460 | +7.2% | 0.47% | +6.8% |
| ENB | Buy | ENBRIDGE INC COMstock | $3,756,000 | -18.6% | 119,377 | +1.2% | 0.41% | -18.4% |
| PM | Buy | PHILIP MORRIS INTL INCstock | $3,454,000 | -2.1% | 34,754 | +4.0% | 0.38% | -1.8% |
| EELV | Buy | POWERSHARES ETF II S&P EMERGING MKT LOWVOLATILITY PORTetf | $3,339,000 | +13.8% | 126,685 | +9.4% | 0.37% | +14.3% |
| LOB | Buy | LIVE OAK BANCSHARES INC COMstock | $3,008,000 | +42.5% | 108,215 | +22.2% | 0.33% | +42.9% |
| RWJ | Buy | REVENUESHARES SMALL CAP ETFetf | $2,999,000 | +33.9% | 44,227 | +38.0% | 0.33% | +34.3% |
| AGZD | Buy | WISDOMTREE BARCLAYS U.S. AGGREGATE BOND ZERO DURATION FUNDetf | $2,862,000 | +33.6% | 59,798 | +35.1% | 0.31% | +34.2% |
| AGGP | Buy | IQ ENHANCED CORE PLUS BOND U.S. ETFetf | $2,833,000 | +0.3% | 146,905 | +3.7% | 0.31% | +0.6% |
| VXF | Buy | VANGUARD EXTENDED MARKET ETFetf | $2,736,000 | +2.7% | 24,525 | +2.8% | 0.30% | +3.1% |
| DIS | Buy | DISNEY WALT CO COM DISNEYstock | $2,662,000 | -5.4% | 26,509 | +1.3% | 0.29% | -5.2% |
| ARKK | Buy | ARK INNOVATION ETFetf | $2,388,000 | +19.1% | 61,137 | +13.0% | 0.26% | +19.6% |
| T | Buy | AT&T INC COMstock | $2,389,000 | +0.8% | 67,013 | +9.9% | 0.26% | +1.2% |
| SON | Buy | SONOCO PRODS CO COMstock | $2,198,000 | -8.2% | 45,331 | +0.6% | 0.24% | -8.0% |
| MLPX | Buy | GLOBAL X MLP & ENERGY INFRASTRUCTURE ETFetf | $2,171,000 | +268.6% | 184,535 | +325.5% | 0.24% | +271.9% |
| USFR | New | WISDOMTREE BLOOMBERG FLOATING RATE TREASURY FUNDetf | $1,997,000 | – | 79,598 | +100.0% | 0.22% | – |
| VNLA | Buy | JANUS HENDERSON SHORT DURATION INCOME ETFetf | $1,936,000 | +40.2% | 38,681 | +40.4% | 0.21% | +41.1% |
| XLF | Buy | FINANCIAL SELECT SECTOR SPDRetf | $1,939,000 | +7.6% | 70,357 | +8.9% | 0.21% | +8.1% |
| HD | Buy | HOME DEPOTstock | $1,889,000 | -0.5% | 10,602 | +5.8% | 0.21% | -0.5% |
| AGGY | Buy | WISDOMTREE BARCLAYS YIELD ENHANCED U.S. AGGREGATE BOND FUNDetf | $1,758,000 | +26.7% | 35,667 | +30.3% | 0.19% | +27.0% |
| MCD | Buy | MCDONALDS CORPORATIONstock | $1,742,000 | -4.6% | 11,141 | +5.0% | 0.19% | -4.5% |
| VZ | Buy | VERIZON COMMUNICATIONSstock | $1,646,000 | -9.5% | 34,433 | +0.2% | 0.18% | -9.0% |
| PSX | Buy | PHILLIPS 66stock | $1,551,000 | -4.9% | 16,175 | +0.3% | 0.17% | -4.5% |
| RY | Buy | ROYAL BANK OF CANADAstock | $1,544,000 | +14.7% | 19,977 | +21.1% | 0.17% | +15.6% |
| NUE | Buy | NUCOR CORP COMstock | $1,526,000 | -2.0% | 24,983 | +2.0% | 0.17% | -1.2% |
| MCK | Buy | MCKESSON CORPstock | $1,516,000 | +1265.8% | 10,765 | +1401.4% | 0.17% | +1283.3% |
| TSC | Buy | TRISTATE CAPITAL HOLDINGS, INCstock | $1,515,000 | +191.9% | 65,200 | +188.5% | 0.17% | +191.2% |
| HDV | Buy | ISHARES TR HIGH DIVID EQUITY FDetf | $1,482,000 | -6.2% | 17,552 | +0.1% | 0.16% | -5.8% |
| VEU | Buy | VANGUARD FTSE ALL-WORLD EX-USetf | $1,416,000 | +2.7% | 26,062 | +3.4% | 0.16% | +2.6% |
| MDT | Buy | MEDTRONIC PLC SHSstock | $1,401,000 | +1.7% | 17,471 | +2.4% | 0.15% | +2.0% |
| FTCS | Buy | FIRST TRUST CAPITAL STRENGTH ETFetf | $1,336,000 | +82.0% | 26,429 | +83.4% | 0.15% | +83.8% |
| IEFA | Buy | ISHARES CORE MSCI EAFEetf | $1,326,000 | +4.3% | 20,129 | +4.7% | 0.15% | +5.0% |
| IWF | Buy | ISHARES RUSSELL 1000 GROWTH ETFetf | $1,322,000 | +2.8% | 9,715 | +1.7% | 0.14% | +2.8% |
| PRNT | Buy | ARK ETF TR 3D PRINTINGetf | $1,300,000 | +69.3% | 53,750 | +70.4% | 0.14% | +70.2% |
| GOOGL | Buy | GOOGLE INCstock | $1,201,000 | -0.7% | 1,158 | +0.9% | 0.13% | 0.0% |
| AMGN | Buy | AMGEN INCstock | $1,205,000 | +3.0% | 7,071 | +5.0% | 0.13% | +3.1% |
| UN | Buy | UNILEVER N V N Y SHS NEWadr | $1,193,000 | +1.6% | 21,166 | +1.5% | 0.13% | +2.3% |
| PCY | Buy | POWERSHARES EMERGING MKTS SOVEREIGN DEBTetf | $1,134,000 | +3.6% | 40,257 | +8.5% | 0.12% | +4.2% |
| GOOG | Buy | ALPHABET INC CAP STK CL Cstock | $1,067,000 | +2.0% | 1,035 | +3.5% | 0.12% | +2.6% |
| CPTA | Buy | CAPITALA FINANCE CORPcef | $1,053,000 | +10.5% | 136,412 | +4.2% | 0.12% | +11.5% |
| IJR | Buy | ISHARES S&P SMALLCAP 600 ETFetf | $1,029,000 | +1.7% | 13,373 | +1.4% | 0.11% | +1.8% |
| RNP | Buy | COHEN & STEERS REIT PREFERRED BALANCE INCOMEcef | $936,000 | +4357.1% | 50,100 | +4910.0% | 0.10% | +5050.0% |
| SCG | Buy | SCANA CORP NEW COMstock | $934,000 | -3.9% | 24,881 | +1.8% | 0.10% | -2.8% |
| BDX | Buy | BECTON DICKINSON & CO COMstock | $929,000 | +1.9% | 4,291 | +0.6% | 0.10% | +2.0% |
| D | Buy | DOMINION RESOURCES INCstock | $863,000 | -8.2% | 12,802 | +10.4% | 0.10% | -7.8% |
| CBLAQ | Buy | CBL & ASSOC PPTYS INC COMreit | $850,000 | -22.4% | 204,040 | +5.4% | 0.09% | -22.5% |
| UNP | Buy | UNION PAC CORP COMstock | $819,000 | +1.4% | 6,094 | +1.1% | 0.09% | +2.3% |
| SCHD | Buy | SCHWAB US DIVIDEND EQUITY ETFetf | $820,000 | -4.0% | 16,728 | +0.2% | 0.09% | -3.2% |
| VV | Buy | VANGUARD LARGE CAPetf | $788,000 | +29.2% | 6,507 | +30.7% | 0.09% | +29.9% |
| ARKG | Buy | ARK GENOMIC REVOLUTION MULTI-SECTOR ETFetf | $785,000 | +17.0% | 30,502 | +11.2% | 0.09% | +17.8% |
