$539 Million is the total value of Carroll Financial Associates, Inc.'s 1245 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 34.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MLPX | Sell | GLOBAL X MLP & ENERGY INFRASTRUCTURE ETFetf | $9,396,000 | -12.7% | 817,822 | -11.8% | 1.74% | -22.1% |
| DOW | Sell | DOW CHEM CO COMstock | $6,667,000 | -3.0% | 131,102 | -1.8% | 1.24% | -13.5% |
| JPM | Sell | JPMORGAN CHASE & CO COMstock | $5,237,000 | -11.1% | 88,434 | -0.8% | 0.97% | -20.6% |
| BK | Sell | BANK NEW YORK MELLON CORP COMstock | $4,195,000 | -12.1% | 113,913 | -1.7% | 0.78% | -21.6% |
| IOO | Sell | ISHARES GLOBAL 100 ETFetf | $4,174,000 | -3.9% | 58,042 | -2.7% | 0.78% | -14.3% |
| LOW | Sell | LOWES COS INC COMstock | $4,125,000 | -0.8% | 54,468 | -0.4% | 0.77% | -11.4% |
| PKW | Sell | POWERSHARES BUYBACK ACHIEVERS PORTFOLIOetf | $3,327,000 | -19.7% | 73,426 | -19.5% | 0.62% | -28.4% |
| PM | Sell | PHILIP MORRIS INTL INC COMstock | $2,904,000 | +11.0% | 29,607 | -0.6% | 0.54% | -1.1% |
| MNA | Sell | IQ ARB MERGER ARBITRAGE ETFetf | $2,668,000 | +2.7% | 92,474 | -0.1% | 0.50% | -8.3% |
| SE | Sell | SPECTRA ENERGY CORP COMstock | $2,357,000 | -46.7% | 77,029 | -58.3% | 0.44% | -52.4% |
| ADP | Sell | AUTOMATIC DATA PROCESSING INC COMstock | $2,102,000 | +5.1% | 23,441 | -0.7% | 0.39% | -6.2% |
| SYY | Sell | SYSCO CORP COMstock | $1,961,000 | +10.9% | 41,968 | -2.8% | 0.36% | -1.1% |
| AMAT | Sell | APPLIED MATLS INC COMstock | $1,795,000 | +11.8% | 84,779 | -1.5% | 0.33% | -0.3% |
| PNY | Sell | PIEDMONT NAT GAS INC COMstock | $1,656,000 | +1.8% | 27,689 | -2.9% | 0.31% | -8.9% |
| BAX | Sell | BAXTER INTL INC COMstock | $1,378,000 | +6.0% | 33,562 | -1.5% | 0.26% | -5.5% |
| FSC | Sell | FIFTH STREET FINANCE CORP COMcef | $1,183,000 | -25.6% | 235,700 | -5.5% | 0.22% | -33.5% |
| BSJI | Sell | GUGGENHEIM BULLETSHARES 2018 HIGH YIELD CORPORATE BOND ETFetf | $1,176,000 | -3.6% | 48,750 | -5.5% | 0.22% | -14.2% |
| Sell | ETRACS WELLS FARGO MLP EX-ENERGY ETNetf | $1,113,000 | -2.0% | 61,300 | -1.6% | 0.21% | -12.3% | |
| VEU | Sell | VANGUARD FTSE ALL-WORLD EX US INDEX FUNDetf | $1,100,000 | -2.0% | 25,513 | -1.3% | 0.20% | -12.8% |
| QCOM | Sell | QUALCOMM INC COMstock | $1,043,000 | -5.9% | 20,399 | -8.1% | 0.19% | -16.0% |
| SCG | Sell | SCANA CORP NEW COMstock | $1,025,000 | +12.9% | 14,617 | -2.7% | 0.19% | +0.5% |
| VTI | Sell | VANGUARD TOTAL STOCK MARKET INDEX FUNDetf | $879,000 | -0.6% | 8,386 | -1.1% | 0.16% | -11.4% |
| PFM | Sell | POWERSHARES DIVIDEND ACHIEVERS PORTFOLIOetf | $843,000 | -21.6% | 38,760 | -26.0% | 0.16% | -29.9% |
| FCAU | Sell | FIAT CHRYSLER AUTOMOBILES N V SHSstock | $705,000 | -45.5% | 87,226 | -5.6% | 0.13% | -51.3% |
| AMGN | Sell | AMGEN INC COMstock | $679,000 | -7.7% | 4,533 | -0.2% | 0.13% | -17.6% |
| IBB | Sell | ISHARES NASDAQ BIOTECHNOLOGY INDEX FUNDetf | $662,000 | -24.3% | 2,542 | -1.6% | 0.12% | -32.4% |
| BDX | Sell | BECTON DICKINSON & CO COMstock | $656,000 | -3.0% | 4,324 | -1.6% | 0.12% | -13.5% |
| BDCL | Sell | ETRACS 2XLEVERAGED LONG WELLS FARGO BUSINESS DEVELOPMENT COMPANY INDEXetf | $623,000 | -3.9% | 38,600 | -4.9% | 0.12% | -14.1% |
| GPT | Sell | GRAMERCY PPTY TR COMreit | $569,000 | -50.5% | 67,356 | -54.8% | 0.11% | -55.6% |
| HTS | Sell | HATTERAS FINL CORP COMreit | $559,000 | +0.9% | 39,150 | -7.1% | 0.10% | -9.6% |
| NKE | Sell | NIKE INC CL Bstock | $512,000 | -3.2% | 8,338 | -1.6% | 0.10% | -13.6% |
