$324 Million is the total value of Carroll Financial Associates, Inc.'s 934 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 110.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ICGE | Exit | ICG GROUP INC | $0 | – | -1 | -100.0% | 0.00% | – |
| MCR | Exit | MFS CHARTER INCOME TRsh ben int | $0 | – | -88 | -100.0% | 0.00% | – |
| ASNA | Exit | ASCENA RETAIL GROUP INC | $0 | – | -6 | -100.0% | 0.00% | – |
| BDE | Exit | BLACK DIAMOND INC | $0 | – | -25 | -100.0% | 0.00% | – |
| AZC | Exit | AUGUSTA RES CORP | $0 | – | -100 | -100.0% | 0.00% | – |
| ERC | Exit | WELLS FARGO ADVANTAGE MULTI | $0 | – | -20 | -100.0% | 0.00% | – |
| KGC | Exit | KINROSS GOLD CORP | $0 | – | -327 | -100.0% | 0.00% | – |
| ELNK | Exit | EARTHLINK HLDGS CORP | $0 | – | -100 | -100.0% | 0.00% | – |
| GPT | Exit | GRAMERCY PPTY TR INC | $0 | – | -73 | -100.0% | 0.00% | – |
| PHK | Exit | PIMCO HIGH INCOME FD | $0 | – | -7 | -100.0% | 0.00% | – |
| ACG | Exit | ALLIANCEBERNSTEIN INCOME | $0 | – | -108 | -100.0% | 0.00% | – |
| DCMYY | Exit | NTT DOCOMO INCspons adr | $0 | – | -70 | -100.0% | 0.00% | – |
| FIO | Exit | FUSION-IO INC | $0 | – | -30 | -100.0% | 0.00% | – |
| PHH | Exit | PHH CORP | $0 | – | -32 | -100.0% | 0.00% | – |
| NTRS | Exit | NORTHERN TR CORP | $0 | – | -7 | -100.0% | 0.00% | – |
| HSP | Exit | HOSPIRA INC | $0 | – | -20 | -100.0% | 0.00% | – |
| PFN | Exit | PIMCO INCOME STRATEGY FUND I | $0 | – | -118 | -100.0% | 0.00% | – |
| JRO | Exit | NUVEEN FLTNG RTE INCM OPP FD | $0 | – | -41 | -100.0% | 0.00% | – |
| SMT | Exit | SMART TECHNOLOGIES INCcl a sub vtg s | $0 | – | -200 | -100.0% | 0.00% | – |
| TA | Exit | TRAVELCENTERS OF AMERICA LLC | $0 | – | -20 | -100.0% | 0.00% | – |
| EMB | Exit | ISHARESjp mor em mk etf | $0 | – | -4 | -100.0% | 0.00% | – |
| GD | Exit | GENERAL DYNAMICS CORP | $0 | – | -46 | -100.0% | -0.00% | – |
| GLO | Exit | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $0 | – | -270 | -100.0% | -0.00% | – |
| TRI | Exit | THOMSON REUTERS CORP | $0 | – | -57 | -100.0% | -0.00% | – |
| SWC | Exit | STILLWATER MNG CO | $0 | – | -100 | -100.0% | -0.00% | – |
| Exit | CHESAPEAKE ENERGY CORPnote 2.500% 5/1 | $0 | – | -2,000 | -100.0% | -0.00% | – | |
| CCJ | Exit | CAMECO CORP | $0 | – | -112 | -100.0% | -0.00% | – |
| HIW | Exit | HIGHWOODS PPTYS INC | $0 | – | -100 | -100.0% | -0.00% | – |
| VSS | Exit | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $0 | – | -20 | -100.0% | -0.00% | – |
| NPK | Exit | NATIONAL PRESTO INDS INC | $0 | – | -56 | -100.0% | -0.00% | – |
| PLD | Exit | PROLOGIS INC | $0 | – | -67 | -100.0% | -0.00% | – |
| RPI | Exit | ROBERTS REALTY INVS | $0 | – | -5,141 | -100.0% | -0.00% | – |
| GWR | Exit | GENESEE & WYO INCcl a | $0 | – | -30 | -100.0% | -0.00% | – |
| PRGO | Exit | PERRIGO CO PLC | $0 | – | -25 | -100.0% | -0.00% | – |