| AFL | Buy | AFLAC INC COMstock | $770,000 | +4.6% | 17,608 | +110.0% | 0.08% | +6.2% |
| VGT | Buy | VANGUARD INFORMATION TECHNOLOGYetf | $765,000 | +4.9% | 4,476 | +1.1% | 0.08% | +5.0% |
| ARKQ | Buy | ARK INDUSTRIAL INNOVATION ETFetf | $718,000 | +17.7% | 21,870 | +18.0% | 0.08% | +17.9% |
| NSC | Buy | NORFOLK SOUTHERN CRPstock | $720,000 | -3.1% | 5,307 | +3.4% | 0.08% | -2.5% |
| PDP | Buy | POWERSHARES DWA MOMENTUM PORTFOLIOetf | $723,000 | +5.4% | 13,744 | +3.4% | 0.08% | +5.3% |
| GSEW | Buy | GOLDMAN SACHS EQUAL WEIGHT U.S. LARGE CAP EQUITY ETFetf | $707,000 | +7.8% | 16,400 | +8.6% | 0.08% | +8.3% |
| IZRL | New | ARK ISRAEL INNOVATIVE TECHNOLOGY ETFetf | $700,000 | – | 35,336 | +100.0% | 0.08% | – |
| HON | Buy | HONEYWELL INTL INCstock | $651,000 | +3.2% | 4,505 | +9.4% | 0.07% | +2.9% |
| IXUS | Buy | ISHARES TRUST CORE MSCI TOTAL INTL STK ETFetf | $633,000 | +46.2% | 10,052 | +46.1% | 0.07% | +46.8% |
| NKE | Buy | NIKE INC CLASS Bstock | $627,000 | +7.9% | 9,440 | +1.6% | 0.07% | +7.8% |
| ARKW | Buy | ARK WEB X.0 ETFetf | $619,000 | +8.4% | 12,425 | +0.2% | 0.07% | +9.7% |
| XMLV | Buy | POWERSHARES S&P MIDCAP LOW VOLATILITY PORTFOLIOetf | $616,000 | +4.4% | 13,755 | +5.6% | 0.07% | +4.6% |
| BRKA | New | BERKSHIRE HATHAWAY INC DEL CL Astock | $598,000 | – | 2 | +100.0% | 0.07% | – |
| OXY | Buy | OCCIDENTAL PETE CORP DEL COMstock | $604,000 | -11.4% | 9,311 | +0.5% | 0.07% | -12.0% |
| DEF | Buy | GUGGENHEIM DEFENSIVE EQUITY ETFetf | $579,000 | +3.9% | 12,501 | +4.3% | 0.06% | +4.9% |
| QUAL | Buy | ISHARES EDGE MSCI USA QUALITY FACTOR ETFetf | $570,000 | +36.4% | 6,902 | +36.6% | 0.06% | +37.0% |
| ABT | Buy | ABBOTT LABS COMstock | $562,000 | +23.0% | 9,381 | +17.0% | 0.06% | +24.0% |
| NWBI | Buy | NORTHWEST BANCSHARES INC MD COMstock | $554,000 | +73.7% | 33,460 | +75.4% | 0.06% | +74.3% |
| EFAV | Buy | ISHARES EDGE MSCI MIN VOL EAFE ETFetf | $556,000 | +3.7% | 7,555 | +2.8% | 0.06% | +3.4% |
| LLY | Buy | LILLY ELI & CO COMstock | $517,000 | -8.3% | 6,682 | +0.0% | 0.06% | -8.1% |
| COST | Buy | COSTCO WHOLESALE CORPstock | $503,000 | +29.0% | 2,674 | +27.5% | 0.06% | +27.9% |
| AMJ | Buy | JP MORGAN ALERIAN MLP ETNetf | $501,000 | -12.1% | 20,916 | +0.7% | 0.06% | -11.3% |
| F | Buy | FORD MOTOR COMPANYstock | $494,000 | +311.7% | 44,674 | +361.8% | 0.05% | +315.4% |
| GLD | Buy | SPDR GOLD ETFetf | $468,000 | +9.9% | 3,721 | +7.9% | 0.05% | +8.5% |
| KMB | Buy | KIMBERLY CLARK CORP COMstock | $451,000 | +2.3% | 4,103 | +12.3% | 0.05% | +4.2% |
| ITW | Buy | ILLINOIS TOOL WKS INC COMstock | $451,000 | -3.6% | 2,880 | +2.6% | 0.05% | -2.0% |
| VRP | Buy | POWERSHARES VARIABLE RATE PREFERRED PORTFOLIOetf | $444,000 | -0.2% | 17,646 | +1.5% | 0.05% | 0.0% |
| IXN | Buy | ISHARES TRUST S&P GLOBAL INFO TECHNOLOGYetf | $447,000 | +13.2% | 2,824 | +9.7% | 0.05% | +14.0% |
| PPG | Buy | PPG INDS INC COMstock | $439,000 | +17.7% | 3,937 | +23.2% | 0.05% | +17.1% |
| KBA | New | KRANESHARES BOSERA MSCI CHINA A ETFetf | $439,000 | – | 12,600 | +100.0% | 0.05% | – |
| RF | Buy | REGIONS FINANCIAL CORP NEWstock | $421,000 | +26.8% | 22,693 | +17.8% | 0.05% | +27.8% |
| VOT | Buy | VANGUARD MID CAP GROWTH ETFetf | $412,000 | +1.5% | 3,183 | +0.1% | 0.04% | +2.3% |
| IUSV | Buy | ISHARES CORE S&P U.S. VALUE ETFetf | $413,000 | +75.0% | 7,790 | +82.4% | 0.04% | +73.1% |
| BEN | New | FRANKLIN RES INCstock | $395,000 | – | 11,400 | +100.0% | 0.04% | – |
| DTEC | New | ALPS DISRUPTIVE TECHNOLOGIES ETFetf | $389,000 | – | 14,635 | +100.0% | 0.04% | – |
| STT | Buy | STATE STR CORP COMstock | $383,000 | +3.5% | 3,847 | +1.2% | 0.04% | +5.0% |
| NVS | Buy | NOVARTIS AG ADRadr | $360,000 | +5.0% | 4,465 | +9.0% | 0.04% | +5.3% |
| CMCSA | Buy | COMCAST CORP NEW CL Astock | $368,000 | -4.4% | 10,790 | +12.1% | 0.04% | -4.8% |
| C | Buy | CITIGROUP INCstock | $366,000 | -5.9% | 5,422 | +3.5% | 0.04% | -7.0% |
| FNDA | Buy | SCHWAB FUNDAMENTAL U.S. SMALL COMPANY INDEX ETFetf | $349,000 | -0.6% | 9,383 | +1.3% | 0.04% | 0.0% |
| PNC | Buy | PNC FINL SVCS GROUP INC COMstock | $346,000 | +7.8% | 2,290 | +2.9% | 0.04% | +8.6% |
| KEY | Buy | KEYCORP NEW COMstock | $336,000 | +0.3% | 17,222 | +3.6% | 0.04% | 0.0% |
| ZBH | Buy | ZIMMER HLDGS INCstock | $336,000 | -3.4% | 3,089 | +7.1% | 0.04% | -2.6% |
| RDSA | Buy | ROYAL DUTCH SHELL PLC-ADRadr | $334,000 | -4.3% | 5,243 | +0.0% | 0.04% | -2.6% |
| TGT | Buy | TARGET CORP COMstock | $336,000 | +18.7% | 4,852 | +11.7% | 0.04% | +19.4% |
| TIP | Buy | ISHARES TIPS BOND ETFetf | $329,000 | +3.5% | 2,912 | +4.4% | 0.04% | +2.9% |
| DE | Buy | DEERE & CO COMstock | $319,000 | +8.1% | 2,058 | +8.9% | 0.04% | +9.4% |
| BX | Buy | BLACKSTONE GROUP LPstock | $307,000 | +26.9% | 9,611 | +26.9% | 0.03% | +30.8% |
| FB | Buy | FACEBOOK INC CL Astock | $313,000 | -1.6% | 1,965 | +8.9% | 0.03% | -2.9% |
| TXN | Buy | TEXAS INSTRS INC COMstock | $310,000 | +18.3% | 2,983 | +18.6% | 0.03% | +17.2% |