| DVY | Sell | ISHARES SELECT DIVIDEND ETFetf | $513,000 | -31.5% | 6,283 | -37.0% | 0.10% | -39.1% |
| GWW | Sell | GRAINGER W W INC COMstock | $508,000 | +9.7% | 2,180 | -4.8% | 0.09% | -2.1% |
| KHC | Sell | Kraft Heinz Costock | $499,000 | -6.6% | 6,363 | -13.4% | 0.09% | -16.2% |
| ARCC | Sell | ARES CAP CORP COMcef | $458,000 | -7.8% | 30,900 | -11.5% | 0.08% | -17.5% |
| AFL | Sell | AFLAC INC COMstock | $447,000 | +4.7% | 7,095 | -0.5% | 0.08% | -6.7% |
| COH | Sell | COACH INC COMstock | $434,000 | -8.4% | 10,839 | -25.3% | 0.08% | -18.2% |
| MON | Sell | MONSANTO CO NEW COMstock | $382,000 | -14.3% | 4,358 | -3.7% | 0.07% | -23.7% |
| CEFL | Sell | ETRACS MONTHLY PAY 2XLEVERAGED CLOSED-END FUND ETNetf | $376,000 | -1.8% | 23,500 | -6.0% | 0.07% | -12.5% |
| IWF | Sell | ISHARES RUSSELL 1000 GROWTH ETFetf | $352,000 | -19.8% | 3,532 | -20.0% | 0.06% | -28.6% |
| STI | Sell | SUNTRUST BKS INC COMstock | $339,000 | -20.6% | 9,399 | -5.9% | 0.06% | -29.2% |
| MORL | Sell | ETRACS MONTHLY PAY 2XLEVERAGED MORTGAGE REIT ETNetf | $327,000 | -3.3% | 24,700 | -3.1% | 0.06% | -12.9% |
| VEA | Sell | VANGUARD FTSE DEVELOPED MARKETS ETFetf | $320,000 | -10.4% | 8,939 | -8.2% | 0.06% | -20.3% |
| BND | Sell | VANGUARD TOTAL BOND MARKET ETFetf | $308,000 | -2.2% | 3,727 | -4.5% | 0.06% | -13.6% |
| BBRC | Sell | EGSHARES BEYOND BRICS ETFetf | $304,000 | 0.0% | 19,320 | -8.1% | 0.06% | -11.1% |
| SBUX | Sell | STARBUCKS CORP COMstock | $286,000 | -1.7% | 4,806 | -1.2% | 0.05% | -13.1% |
| CBI | Sell | CHICAGO BRIDGE & IRON CO N V COMstock | $275,000 | -27.1% | 7,537 | -22.2% | 0.05% | -34.6% |
| COKE | Sell | COCA COLA BOTTLING CO CONS COMstock | $263,000 | -24.0% | 1,651 | -13.2% | 0.05% | -31.9% |
| ACWI | Sell | ISHARES MSCI ACWI INDEX FUNDetf | $260,000 | -13.9% | 4,648 | -14.3% | 0.05% | -23.8% |
| APC | Sell | ANADARKO PETE CORP COMstock | $255,000 | -5.6% | 5,478 | -1.6% | 0.05% | -16.1% |
| BHI | Sell | BAKER HUGHES INC COMstock | $235,000 | -6.7% | 5,376 | -1.8% | 0.04% | -15.4% |
| IEUR | Sell | ISHARES CORE MSCI EUROPE ETFetf | $239,000 | -3.2% | 5,825 | -0.8% | 0.04% | -13.7% |
| YUM | Sell | YUM BRANDS INC COMstock | $231,000 | +7.4% | 2,831 | -4.2% | 0.04% | -4.4% |
| AXP | Sell | AMERICAN EXPRESS CO COMstock | $225,000 | -11.8% | 3,666 | -0.1% | 0.04% | -20.8% |
| TJX | Sell | TJX COS INC NEW COMstock | $217,000 | +7.4% | 2,772 | -3.0% | 0.04% | -4.8% |
| UNH | Sell | UNITEDHEALTH GROUP INC COMstock | $199,000 | +4.2% | 1,550 | -5.0% | 0.04% | -7.5% |
| C | Sell | CITIGROUP INC COM NEWstock | $200,000 | -25.4% | 4,804 | -7.3% | 0.04% | -33.9% |
| EOG | Sell | EOG RES INC COMstock | $185,000 | -5.1% | 2,560 | -7.4% | 0.03% | -17.1% |
| USB | Sell | US BANCORP DEL COM NEWstock | $180,000 | -6.7% | 4,442 | -2.3% | 0.03% | -17.5% |
| IYW | Sell | ISHARES U.S. TECHNOLOGY ETFetf | $166,000 | -5.1% | 1,535 | -6.6% | 0.03% | -13.9% |
| NSC | Sell | NORFOLK SOUTHERN CORP COMstock | $168,000 | -3.4% | 2,020 | -2.1% | 0.03% | -13.9% |
| PNC | Sell | PNC FINL SVCS GROUP INC COMstock | $166,000 | -25.6% | 1,974 | -15.8% | 0.03% | -32.6% |
| EMC | Sell | E M C CORP MASS COMstock | $154,000 | +2.7% | 5,779 | -1.4% | 0.03% | -6.5% |
| DEO | Sell | DIAGEO P L C SPON ADR NEWadr | $145,000 | -5.8% | 1,352 | -4.3% | 0.03% | -15.6% |
| FEZ | Sell | SPDR DJ EURO STOXX 50 ETFetf | $146,000 | -16.6% | 4,400 | -13.7% | 0.03% | -25.0% |
