$878 Million is the total value of Carroll Financial Associates, Inc.'s 1279 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RWJ | New | OPPENHEIMER SMALL CAP REVENUE ETFetf | $1,982,000 | – | 28,640 | +100.0% | 0.23% | – |
| PRNT | New | THE 3D PRINTING ETFetf | $552,000 | – | 21,000 | +100.0% | 0.06% | – |
| IXUS | New | ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETFetf | $398,000 | – | 6,498 | +100.0% | 0.04% | – |
| PBNC | New | PARAGON COML CORP COM NEWstock | $307,000 | – | 5,250 | +100.0% | 0.04% | – |
| BKR | New | BAKER HUGHES A GE CO CL Astock | $136,000 | – | 3,743 | +100.0% | 0.02% | – |
| HSPX | New | HORIZONS S&P 500 COVERED CALL ETFetf | $85,000 | – | 1,715 | +100.0% | 0.01% | – |
| OLLI | New | OLLIES BARGAIN OUTLT HLDGS INC COMstock | $69,000 | – | 1,501 | +100.0% | 0.01% | – |
| ICLR | New | ICON PLC SHSstock | $42,000 | – | 370 | +100.0% | 0.01% | – |
| IJJ | New | ISHARES S&P MID-CAP 400 VALUE ETFetf | $43,000 | – | 281 | +100.0% | 0.01% | – |
| PCI | New | PIMCO DYNMIC CREDIT AND MRT IN COM SHScef | $37,000 | – | 1,599 | +100.0% | 0.00% | – |
| KNX | New | KNIGHT-SWIFT TRANSN HLDGS INC CL Astock | $28,000 | – | 704 | +100.0% | 0.00% | – |
| OKE | New | ONEOK INC NEW COMstock | $22,000 | – | 394 | +100.0% | 0.00% | – |
| RBS | New | ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORDadr | $29,000 | – | 4,090 | +100.0% | 0.00% | – |
| WEN | New | WENDYS CO COMstock | $16,000 | – | 1,052 | +100.0% | 0.00% | – |
| BWA | New | BORGWARNER INC COMstock | $20,000 | – | 389 | +100.0% | 0.00% | – |
| OCLR | New | OCLARO INC COMstock | $17,000 | – | 2,000 | +100.0% | 0.00% | – |
| ORBC | New | ORBCOMM INC COMstock | $7,000 | – | 644 | +100.0% | 0.00% | – |
| VLUE | New | SHARES EDGE MSCI USA VALUE FACTOR ETFetf | $8,000 | – | 107 | +100.0% | 0.00% | – |
| NVDA | New | NVIDIA CORP COMstock | $6,000 | – | 35 | +100.0% | 0.00% | – |
| MUX | New | MCEWEN MNG INC COMstock | $10,000 | – | 5,200 | +100.0% | 0.00% | – |
| STZ | New | CONSTELLATION BRANDS INC CL Astock | $5,000 | – | 25 | +100.0% | 0.00% | – |
| TYL | New | TYLER TECHNOLOGIES INC COMstock | $7,000 | – | 40 | +100.0% | 0.00% | – |
| KGC | New | KINROSS GOLD CORP COM NO PARstock | $12,000 | – | 2,900 | +100.0% | 0.00% | – |
| USO | New | UNITED STATES OIL FUND, LPetf | $10,000 | – | 1,000 | +100.0% | 0.00% | – |
| KVHI | New | KVH INDS INC COMstock | $6,000 | – | 569 | +100.0% | 0.00% | – |
| SSRM | New | SSR MNG INC COMstock | $11,000 | – | 1,050 | +100.0% | 0.00% | – |
| FSM | New | FORTUNA SILVER MINES INC COMstock | $9,000 | – | 2,055 | +100.0% | 0.00% | – |
| MYF | New | BLACKROCK MUNIYIELD INVST FD COMcef | $9,000 | – | 600 | +100.0% | 0.00% | – |
| MQY | New | BLACKROCK MUNIYIELD QUALITY FD COMcef | $5,000 | – | 335 | +100.0% | 0.00% | – |
| NOVN | New | NOVAN INC COMstock | $5,000 | – | 1,000 | +100.0% | 0.00% | – |