| SDY | Buy | SPDR SER TR S&P DIVID ETFetf | $297,000 | -3.6% | 3,265 | +0.1% | 0.03% | -2.9% |
| IWM | Buy | ISHARES RUSSELL 2000 ETFetf | $303,000 | +14.3% | 1,997 | +14.6% | 0.03% | +13.8% |
| FPE | Buy | FIRST TRUST PREFERRED SECURITIES AND INCOME ETFetf | $293,000 | +3.9% | 15,107 | +7.1% | 0.03% | +3.2% |
| VWO | Buy | VANGUARD FTSE EMERGING MARKETS ETFetf | $278,000 | +20.9% | 5,932 | +18.2% | 0.03% | +24.0% |
| BABA | Buy | ALIBABA GROUP HLDG LTD SPONSORED ADSadr | $271,000 | +61.3% | 1,479 | +51.1% | 0.03% | +66.7% |
| GQRE | Buy | FLEXSHARES GLOBAL QUALITY REAL ESTATE INDEX FUNDetf | $263,000 | +4.0% | 4,356 | +7.7% | 0.03% | +3.6% |
| HFRO | New | HIGHLAND FLOATNG RATE OPPRT II SHS BEN INTcef | $266,000 | – | 16,656 | +100.0% | 0.03% | – |
| VB | Buy | VANGUARD SMALL-CAP INDEX FUNDetf | $262,000 | +303.1% | 1,786 | +303.2% | 0.03% | +314.3% |
| DEO | Buy | DIAGEO PLCadr | $254,000 | +4.1% | 1,876 | +12.3% | 0.03% | +3.7% |
| PREF | New | PRINCIPAL SPECTRUM PREFERRED SECURITIES ACTIVE ETFetf | $256,000 | – | 2,635 | +100.0% | 0.03% | – |
| VO | Buy | VANGUARD MID CAPetf | $251,000 | +392.2% | 1,631 | +388.3% | 0.03% | +366.7% |
| KHC | Buy | KRAFT HEINZ COstock | $257,000 | -16.3% | 4,132 | +4.6% | 0.03% | -17.6% |
| GRES | New | IQ ARB GLOBAL RESOURCES ETFetf | $247,000 | – | 9,000 | +100.0% | 0.03% | – |
| CATO | Buy | CATO CORP NEW CL Astock | $248,000 | +7.8% | 16,875 | +16.6% | 0.03% | +8.0% |
| BSV | Buy | VANGUARD SHORT TERM BONDetf | $239,000 | +68.3% | 3,056 | +69.9% | 0.03% | +62.5% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC COMstock | $241,000 | +11.1% | 1,170 | +2.2% | 0.03% | +8.3% |
| ETN | Buy | EATON CORP PLC SHSstock | $240,000 | +8.6% | 3,008 | +7.2% | 0.03% | +8.3% |
| ALL | Buy | ALLSTATE CORPstock | $223,000 | -9.3% | 2,355 | +0.0% | 0.02% | -11.1% |
| ESRX | Buy | EXPRESS SCRIPTS INCstock | $216,000 | -6.5% | 3,138 | +1.0% | 0.02% | -4.0% |
| TOWN | New | TOWNEBANK PORTSMOUTH VA COMstock | $216,000 | – | 7,562 | +100.0% | 0.02% | – |
| ADM | Buy | ARCHER DANIELS MIDLAND CO COMstock | $219,000 | +10.6% | 5,072 | +2.2% | 0.02% | +9.1% |
| PYPL | Buy | PAYPAL HLDGS INC COMstock | $222,000 | +4.7% | 2,938 | +1.9% | 0.02% | +4.3% |
| IGSB | Buy | ISHARES 1-3 YR CREDIT BOND ETFetf | $217,000 | +53.9% | 2,094 | +54.4% | 0.02% | +60.0% |
| BHP | Buy | BHP BILLITON LTD SPONSORED ADRadr | $197,000 | +8.8% | 4,447 | +12.7% | 0.02% | +10.0% |
| XLV | Buy | HEALTH CARE SELECT SECTOR SPDRetf | $196,000 | +2.6% | 2,419 | +4.4% | 0.02% | +4.8% |
| GILD | Buy | GILEAD SCIENCES INCstock | $193,000 | +6.0% | 2,563 | +0.7% | 0.02% | +5.0% |
| USB | Buy | US BANCORP DEL COM NEWstock | $181,000 | +1.1% | 3,590 | +7.1% | 0.02% | 0.0% |
| KMI | Buy | KINDER MORGAN INCstock | $179,000 | -1.6% | 11,925 | +18.0% | 0.02% | 0.0% |
| IDLV | Buy | POWERSHARES S&P INTERNATIONAL DEVELOPED LOW VOLATILITY PORTFOLIOetf | $182,000 | +5.2% | 5,515 | +7.0% | 0.02% | +5.3% |
| VEA | Buy | VANGUARD FTSE DEVELOPED MARKETS ETFetf | $184,000 | +65.8% | 4,174 | +67.5% | 0.02% | +66.7% |
| WY | Buy | WEYERHAEUSER COreit | $176,000 | +23.9% | 5,039 | +24.8% | 0.02% | +18.8% |
| GLW | Buy | CORNING INC COMstock | $167,000 | -4.6% | 6,017 | +9.6% | 0.02% | -5.3% |
| GS | Buy | GOLDMAN SACHS GROUP INCstock | $160,000 | +7.4% | 639 | +9.0% | 0.02% | +12.5% |
| TRV | Buy | TRAVELERS COMPANIES INC COMstock | $167,000 | +94.2% | 1,208 | +88.5% | 0.02% | +100.0% |
| MET | Buy | METLIFE INC COMstock | $151,000 | -0.7% | 3,296 | +8.9% | 0.02% | 0.0% |
| UL | Buy | UNILEVER PLC SPON ADR NEWadr | $144,000 | +13.4% | 2,603 | +13.0% | 0.02% | +14.3% |
| EW | Buy | EDWARDS LIFESCIENCES CORP COMstock | $141,000 | +46.9% | 1,012 | +18.8% | 0.02% | +50.0% |
| STIP | New | ISHARES 0-5 YEAR TIPS BOND ETFetf | $140,000 | – | 1,404 | +100.0% | 0.02% | – |
| IDV | Buy | ISHARES INTERNATIONAL SELECT DIVIDEND ETFetf | $133,000 | -2.2% | 4,029 | +0.0% | 0.02% | 0.0% |
| DBAW | Buy | X-TRACKERS MSCI ALL WORLD EX US HEDGED EQUITY ETFetf | $134,000 | -2.2% | 4,978 | +0.4% | 0.02% | 0.0% |
| ACN | Buy | ACCENTURE LTDstock | $123,000 | +12.8% | 807 | +12.6% | 0.01% | +16.7% |
| CELG | Buy | CELGENE CORPstock | $125,000 | -13.2% | 1,410 | +1.7% | 0.01% | -12.5% |
| VTIP | Buy | VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETFetf | $124,000 | +51.2% | 2,541 | +51.1% | 0.01% | +55.6% |
| TRK | Buy | SPEEDWAY MOTORSPORTS INCstock | $116,000 | +24.7% | 6,533 | +31.8% | 0.01% | +30.0% |
| VOO | Buy | VANGUARD S&P 500 ETFetf | $119,000 | +95.1% | 495 | +98.0% | 0.01% | +85.7% |
| TWX | Buy | TIME WARNER INCstock | $119,000 | +30.8% | 1,261 | +26.5% | 0.01% | +30.0% |
| AON | Buy | AON CORPstock | $121,000 | +11.0% | 863 | +5.5% | 0.01% | +8.3% |
| HSPX | Buy | HORIZONS S&P 500 COVERED CALL ETFetf | $115,000 | +62.0% | 2,390 | +67.7% | 0.01% | +62.5% |
| IWR | Buy | ISHARES TR RUSSELL MIDCAP INDEX FDetf | $118,000 | -0.8% | 573 | +0.2% | 0.01% | 0.0% |