| PRU | Sell | PRUDENTIAL FINL INC COMstock | $137,000 | -12.7% | 1,905 | -1.6% | 0.02% | -24.2% |
| BHP | Sell | BHP BILLITON LTD SPONSORED ADRadr | $127,000 | +0.8% | 4,914 | -0.2% | 0.02% | -7.7% |
| MLM | Sell | MARTIN MARIETTA MATLS INC COMstock | $119,000 | +13.3% | 750 | -3.4% | 0.02% | 0.0% |
| TRV | Sell | TRAVELERS COMPANIES INC COMstock | $121,000 | +1.7% | 1,045 | -1.1% | 0.02% | -12.0% |
| DXJ | Sell | WISDOMTREE JAPAN HEDGED EQUITY FUNDetf | $121,000 | -46.2% | 2,777 | -38.3% | 0.02% | -53.2% |
| ADM | Sell | ARCHER DANIELS MIDLAND CO COMstock | $112,000 | -4.3% | 3,090 | -3.1% | 0.02% | -12.5% |
| GLW | Sell | CORNING INC COMstock | $114,000 | +3.6% | 5,464 | -9.7% | 0.02% | -8.7% |
| OIH | Sell | MARKET VECTORS OIL SERVICES ETFetf | $109,000 | -2.7% | 4,105 | -3.4% | 0.02% | -13.0% |
| UL | Sell | UNILEVER PLC SPON ADR NEWadr | $95,000 | -11.2% | 2,124 | -14.8% | 0.02% | -18.2% |
| IWP | Sell | ISHARES RUSSELL MID-CAP GROWTH ETFetf | $95,000 | 0.0% | 1,032 | -0.8% | 0.02% | -10.0% |
| MET | Sell | METLIFE INC COMstock | $95,000 | -11.2% | 2,176 | -2.6% | 0.02% | -18.2% |
| BXLT | Sell | BAXALTA INC COMstock | $94,000 | -2.1% | 2,328 | -5.9% | 0.02% | -15.0% |
| OGE | Sell | OGE ENERGY CORP COMstock | $86,000 | +1.2% | 3,026 | -7.3% | 0.02% | -11.1% |
| DTN | Sell | WISDOMTREE DIVIDEND EX-FINANCIALS FUNDetf | $87,000 | 0.0% | 1,165 | -6.0% | 0.02% | -11.1% |
| PBP | Sell | POWERSHARES S&P 500 BUYWRITE PORTFOLIOetf | $81,000 | -64.0% | 4,000 | -63.6% | 0.02% | -68.1% |
| ETN | Sell | EATON CORP PLC SHSstock | $82,000 | +1.2% | 1,313 | -15.7% | 0.02% | -11.8% |
| PHDG | Sell | POWERSHARES S&P 500 DOWNSIDE HEDGED PORTFOLIOetf | $75,000 | -99.1% | 3,035 | -99.1% | 0.01% | -99.2% |
| VCR | Sell | VANGUARD CONSUMER DISCRETIONARY INDEX FUNDetf | $69,000 | -14.8% | 563 | -15.6% | 0.01% | -23.5% |
| DE | Sell | DEERE & CO COMstock | $66,000 | +1.5% | 861 | -0.3% | 0.01% | -14.3% |
| VYM | Sell | VANGUARD HIGH DIVIDEND YIELD INDEX FUNDetf | $67,000 | -33.0% | 979 | -35.3% | 0.01% | -42.9% |
| CCI | Sell | CROWN CASTLE INTL CORP NEW COMreit | $58,000 | -7.9% | 672 | -8.9% | 0.01% | -15.4% |
| BIDU | Sell | BAIDU INC SPON ADR REP Aadr | $56,000 | -9.7% | 296 | -10.3% | 0.01% | -23.1% |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADRadr | $47,000 | -11.3% | 1,802 | -24.0% | 0.01% | -18.2% |
| LMCK | Sell | LIBERTY MEDIA CORP DELAWARE COM SER Cstock | $47,000 | -24.2% | 1,243 | -24.1% | 0.01% | -30.8% |
| MKL | Sell | MARKEL CORP COMstock | $50,000 | -35.1% | 57 | -35.2% | 0.01% | -43.8% |
| DON | Sell | WISDOMTREE MIDCAP DIVIDEND FUNDetf | $49,000 | -5.8% | 575 | -11.5% | 0.01% | -18.2% |
| ATO | Sell | ATMOS ENERGY CORP COMstock | $50,000 | -2.0% | 674 | -18.2% | 0.01% | -18.2% |
| HCP | Sell | HCP INC COMreit | $44,000 | -17.0% | 1,363 | -2.3% | 0.01% | -27.3% |
| BEN | Sell | FRANKLIN RES INC COMstock | $42,000 | +2.4% | 1,077 | -5.0% | 0.01% | -11.1% |
| FDX | Sell | FEDEX CORP COMstock | $42,000 | -8.7% | 259 | -16.2% | 0.01% | -20.0% |
| SNY | Sell | SANOFI SPONSORED ADRadr | $42,000 | -12.5% | 1,064 | -6.3% | 0.01% | -20.0% |
| MKC | Sell | MCCORMICK & CO INC COM NON VTGstock | $39,000 | +2.6% | 400 | -11.1% | 0.01% | -12.5% |
| SU | Sell | SUNCOR ENERGY INC NEW COMstock | $36,000 | +2.9% | 1,300 | -6.5% | 0.01% | 0.0% |
| BLK | Sell | BLACKROCK INC COMstock | $40,000 | -39.4% | 120 | -38.5% | 0.01% | -50.0% |
| EBAY | Sell | EBAY INC COMstock | $33,000 | -19.5% | 1,399 | -6.7% | 0.01% | -33.3% |