| ABB | Exit | ABB LTDsponsored adr | $0 | – | -87 | -100.0% | -0.00% | – |
| NPBC | Exit | NATIONAL PENN BANCSHARES INC | $0 | – | -390 | -100.0% | -0.00% | – |
| PBPB | Exit | POTBELLY CORP | $0 | – | -150 | -100.0% | -0.00% | – |
| NRP | Exit | NATURAL RESOURCE PARTNERS L | $0 | – | -230 | -100.0% | -0.00% | – |
| INFA | Exit | INFORMATICA CORP | $0 | – | -100 | -100.0% | -0.00% | – |
| E | Exit | ENI S P Asponsored adr | $0 | – | -40 | -100.0% | -0.00% | – |
| WBC | Exit | WABCO HLDGS INC | $0 | – | -33 | -100.0% | -0.00% | – |
| KING | Exit | KING DIGITAL ENTMT PLC | $0 | – | -100 | -100.0% | -0.00% | – |
| Exit | CHESAPEAKE ENERGY CORPnote 2.250%12/1 | $0 | – | -3,000 | -100.0% | -0.00% | – | |
| AVVIY | Exit | AVIVA PLCadr | $0 | – | -300 | -100.0% | -0.00% | – |
| CIK | Exit | CREDIT SUISSE ASSET MGMT INC | $0 | – | -962 | -100.0% | -0.00% | – |
| CALM | Exit | CAL MAINE FOODS INC | $0 | – | -40 | -100.0% | -0.00% | – |
| LB | Exit | L BRANDS INC | $0 | – | -100 | -100.0% | -0.00% | – |
| CNP | Exit | CENTERPOINT ENERGY INC | $0 | – | -247 | -100.0% | -0.00% | – |
| GRMN | Exit | GARMIN LTD | $0 | – | -100 | -100.0% | -0.00% | – |
| SPDW | Exit | SPDR INDEX SHS FDSs&p wrld ex us | $0 | – | -200 | -100.0% | -0.00% | – |
| IYE | Exit | ISHARESu.s. energy etf | $0 | – | -122 | -100.0% | -0.00% | – |
| GTI | Exit | GRAFTECH INTL LTD | $0 | – | -750 | -100.0% | -0.00% | – |
| Exit | INTEL CORPsdcv 2.950%12/1 | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| JNPR | Exit | JUNIPER NETWORKS INC | $0 | – | -260 | -100.0% | -0.00% | – |
| MXIM | Exit | MAXIM INTEGRATED PRODS INC | $0 | – | -180 | -100.0% | -0.00% | – |
| FCF | Exit | FIRST COMWLTH FINL CORP PA | $0 | – | -875 | -100.0% | -0.00% | – |
| Exit | LIBERTY MEDIA CORPdeb 4.000%11/1 | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| NQI | Exit | NUVEEN QUALITY MUN FD INC | $0 | – | -500 | -100.0% | -0.00% | – |
| CAM | Exit | CAMERON INTERNATIONAL CORP | $0 | – | -85 | -100.0% | -0.00% | – |
| IMGN | Exit | IMMUNOGEN INC | $0 | – | -500 | -100.0% | -0.00% | – |
| CTT | Exit | CATCHMARK TIMBER TR INCcl a | $0 | – | -562 | -100.0% | -0.00% | – |
| CMP | Exit | COMPASS MINERALS INTL INC | $0 | – | -100 | -100.0% | -0.00% | – |
| CPB | Exit | CAMPBELL SOUP CO | $0 | – | -243 | -100.0% | -0.00% | – |
| HRB | Exit | BLOCK H & R INC | $0 | – | -318 | -100.0% | -0.00% | – |
| VDE | Exit | VANGUARD WORLD FDSenergy etf | $0 | – | -75 | -100.0% | -0.00% | – |
| MCO | Exit | MOODYS CORP | $0 | – | -109 | -100.0% | -0.00% | – |
| NRK | Exit | NUVEEN NY AMT FREE MUN INCOM | $0 | – | -703 | -100.0% | -0.00% | – |
| BTO | Exit | HANCOCK JOHN FINL OPPTYS FDsh ben int new | $0 | – | -455 | -100.0% | -0.00% | – |
| FXA | Exit | CURRENCYSHARES AUSTRALIAN DLaustralian dol | $0 | – | -125 | -100.0% | -0.00% | – |
| SHM | Exit | SPDR SERIES TRUSTnuvn br sht muni | $0 | – | -400 | -100.0% | -0.00% | – |