| ATO | Buy | ATMOS ENERGY CORPstock | $108,000 | -1.8% | 1,292 | +0.3% | 0.01% | 0.0% |
| FIS | Buy | FIDELITY NATL INFO SVCSstock | $96,000 | +39.1% | 1,002 | +36.1% | 0.01% | +37.5% |
| SPGI | Buy | S&P GLOBAL INC COMstock | $99,000 | +12.5% | 522 | +0.2% | 0.01% | +10.0% |
| JPST | New | JPMORGAN ULTRA-SHORT INCOME ETFetf | $97,000 | – | 1,957 | +100.0% | 0.01% | – |
| FHN | Buy | FIRST HORIZON NATL CORP COMstock | $102,000 | -4.7% | 5,421 | +0.4% | 0.01% | -8.3% |
| ALB | Buy | ALBEMARLE CORP COMstock | $96,000 | -27.3% | 1,040 | +0.3% | 0.01% | -21.4% |
| XEL | Buy | XCEL ENERGY INC COMstock | $98,000 | -1.0% | 2,165 | +4.8% | 0.01% | 0.0% |
| EZU | Buy | ISHARES MSCI EUROZONE ETFetf | $96,000 | +7.9% | 2,232 | +8.6% | 0.01% | +10.0% |
| TIPZ | Buy | PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUNDetf | $95,000 | +280.0% | 1,658 | +283.8% | 0.01% | +233.3% |
| WM | Buy | WASTE MANAGEMENT INCstock | $91,000 | +30.0% | 1,091 | +32.9% | 0.01% | +25.0% |
| DHR | Buy | DANAHER CORPstock | $89,000 | +12.7% | 914 | +7.2% | 0.01% | +11.1% |
| AZN | Buy | ASTRAZENECA PLC- SPONS ADRadr | $89,000 | +368.4% | 2,573 | +349.0% | 0.01% | +400.0% |
| APD | Buy | AIR PRODS & CHEMS INC COMstock | $90,000 | +136.8% | 569 | +141.1% | 0.01% | +150.0% |
| BSX | Buy | BOSTON SCIENTIFIC CORP COMstock | $82,000 | +22.4% | 3,034 | +11.3% | 0.01% | +28.6% |
| COF | Buy | CAPITAL ONE FINANCIAL CORPstock | $81,000 | -3.6% | 852 | +0.1% | 0.01% | 0.0% |
| VT | New | VANGUARD TOTAL WORLD STOCK INDEX FUNDetf | $80,000 | – | 1,100 | +100.0% | 0.01% | – |
| WTR | Buy | AQUA AMERICA INC COMstock | $80,000 | +86.0% | 2,359 | +113.5% | 0.01% | +80.0% |
| SU | Buy | SUNCOR ENERGY COM NPV ISIN CA8672291066 SEDOL 2861142EXCHANGED FOR ONE SHARstock | $70,000 | -2.8% | 2,028 | +3.1% | 0.01% | 0.0% |
| BOTZ | New | GLOBAL X ROBOTICS & ARTIFICIAL INTELLIGENCE THEMATIC ETFetf | $70,000 | – | 2,921 | +100.0% | 0.01% | – |
| ZIVZF | Buy | VELOCITYSHARES DAILY INVERSE VIX MEDIUM TERM ETNetf | $76,000 | -23.2% | 1,199 | +6.7% | 0.01% | -27.3% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC COMstock | $73,000 | +19.7% | 1,117 | +32.5% | 0.01% | +14.3% |
| NLY | Buy | ANNALY CAPITAL MANAGEMENT INCreit | $76,000 | -11.6% | 7,374 | +1.4% | 0.01% | -11.1% |
| NVO | Buy | NOVO-NORDISK A/S ADR ADR CMNadr | $74,000 | +37.0% | 1,517 | +49.2% | 0.01% | +33.3% |
| VPU | New | VANGUARD UTILITIES INDEX FUNDetf | $64,000 | – | 579 | +100.0% | 0.01% | – |
| CPB | Buy | CAMPBELL SOUP CO COMstock | $64,000 | +45.5% | 1,480 | +59.1% | 0.01% | +40.0% |
| NWL | Buy | NEWELL BRANDS INC COMstock | $65,000 | -15.6% | 2,559 | +1.5% | 0.01% | -12.5% |
| MS | Buy | MORGAN STANLEYstock | $63,000 | +3.3% | 1,178 | +0.3% | 0.01% | 0.0% |
| FV | Buy | FIRST TRUST DORSEY WRIGHT FOCUS 5 ETFetf | $62,000 | +181.8% | 2,169 | +168.4% | 0.01% | +250.0% |
| BGCP | Buy | BGC PARTNERS INCstock | $61,000 | -10.3% | 4,538 | +0.3% | 0.01% | 0.0% |
| CB | Buy | CHUBB LIMITED COMstock | $63,000 | +28.6% | 461 | +34.8% | 0.01% | +40.0% |
| NOC | Buy | NORTHROP GRUMMAN CORP COMstock | $66,000 | +17.9% | 191 | +3.8% | 0.01% | +16.7% |
| CEF | New | CENTRAL FUND OF CANADA LTDcef | $61,000 | – | 4,656 | +100.0% | 0.01% | – |
| NVDA | Buy | NVIDIA CORPstock | $55,000 | +450.0% | 240 | +336.4% | 0.01% | +500.0% |
| EOG | Buy | EOG RESOURCES INCstock | $55,000 | +25.0% | 527 | +26.7% | 0.01% | +20.0% |
| XLP | Buy | CONSUMER STAPLES SELECT SECTOR SPDRetf | $54,000 | +17.4% | 1,036 | +28.1% | 0.01% | +20.0% |
| PEBK | Buy | PEOPLES BK N Cstock | $52,000 | +13.0% | 1,698 | +12.2% | 0.01% | +20.0% |
| CAG | Buy | CONAGRA BRANDS INC COMstock | $59,000 | +5.4% | 1,622 | +7.4% | 0.01% | 0.0% |
| HCP | Buy | HEALTH CARE PPTY INVS INCreit | $49,000 | +6.5% | 2,146 | +19.2% | 0.01% | 0.0% |
| ADI | Buy | ANALOG DEVICES INC COMstock | $42,000 | +10.5% | 463 | +6.9% | 0.01% | +25.0% |
| BXC | New | BLUELINX HLDGS INC COM NEWstock | $48,000 | – | 1,500 | +100.0% | 0.01% | – |
| BTX | New | BIOTIME INCstock | $45,000 | – | 17,000 | +100.0% | 0.01% | – |
| FE | Buy | FIRSTENERGY CORPstock | $50,000 | +13.6% | 1,473 | +2.5% | 0.01% | 0.0% |
| FISV | Buy | FISERV INC COMstock | $47,000 | +20.5% | 662 | +122.1% | 0.01% | +25.0% |
| HYG | Buy | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETFetf | $48,000 | 0.0% | 567 | +1.1% | 0.01% | 0.0% |
| PPL | Buy | PPL CORP COMstock | $42,000 | -6.7% | 1,495 | +1.9% | 0.01% | 0.0% |
| DVN | Buy | DEVON ENERGY CORPstock | $41,000 | -10.9% | 1,308 | +16.7% | 0.01% | 0.0% |
| AAP | New | ADVANCE AUTO PARTS INCstock | $41,000 | – | 348 | +100.0% | 0.01% | – |
| CHTR | Buy | CHARTER COMMUNICATIONS INC NEW CL Astock | $37,000 | +23.3% | 119 | +30.8% | 0.00% | +33.3% |
| LYB | Buy | LYONDELLBASELLstock | $35,000 | +2.9% | 339 | +7.3% | 0.00% | 0.0% |
| INFY | Buy | INFOSYS LTD SPONSORED ADRadr | $40,000 | +14.3% | 2,284 | +5.6% | 0.00% | 0.0% |
| SWK | Buy | STANLEY BLACK & DECKER INC COMstock | $37,000 | +117.6% | 247 | +144.6% | 0.00% | +100.0% |