| TYC | Sell | TYCO INTL PLC SHSstock | $34,000 | +6.2% | 930 | -8.5% | 0.01% | -14.3% |
| SAP | Sell | SAP SE SPON ADRadr | $31,000 | -8.8% | 386 | -11.5% | 0.01% | -14.3% |
| PFF | Sell | ISHARES U.S. PREFERRED STOCK ETFetf | $31,000 | -69.3% | 800 | -69.2% | 0.01% | -71.4% |
| CDK | Sell | CDK GLOBAL INC COMstock | $29,000 | -37.0% | 644 | -34.1% | 0.01% | -50.0% |
| ETP | Sell | ENERGY TRANSFER PRTNRS L P UNIT LTD PARTNmlp | $29,000 | -48.2% | 925 | -44.8% | 0.01% | -58.3% |
| DEG | Sell | DELHAIZE GROUP SPONSORED ADRadr | $29,000 | -31.0% | 1,126 | -35.7% | 0.01% | -44.4% |
| MA | Sell | MASTERCARD INC CL Astock | $28,000 | -26.3% | 299 | -23.7% | 0.01% | -37.5% |
| RCI | Sell | ROGERS COMMUNICATIONS INC CL Bstock | $25,000 | -21.9% | 640 | -31.9% | 0.01% | -28.6% |
| MLPI | Sell | UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETNetf | $27,000 | -80.0% | 1,153 | -77.8% | 0.01% | -82.1% |
| SUP | Sell | SUPERIOR INDS INTL INC COMstock | $22,000 | -69.0% | 1,000 | -74.4% | 0.00% | -73.3% |
| HPQ | Sell | HP INC COMstock | $19,000 | -29.6% | 1,570 | -31.8% | 0.00% | -33.3% |
| SWK | Sell | STANLEY BLACK & DECKER INC COMstock | $21,000 | -4.5% | 202 | -3.8% | 0.00% | -20.0% |
| CHL | Sell | CHINA MOBILE LIMITED SPONSORED ADRadr | $21,000 | -27.6% | 382 | -26.5% | 0.00% | -33.3% |
| PDM | Sell | PIEDMONT OFFICE REALTY TR INC COM CL Areit | $23,000 | -20.7% | 1,162 | -26.1% | 0.00% | -33.3% |
| FTR | Sell | FRONTIER COMMUNICATIONS CORP COMstock | $22,000 | +15.8% | 4,042 | -2.3% | 0.00% | 0.0% |
| DNP | Sell | DNP SELECT INCOME FD COMcef | $20,000 | -62.3% | 2,000 | -66.3% | 0.00% | -63.6% |
| DVA | Sell | DAVITA HEALTHCARE PARTNERS INC COMstock | $21,000 | -8.7% | 298 | -13.4% | 0.00% | -20.0% |
| WPP | Sell | WPP PLC NEW ADRadr | $23,000 | -4.2% | 203 | -4.7% | 0.00% | -20.0% |
| AA | Sell | ALCOA INC COMstock | $20,000 | -25.9% | 2,165 | -21.8% | 0.00% | -33.3% |
| BTI | Sell | BRITISH AMERN TOB PLC SPONSORED ADRadr | $21,000 | -4.5% | 182 | -9.5% | 0.00% | -20.0% |
| LBTYK | Sell | LIBERTY GLOBAL PLC SHS CL Cstock | $16,000 | -23.8% | 426 | -20.2% | 0.00% | -25.0% |
| J | Sell | JACOBS ENGR GROUP INC DEL COMstock | $17,000 | -45.2% | 402 | -47.2% | 0.00% | -50.0% |
| NTES | Sell | NETEASE INC SPONSORED ADRadr | $15,000 | -48.3% | 106 | -35.4% | 0.00% | -50.0% |
| NVO | Sell | NOVO-NORDISK A S ADRadr | $18,000 | -43.8% | 344 | -39.1% | 0.00% | -57.1% |
| ALB | Sell | ALBEMARLE CORP COMstock | $15,000 | +15.4% | 240 | -3.6% | 0.00% | 0.0% |
| ANTM | Sell | ANTHEM INC COMstock | $17,000 | -45.2% | 125 | -44.4% | 0.00% | -50.0% |
| WFM | Sell | WHOLE FOODS MKT INC COMstock | $15,000 | -21.1% | 514 | -10.1% | 0.00% | -25.0% |
| WM | Sell | WASTE MGMT INC DEL COMstock | $15,000 | -48.3% | 267 | -52.2% | 0.00% | -50.0% |
| IWD | Sell | ISHARES RUSSELL 1000 VALUE ETFetf | $14,000 | -88.0% | 147 | -87.7% | 0.00% | -87.5% |
| NOV | Sell | NATIONAL OILWELL VARCO INC COMstock | $15,000 | -54.5% | 505 | -49.6% | 0.00% | -57.1% |
| IWS | Sell | ISHARES RUSSELL MID-CAP VALUE ETFetf | $16,000 | -15.8% | 234 | -16.4% | 0.00% | -25.0% |
| LLTC | Sell | LINEAR TECHNOLOGY CORP COMstock | $9,000 | -57.1% | 208 | -59.1% | 0.00% | -50.0% |
| MJN | Sell | MEAD JOHNSON NUTRITION CO COMstock | $9,000 | -10.0% | 106 | -21.5% | 0.00% | 0.0% |
| MCO | Sell | MOODYS CORP COMstock | $11,000 | -21.4% | 116 | -19.4% | 0.00% | -33.3% |