| MYD | New | BLACKROCK MUNIYIELD FD INC COMcef | $7,000 | – | 512 | +100.0% | 0.00% | – |
| BKT | New | BLACKROCK INCOME TR INC COMcef | $7,000 | – | 1,277 | +100.0% | 0.00% | – |
| WSO | New | WATSCO INC COMstock | $7,000 | – | 45 | +100.0% | 0.00% | – |
| WB | New | WEIBO CORP SPONSORED ADRadr | $8,000 | – | 88 | +100.0% | 0.00% | – |
| AG | New | FIRST MAJESTIC SILVER CORP COMstock | $11,000 | – | 1,700 | +100.0% | 0.00% | – |
| ASM | New | AVINO SILVER & GOLD MINES LTD COMstock | $9,000 | – | 5,800 | +100.0% | 0.00% | – |
| LION | New | FIDELITY SOUTHERN CORP NEW COMstock | $7,000 | – | 325 | +100.0% | 0.00% | – |
| SVM | New | SILVERCORP METALS INC COMstock | $12,000 | – | 4,500 | +100.0% | 0.00% | – |
| AGI | New | ALAMOS GOLD INC NEW COM CL Astock | $7,000 | – | 1,100 | +100.0% | 0.00% | – |
| EXK | New | ENDEAVOUR SILVER CORP COMstock | $10,000 | – | 4,150 | +100.0% | 0.00% | – |
| NLSN | New | NIELSEN HLDGS PLC SHS EURstock | $5,000 | – | 129 | +100.0% | 0.00% | – |
| SINA | New | SINA CORP ORDstock | $5,000 | – | 46 | +100.0% | 0.00% | – |
| GLOB | New | GLOBANT S A COMstock | $6,000 | – | 151 | +100.0% | 0.00% | – |
| UBS | New | UBS GROUP AG SHSstock | $0 | – | 52 | +100.0% | 0.00% | – |
| FWONA | New | LIBERTY MEDIA CORP DELAWARE COM SER A FRMLAstock | $1,000 | – | 43 | +100.0% | 0.00% | – |
| NTRI | New | NUTRI SYS INC NEW COMstock | $2,000 | – | 45 | +100.0% | 0.00% | – |
| OASPQ | New | OASIS PETE INC NEW COMstock | $2,000 | – | 269 | +100.0% | 0.00% | – |
| BTU | New | PEABODY ENERGY CORP NEW COMstock | $0 | – | 15 | +100.0% | 0.00% | – |
| PII | New | POLARIS INDS INC COMstock | $2,000 | – | 22 | +100.0% | 0.00% | – |
| VVR | New | INVESCO SR INCOME TR COMcef | $3,000 | – | 875 | +100.0% | 0.00% | – |
| PPT | New | PUTNAM PREMIER INCOME TR SH BEN INTcef | $4,000 | – | 750 | +100.0% | 0.00% | – |
| RCM | New | R1 RCM INC COMstock | $1,000 | – | 450 | +100.0% | 0.00% | – |
| HLT | New | HILTON WORLDWIDE HLDGS INC COMstock | $1,000 | – | 23 | +100.0% | 0.00% | – |
| HRS | New | HARRIS CORP DEL COMstock | $3,000 | – | 29 | +100.0% | 0.00% | – |
| IT | New | GARTNER INC COMstock | $1,000 | – | 12 | +100.0% | 0.00% | – |
| GWPH | New | GW PHARMACEUTICALS PLC ADSadr | $4,000 | – | 35 | +100.0% | 0.00% | – |
| SJNK | New | SPDR BLOOMBERG BARCLAYS SHORT TERM HIGH YIELD BOND ETFetf | $4,000 | – | 170 | +100.0% | 0.00% | – |
| SBRA | New | SABRA HEALTH CARE REIT INC COMreit | $1,000 | – | 62 | +100.0% | 0.00% | – |
| GQRE | New | FLEXSHARES GLOBAL QUALITY REAL ESTATE INDEX FUNDetf | $4,000 | – | 71 | +100.0% | 0.00% | – |
| FDS | New | FACTSET RESH SYS INC COMstock | $2,000 | – | 14 | +100.0% | 0.00% | – |
| ECA | New | ENCANA CORP COMstock | $0 | – | 83 | +100.0% | 0.00% | – |
| SFR | New | STARWOOD WAYPOINT HOMES COMreit | $1,000 | – | 40 | +100.0% | 0.00% | – |
| TAIT | New | TAITRON COMPONENTS INC CL Astock | $0 | – | 100 | +100.0% | 0.00% | – |