| KNX | Buy | KNIGHT TRANSPORTATION INCstock | $39,000 | +30.0% | 862 | +22.4% | 0.00% | +33.3% |
| RGEN | New | REPLIGEN CORPstock | $36,000 | – | 1,000 | +100.0% | 0.00% | – |
| EFX | New | EQUIFAX INC COMstock | $37,000 | – | 320 | +100.0% | 0.00% | – |
| USO | Buy | UNITED STATES OIL FUNDetf | $40,000 | +233.3% | 3,098 | +209.8% | 0.00% | +300.0% |
| FLOT | New | ISHARES MSCI FLOATING RATE NOT E FUNDING ETFetf | $29,000 | – | 585 | +100.0% | 0.00% | – |
| TAP | Buy | MOLSON COORS BREWING CO CL Bstock | $23,000 | -4.2% | 305 | +0.3% | 0.00% | 0.0% |
| FCX | Buy | FREEPORT MCMORAN COPPERstock | $31,000 | +3.3% | 1,798 | +11.5% | 0.00% | 0.0% |
| BNDX | New | VANGUARD TOTAL INTERNATIONAL BOND ETFetf | $23,000 | – | 429 | +100.0% | 0.00% | – |
| VCIT | Buy | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETFetf | $26,000 | +85.7% | 311 | +93.2% | 0.00% | +50.0% |
| BFB | Buy | BROWN FORMAN CORP CL Bstock | $23,000 | +1050.0% | 426 | +939.0% | 0.00% | – |
| IONS | Buy | IONIS PHARMACEUTICALS INC COMstock | $26,000 | +550.0% | 598 | +510.2% | 0.00% | – |
| MJ | New | ETFMG ALTERNATIVE HARVEST ETFetf | $28,000 | – | 957 | +100.0% | 0.00% | – |
| PEG | Buy | PUBLIC SVC ENTERPRISE GROUP COMstock | $30,000 | +200.0% | 608 | +192.3% | 0.00% | +200.0% |
| RPG | Buy | IS GUGGENHEIM S&P 500 PURE GROWTH EFTetf | $24,000 | +140.0% | 220 | +120.0% | 0.00% | +200.0% |
| FHI | Buy | FEDERATED INVS INC PA CL Bstock | $24,000 | +26.3% | 735 | +36.1% | 0.00% | +50.0% |
| FFC | Buy | FLAHERTY & CRUMRINE / CLAYMORE PFD SECScef | $28,000 | +75.0% | 1,485 | +85.6% | 0.00% | +50.0% |
| FIVE | Buy | FIVE BELOW INC COMstock | $26,000 | +85.7% | 358 | +64.2% | 0.00% | +50.0% |
| AOS | Buy | AO SMITH CORP.stock | $24,000 | +26.3% | 390 | +22.3% | 0.00% | +50.0% |
| QSR | Buy | RESTAURANT BRANDS INTL INC COMstock | $27,000 | -3.6% | 475 | +4.2% | 0.00% | 0.0% |
| DNL | New | WISDOMTREE GLOBAL EX-U.S. QUALITY DIVIDEND GROWTH FUNDetf | $26,000 | – | 450 | +100.0% | 0.00% | – |
| TTE | Buy | TOTAL SA ADRadr | $27,000 | +3.8% | 475 | +0.4% | 0.00% | 0.0% |
| PHDG | Buy | POWERSHARES S&P 500 DOWNSIDE HEDGED PORTFOLIOetf | $23,000 | 0.0% | 851 | +0.2% | 0.00% | 0.0% |
| MDIV | New | MULTI-ASSET DIVERSIFIED INCOME INDEX FUNDetf | $23,000 | – | 1,290 | +100.0% | 0.00% | – |
| XLB | Buy | MATERIALS SELECT SECTOR SPDRetf | $28,000 | -6.7% | 497 | +0.2% | 0.00% | 0.0% |
| EBAY | Buy | EBAY INCstock | $31,000 | +14.8% | 781 | +5.8% | 0.00% | 0.0% |
| BWXT | Buy | BWX TECHNOLOGIES INC COMstock | $15,000 | +1400.0% | 239 | +646.9% | 0.00% | – |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV TR COMcef | $14,000 | -6.7% | 1,671 | +1.5% | 0.00% | 0.0% |
| BKNG | New | PRICELINE.COM INCstock | $18,000 | – | 9 | +100.0% | 0.00% | – |
| BAM | Buy | BROOKFIELD ASSET MGMT INC COM VOTINGstock | $21,000 | -4.5% | 546 | +6.4% | 0.00% | 0.0% |
| CHL | Buy | CHINA MOBILE HONG KONG LTDadr | $18,000 | -5.3% | 407 | +8.0% | 0.00% | 0.0% |
| SRV | New | THE CUSHING MLP INFASTCR TOTAL COM NEWcef | $20,000 | – | 2,000 | +100.0% | 0.00% | – |
| DAL | Buy | DELTA AIR LINES INC DEL CMNstock | $20,000 | +5.3% | 376 | +6.2% | 0.00% | 0.0% |
| ETR | Buy | ENTERGY CORP NEW COMstock | $16,000 | +60.0% | 208 | +63.8% | 0.00% | +100.0% |
| GBIL | New | GOLDMAN SACHS TREASURYACCESS 0-1 YEAR ETFetf | $15,000 | – | 150 | +100.0% | 0.00% | – |
| HPQ | Buy | HP INC COMstock | $18,000 | +5.9% | 821 | +0.2% | 0.00% | 0.0% |
| HCSG | Buy | HEALTHCARE SVCS GRP INC COMstock | $15,000 | 0.0% | 353 | +22.1% | 0.00% | 0.0% |
| HEI | Buy | HEICO CORP NEW COMstock | $18,000 | +12.5% | 214 | +24.4% | 0.00% | 0.0% |
| HBAN | Buy | HUNTINGTON BANCSHARES INC COMstock | $15,000 | +275.0% | 1,042 | +229.7% | 0.00% | – |
| GHYG | Buy | ISHARES US & INTL HIGH YIELD CORPORATE BOND ETFetf | $20,000 | +17.6% | 401 | +17.9% | 0.00% | 0.0% |
| EPP | Buy | ISHARES INC MSCI PACIFIC EX-JAPANetf | $15,000 | +36.4% | 328 | +33.9% | 0.00% | +100.0% |
| EWJ | Buy | ISHARES MSCI JAPAN ETFetf | $20,000 | +25.0% | 336 | +24.0% | 0.00% | 0.0% |
| KLAC | Buy | KLA-TENCOR CORPstock | $22,000 | +4.8% | 204 | +0.5% | 0.00% | 0.0% |
| QRTEA | Buy | LIBERTY MEDIA HOLDING CP INTER Astock | $14,000 | +7.7% | 568 | +3.3% | 0.00% | +100.0% |
| MELI | New | MERCADOLIBRE INC COMstock | $14,000 | – | 40 | +100.0% | 0.00% | – |
| MCO | Buy | MOODYS CORPstock | $18,000 | +28.6% | 114 | +17.5% | 0.00% | 0.0% |
| NNC | Buy | NUVEEN N C PREMIUMcef | $19,000 | +111.1% | 1,627 | +123.8% | 0.00% | +100.0% |
| JPS | Buy | NUVEEN PFD & INCM SECURTIES FD COMcef | $21,000 | 0.0% | 2,154 | +1.3% | 0.00% | 0.0% |
| PCG | Buy | PG&E CORP COMstock | $14,000 | +7.7% | 325 | +7.3% | 0.00% | +100.0% |
| RSG | New | REPUBLIC SERVICES INCstock | $19,000 | – | 300 | +100.0% | 0.00% | – |
| RVT | Buy | ROYCE VALUE TR INCcef | $15,000 | 0.0% | 975 | +0.8% | 0.00% | 0.0% |
| MDYG | New | SPDR S&P 400 MID CAP GROWTH ETFetf | $19,000 | – | 123 | +100.0% | 0.00% | – |
