Carroll Financial Associates, Inc.

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$324 Million is the total value of Carroll Financial Associates, Inc.'s 934 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 35.6% .

All

			Value		Shares		↓ Weighting
USMV	Sell	ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FDetf	$33,921,000	-1.8%	851,650	-8.3%	10.46%	+8.2%
PRF	Sell	POWERSHARES FTSE RAFI US 1000etf	$15,328,000	-20.8%	168,924	-22.8%	4.73%	-12.7%
XOM	Sell	EXXON MOBIL CORPstock	$15,232,000	-12.5%	157,996	-8.7%	4.70%	-3.6%
MSFT	Sell	MICROSOFTstock	$11,122,000	+6.2%	227,602	-9.3%	3.43%	+17.1%
AAPL	Sell	APPLE INCstock	$10,318,000	+4.2%	94,058	-11.7%	3.18%	+14.8%
JNJ	Sell	JOHNSON & JOHNSONstock	$9,297,000	-11.8%	85,373	-15.2%	2.87%	-2.8%
AMJ	Sell	JP MORGAN ALERIAN MLP ETNetf	$9,128,000	-9.6%	180,544	-6.4%	2.81%	-0.4%
BRKB	Sell	BERKSHIRE HATHAWAY INC DEL CL Bstock	$9,001,000	+2.1%	62,098	-10.8%	2.78%	+12.6%
GE	Sell	GENERAL ELECTRIC COstock	$7,265,000	-4.9%	275,393	-5.2%	2.24%	+4.9%
DOW	Sell	DOW CHEMICAL COstock	$6,963,000	-9.7%	140,625	-6.1%	2.15%	-0.4%
PXF	Sell	POWERSHARES FTSE RAFI DEVELOPED MARKETS EX-US PORTFOLIOetf	$6,804,000	-9.7%	164,596	-0.5%	2.10%	-0.5%
SE	Sell	SPECTRA ENERGY CORP COMstock	$6,364,000	-21.4%	161,818	-15.1%	1.96%	-13.4%
VIG	Sell	VANGUARD DIVIDEND APPRECIATION INDEX FUNDetf	$5,641,000	-4.9%	70,505	-7.4%	1.74%	+4.8%
JPM	Sell	JP MORGAN CHASE & COstock	$5,593,000	-2.7%	91,138	-8.7%	1.72%	+7.2%
PSTB	Sell	PARK STERLING CORP COMstock	$5,222,000	+5.7%	691,702	-7.7%	1.61%	+16.5%
LOW	Sell	LOWES COMPANIESstock	$3,198,000	+10.5%	55,152	-8.5%	0.99%	+21.7%
PFE	Sell	PFIZER INCstock	$3,101,000	-6.6%	102,289	-8.6%	0.96%	+2.9%
AMAT	Sell	APPLIED MATERIALS INCstock	$2,592,000	-10.9%	115,027	-10.9%	0.80%	-1.8%
DUK	Sell	DUKE ENERGY CORP NEWstock	$2,578,000	-28.5%	31,190	-35.8%	0.80%	-21.1%
MLPI	Sell	UBS AG JERSEY BRH E TRACS LKD TO ALERIANMLP INFRASTRUCTURE UNDEXetf	$2,472,000	-14.0%	57,025	-11.6%	0.76%	-5.2%
BSJI	Sell	GUGGENHEIM BULLETSHARES 2018 HIGH YIELD CORPORATE BOND ETFetf	$2,271,000	-5.8%	85,120	-3.1%	0.70%	+3.7%
ADP	Sell	AUTOMATIC DATA PROCESSING INCstock	$2,256,000	-11.1%	26,568	-17.0%	0.70%	-2.0%
BK	Sell	BANK NEW YORK MELLON CORP COMstock	$2,127,000	-6.5%	53,932	-11.1%	0.66%	+3.1%
WFC	Sell	WELLS FARGO & COstock	$1,933,000	-9.6%	36,083	-11.3%	0.60%	-0.3%
PG	Sell	PROCTER & GAMBLE COstock	$1,873,000	-17.3%	20,891	-27.5%	0.58%	-8.8%
MMM	Sell	3M COMPANYstock	$1,808,000	-8.7%	11,514	-16.7%	0.56%	+0.5%
QCOM	Sell	QUALCOMM INC COMstock	$1,797,000	-18.2%	25,812	-7.0%	0.55%	-9.9%
BAC	Sell	BANK OF AMERICA CORPstock	$1,762,000	+12.6%	101,775	-0.1%	0.54%	+24.0%
SYY	Sell	SYSCO CORPstock	$1,750,000	-10.1%	45,444	-12.6%	0.54%	-0.7%
CSCO	Sell	CISCO SYS INCstock	$1,680,000	-12.9%	66,801	-13.9%	0.52%	-3.9%
CSX	Sell	CSX CORP COMstock	$1,647,000	+11.6%	44,866	-6.4%	0.51%	+23.0%
NUE	Sell	NUCOR CORPstock	$1,648,000	-1.3%	30,905	-8.8%	0.51%	+8.8%
BBT	Sell	BB&T CORPstock	$1,501,000	-46.4%	39,178	-44.8%	0.46%	-40.9%
PFM	Sell	POWERSHARES DIVIDEND ACHIEVERS PORTFOLIOetf	$1,485,000	-15.1%	68,955	-17.2%	0.46%	-6.5%
PEP	Sell	PEPSICO INCstock	$1,340,000	-29.7%	13,863	-35.0%	0.41%	-22.5%
RRC	Sell	RANGE RES CORP COMstock	$1,243,000	-27.2%	16,812	-14.4%	0.38%	-19.9%