| PCAR | Sell | PACCAR INC COMstock | $11,000 | 0.0% | 210 | -15.0% | 0.00% | 0.0% |
| TLK | Sell | P T TELEKOMUNIKASI INDONESIA SPONSORED ADRadr | $13,000 | -23.5% | 257 | -36.4% | 0.00% | -50.0% |
| ROP | Sell | ROPER TECHNOLOGIES INC COMstock | $9,000 | -35.7% | 52 | -29.7% | 0.00% | -33.3% |
| DIA | Sell | SPDR DOW JONES INDUSTRIAL AVERAGE ETFetf | $12,000 | -53.8% | 70 | -53.3% | 0.00% | -60.0% |
| CHE | Sell | CHEMED CORP NEW COMstock | $9,000 | -18.2% | 73 | -2.7% | 0.00% | 0.0% |
| CPHD | Sell | CEPHEID COMstock | $10,000 | -9.1% | 305 | -1.3% | 0.00% | 0.0% |
| CCL | Sell | CARNIVAL CORP PAIRED CTFstock | $10,000 | -37.5% | 200 | -33.3% | 0.00% | -33.3% |
| TD | Sell | TORONTO DOMINION BK ONT COM NEWstock | $11,000 | -8.3% | 270 | -12.6% | 0.00% | 0.0% |
| TRP | Sell | TRANSCANADA CORP COMstock | $11,000 | -15.4% | 300 | -28.6% | 0.00% | -33.3% |
| BMA | Sell | BANCO MACRO SA SPON ADR Badr | $9,000 | -35.7% | 151 | -38.6% | 0.00% | -33.3% |
| DEM | Sell | WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUNDetf | $12,000 | -14.3% | 357 | -21.9% | 0.00% | -33.3% |
| YHOO | Sell | YAHOO INC COMstock | $9,000 | -10.0% | 250 | -21.1% | 0.00% | 0.0% |
| ARG | Sell | AIRGAS INC COMstock | $10,000 | -37.5% | 76 | -36.7% | 0.00% | -33.3% |
| SIG | Sell | SIGNET JEWELERS LIMITED SHSstock | $9,000 | -10.0% | 78 | -10.3% | 0.00% | 0.0% |
| AMLP | Sell | ALERIAN MLP ETFetf | $11,000 | -54.2% | 1,068 | -47.9% | 0.00% | -60.0% |
| LYB | Sell | LYONDELLBASELL INDUSTRIES N V SHS - A -stock | $9,000 | -10.0% | 116 | -3.3% | 0.00% | 0.0% |
| ITUB | Sell | ITAU UNIBANCO HLDG SA SPON ADR REP PFDadr | $13,000 | 0.0% | 1,559 | -23.3% | 0.00% | -33.3% |
| SPXC | Sell | SPX CORP COMstock | $3,000 | +50.0% | 208 | -12.2% | 0.00% | – |
| DISCK | Sell | DISCOVERY COMMUNICATNS NEW COM SER Cstock | $5,000 | -85.3% | 195 | -85.8% | 0.00% | -85.7% |
| FLOW | Sell | SPX FLOW INC COMstock | $5,000 | -16.7% | 208 | -15.8% | 0.00% | 0.0% |
| CSAL | Sell | COMMUNICATIONS SALES&LEAS INC COMreit | $8,000 | +14.3% | 404 | -4.7% | 0.00% | 0.0% |
| CME | Sell | CME GROUP INC COMstock | $8,000 | -50.0% | 87 | -52.7% | 0.00% | -66.7% |
| MMT | Sell | MFS MULTIMARKET INCOME TR SH BEN INTcef | $5,000 | -28.6% | 1,000 | -24.6% | 0.00% | 0.0% |
| BECN | Sell | BEACON ROOFING SUPPLY INC COMstock | $5,000 | -61.5% | 142 | -57.6% | 0.00% | -66.7% |
| VBR | Sell | VANGUARD SMALL-CAP VALUE INDEX FUNDetf | $7,000 | -22.2% | 70 | -30.7% | 0.00% | -50.0% |
| VRSN | Sell | VERISIGN INC COMstock | $8,000 | -11.1% | 94 | -10.5% | 0.00% | -50.0% |
| EWA | Sell | ISHARES MSCI AUSTRALIA ETFetf | $7,000 | -73.1% | 403 | -71.3% | 0.00% | -80.0% |
| AZN | Sell | ASTRAZENECA PLC SPONSORED ADRadr | $4,000 | -55.6% | 174 | -36.5% | 0.00% | -50.0% |
| AMX | Sell | AMERICA MOVIL SAB DE CV SPON ADR L SHSadr | $4,000 | -20.0% | 290 | -24.7% | 0.00% | 0.0% |
| LUK | Sell | LEUCADIA NATL CORP COMstock | $3,000 | -87.5% | 203 | -85.5% | 0.00% | -80.0% |
| APD | Sell | AIR PRODS & CHEMS INC COMstock | $7,000 | -36.4% | 49 | -43.0% | 0.00% | -50.0% |
| LBTYA | Sell | LIBERTY GLOBAL PLC SHS CL Astock | $8,000 | -38.5% | 218 | -31.2% | 0.00% | -66.7% |
| KORS | Sell | MICHAEL KORS HLDGS LTD SHSstock | $5,000 | 0.0% | 100 | -21.9% | 0.00% | 0.0% |
| GT | Sell | GOODYEAR TIRE & RUBR CO COMstock | $4,000 | -84.0% | 136 | -82.8% | 0.00% | -80.0% |
| PJT | Sell | PJT PARTNERS INC COM CL Astock | $3,000 | 0.0% | 131 | -6.4% | 0.00% | 0.0% |