| XBI | Buy | SPDR S&P BIOTECH ETFetf | $21,000 | +90.9% | 241 | +70.9% | 0.00% | +100.0% |
| SMM | New | SALIENT MIDSTREAM & MLP FD SH BEN INTcef | $18,000 | – | 2,000 | +100.0% | 0.00% | – |
| SPG | Buy | SIMON PROPERTY GROUP INCreit | $16,000 | -5.9% | 104 | +1.0% | 0.00% | 0.0% |
| New | UBS ETRACS 2X MLP EX-ENERGYetf | $14,000 | – | 1,000 | +100.0% | 0.00% | – | |
| VER | Buy | AMERICAN REALTY CAPITAL PROPERTIES, INCreit | $18,000 | -5.3% | 2,657 | +6.3% | 0.00% | 0.0% |
| WEN | Buy | WENDYS CO COMstock | $20,000 | +5.3% | 1,171 | +0.1% | 0.00% | 0.0% |
| DGS | New | WISDOMTREE EMERGING MARKETS SMALLCAP DIVIDEND FUNDetf | $17,000 | – | 327 | +100.0% | 0.00% | – |
| DES | New | WISDOMTREE U.S. SMALLCAP DIVIDEND FUNDetf | $17,000 | – | 621 | +100.0% | 0.00% | – |
| IR | Buy | INGERSOLL-RAND PLC SHSstock | $22,000 | +10.0% | 268 | +19.6% | 0.00% | 0.0% |
| STX | Buy | SEAGATE TECHNOLOGYstock | $19,000 | +72.7% | 326 | +19.4% | 0.00% | +100.0% |
| SSYS | New | STRATASYS LTDstock | $14,000 | – | 700 | +100.0% | 0.00% | – |
| STOR | New | STORE CAP CORP COMreit | $8,000 | – | 323 | +100.0% | 0.00% | – |
| FWONK | Buy | LIBERTY MEDIA CORP SERIES Cstock | $6,000 | -14.3% | 219 | +6.8% | 0.00% | 0.0% |
| HUM | New | HUMANA INC COMstock | $5,000 | – | 21 | +100.0% | 0.00% | – |
| LVS | Buy | LAS VEGAS SANDS CORP COMstock | $13,000 | +18.2% | 188 | +9.3% | 0.00% | 0.0% |
| HIW | Buy | HIGHWOODS PPTYS INCreit | $13,000 | -13.3% | 298 | +0.7% | 0.00% | -50.0% |
| DXC | Buy | DXC TECHNOLOGY CO COMstock | $13,000 | +333.3% | 134 | +219.0% | 0.00% | – |
| QCP | Buy | QUALITY CARE PPTYS INC COMreit | $6,000 | +100.0% | 337 | +21.7% | 0.00% | – |
| HPE | Buy | HEWLETT PACKARD ENTERPRISE CO COMstock | $11,000 | +175.0% | 668 | +102.4% | 0.00% | – |
| MHI | New | PIONEER MUN HIGH INCOME TR COM SHScef | $5,000 | – | 460 | +100.0% | 0.00% | – |
| NEOG | Buy | NEOGEN CORP COMstock | $5,000 | 0.0% | 82 | +22.4% | 0.00% | 0.0% |
| TRU | Buy | TRANSUNION COMstock | $5,000 | +25.0% | 93 | +19.2% | 0.00% | – |
| CXW | New | CORECIVIC INC COMreit | $6,000 | – | 316 | +100.0% | 0.00% | – |
| FOXA | Buy | TWENTY FIRST CENTY FOX INC CL Astock | $11,000 | +37.5% | 313 | +20.8% | 0.00% | 0.0% |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC COMstock | $8,000 | +14.3% | 680 | +17.4% | 0.00% | 0.0% |
| HIG | Buy | HARTFORD FINL SVCS GROUP INCstock | $13,000 | +85.7% | 261 | +85.1% | 0.00% | 0.0% |
| SBS | Buy | COMPANHIA DE SANEAMENTO BASICO SPONSORED ADRadr | $7,000 | +75.0% | 665 | +54.3% | 0.00% | – |
| IGOV | Buy | ISHARES TR S&P/CITIGROUP INTL TREASURY BD ETFetf | $7,000 | +16.7% | 143 | +2.1% | 0.00% | 0.0% |
| CMC | New | COMMERCIAL METALS CO COMstock | $6,000 | – | 300 | +100.0% | 0.00% | – |
| UBSI | New | UNITED BANKSHARES INC WEST VA COMstock | $7,000 | – | 200 | +100.0% | 0.00% | – |
| IYY | New | ISHARES DOW JONES U.S. ETFetf | $7,000 | – | 54 | +100.0% | 0.00% | – |
| JHI | Buy | HANCOCK JOHN INVS TRSH BEN INTcef | $9,000 | 0.0% | 576 | +1.8% | 0.00% | 0.0% |
| USFD | New | US FOODS HLDG CORP COMstock | $9,000 | – | 300 | +100.0% | 0.00% | – |
| ESGS | Buy | COLUMBIA SUSTAINABLE U.S. EQUITY INCOME ETFetf | $7,000 | +16.7% | 251 | +6.8% | 0.00% | 0.0% |
| RAD | Buy | RITE AID CORP COMstock | $7,000 | +16.7% | 4,205 | +31.2% | 0.00% | 0.0% |
| HAIN | Buy | HAIN CELESTIAL GROUP INCstock | $5,000 | +400.0% | 186 | +615.4% | 0.00% | – |
| HAE | Buy | HAEMONETICS CORP COMstock | $7,000 | +600.0% | 107 | +328.0% | 0.00% | – |
| MOAT | New | VANECK VECTORS MORNINGSTAR WIDE MOAT ETFetf | $10,000 | – | 242 | +100.0% | 0.00% | – |
| LUMN | Buy | CENTURYLINK INC COMstock | $11,000 | +10.0% | 690 | +9.5% | 0.00% | 0.0% |
| KMX | Buy | CARMAX INC COMstock | $12,000 | 0.0% | 199 | +2.1% | 0.00% | 0.0% |
| CBM | New | CAMBREX CORP COMstock | $10,000 | – | 200 | +100.0% | 0.00% | – |
| CEO | Buy | CNOOC LTD SPONSORED ADRadr | $5,000 | +66.7% | 36 | +50.0% | 0.00% | – |
| FINX | New | GLOBAL X FINTECH THEMATIC ETFetf | $11,000 | – | 497 | +100.0% | 0.00% | – |
| VMBS | Buy | VANGUARD MORTGAGE-BACKED SECURITIES ETFetf | $7,000 | +75.0% | 143 | +58.9% | 0.00% | – |
| CDW | New | CDW CORP COMstock | $7,000 | – | 102 | +100.0% | 0.00% | – |
| LW | Buy | LAMB WESTON HLDGS INC COMstock | $10,000 | +150.0% | 184 | +119.0% | 0.00% | – |
| EWU | New | ISHARES MSCI UNITED KINGDOM ETFetf | $6,000 | – | 185 | +100.0% | 0.00% | – |
| BKD | Buy | BROOKDALE SR LIVING INC COMstock | $10,000 | +100.0% | 1,517 | +193.4% | 0.00% | 0.0% |
| BR | Buy | BROADRIDGE FIN SOLstock | $7,000 | +250.0% | 67 | +168.0% | 0.00% | – |
| VBK | New | VANGUARD SMALL-CAP GROWTH INDEX FUNDetf | $6,000 | – | 38 | +100.0% | 0.00% | – |
| BGC | New | GENERAL CABLE CORP DEL NEW COMstock | $8,000 | – | 300 | +100.0% | 0.00% | – |
| VIAB | Buy | VIACOM INC CL Bstock | $9,000 | +12.5% | 312 | +14.7% | 0.00% | 0.0% |
| OUSM | New | O'SHARES FTSE RUSSELL SMALL CAP QUALITY DIVIDEND ETFetf | $7,000 | – | 290 | +100.0% | 0.00% | – |