UTX	Sell	UNITED TECHNOLOGIES CORPstock	$1,079,000	-10.7%	9,967	-4.7%	0.33%	-1.5%
LNC	Sell	LINCOLN NATIONAL CORP INDstock	$968,000	-13.0%	17,207	-20.5%	0.30%	-4.2%
RY	Sell	ROYAL BK CDA MONTREAL QUE COMstock	$913,000	-14.4%	12,659	-15.1%	0.28%	-5.7%
IBM	Sell	INTL BUSINESS MACHINESstock	$900,000	-35.8%	5,516	-28.7%	0.28%	-29.3%
SON	Sell	SONOCO PRODS COstock	$869,000	-6.4%	20,978	-0.7%	0.27%	+3.1%
T	Sell	AT&T INC COMstock	$866,000	-23.2%	24,698	-22.6%	0.27%	-15.5%
FCX	Sell	FREEPORT-MCMORAN INC CL Bstock	$832,000	-42.7%	29,265	-26.4%	0.26%	-36.7%
HD	Sell	HOME DEPOTstock	$807,000	+12.4%	8,228	-7.3%	0.25%	+23.9%
COP	Sell	CONOCOPHILLIPSstock	$786,000	-38.3%	10,955	-26.3%	0.24%	-32.0%
PNY	Sell	PIEDMONT NATURAL GASstock	$775,000	-40.7%	20,554	-41.1%	0.24%	-34.5%
SO	Sell	SOUTHERN COstock	$703,000	-34.0%	14,781	-37.0%	0.22%	-27.2%
WETF	Sell	WISDOMTREE INVESTMENTS INCstock	$695,000	+12.6%	43,550	-12.7%	0.21%	+23.7%
KMI	Sell	KINDER MORGAN INC DEL COMstock	$686,000	-14.1%	17,800	-19.3%	0.21%	-5.4%
MO	Sell	ALTRIA GROUP INCstock	$676,000	+10.3%	13,697	-6.2%	0.21%	+21.6%
BHI	Sell	BAKER HUGHES INC COMstock	$637,000	-47.3%	12,376	-23.8%	0.20%	-42.0%
FEZ	Sell	SPDR DJ EURO STOXX 50 ETFetf	$625,000	-80.3%	16,500	-77.5%	0.19%	-78.3%
RIO	Sell	RIO TINTO PLC SPONSORED ADRadr	$624,000	-23.2%	13,086	-12.7%	0.19%	-15.4%
BDCL	Sell	ETRACS 2XLEVERAGED LONG WELLS FARGO BUSINESS DEVELOPMENT COMPANY INDEXetf	$602,000	-17.3%	25,300	-0.4%	0.19%	-8.8%
V	Sell	VISA INC COM CL Astock	$585,000	+18.2%	2,344	-0.3%	0.18%	+30.4%
EEMV	Sell	ISHARES MSCI EMERGING MARKETS MINIMUM VOLATILITY ETFetf	$513,000	-62.1%	8,640	-61.7%	0.16%	-58.3%
VZ	Sell	VERIZON COMMUNICATIONSstock	$511,000	-14.5%	10,108	-17.3%	0.16%	-5.4%
PM	Sell	PHILIP MORRIS INTL INC COMstock	$506,000	-45.8%	5,749	-48.1%	0.16%	-40.2%
BDX	Sell	BECTON DICKINSON & COstock	$498,000	-1.4%	3,872	-9.4%	0.15%	+9.2%
SCG	Sell	SCANA CORP NEWstock	$458,000	-16.4%	8,047	-20.9%	0.14%	-7.8%
IEV	Sell	ISHARES EUROPE ETFetf	$433,000	-13.6%	9,830	-4.8%	0.13%	-4.3%
PGX	Sell	POWERSHARES GLOBAL PREFERRED ETFetf	$426,000	-18.7%	29,035	-19.0%	0.13%	-10.9%
SDY	Sell	SPDR S&P DIVIDEND ETFetf	$426,000	+3.9%	5,344	-0.2%	0.13%	+13.9%
BNCN	Sell	BNC BANCORP COMstock	$410,000	-1.0%	23,709	-2.2%	0.13%	+8.6%
INTC	Sell	INTELstock	$402,000	-13.9%	12,087	-20.0%	0.12%	-5.3%
XLK	Sell	TECHNOLOGY SELECT SECTOR SPDRetf	$398,000	-49.7%	9,728	-52.9%	0.12%	-44.6%
LUMN	Sell	CENTURYLINK INCstock	$391,000	+3.4%	9,791	-6.2%	0.12%	+14.2%
BA	Sell	BOEING COstock	$391,000	-7.6%	3,121	-6.0%	0.12%	+2.5%
ORCL	Sell	ORACLE CORP COMstock	$389,000	-20.4%	9,633	-20.2%	0.12%	-12.4%
SUP	Sell	SUPERIOR INDUSTRIES INTLstock	$382,000	-15.1%	21,000	-3.7%	0.12%	-6.3%
PSX	Sell	PHILLIPS 66 COMstock	$305,000	-38.4%	4,149	-32.5%	0.09%	-31.9%
IWF	Sell	ISHARES RUSSELL 1000 GROWTH ETFetf	$291,000	-21.1%	3,075	-24.2%	0.09%	-12.6%
CVS	Sell	CVS CORPstock	$290,000	-30.6%	3,231	-41.7%	0.09%	-23.9%
CXP	Sell	COLUMBIA PPTY TR INC COM NEWreit	$279,000	-21.8%	11,239	-18.1%	0.09%	-14.0%
FITB	Sell	FIFTH THIRD BANCORP COMstock	$269,000	-7.9%	13,328	-2.5%	0.08%	+1.2%
QQQ	Sell	POWERSHARES QQQ TRUST, SERIES 1etf	$262,000	+7.8%	2,568	-0.9%	0.08%	+19.1%
JCI	Sell	JOHNSON CTLS INC COMstock	$258,000	-23.0%	5,207	-22.4%	0.08%	-14.9%