| PH | Sell | PARKER HANNIFIN CORP COMstock | $7,000 | -22.2% | 66 | -33.3% | 0.00% | -50.0% |
| FLS | Sell | FLOWSERVE CORP COMstock | $6,000 | -57.1% | 150 | -57.1% | 0.00% | -66.7% |
| SOHO | Exit | SOTHERLY HOTELS INC COMreit | $0 | – | -133 | -100.0% | 0.00% | – |
| PAH | Exit | PLATFORM SPECIALTY PRODS CORP COMstock | $0 | – | -177 | -100.0% | 0.00% | – |
| 4305PS | Sell | ALCATEL-LUCENT SPONSORED ADRadr | $1,000 | -75.0% | 393 | -69.3% | 0.00% | -100.0% |
| BCS | Exit | BARCLAYS PLC ADRadr | $0 | – | -117 | -100.0% | 0.00% | – |
| BBL | Exit | BHP BILLITON PLC SPONSORED ADRadr | $0 | – | -44 | -100.0% | 0.00% | – |
| MOCO | Exit | MOCON INC COMstock | $0 | – | -150 | -100.0% | 0.00% | – |
| PHH | Exit | PHH CORP COM NEWstock | $0 | – | -32 | -100.0% | 0.00% | – |
| DDD | Exit | 3-D SYS CORP DEL COM NEWstock | $0 | – | -155 | -100.0% | 0.00% | – |
| KSS | Exit | KOHLS CORP COMstock | $0 | – | -20 | -100.0% | 0.00% | – |
| CCP | Sell | CARE CAP PPTYS INC COMreit | $0 | -100.0% | 32 | -76.6% | 0.00% | -100.0% |
| IGLB | Exit | ISHARES 10+ YEAR CREDIT BOND ETFetf | $0 | – | -51 | -100.0% | 0.00% | – |
| RFP | Exit | RESOLUTE FST PRODS INC COMstock | $0 | – | -88 | -100.0% | 0.00% | – |
| M | Sell | MACYS INC COMstock | $0 | -100.0% | 13 | -93.5% | 0.00% | -100.0% |
| LTS | Exit | LADENBURG THALMAN FIN SVCS INC COMstock | $0 | – | -1,000 | -100.0% | 0.00% | – |
| BFB | Sell | BROWN FORMAN CORP CL Bstock | $0 | -100.0% | 0 | -100.0% | 0.00% | -100.0% |
| AFFY | Exit | AFFYMAX INC COMstock | $0 | – | -3,000 | -100.0% | 0.00% | – |
| LILA | Sell | LIBERTY GLOBAL PLC LILAC SHS CL Astock | $0 | – | 8 | -38.5% | 0.00% | – |
| LILAK | Sell | LIBERTY GLOBAL PLC LILAC SHS CL Cstock | $0 | -100.0% | 19 | -20.8% | 0.00% | – |
| UTIW | Exit | UTI WORLDWIDE INC ORDstock | $0 | – | -300 | -100.0% | 0.00% | – |
| CIT | Exit | CIT GROUP INC COM NEWstock | $0 | – | -61 | -100.0% | 0.00% | – |
| FRCMQ | Exit | FAIRPOINT COMMUNICATIONS INC COMstock | $0 | – | -29 | -100.0% | 0.00% | – |
| VALEP | Exit | VALE S A ADR REPSTG PFDadr | $0 | – | -19 | -100.0% | 0.00% | – |
| NHS | Sell | NEUBERGER BERMAN HGH YLD FD COMcef | $0 | -100.0% | 0 | -100.0% | 0.00% | – |
| KMIWS | Sell | KINDER MORGAN INC DEL WT EXP 052517stock | $0 | – | 2,542 | -24.4% | 0.00% | – |
| PPT | Exit | PUTNAM PREMIER INCOME TR SH BEN INTcef | $0 | – | -139 | -100.0% | 0.00% | – |
| AER | Sell | AERCAP HOLDINGS NV SHSstock | $2,000 | -50.0% | 55 | -42.1% | 0.00% | -100.0% |
| HSBC | Exit | HSBC HLDGS PLC SPON ADR NEWadr | $0 | – | -60 | -100.0% | 0.00% | – |
| PWV | Sell | POWERSHARES DYNAMIC LARGE CAP VALUE PORTFOLIOetf | $1,000 | -94.7% | 46 | -93.0% | 0.00% | -100.0% |
| FEYE | Sell | FIREEYE INC COMstock | $1,000 | -66.7% | 74 | -54.6% | 0.00% | -100.0% |
| BWX | Exit | SPDR BARCLAYS CAPITAL INTERNATIONAL TREASURY BOND ETFetf | $0 | – | -21 | -100.0% | 0.00% | – |
| FDS | Sell | FACTSET RESH SYS INC COMstock | $1,000 | -50.0% | 13 | -23.5% | 0.00% | – |
| ADT | Sell | THE ADT CORPORATION COMstock | $1,000 | -75.0% | 29 | -80.1% | 0.00% | -100.0% |
| PSO | Exit | PEARSON PLC SPONSORED ADRadr | $0 | – | -95 | -100.0% | 0.00% | – |
| GNW | Exit | GENWORTH FINL INC COM CL Astock | $0 | – | -175 | -100.0% | 0.00% | – |
| SCMR | Exit | SYCAMORE NETWORKS INC COM NEWstock | $0 | – | -2 | -100.0% | 0.00% | – |
| SIGA | Exit | SIGA TECHNOLOGIES INC COMstock | $0 | – | -500 | -100.0% | 0.00% | – |