| VOD | Buy | VODAFONE GROUP NEW ADR Fadr | $7,000 | 0.0% | 262 | +6.9% | 0.00% | 0.0% |
| IT | Buy | GARTNER INC COMstock | $8,000 | +14.3% | 76 | +26.7% | 0.00% | 0.0% |
| NMI | New | NUVEEN MUN INCOME FD INC COMcef | $5,000 | – | 435 | +100.0% | 0.00% | – |
| ABB | Buy | ABB LTD SPONSORED ADRadr | $9,000 | 0.0% | 404 | +19.2% | 0.00% | 0.0% |
| WDC | Buy | WESTERN DIGITAL CORP COMstock | $6,000 | +50.0% | 74 | +25.4% | 0.00% | – |
| SBRA | Buy | SABRA HEALTH CARE REIT INC COMreit | $5,000 | +66.7% | 321 | +92.2% | 0.00% | – |
| BKR | Buy | BAKER HUGHES A GE CO CL Astock | $5,000 | +25.0% | 188 | +24.5% | 0.00% | – |
| NOV | Buy | NATIONAL OILWELL VARCO INCstock | $13,000 | +44.4% | 366 | +37.6% | 0.00% | 0.0% |
| EZM | New | WISDOMTREE U.S. MIDCAP EARNINGS FUNDetf | $6,000 | – | 165 | +100.0% | 0.00% | – |
| AST | New | ASTERIAS BIOTHERAPEUTICS INC COM SER Astock | $7,000 | – | 5,150 | +100.0% | 0.00% | – |
| EWC | Buy | ISHARES MSCI CANADA ETFetf | $9,000 | +12.5% | 354 | +27.8% | 0.00% | 0.0% |
| SCHG | Buy | SCHWAB U.S. LARGE-CAP GROWTH ETFetf | $7,000 | +16.7% | 103 | +8.4% | 0.00% | 0.0% |
| APA | Buy | APACHE CORP COMstock | $6,000 | +500.0% | 179 | +539.3% | 0.00% | – |
| GOVT | Buy | ISHARES U.S. TREASURY BOND ETFetf | $6,000 | +50.0% | 274 | +46.5% | 0.00% | – |
| APU | Buy | AMERIGAS PARTNERS LP UNITS LTD PARTNERSHIP INTstock | $5,000 | -16.7% | 141 | +2.2% | 0.00% | 0.0% |
| XRX | Buy | XEROX CORP COM NEWstock | $8,000 | +33.3% | 293 | +36.9% | 0.00% | 0.0% |
| YPF | Buy | YPF SOCIEDAD ANONIMA SPON ADR CL Dadr | $8,000 | +14.3% | 389 | +11.8% | 0.00% | 0.0% |
| FLC | New | FLAHERTY & CRUMRINE TOTAL RETU COMcef | $8,000 | – | 450 | +100.0% | 0.00% | – |
| ADNT | Buy | ADIENT PLC ORD SHSstock | $13,000 | -18.8% | 219 | +7.9% | 0.00% | -50.0% |
| JWN | New | NORDSTROM INC COMstock | $9,000 | – | 200 | +100.0% | 0.00% | – |
| LION | Buy | FIDELITY SOUTHERN CORP NEW COMstock | $7,000 | 0.0% | 328 | +0.6% | 0.00% | 0.0% |
| MSCC | Buy | MICROSEMI CORP COMstock | $6,000 | +200.0% | 93 | +121.4% | 0.00% | – |
| APTV | Buy | APTIV PLC SHSstock | $10,000 | +66.7% | 124 | +63.2% | 0.00% | 0.0% |
| NLSN | Buy | NIELSEN HLDGS PLC SHS EURstock | $5,000 | +25.0% | 160 | +24.0% | 0.00% | – |
| PSMT | Buy | PRICESMART INCstock | $13,000 | 0.0% | 162 | +0.6% | 0.00% | 0.0% |
| SDOG | Buy | ALPS SECTOR DIVIDEND DOGS ETFetf | $6,000 | 0.0% | 147 | +1.4% | 0.00% | 0.0% |
| IMMR | New | IMMERSION CORP COMstock | $11,000 | – | 1,000 | +100.0% | 0.00% | – |
| USA | Buy | LIBERTY ALL STAR EQUITY FDcef | $0 | – | 84 | +5.0% | 0.00% | – |
| LEN | Buy | LENNAR CORP CL Astock | $3,000 | 0.0% | 64 | +12.3% | 0.00% | – |
| LEA | New | LEAR CORP COM NEWstock | $1,000 | – | 6 | +100.0% | 0.00% | – |
| KSS | New | KOHLS CORPstock | $1,000 | – | 22 | +100.0% | 0.00% | – |
| KIM | Buy | KIMCO REALTY CORPreit | $1,000 | – | 92 | +283.3% | 0.00% | – |
| OMEX | New | ODYSSEY MARINE EXPLORATION INC COM NEWstock | $0 | – | 9 | +100.0% | 0.00% | – |
| OKE | New | ONEOK INC NEW COMstock | $1,000 | – | 22 | +100.0% | 0.00% | – |
| JPEM | Buy | JPMORGAN DIVERSIFIED RETURN EMERGING MARKETS EQUITY ETFetf | $0 | – | 15 | +114.3% | 0.00% | – |
| JBL | New | JABIL CIRCUIT INCstock | $1,000 | – | 42 | +100.0% | 0.00% | – |
| PDCO | New | PATTERSON DENTAL COstock | $0 | – | 35 | +100.0% | 0.00% | – |
| PFGC | New | PERFORMANCE FOOD GROUP CO COMstock | $2,000 | – | 85 | +100.0% | 0.00% | – |
| PSP | Buy | POWERSHARES LISTED PRIVATE EQUITY PORTFOLIOetf | $4,000 | 0.0% | 400 | +2.6% | 0.00% | – |
| ICF | Buy | ISHARES COHEN & STEERS RLTYetf | $4,000 | 0.0% | 48 | +2.1% | 0.00% | – |
| PICB | Buy | POWERSHARES INTERNATIONAL CORPORATE BOND PORTFOLIO ETFetf | $0 | – | 25 | +108.3% | 0.00% | – |
| EWD | New | ISHARES MSCI SWEDEN ETFetf | $0 | – | 20 | +100.0% | 0.00% | – |
| EWL | New | ISHARES MSCI SWITZERLAND ETFetf | $2,000 | – | 61 | +100.0% | 0.00% | – |
| IRM | New | IRON MTN INC NEW COMreit | $4,000 | – | 145 | +100.0% | 0.00% | – |
| SVXY | New | PROSHARES SHORT VIX SHORT-TERM FUTURES ETFetf | $3,000 | – | 260 | +100.0% | 0.00% | – |
| HPT | New | HOSPITALITY PPTYS TR COM SH BEN INTreit | $1,000 | – | 40 | +100.0% | 0.00% | – |
| HLT | Buy | HILTON WORLDWIDE HLDGS INC COMstock | $2,000 | +100.0% | 37 | +60.9% | 0.00% | – |
| HP | New | HELMERICH & PAYNE INC COMstock | $1,000 | – | 19 | +100.0% | 0.00% | – |
| GT | Buy | GOODYEAR TIRE & RUBR CO COMstock | $1,000 | – | 56 | +180.0% | 0.00% | – |
| SNSR | New | GLOBAL X INTERNET OF THINGS THEMATIC ETFetf | $4,000 | – | 232 | +100.0% | 0.00% | – |
| SC | New | SANTANDER CONSUMER USA HDG INC COMstock | $1,000 | – | 67 | +100.0% | 0.00% | – |
| FTRCQ | Buy | FRONTIER COMMUNICATIONS CORP COM NEWstock | $1,000 | 0.0% | 187 | +19.1% | 0.00% | – |
| FCPT | Buy | FOUR CORNERS PPTY TR INC COMreit | $4,000 | 0.0% | 182 | +0.6% | 0.00% | – |
| FCRE | New | FC GLOBAL RLTY INC COMstock | $0 | – | 1 | +100.0% | 0.00% | – |