WMB	Sell	WILLIAMS COMPANIES INCstock	$257,000	-50.1%	4,675	-47.2%	0.08%	-45.1%
UNP	Sell	UNION PACIFIC CORPstock	$254,000	-23.5%	2,102	-36.8%	0.08%	-16.1%
PRFZ	Sell	POWERSHARES FTSE RAFI US 1500 SMALL-MID PORTFOLIOetf	$249,000	-11.7%	2,500	-10.7%	0.08%	-2.5%
VCR	Sell	VANGUARD CONSUMER DISCRETIONARY INDEX FUNDetf	$251,000	-0.4%	2,248	-2.6%	0.08%	+10.0%
NVS	Sell	NOVARTIS AG ADRadr	$240,000	-7.0%	2,589	-9.3%	0.07%	+2.8%
STI	Sell	SUNTRUST BKS INC COMstock	$227,000	-24.6%	5,717	-23.8%	0.07%	-16.7%
DLTR	Sell	DOLLAR TREE INC COMstock	$225,000	+4.2%	3,670	-7.6%	0.07%	+15.0%
4945SC	Sell	KINDER MORGAN ENERGY PTNRS LPmlp	$223,000	-49.3%	2,370	-55.8%	0.07%	-43.9%
SPY	Sell	SPDR S&P 500 ETFetf	$214,000	-97.6%	1,051	-97.7%	0.07%	-97.4%
SGOL	Sell	ETFS PHYSICAL SWISS GOLD SHARESetf	$199,000	-25.5%	1,750	-14.6%	0.06%	-18.7%
TEVA	Sell	TEVA PHARMACEUTICAL INDS LTD ADRadr	$197,000	+8.8%	3,393	-1.7%	0.06%	+19.6%
VWO	Sell	VANGUARD FTSE EMERGING MARKETS ETFetf	$187,000	-24.9%	4,481	-22.5%	0.06%	-17.1%
C	Sell	CITIGROUP INC COM NEWstock	$184,000	+10.8%	3,438	-2.2%	0.06%	+23.9%
D	Sell	DOMINION RES INC VA NEW COMstock	$186,000	-45.3%	2,521	-47.0%	0.06%	-40.0%
AXP	Sell	AMERICAN EXPRESS COstock	$178,000	-45.2%	1,945	-43.3%	0.06%	-39.6%
APC	Sell	ANADARKO PETE CORP COMstock	$179,000	-29.8%	1,925	-17.2%	0.06%	-22.5%
NSC	Sell	NORFOLK SOUTHERN CORP COMstock	$175,000	+9.4%	1,504	-3.0%	0.05%	+20.0%
ED	Sell	CONSOLIDATED EDISON INCstock	$172,000	+6.2%	2,713	-3.6%	0.05%	+17.8%
TLM	Sell	TALISMAN ENERGY INC COMstock	$162,000	-58.1%	28,160	-22.9%	0.05%	-53.7%
ESRX	Sell	EXPRESS SCRIPTS HLDG CO COMstock	$156,000	+4.7%	2,009	-6.5%	0.05%	+14.3%
TGT	Sell	TARGET CORPstock	$140,000	+7.7%	2,140	-4.3%	0.04%	+19.4%
EMC	Sell	E M C CORP MASS COMstock	$126,000	+5.9%	4,355	-3.7%	0.04%	+18.2%
PXH	Sell	POWERSHARES FTSE RAFI EMERGING MARKETS PORTFOLIOetf	$128,000	-55.6%	6,500	-51.9%	0.04%	-51.9%
ETV	Sell	EATON VANCE TX MNG BY WRT OPP COMcef	$123,000	-29.7%	8,175	-31.1%	0.04%	-22.4%
KMR	Sell	KINDER MORGAN MANAGEMENT LLC SHSmlp	$121,000	-63.8%	1,274	-69.9%	0.04%	-60.2%
DEO	Sell	DIAGEO P L C SPON ADR NEWadr	$120,000	-7.7%	1,017	-0.1%	0.04%	+2.8%
LH	Sell	LABORATORY CORP AMER HLDGS COM NEWstock	$118,000	-11.3%	1,183	-9.0%	0.04%	-2.7%
GSK	Sell	GLAXOSMITHKLINE PLC ADRadr	$112,000	-26.8%	2,455	-14.3%	0.04%	-18.6%
ALL	Sell	ALLSTATE CORP COMstock	$110,000	+1.9%	1,658	-9.6%	0.03%	+13.3%
RDSA	Sell	ROYAL DUTCH SHELL PLC-ADRadr	$109,000	-42.0%	1,541	-32.6%	0.03%	-35.8%
RF	Sell	REGIONS FINL CORP NEW COMstock	$107,000	-13.7%	10,548	-9.4%	0.03%	-5.7%
CMCSA	Sell	COMCAST CORP CL Astock	$108,000	-20.6%	2,048	-19.2%	0.03%	-13.2%
HPQ	Sell	HEWLETT-PACKARD COstock	$105,000	+4.0%	2,858	-4.2%	0.03%	+14.3%
BMS	Sell	BEMIS COMPANY, INC.stock	$101,000	-8.2%	2,600	-3.7%	0.03%	0.0%
CB	Sell	CHUBB CORPstock	$101,000	+8.6%	1,003	-0.7%	0.03%	+19.2%
YYY	Sell	YIELDSHARES HIGH INCOME ETFetf	$97,000	-36.6%	4,250	-32.0%	0.03%	-30.2%
MDT	Sell	MEDTRONIC INCstock	$94,000	-6.9%	1,372	-13.3%	0.03%	+3.6%
MUB	Sell	ISHARES NATIONAL AMT-FREE MUNI BOND ETFetf	$94,000	-6.9%	859	-7.5%	0.03%	+3.6%
LLY	Sell	ELI LILLY AND COstock	$94,000	-9.6%	1,399	-16.2%	0.03%	0.0%
ROOF	Sell	IQ US REAL ESTATE SMALL CAP ETFetf	$93,000	-42.2%	3,400	-44.3%	0.03%	-35.6%