| CIG | Exit | COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFDadr | $0 | – | -349 | -100.0% | 0.00% | – |
| RHI | Sell | ROBERT HALF INTL INC COMstock | $1,000 | -50.0% | 25 | -49.0% | 0.00% | – |
| PGNPQ | Exit | PARAGON OFFSHORE PLC SHSstock | $0 | – | -83 | -100.0% | 0.00% | – |
| FINL | Exit | FINISH LINE INC CL Astock | $0 | – | -25 | -100.0% | 0.00% | – |
| SRLN | Exit | SPDR BLACKSTONE/ GSO SENIOR LOAN ETFetf | $0 | – | -45 | -100.0% | 0.00% | – |
| WIN | Sell | WINDSTREAM HLDGS INC COM NEWstock | $2,000 | 0.0% | 335 | -4.6% | 0.00% | – |
| LTRPA | Sell | LIBERTY TRIPADVISOR HLDGS INC COM SER Astock | $2,000 | -60.0% | 92 | -48.3% | 0.00% | -100.0% |
| COB | Sell | COMMUNITYONE BANCORP COMstock | $0 | – | 15 | -21.1% | 0.00% | – |
| CIB | Exit | BANCOLOMBIA S A SPON ADR PREFadr | $0 | – | -60 | -100.0% | 0.00% | – |
| SIRI | Sell | SIRIUS XM HLDGS INC COMstock | $0 | -100.0% | 240 | -56.0% | 0.00% | – |
| ORI | Exit | OLD REP INTL CORP COMstock | $0 | – | -53 | -100.0% | 0.00% | – |
| LPLA | Exit | LPL FINL HLDGS INC COMstock | $0 | – | -79 | -100.0% | -0.00% | – |
| EWH | Exit | ISHARES MSCI HONG KONG ETFetf | $0 | – | -280 | -100.0% | -0.00% | – |
| POM | Exit | PEPCO HOLDINGS INC COMstock | $0 | – | -183 | -100.0% | -0.00% | – |
| SCHP | Exit | SCHWAB U.S. TIPS ETFetf | $0 | – | -81 | -100.0% | -0.00% | – |
| ECA | Exit | ENCANA CORP COMstock | $0 | – | -729 | -100.0% | -0.00% | – |
| BLKB | Exit | BLACKBAUD INC COMstock | $0 | – | -100 | -100.0% | -0.00% | – |
| ILMN | Exit | ILLUMINA INC COMstock | $0 | – | -27 | -100.0% | -0.00% | – |
| FCEA | Exit | FOREST CITY ENT CL Astock | $0 | – | -177 | -100.0% | -0.00% | – |
| WR | Exit | WESTAR ENERGY INC COMstock | $0 | – | -118 | -100.0% | -0.00% | – |
| MFD | Exit | MACQUARIE FT TR GB INF UT DIV COMcef | $0 | – | -338 | -100.0% | -0.00% | – |
| BCE | Exit | BCE INC COM NEWstock | $0 | – | -120 | -100.0% | -0.00% | – |
| SA | Exit | SEABRIDGE GOLD INC COMstock | $0 | – | -950 | -100.0% | -0.00% | – |
| WSH | Exit | WILLIS TOWERS WATSON PUB LTD SHSstock | $0 | – | -83 | -100.0% | -0.00% | – |
| DSL | Exit | DOUBLELINE INCOME SOLUTIONS FD COMcef | $0 | – | -320 | -100.0% | -0.00% | – |
| AAXJ | Exit | ISHARES MSCI ALL COUNTRY ASIA EX JAPAN INDEX FUNDetf | $0 | – | -135 | -100.0% | -0.00% | – |
| SHM | Exit | SPDR NUVEEN BARCLAYS SHORT TERM MUNICIPAL BOND ETFetf | $0 | – | -181 | -100.0% | -0.00% | – |
| IRBT | Exit | IROBOT CORP COMstock | $0 | – | -180 | -100.0% | -0.00% | – |
| GCO | Exit | GENESCO INC COMstock | $0 | – | -75 | -100.0% | -0.00% | – |
| VOE | Exit | VANGUARD MID-CAP VALUE ETFetf | $0 | – | -37 | -100.0% | -0.00% | – |
| TFI | Exit | SPDR NUVEEN BARCLAYS MUNICIPAL BOND ETFetf | $0 | – | -267 | -100.0% | -0.00% | – |
| UNTCQ | Exit | UNIT CORP COMstock | $0 | – | -505 | -100.0% | -0.00% | – |
| IBN | Exit | ICICI BK LTD ADRadr | $0 | – | -1,514 | -100.0% | -0.00% | – |
| MKTAY | Exit | MAKITA CORP ADR NEWadr | $0 | – | -195 | -100.0% | -0.00% | – |
| PCP | Exit | PRECISION CASTPARTS CORP COMstock | $0 | – | -46 | -100.0% | -0.00% | – |
| MXWL | Exit | MAXWELL TECHNOLOGIES INC COMstock | $0 | – | -1,465 | -100.0% | -0.00% | – |
| UAL | Exit | UNITED CONTL HLDGS INC COMstock | $0 | – | -200 | -100.0% | -0.00% | – |
| TDC | Exit | TERADATA CORP DEL COMstock | $0 | – | -375 | -100.0% | -0.00% | – |
| MDY | Exit | MIDCAP SPDR TRUST, SERIES 1etf | $0 | – | -33 | -100.0% | -0.00% | – |