| DPG | New | DUFF & PHELPS GLB UTL INC FD COMcef | $0 | – | 0 | +100.0% | 0.00% | – |
| TMUS | New | T MOBILE US INC COMstock | $3,000 | – | 60 | +100.0% | 0.00% | – |
| DISCK | Buy | DISCOVERY COMMUNICATIONS INC NEW COM SER Cstock | $4,000 | +33.3% | 238 | +34.5% | 0.00% | – |
| TRGP | Buy | TARGA RES CORP COMstock | $2,000 | 0.0% | 68 | +61.9% | 0.00% | – |
| SRF | New | CUSHING ENERGY INCOME COM SH BEN INTcef | $1,000 | – | 140 | +100.0% | 0.00% | – |
| TM | New | TOYOTA MOTOR CORP SP ADR REP2COMadr | $0 | – | 2 | +100.0% | 0.00% | – |
| VCLT | Exit | VANGUARD LONG-TERM CORPORATE BOND ETFetf | $0 | – | 0 | +100.0% | 0.00% | – |
| UAL | New | UNITED CONTL HLDGS INCstock | $1,000 | – | 17 | +100.0% | 0.00% | – |
| URI | New | UNITED RENTALS INC COMstock | $1,000 | – | 7 | +100.0% | 0.00% | – |
| CHK | Buy | CHESAPEAKE ENERGY CORPORATIONstock | $3,000 | 0.0% | 1,032 | +3.2% | 0.00% | – |
| BURG | New | CHANTICLEER HLDGS INC COM PARstock | $0 | – | 261 | +100.0% | 0.00% | – |
| CI | New | CIGNA CORPORATION COMstock | $4,000 | – | 25 | +100.0% | 0.00% | – |
| CF | New | CF INDS HLDGS INC COMstock | $1,000 | – | 32 | +100.0% | 0.00% | – |
| VECO | New | VEECO INSTRS INC DEL COMstock | $1,000 | – | 80 | +100.0% | 0.00% | – |
| BRO | Buy | BROWN & BROWN INC COMstock | $4,000 | 0.0% | 166 | +100.0% | 0.00% | – |
| VSM | New | VERSUM MATLS INC COMstock | $3,000 | – | 100 | +100.0% | 0.00% | – |
| VMW | New | VMWARE INC CL A CLASS Astock | $1,000 | – | 10 | +100.0% | 0.00% | – |
| VOYA | New | VOYA FINL INC COMstock | $1,000 | – | 25 | +100.0% | 0.00% | – |
| WPG | Buy | WASHINGTON PRIME GROUP INCreit | $0 | – | 57 | +3.6% | 0.00% | – |
| BKI | Buy | BLACK KNIGHT INC COMstock | $4,000 | +100.0% | 86 | +28.4% | 0.00% | – |
| BBBY | New | BED BATH & BEYOND INCstock | $1,000 | – | 52 | +100.0% | 0.00% | – |
| BGS | New | B & G FOODS INC NEW COMstock | $4,000 | – | 200 | +100.0% | 0.00% | – |
| AVT | New | AVNET INC COMstock | $1,000 | – | 30 | +100.0% | 0.00% | – |
| ARW | New | ARROW ELECTRS INC COMstock | $1,000 | – | 15 | +100.0% | 0.00% | – |
| WP | New | WORLDPAY INC CL Astock | $4,000 | – | 50 | +100.0% | 0.00% | – |
| ADS | New | ALLIANCE DATA SYSTEMS CORP COMstock | $0 | – | 4 | +100.0% | 0.00% | – |
| DOX | New | AMDOCS LTD ORDstock | $1,000 | – | 22 | +100.0% | 0.00% | – |
| ACGL | Buy | ARCH CAP GROUP LTD ORDstock | $4,000 | 0.0% | 52 | +15.6% | 0.00% | – |
| DLPH | New | DELPHI TECHNOLOGIES PLC SHSstock | $1,000 | – | 25 | +100.0% | 0.00% | – |
| ASIX | Buy | ADVANSIX INC COMstock | $4,000 | -20.0% | 135 | +3.1% | 0.00% | -100.0% |
| MNKKQ | Buy | MALLINCKRODT PUB LTD CO SHSstock | $1,000 | -50.0% | 126 | +34.0% | 0.00% | – |
| BSJH | Exit | GUGGENHEIM BULLETSHARES 2017 HIGH YIELD CORPORATE BOND ETFetf | $0 | – | 0 | +100.0% | 0.00% | – |
| SIG | New | SIGNET JEWELERS LIMITED SHSstock | $0 | – | 21 | +100.0% | 0.00% | – |
| LILA | New | LIBERTY LATIN AMERICA LTD COM CL Astock | $0 | – | 16 | +100.0% | 0.00% | – |
| LILAK | New | LIBERTY LATIN AMERICA LTD COM CL Cstock | $1,000 | – | 55 | +100.0% | 0.00% | – |
| AER | New | AERCAP HOLDINGS NV SHSstock | $1,000 | – | 22 | +100.0% | 0.00% | – |
| MYL | New | MYLAN N V SHS EUROstock | $1,000 | – | 31 | +100.0% | 0.00% | – |
| AGNC | New | AMERICAN CAPITAL AGENCY CORP.reit | $4,000 | – | 228 | +100.0% | 0.00% | – |
| TK | New | TEEKAY CORPORATION COMstock | $2,000 | – | 300 | +100.0% | 0.00% | – |
| MU | New | MICRON TECHNOLOGYstock | $1,000 | – | 29 | +100.0% | 0.00% | – |
| MOS | New | MOSAIC COstock | $1,000 | – | 53 | +100.0% | 0.00% | – |
| NCR | Buy | NCR CORPstock | $2,000 | – | 87 | +234.6% | 0.00% | – |
| NDAQ | New | NASDAQ INC COMstock | $4,000 | – | 55 | +100.0% | 0.00% | – |
| NAVI | New | NAVIENT CORPORATION COMstock | $1,000 | – | 97 | +100.0% | 0.00% | – |
| NWSA | Buy | NEWS CORP NEW CL Astock | $0 | – | 40 | +48.1% | 0.00% | – |
| MBII | New | MARRONE BIO INNOVATIONS INC COMstock | $4,000 | – | 2,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-04-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 35 | Q4 2021 | 14.8% |
| ISHARES TR MSCI USA MOMENTUM FACTOR (MTUM) | 35 | Q4 2021 | 3.8% |
| APPLE INC COM | 35 | Q4 2021 | 3.5% |
| MICROSOFT CORP COM | 35 | Q4 2021 | 4.5% |
| EXXON MOBIL CORPORATION | 35 | Q4 2021 | 7.7% |
| VANGUARD SPECIALIZED PORTFOLIOS DIV (VIG) | 35 | Q4 2021 | 3.7% |
| STANDARD & POORS 500 (SPY) | 35 | Q4 2021 | 4.2% |
| JOHNSON & JOHNSON COM | 35 | Q4 2021 | 5.6% |
| DUKE ENERGY CORP NEW COM NEW | 35 | Q4 2021 | 1.6% |
| ISHARES TR S&P 500 INDEX (IVV) | 35 | Q4 2021 | 1.9% |
View Carroll Financial Associates, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-01-06 |
| 13F-HR | 2021-10-07 |
| 13F-HR | 2021-07-13 |
| 13F-HR | 2021-04-06 |
| 13F-HR | 2021-01-08 |
| 13F-HR | 2020-10-06 |
| 13F-HR | 2020-07-09 |
| 13F-HR | 2020-04-10 |
| 13F-HR | 2020-01-08 |
| 13F-HR | 2019-10-09 |
View Carroll Financial Associates, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.