HON	Sell	HONEYWELL INTL INCstock	$94,000	-50.5%	974	-52.4%	0.03%	-45.3%
HAL	Sell	HALLIBURTON COstock	$92,000	-28.1%	1,717	-4.5%	0.03%	-22.2%
UL	Sell	UNILEVER PLC ADR NEWadr	$91,000	-21.6%	2,244	-12.6%	0.03%	-12.5%
FDUS	Sell	FIDUS INVT CORP COMstock	$92,000	-33.3%	5,460	-18.6%	0.03%	-28.2%
OAK	Sell	OAKTREE CAP GROUP LLC UNIT CL Amlp	$92,000	-23.3%	2,000	-16.7%	0.03%	-17.6%
IVE	Sell	ISHARES S&P 500 VALUE ETFetf	$87,000	-28.1%	938	-29.9%	0.03%	-20.6%
ADM	Sell	ARCHER DANIELS MIDLANDstock	$89,000	-38.6%	1,753	-46.5%	0.03%	-34.1%
YUM	Sell	YUM! BRANDS INCstock	$83,000	-58.7%	1,136	-54.2%	0.03%	-53.6%
DEM	Sell	WISDOMTREE EMERGING MARKETS EQUITY INCOME FUNDetf	$79,000	-19.4%	1,730	-8.3%	0.02%	-11.1%
RAI	Sell	REYNOLDS AMERICAN INC COMstock	$77,000	+6.9%	1,187	-0.7%	0.02%	+20.0%
MDLZ	Sell	MONDELEZ INTL INC COMstock	$79,000	-58.2%	2,092	-58.4%	0.02%	-54.7%
APA	Sell	APACHE CORPstock	$77,000	-34.2%	1,031	-11.0%	0.02%	-27.3%
EBAY	Sell	EBAY INC COMstock	$79,000	+2.6%	1,467	-4.4%	0.02%	+9.1%
CAT	Sell	CATERPILLAR INCstock	$73,000	-47.9%	712	-44.8%	0.02%	-41.0%
MNKKQ	Sell	MALLINCKRODT PUB LTD CO SHSstock	$70,000	+4.5%	754	-10.3%	0.02%	+15.8%
VIAB	Sell	VIACOM INC NEW CL Bstock	$70,000	-23.9%	1,019	-3.8%	0.02%	-15.4%
SBUX	Sell	STARBUCKS CORP COMstock	$67,000	-56.8%	864	-56.9%	0.02%	-51.2%
XLV	Sell	HEALTH CARE SELECT SECTOR SPDRetf	$64,000	+3.2%	949	-6.9%	0.02%	+17.6%
AIG	Sell	AMER INTL GROUP INCstock	$58,000	-7.9%	1,082	-5.8%	0.02%	0.0%
A309PS	Sell	DIRECTV COMstock	$58,000	-6.5%	670	-8.7%	0.02%	+5.9%
KMB	Sell	KIMBERLY CLARK CORPstock	$58,000	-31.8%	514	-32.7%	0.02%	-25.0%
KRFT	Sell	KRAFT FOODS GROUPstock	$55,000	-47.6%	962	-44.8%	0.02%	-41.4%
COF	Sell	CAPITAL ONE FINL CORP COMstock	$53,000	-7.0%	650	-6.1%	0.02%	0.0%
VXF	Sell	VANGUARD EXTENDED MARKET ETFetf	$48,000	-89.0%	552	-88.9%	0.02%	-87.8%
LNCE	Sell	SNYDERS-LANCE INCstock	$44,000	-12.0%	1,500	-20.7%	0.01%	0.0%
ITW	Sell	ILLINOIS TOOL WORKSstock	$46,000	-14.8%	495	-20.2%	0.01%	-6.7%
CBS	Sell	CBS CORP NEW CL Bstock	$44,000	-31.2%	868	-16.0%	0.01%	-22.2%
VMC	Sell	VULCAN MATERIALS COMPANYstock	$45,000	-45.8%	700	-46.2%	0.01%	-39.1%
POT	Sell	POTASH CORP SASK INC COMstock	$41,000	-46.1%	1,252	-37.1%	0.01%	-38.1%
RCI	Sell	ROGERS COMMUNICATIONS INC CL Bstock	$41,000	-12.8%	1,102	-6.0%	0.01%	0.0%
AZN	Sell	ASTRAZENECA PLC SPONSORED ADRadr	$42,000	-6.7%	573	-5.4%	0.01%	0.0%
PBP	Sell	POWERSHARES S&P 500 BUYWRITE PORTFOLIOetf	$41,000	-72.7%	2,000	-71.4%	0.01%	-69.0%
GLD	Sell	SPDR GOLD ETFetf	$41,000	-31.7%	366	-22.3%	0.01%	-23.5%
PRU	Sell	PRUDENTIAL FINL INC COMstock	$38,000	-7.3%	447	-3.5%	0.01%	+9.1%
AGN	Sell	ALLERGAN INC COMstock	$39,000	-18.8%	203	-28.3%	0.01%	-7.7%
FB	Sell	FACEBOOK INC CL Astock	$37,000	-9.8%	502	-22.0%	0.01%	0.0%
GG	Sell	GOLDCORP INC NEW COMstock	$33,000	-51.5%	1,734	-28.8%	0.01%	-47.4%
WPC	Sell	W P CAREY INC COMreit	$28,000	0.0%	431	-0.2%	0.01%	+12.5%
AEP	Sell	AMERICAN ELEC PWR COstock	$28,000	-78.6%	500	-78.7%	0.01%	-75.7%
ROK	Sell	ROCKWELL AUTOMATION INCstock	$28,000	-59.4%	254	-54.2%	0.01%	-52.6%
FTR	Sell	FRONTIER COMMUNICATIONSstock	$30,000	0.0%	4,762	-8.0%	0.01%	+12.5%
HOG	Sell	HARLEY DAVIDSON INC COMstock	$27,000	-25.0%	406	-21.8%	0.01%	-20.0%
ICE	Sell	INTERCONTINENTAL EXCHANGE INC COMstock	$27,000	-10.0%	126	-19.7%	0.01%	0.0%