| BBL | Exit | BHP BILLITON PLCsponsored adr | $0 | – | -131 | -100.0% | -0.00% | – |
| HZNP | Exit | HORIZON PHARMA INC | $0 | – | -700 | -100.0% | -0.00% | – |
| HI | Exit | HILLENBRAND INC | $0 | – | -376 | -100.0% | -0.00% | – |
| AL | Exit | AIR LEASE CORPcl a | $0 | – | -250 | -100.0% | -0.00% | – |
| CLH | Exit | CLEAN HARBORS INC | $0 | – | -150 | -100.0% | -0.00% | – |
| SMMU | Exit | PIMCO ETF TRshtrm mun bond | $0 | – | -200 | -100.0% | -0.00% | – |
| AGD | Exit | ALPINE GLOBAL DYNAMIC DIVD F | $0 | – | -1,000 | -100.0% | -0.00% | – |
| WEC | Exit | WISCONSIN ENERGY CORP | $0 | – | -285 | -100.0% | -0.00% | – |
| CCE | Exit | COCA COLA ENTERPRISES INC NE | $0 | – | -274 | -100.0% | -0.00% | – |
| RGLD | Exit | ROYAL GOLD INC | $0 | – | -210 | -100.0% | -0.00% | – |
| LEG | Exit | LEGGETT & PLATT INC | $0 | – | -400 | -100.0% | -0.00% | – |
| SDOCQ | Exit | SANDRIDGE ENERGY INC | $0 | – | -2,000 | -100.0% | -0.00% | – |
| MCN | Exit | MADISON CVRED CALL & EQ STR | $0 | – | -1,600 | -100.0% | -0.00% | – |
| IFNA | Exit | ISHARESnort ame re etf | $0 | – | -238 | -100.0% | -0.00% | – |
| IRWD | Exit | IRONWOOD PHARMACEUTICALS INC | $0 | – | -1,000 | -100.0% | -0.00% | – |
| PSEC | Exit | PROSPECT CAPITAL CORPORATION | $0 | – | -1,717 | -100.0% | -0.01% | – |
| KXI | Exit | ISHARESglb cnsm stp etf | $0 | – | -220 | -100.0% | -0.01% | – |
| PWE | Exit | PENN WEST PETE LTD NEW | $0 | – | -2,150 | -100.0% | -0.01% | – |
| ROIC | Exit | RETAIL OPPORTUNITY INVTS COR | $0 | – | -1,350 | -100.0% | -0.01% | – |
| BNS | Exit | BANK N S HALIFAX | $0 | – | -350 | -100.0% | -0.01% | – |
| DOX | Exit | AMDOCS LTD | $0 | – | -490 | -100.0% | -0.01% | – |
| DEG | Exit | DELHAIZE GROUPsponsored adr | $0 | – | -1,252 | -100.0% | -0.01% | – |
| NQU | Exit | NUVEEN QUALITY INCOME MUN FD | $0 | – | -1,466 | -100.0% | -0.01% | – |
| PERS | Exit | SANDRIDGE PERMIAN TR | $0 | – | -2,000 | -100.0% | -0.01% | – |
| AVP | Exit | AVON PRODS INC | $0 | – | -1,717 | -100.0% | -0.01% | – |
| CM | Exit | CDN IMPERIAL BK COMM TORONTO | $0 | – | -260 | -100.0% | -0.01% | – |
| PTH | Exit | POWERSHARES ETF TRUSThlthcr sec por | $0 | – | -590 | -100.0% | -0.01% | – |
| AFSI | Exit | AMTRUST FINL SVCS INC | $0 | – | -726 | -100.0% | -0.01% | – |
| DHS | Exit | WISDOMTREE TReqty inc fd | $0 | – | -450 | -100.0% | -0.01% | – |
| FRX | Exit | FOREST LABS INC | $0 | – | -310 | -100.0% | -0.01% | – |
| BSJF | Exit | CLAYMORE EXCHANGE TRD FD TRgugg bull 2015 | $0 | – | -1,150 | -100.0% | -0.01% | – |
| PCN | Exit | PIMCO CORPORATE INCOME STRAT | $0 | – | -2,100 | -100.0% | -0.01% | – |
| HSH | Exit | HILLSHIRE BRANDS CO | $0 | – | -616 | -100.0% | -0.01% | – |
| DNP | Exit | DNP SELECT INCOME FD | $0 | – | -3,849 | -100.0% | -0.01% | – |
| MKL | Exit | MARKEL CORP | $0 | – | -60 | -100.0% | -0.01% | – |