| RYJ | Exit | GUGGENHEIM RAYMOND JAMES SB-1 EQUITY ETFetf | $0 | – | -361 | -100.0% | -0.00% | – |
| WSM | Exit | WILLIAMS SONOMA INC COMstock | $0 | – | -242 | -100.0% | -0.00% | – |
| SNDK | Exit | SANDISK CORP COMstock | $0 | – | -200 | -100.0% | -0.00% | – |
| JAZZ | Exit | JAZZ PHARMACEUTICALS PLC SHS USDstock | $0 | – | -100 | -100.0% | -0.00% | – |
| EELV | Exit | POWERSHARES S&P EMERGING MARKETS LOW VOLATILITY PORTFOLIOetf | $0 | – | -800 | -100.0% | -0.00% | – |
| BBBY | Exit | BED BATH & BEYOND INC COMstock | $0 | – | -309 | -100.0% | -0.00% | – |
| SJNK | Exit | SPDR BARCLAYS SHORT TERM HIGH YIELD BOND ETFetf | $0 | – | -545 | -100.0% | -0.00% | – |
| SIEGY | Exit | SIEMENS A G SPONSORED ADRadr | $0 | – | -200 | -100.0% | -0.00% | – |
| RPAI | Exit | RETAIL PPTYS AMER INC CL Areit | $0 | – | -1,410 | -100.0% | -0.00% | – |
| OILNF | Exit | IPATH S&P GSCI CRUDE OIL TOTAL RETURN INDEX ETNetf | $0 | – | -3,500 | -100.0% | -0.00% | – |
| SXL | Exit | SUNOCO LOGISTICS PRTNRS L P COM UNITSmlp | $0 | – | -1,000 | -100.0% | -0.01% | – |
| VXUS | Exit | VANGUARD TOTAL INTERNATIONAL STOCK ETFetf | $0 | – | -496 | -100.0% | -0.01% | – |
| NFJ | Exit | ALLIANZGI NFJ DIVID INT & PREM COMcef | $0 | – | -2,068 | -100.0% | -0.01% | – |
| ESGR | Exit | ENSTAR GROUP LIMITED SHSstock | $0 | – | -165 | -100.0% | -0.01% | – |
| IMCG | Exit | ISHARES MORNINGSTAR MID-CAP GROWTH ETFetf | $0 | – | -152 | -100.0% | -0.01% | – |
| NBBC | Exit | NEWBRIDGE BANCORP CL A NO PARstock | $0 | – | -1,861 | -100.0% | -0.01% | – |
| BRCM | Exit | BROADCOM CORP CL Astock | $0 | – | -540 | -100.0% | -0.01% | – |
| EFG | Exit | ISHARES MSCI EAFE GROWTH ETFetf | $0 | – | -500 | -100.0% | -0.01% | – |
| RCAPQ | Exit | RCS CAP CORP COM CL Astock | $0 | – | -130,000 | -100.0% | -0.01% | – |
| PCL | Exit | PLUM CREEK TIMBER CO INC COMreit | $0 | – | -1,000 | -100.0% | -0.01% | – |
| USIG | Exit | ISHARES CORE US CREDIT BOND ETFetf | $0 | – | -472 | -100.0% | -0.01% | – |
| WPC | Exit | W P CAREY INC COMreit | $0 | – | -1,031 | -100.0% | -0.01% | – |
| BBTPRG | Exit | BB&T CORP DP SHS RP PF Gpreferred | $0 | – | -2,510 | -100.0% | -0.01% | – |
| ACE | Exit | ACE LTD SHSstock | $0 | – | -910 | -100.0% | -0.02% | – |
| CB | Exit | CHUBB CORP COMstock | $0 | – | -898 | -100.0% | -0.02% | – |
| MLPL | Exit | UBS E-TRACS 2X LEVERAGED LONG ALERIAN MLP INFRASTRUCTURE ETNetf | $0 | – | -24,400 | -100.0% | -0.11% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-04-20
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 35 | Q4 2021 | 14.8% |
| ISHARES TR MSCI USA MOMENTUM FACTOR (MTUM) | 35 | Q4 2021 | 3.8% |
| APPLE INC COM | 35 | Q4 2021 | 3.5% |
| MICROSOFT CORP COM | 35 | Q4 2021 | 4.5% |
| EXXON MOBIL CORPORATION | 35 | Q4 2021 | 7.7% |
| VANGUARD SPECIALIZED PORTFOLIOS DIV (VIG) | 35 | Q4 2021 | 3.7% |
| STANDARD & POORS 500 (SPY) | 35 | Q4 2021 | 4.2% |
| JOHNSON & JOHNSON COM | 35 | Q4 2021 | 5.6% |
| DUKE ENERGY CORP NEW COM NEW | 35 | Q4 2021 | 1.6% |
| ISHARES TR S&P 500 INDEX (IVV) | 35 | Q4 2021 | 1.9% |
View Carroll Financial Associates, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-01-06 |
| 13F-HR | 2021-10-07 |
| 13F-HR | 2021-07-13 |
| 13F-HR | 2021-04-06 |
| 13F-HR | 2021-01-08 |
| 13F-HR | 2020-10-06 |
| 13F-HR | 2020-07-09 |
| 13F-HR | 2020-04-10 |
| 13F-HR | 2020-01-08 |
| 13F-HR | 2019-10-09 |
View Carroll Financial Associates, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.