IR	Sell	INGERSOLL-RAND PLCstock	$25,000	-3.8%	400	-5.4%	0.01%	+14.3%
PHM	Sell	PULTE CORPstock	$22,000	0.0%	1,055	-2.3%	0.01%	+16.7%
PCP	Sell	PRECISION CASTPARTS CORPstock	$22,000	-18.5%	101	-4.7%	0.01%	-12.5%
QRTEA	Sell	LIBERTY MEDIA HOLDING CP INTER Astock	$23,000	-14.8%	841	-9.9%	0.01%	-12.5%
BGCP	Sell	BGC PARTNERS INC CL Astock	$18,000	-58.1%	2,142	-62.8%	0.01%	-50.0%
HES	Sell	HESS CORPORATIONstock	$18,000	-43.8%	218	-32.5%	0.01%	-33.3%
OKS	Sell	ONEOK PARTNERS LP UNIT LTD PARTNmlp	$19,000	-92.6%	400	-90.9%	0.01%	-91.7%
COL	Sell	ROCKWELL COLLINS INC COMstock	$21,000	-51.2%	254	-54.2%	0.01%	-50.0%
O	Sell	REALTY INCOME CORP COMreit	$20,000	-72.6%	446	-72.9%	0.01%	-70.0%
EXC	Sell	EXELON CORPstock	$18,000	-37.9%	500	-37.5%	0.01%	-25.0%
TWC	Sell	TIME WARNER CABLE INC COMstock	$21,000	-88.9%	163	-87.4%	0.01%	-88.7%
CIT	Sell	CIT GROUP INC COM NEWstock	$18,000	0.0%	384	-1.5%	0.01%	+20.0%
KR	Sell	KROGER COstock	$20,000	+5.3%	350	-9.1%	0.01%	+20.0%
VTI	Sell	VANGUARD TOTAL STOCK MARKET INDEX FUNDetf	$21,000	-95.5%	209	-95.4%	0.01%	-95.4%
GCI	Sell	GANNETT CO INCstock	$15,000	-25.0%	510	-21.5%	0.01%	-16.7%
M	Sell	MACYS INC COMstock	$15,000	-6.2%	265	-3.6%	0.01%	+25.0%
IOO	Sell	ISHARES GLOBAL 100 ETFetf	$15,000	-99.6%	203	-99.6%	0.01%	-99.5%
SLV	Sell	ISHARES SILVER TRUST ETFetf	$17,000	-29.2%	1,167	-2.5%	0.01%	-28.6%
LMCA	Sell	LIBERTY MEDIA CORP DELAWARE CL Astock	$17,000	-75.0%	478	-3.6%	0.01%	-73.7%
COH	Sell	COACH INC COMstock	$15,000	-21.1%	465	-17.0%	0.01%	0.0%
BRCM	Sell	BROADCOM CORP CL Astock	$17,000	0.0%	427	-4.5%	0.01%	0.0%
CL	Sell	COLGATE-PALMOLIVE COstock	$13,000	-62.9%	200	-60.9%	0.00%	-60.0%
STRZA	Sell	STARZ COM SER Astock	$12,000	0.0%	392	-4.4%	0.00%	+33.3%
EEM	Sell	ISHARES MSCI EMERGING MARKETS ETFetf	$12,000	-62.5%	300	-59.9%	0.00%	-55.6%
IYR	Sell	ISHARES U.S. REAL ESTATE ETFetf	$13,000	-7.1%	178	-6.3%	0.00%	0.0%
FIS	Sell	FIDELITY NATL INFORMATION SVCS COMstock	$14,000	-6.7%	250	-7.4%	0.00%	0.0%
XNTK	Sell	SPDR SER TR MORGAN STANLEY TECHNOLOGY ETFetf	$12,000	-58.6%	129	-57.0%	0.00%	-50.0%
APU	Sell	AMERIGAS PARTNERS L P UNIT L P INTmlp	$9,000	-91.6%	203	-91.4%	0.00%	-90.0%
ANSS	Sell	ANSYS INC COMstock	$10,000	-9.1%	129	-7.9%	0.00%	0.0%
KKD	Sell	KRISPY KREME DOUGHNUTS INC COMstock	$9,000	+12.5%	500	-2.7%	0.00%	+50.0%
CINF	Sell	CINCINNATI FINANCIAL CPstock	$10,000	-37.5%	210	-38.4%	0.00%	-25.0%
SAN	Sell	BANCO SANTANDER CENT HISPadr	$10,000	-28.6%	1,242	-10.4%	0.00%	-25.0%
HR	Sell	HEALTHCARE RLTY TR COMreit	$10,000	-28.6%	406	-26.2%	0.00%	-25.0%
GM	Sell	GENERAL MTRS CO COMstock	$10,000	-16.7%	321	-4.5%	0.00%	0.0%
BMO	Sell	BANK MONTREAL QUE COMstock	$7,000	-78.1%	100	-77.0%	0.00%	-77.8%
S	Sell	SPRINT CORP COM SER 1stock	$5,000	-64.3%	1,136	-30.4%	0.00%	-50.0%
SJM	Sell	SMUCKER J M CO COM NEWstock	$7,000	-22.2%	72	-12.2%	0.00%	-33.3%
TD	Sell	TORONTO DOMINION BK ONT COM NEWstock	$6,000	-80.6%	130	-78.3%	0.00%	-77.8%
DPS	Sell	DR PEPPER SNAPPLE GROUP INC COMstock	$6,000	-91.4%	99	-91.8%	0.00%	-90.0%
FOXA	Sell	TWENTY FIRST CENTY FOX INC CL Astock	$8,000	-11.1%	250	-3.8%	0.00%	-33.3%
HAS	Sell	HASBRO INCstock	$8,000	-38.5%	150	-40.0%	0.00%	-50.0%
ALLE	Sell	ALLEGION PUB LTD CO ORD SHSstock	$6,000	-25.0%	133	-5.0%	0.00%	0.0%