| BCV | Exit | BANCROFT FUND LTD | $0 | – | -2,169 | -100.0% | -0.01% | – |
| HYS | Exit | PIMCO ETF TR0-5 high yield | $0 | – | -450 | -100.0% | -0.01% | – |
| DTN | Exit | WISDOMTREE TRdiv ex-finl fd | $0 | – | -650 | -100.0% | -0.01% | – |
| DON | Exit | WISDOMTREE TRmidcap divi fd | $0 | – | -650 | -100.0% | -0.02% | – |
| NNC | Exit | NUVEEN N C PREM INCOME MUN F | $0 | – | -4,013 | -100.0% | -0.02% | – |
| BIP | Exit | BROOKFIELD INFRAST PARTNERSlp int unit | $0 | – | -1,356 | -100.0% | -0.02% | – |
| JXI | Exit | ISHARESglob utilits etf | $0 | – | -1,111 | -100.0% | -0.02% | – |
| ESV | Exit | ENSCO PLC | $0 | – | -1,085 | -100.0% | -0.02% | – |
| XEL | Exit | XCEL ENERGY INC | $0 | – | -2,065 | -100.0% | -0.02% | – |
| IJR | Exit | ISHAREScore s&p scp etf | $0 | – | -600 | -100.0% | -0.02% | – |
| PLPC | Exit | PREFORMED LINE PRODS CO | $0 | – | -1,300 | -100.0% | -0.02% | – |
| IWN | Exit | ISHARESrus 2000 val etf | $0 | – | -825 | -100.0% | -0.02% | – |
| AAN | Exit | AARONS INC | $0 | – | -2,700 | -100.0% | -0.03% | – |
| IWD | Exit | ISHARESrus 1000 val etf | $0 | – | -1,052 | -100.0% | -0.03% | – |
| SPXX | Exit | NUVEEN EQUITY PREM & GROWTH | $0 | – | -8,000 | -100.0% | -0.03% | – |
| ITC | Exit | ITC HLDGS CORP | $0 | – | -3,600 | -100.0% | -0.04% | – |
| VKI | Exit | INVESCO ADVANTAGE MUNICIPALsh ben int | $0 | – | -11,700 | -100.0% | -0.04% | – |
| IAT | Exit | ISHARESus regnl bks etf | $0 | – | -5,070 | -100.0% | -0.05% | – |
| ACWI | Exit | ISHARESmsci acwi etf | $0 | – | -3,305 | -100.0% | -0.06% | – |
| TRW | Exit | TRW AUTOMOTIVE HLDGS CORP | $0 | – | -3,000 | -100.0% | -0.08% | – |
| ETJ | Exit | EATON VANCE RISK MNGD DIV EQ | $0 | – | -46,000 | -100.0% | -0.15% | – |
| EV | Exit | EATON VANCE CORP | $0 | – | -15,000 | -100.0% | -0.16% | – |
| UBSH | Exit | UNION BANKSHARES CORP NEW | $0 | – | -34,011 | -100.0% | -0.24% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 35 | Q4 2021 | 14.8% |
| ISHARES TR MSCI USA MOMENTUM FACTOR (MTUM) | 35 | Q4 2021 | 3.8% |
| APPLE INC COM | 35 | Q4 2021 | 3.5% |
| MICROSOFT CORP COM | 35 | Q4 2021 | 4.5% |
| EXXON MOBIL CORPORATION | 35 | Q4 2021 | 7.7% |
| VANGUARD SPECIALIZED PORTFOLIOS DIV (VIG) | 35 | Q4 2021 | 3.7% |
| STANDARD & POORS 500 (SPY) | 35 | Q4 2021 | 4.2% |
| JOHNSON & JOHNSON COM | 35 | Q4 2021 | 5.6% |
| DUKE ENERGY CORP NEW COM NEW | 35 | Q4 2021 | 1.6% |
| ISHARES TR S&P 500 INDEX (IVV) | 35 | Q4 2021 | 1.9% |
View Carroll Financial Associates, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-01-06 |
| 13F-HR | 2021-10-07 |
| 13F-HR | 2021-07-13 |
| 13F-HR | 2021-04-06 |
| 13F-HR | 2021-01-08 |
| 13F-HR | 2020-10-06 |
| 13F-HR | 2020-07-09 |
| 13F-HR | 2020-04-10 |
| 13F-HR | 2020-01-08 |
| 13F-HR | 2019-10-09 |
View Carroll Financial Associates, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.