| TVIX | New | VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN DUE DECEMBER 4, 203etf | $2,000 | – | 201 | +100.0% | 0.00% | – |
| CS | New | CREDIT SUISSE GROUP SPONSORED ADRadr | $2,000 | – | 169 | +100.0% | 0.00% | – |
| CIK | New | CREDIT SUISSE ASSET MGMT INCOM COMcef | $4,000 | – | 1,373 | +100.0% | 0.00% | – |
| CFRX | New | CONTRAFECT CORP COMstock | $2,000 | – | 2,000 | +100.0% | 0.00% | – |
| UPLCQ | New | ULTRA PETROLEUM CORP COM NEWstock | $0 | – | 11 | +100.0% | 0.00% | – |
| VRX | New | VALEANT PHARMACEUTICALS INTL I COMstock | $0 | – | 3 | +100.0% | 0.00% | – |
| CFG | New | CITIZENS FINL GROUP INC COMstock | $0 | – | 17 | +100.0% | 0.00% | – |
| CARO | New | CAROLINA FINL CORP NEW COMstock | $0 | – | 0 | +100.0% | 0.00% | – |
| BNDX | New | VANGUARD TOTAL INTERNATIONAL BOND ETFetf | $3,000 | – | 58 | +100.0% | 0.00% | – |
| CALX | New | CALIX INC COMstock | $0 | – | 38 | +100.0% | 0.00% | – |
| COG | New | CABOT OIL & GAS CORP COMstock | $0 | – | 35 | +100.0% | 0.00% | – |
| VOE | New | VANGUARD MID-CAP VALUE INDEX FUNDetf | $4,000 | – | 40 | +100.0% | 0.00% | – |
| PPR | New | VOYA PRIME RATE TR SH BEN INTcef | $0 | – | 179 | +100.0% | 0.00% | – |
| BOE | New | BLACKROCK ENHANCED GBL DIV TR COMcef | $2,000 | – | 149 | +100.0% | 0.00% | – |
| WAL | New | WESTERN ALLIANCE BANCORP COMstock | $2,000 | – | 54 | +100.0% | 0.00% | – |
| AVY | New | AVERY DENNISON CORP COMstock | $3,000 | – | 35 | +100.0% | 0.00% | – |
| ARTX | New | AROTECH CORP COM NEWstock | $4,000 | – | 1,000 | +100.0% | 0.00% | – |
| AINV | New | APOLLO INVT CORP COMcef | $1,000 | – | 228 | +100.0% | 0.00% | – |
| HYB | New | NEW AMER HIGH INCOME FD INC COM NEWcef | $2,000 | – | 240 | +100.0% | 0.00% | – |
| NHF | New | NEXPOINT CR STRATEGIES FD COM NEWcef | $0 | – | 35 | +100.0% | 0.00% | – |
| NXRT | New | NEXPOINT RESIDENTIAL TR INC COMreit | $1,000 | – | 46 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-10-25
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 35 | Q4 2021 | 14.8% |
| ISHARES TR MSCI USA MOMENTUM FACTOR (MTUM) | 35 | Q4 2021 | 3.8% |
| APPLE INC COM | 35 | Q4 2021 | 3.5% |
| MICROSOFT CORP COM | 35 | Q4 2021 | 4.5% |
| EXXON MOBIL CORPORATION | 35 | Q4 2021 | 7.7% |
| VANGUARD SPECIALIZED PORTFOLIOS DIV (VIG) | 35 | Q4 2021 | 3.7% |
| STANDARD & POORS 500 (SPY) | 35 | Q4 2021 | 4.2% |
| JOHNSON & JOHNSON COM | 35 | Q4 2021 | 5.6% |
| DUKE ENERGY CORP NEW COM NEW | 35 | Q4 2021 | 1.6% |
| ISHARES TR S&P 500 INDEX (IVV) | 35 | Q4 2021 | 1.9% |
View Carroll Financial Associates, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-01-06 |
| 13F-HR | 2021-10-07 |
| 13F-HR | 2021-07-13 |
| 13F-HR | 2021-04-06 |
| 13F-HR | 2021-01-08 |
| 13F-HR | 2020-10-06 |
| 13F-HR | 2020-07-09 |
| 13F-HR | 2020-04-10 |
| 13F-HR | 2020-01-08 |
| 13F-HR | 2019-10-09 |
View Carroll Financial Associates, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.