WY	Sell	WEYERHAEUSER CO COMreit	$5,000	-28.6%	161	-22.2%	0.00%	0.0%
EOD	Sell	WELLS FARGO ADV GLB DIV OPP FD COMcef	$5,000	-70.6%	650	-68.3%	0.00%	-60.0%
PCL	Sell	PLUM CREEK TIMBER CO INC COMreit	$8,000	-27.3%	200	-20.9%	0.00%	-33.3%
PII	Sell	POLARIS INDS INC COMstock	$5,000	-28.6%	34	-33.3%	0.00%	0.0%
FLR	Sell	FLUOR CORP NEW COMstock	$6,000	-60.0%	103	-47.2%	0.00%	-50.0%
ING	Sell	ING GROEP N V SPONSORED ADRadr	$6,000	-86.7%	484	-84.8%	0.00%	-84.6%
AFL	Sell	AFLAC INCstock	$6,000	-98.6%	104	-98.5%	0.00%	-98.4%
ACN	Sell	ACCENTURE PLC IRELAND SHS CLASS Astock	$3,000	-57.1%	45	-50.0%	0.00%	-50.0%
LYV	Sell	LIVE NATION ENTERTAINMENT INC COMstock	$2,000	0.0%	79	-16.8%	0.00%	0.0%
IILG	Sell	INTERVAL LEISURE GROUP INC COMstock	$2,000	-33.3%	104	-9.6%	0.00%	0.0%
POM	Sell	PEPCO HLDGS INCstock	$2,000	-60.0%	83	-54.6%	0.00%	0.0%
PF	Sell	PINNACLE FOODS INC DEL COMstock	$3,000	-85.0%	100	-83.3%	0.00%	-83.3%
PBI	Sell	PITNEY BOWES INCstock	$2,000	-60.0%	83	-50.0%	0.00%	0.0%
TROW	Sell	PRICE T ROWE GROUP INC COMstock	$2,000	-77.8%	34	-68.8%	0.00%	-66.7%
SAP	Sell	SAP AG SPON ADRadr	$3,000	-57.1%	50	-44.4%	0.00%	-50.0%
CMCSK	Sell	COMCAST CORP NEW CL A SPLstock	$2,000	-77.8%	55	-65.6%	0.00%	-66.7%
BBVA	Sell	BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADRadr	$2,000	-71.4%	246	-55.8%	0.00%	-50.0%
AIGWS	Sell	AMERICAN INTL GROUP INC WT EXP 011921stock	$4,000	-33.3%	199	-10.4%	0.00%	-50.0%
KEY	Sell	KEYCORP NEWstock	$2,000	-96.2%	150	-96.0%	0.00%	-93.3%
ICGE	Exit	ICG GROUP INC	$0	–	-1	-100.0%	0.00%	–
AMX	Sell	AMERICA MOVIL SAB DE CV SPON ADR L SHSadr	$0	-100.0%	22	-99.7%	0.00%	-100.0%
HSNI	Sell	HSN INC COMstock	$0	-100.0%	3	-78.6%	0.00%	–
4305PS	Sell	ALCATEL-LUCENT SPONSORED ADRadr	$1,000	-80.0%	435	-68.9%	0.00%	-100.0%
NWSA	Sell	NEWS CORP NEW CL Astock	$0	-100.0%	62	-3.1%	0.00%	–
NRG	Sell	NRG ENERGY INC COM NEWstock	$1,000	-50.0%	44	-10.2%	0.00%	-100.0%
MMP	Sell	MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPmlp	$1,000	-98.1%	13	-98.0%	0.00%	-100.0%
RIG	Sell	TRANSOCEAN LTD REG SHSstock	$0	-100.0%	13	-65.8%	0.00%	-100.0%
1338PS	Sell	UBS AG SHS NEWstock	$0	-100.0%	0	-100.0%	0.00%	-100.0%
ILF	Sell	ISHARES LATIN AMERICA 40 ETFetf	$1,000	-50.0%	45	-30.8%	0.00%	-100.0%
MCR	Exit	MFS CHARTER INCOME TRsh ben int	$0	–	-88	-100.0%	0.00%	–
ASNA	Exit	ASCENA RETAIL GROUP INC	$0	–	-6	-100.0%	0.00%	–
BDE	Exit	BLACK DIAMOND INC	$0	–	-25	-100.0%	0.00%	–
AZC	Exit	AUGUSTA RES CORP	$0	–	-100	-100.0%	0.00%	–
ERC	Exit	WELLS FARGO ADVANTAGE MULTI	$0	–	-20	-100.0%	0.00%	–
KGC	Exit	KINROSS GOLD CORP	$0	–	-327	-100.0%	0.00%	–
ELNK	Exit	EARTHLINK HLDGS CORP	$0	–	-100	-100.0%	0.00%	–
GPT	Exit	GRAMERCY PPTY TR INC	$0	–	-73	-100.0%	0.00%	–
PHK	Exit	PIMCO HIGH INCOME FD	$0	–	-7	-100.0%	0.00%	–
ACG	Exit	ALLIANCEBERNSTEIN INCOME	$0	–	-108	-100.0%	0.00%	–
DCMYY	Exit	NTT DOCOMO INCspons adr	$0	–	-70	-100.0%	0.00%	–
FIO	Exit	FUSION-IO INC	$0	–	-30	-100.0%	0.00%	–
PHH	Exit	PHH CORP	$0	–	-32	-100.0%	0.00%	–
NTRS	Exit	NORTHERN TR CORP	$0	–	-7	-100.0%	0.00%	–
HSP	Exit	HOSPIRA INC	$0	–	-20	-100.0%	0.00%	–
PFN	Exit	PIMCO INCOME STRATEGY FUND I	$0	–	-118	-100.0%	0.00%	–
JRO	Exit	NUVEEN FLTNG RTE INCM OPP FD	$0	–	-41	-100.0%	0.00%	–
SMFG	Sell	SUMITOMO MITSUI FINL GROUP INC SPONSORED ADRadr	$0	-100.0%	0	-100.0%	0.00%	-100.0%
SMT	Exit	SMART TECHNOLOGIES INCcl a sub vtg s	$0	–	-200	-100.0%	0.00%	–
SLW	Sell	SILVER WHEATON CORP COMstock	$1,000	-80.0%	83	-54.6%	0.00%	-100.0%
COB	Sell	COMMUNITYONE BANCORP COMstock	$1,000	0.0%	107	-6.1%	0.00%	–
CA	Sell	CA INC COMstock	$0	-100.0%	7	-96.1%	0.00%	-100.0%
CEO	Sell	CNOOC LTD SPONSORED ADRadr	$0	-100.0%	0	-100.0%	0.00%	-100.0%
TREE	Sell	TREE COM INC COMstock	$1,000	0.0%	21	-22.2%	0.00%	–
SKM	Sell	SK TELECOM LTD SPONSORED ADRadr	$0	-100.0%	0	-100.0%	0.00%	-100.0%
HYT	Sell	BLACKROCK CORPOR HI YLD FD INC COMcef	$0	-100.0%	39	-75.8%	0.00%	-100.0%
GOLD	Sell	BARRICK GOLD CORP COMstock	$1,000	-85.7%	126	-64.6%	0.00%	-100.0%
BCS	Sell	BARCLAYS PLC ADRadr	$1,000	-80.0%	117	-64.2%	0.00%	-100.0%
RFMD	Sell	RF MICRODEVICES INC COMstock	$1,000	-50.0%	100	-50.0%	0.00%	-100.0%
TA	Exit	TRAVELCENTERS OF AMERICA LLC	$0	–	-20	-100.0%	0.00%	–
EMB	Exit	ISHARESjp mor em mk etf	$0	–	-4	-100.0%	0.00%	–
PIPR	Sell	PIPER JAFFRAY COS COMstock	$0	–	4	-20.0%	0.00%	–
GMWSA	Sell	GENERAL MTRS CO WT EXP 071016stock	$0	-100.0%	27	-77.5%	0.00%	-100.0%
VOD	Sell	VODAFONE GROUP NEW ADR Fadr	$1,000	-83.3%	31	-83.0%	0.00%	-100.0%
PHD	Sell	PIONEER FLOATING RATE TR COMcef	$0	-100.0%	6	-86.0%	0.00%	–
GMWSB	Sell	GENERAL MTRS CO WT EXP 071019stock	$0	-100.0%	27	-77.5%	0.00%	-100.0%
AU	Sell	ANGLOGOLD ASHANTI LTD SPONS ADRadr	$0	-100.0%	49	-77.7%	0.00%	-100.0%
GD	Exit	GENERAL DYNAMICS CORP	$0	–	-46	-100.0%	-0.00%	–
GLO	Exit	CLOUGH GLOBAL OPPORTUNITIESsh ben int	$0	–	-270	-100.0%	-0.00%	–
TRI	Exit	THOMSON REUTERS CORP	$0	–	-57	-100.0%	-0.00%	–
SWC	Exit	STILLWATER MNG CO	$0	–	-100	-100.0%	-0.00%	–
	Exit	CHESAPEAKE ENERGY CORPnote 2.500% 5/1	$0	–	-2,000	-100.0%	-0.00%	–
CCJ	Exit	CAMECO CORP	$0	–	-112	-100.0%	-0.00%	–
HIW	Exit	HIGHWOODS PPTYS INC	$0	–	-100	-100.0%	-0.00%	–
VSS	Exit	VANGUARD INTL EQUITY INDEX Fftse smcap etf	$0	–	-20	-100.0%	-0.00%	–
NPK	Exit	NATIONAL PRESTO INDS INC	$0	–	-56	-100.0%	-0.00%	–
PLD	Exit	PROLOGIS INC	$0	–	-67	-100.0%	-0.00%	–
RPI	Exit	ROBERTS REALTY INVS	$0	–	-5,141	-100.0%	-0.00%	–
GWR	Exit	GENESEE & WYO INCcl a	$0	–	-30	-100.0%	-0.00%	–
PRGO	Exit	PERRIGO CO PLC	$0	–	-25	-100.0%	-0.00%	–
ABB	Exit	ABB LTDsponsored adr	$0	–	-87	-100.0%	-0.00%	–
NPBC	Exit	NATIONAL PENN BANCSHARES INC	$0	–	-390	-100.0%	-0.00%	–
PBPB	Exit	POTBELLY CORP	$0	–	-150	-100.0%	-0.00%	–
NRP	Exit	NATURAL RESOURCE PARTNERS L	$0	–	-230	-100.0%	-0.00%	–
INFA	Exit	INFORMATICA CORP	$0	–	-100	-100.0%	-0.00%	–
E	Exit	ENI S P Asponsored adr	$0	–	-40	-100.0%	-0.00%	–
WBC	Exit	WABCO HLDGS INC	$0	–	-33	-100.0%	-0.00%	–
KING	Exit	KING DIGITAL ENTMT PLC	$0	–	-100	-100.0%	-0.00%	–
	Exit	CHESAPEAKE ENERGY CORPnote 2.250%12/1	$0	–	-3,000	-100.0%	-0.00%	–
AVVIY	Exit	AVIVA PLCadr	$0	–	-300	-100.0%	-0.00%	–
CIK	Exit	CREDIT SUISSE ASSET MGMT INC	$0	–	-962	-100.0%	-0.00%	–
CALM	Exit	CAL MAINE FOODS INC	$0	–	-40	-100.0%	-0.00%	–
LB	Exit	L BRANDS INC	$0	–	-100	-100.0%	-0.00%	–
CNP	Exit	CENTERPOINT ENERGY INC	$0	–	-247	-100.0%	-0.00%	–
GRMN	Exit	GARMIN LTD	$0	–	-100	-100.0%	-0.00%	–
SPDW	Exit	SPDR INDEX SHS FDSs&p wrld ex us	$0	–	-200	-100.0%	-0.00%	–
IYE	Exit	ISHARESu.s. energy etf	$0	–	-122	-100.0%	-0.00%	–
GTI	Exit	GRAFTECH INTL LTD	$0	–	-750	-100.0%	-0.00%	–
	Exit	INTEL CORPsdcv 2.950%12/1	$0	–	-5,000	-100.0%	-0.00%	–
JNPR	Exit	JUNIPER NETWORKS INC	$0	–	-260	-100.0%	-0.00%	–
MXIM	Exit	MAXIM INTEGRATED PRODS INC	$0	–	-180	-100.0%	-0.00%	–
FCF	Exit	FIRST COMWLTH FINL CORP PA	$0	–	-875	-100.0%	-0.00%	–
	Exit	LIBERTY MEDIA CORPdeb 4.000%11/1	$0	–	-10,000	-100.0%	-0.00%	–
NQI	Exit	NUVEEN QUALITY MUN FD INC	$0	–	-500	-100.0%	-0.00%	–
CAM	Exit	CAMERON INTERNATIONAL CORP	$0	–	-85	-100.0%	-0.00%	–
IMGN	Exit	IMMUNOGEN INC	$0	–	-500	-100.0%	-0.00%	–
CTT	Exit	CATCHMARK TIMBER TR INCcl a	$0	–	-562	-100.0%	-0.00%	–
CMP	Exit	COMPASS MINERALS INTL INC	$0	–	-100	-100.0%	-0.00%	–
CPB	Exit	CAMPBELL SOUP CO	$0	–	-243	-100.0%	-0.00%	–
HRB	Exit	BLOCK H & R INC	$0	–	-318	-100.0%	-0.00%	–
VDE	Exit	VANGUARD WORLD FDSenergy etf	$0	–	-75	-100.0%	-0.00%	–
MCO	Exit	MOODYS CORP	$0	–	-109	-100.0%	-0.00%	–
NRK	Exit	NUVEEN NY AMT FREE MUN INCOM	$0	–	-703	-100.0%	-0.00%	–
BTO	Exit	HANCOCK JOHN FINL OPPTYS FDsh ben int new	$0	–	-455	-100.0%	-0.00%	–
FXA	Exit	CURRENCYSHARES AUSTRALIAN DLaustralian dol	$0	–	-125	-100.0%	-0.00%	–
SHM	Exit	SPDR SERIES TRUSTnuvn br sht muni	$0	–	-400	-100.0%	-0.00%	–
BBL	Exit	BHP BILLITON PLCsponsored adr	$0	–	-131	-100.0%	-0.00%	–
HZNP	Exit	HORIZON PHARMA INC	$0	–	-700	-100.0%	-0.00%	–
HI	Exit	HILLENBRAND INC	$0	–	-376	-100.0%	-0.00%	–
AL	Exit	AIR LEASE CORPcl a	$0	–	-250	-100.0%	-0.00%	–
CLH	Exit	CLEAN HARBORS INC	$0	–	-150	-100.0%	-0.00%	–
SMMU	Exit	PIMCO ETF TRshtrm mun bond	$0	–	-200	-100.0%	-0.00%	–
AGD	Exit	ALPINE GLOBAL DYNAMIC DIVD F	$0	–	-1,000	-100.0%	-0.00%	–
WEC	Exit	WISCONSIN ENERGY CORP	$0	–	-285	-100.0%	-0.00%	–
CCE	Exit	COCA COLA ENTERPRISES INC NE	$0	–	-274	-100.0%	-0.00%	–
RGLD	Exit	ROYAL GOLD INC	$0	–	-210	-100.0%	-0.00%	–
LEG	Exit	LEGGETT & PLATT INC	$0	–	-400	-100.0%	-0.00%	–
SDOCQ	Exit	SANDRIDGE ENERGY INC	$0	–	-2,000	-100.0%	-0.00%	–
MCN	Exit	MADISON CVRED CALL & EQ STR	$0	–	-1,600	-100.0%	-0.00%	–
IFNA	Exit	ISHARESnort ame re etf	$0	–	-238	-100.0%	-0.00%	–
IRWD	Exit	IRONWOOD PHARMACEUTICALS INC	$0	–	-1,000	-100.0%	-0.00%	–
PSEC	Exit	PROSPECT CAPITAL CORPORATION	$0	–	-1,717	-100.0%	-0.01%	–
KXI	Exit	ISHARESglb cnsm stp etf	$0	–	-220	-100.0%	-0.01%	–
PWE	Exit	PENN WEST PETE LTD NEW	$0	–	-2,150	-100.0%	-0.01%	–
ROIC	Exit	RETAIL OPPORTUNITY INVTS COR	$0	–	-1,350	-100.0%	-0.01%	–
BNS	Exit	BANK N S HALIFAX	$0	–	-350	-100.0%	-0.01%	–
DOX	Exit	AMDOCS LTD	$0	–	-490	-100.0%	-0.01%	–
DEG	Exit	DELHAIZE GROUPsponsored adr	$0	–	-1,252	-100.0%	-0.01%	–
NQU	Exit	NUVEEN QUALITY INCOME MUN FD	$0	–	-1,466	-100.0%	-0.01%	–
PERS	Exit	SANDRIDGE PERMIAN TR	$0	–	-2,000	-100.0%	-0.01%	–
AVP	Exit	AVON PRODS INC	$0	–	-1,717	-100.0%	-0.01%	–
CM	Exit	CDN IMPERIAL BK COMM TORONTO	$0	–	-260	-100.0%	-0.01%	–
PTH	Exit	POWERSHARES ETF TRUSThlthcr sec por	$0	–	-590	-100.0%	-0.01%	–
AFSI	Exit	AMTRUST FINL SVCS INC	$0	–	-726	-100.0%	-0.01%	–
DHS	Exit	WISDOMTREE TReqty inc fd	$0	–	-450	-100.0%	-0.01%	–
FRX	Exit	FOREST LABS INC	$0	–	-310	-100.0%	-0.01%	–
BSJF	Exit	CLAYMORE EXCHANGE TRD FD TRgugg bull 2015	$0	–	-1,150	-100.0%	-0.01%	–
PCN	Exit	PIMCO CORPORATE INCOME STRAT	$0	–	-2,100	-100.0%	-0.01%	–
HSH	Exit	HILLSHIRE BRANDS CO	$0	–	-616	-100.0%	-0.01%	–
DNP	Exit	DNP SELECT INCOME FD	$0	–	-3,849	-100.0%	-0.01%	–
MKL	Exit	MARKEL CORP	$0	–	-60	-100.0%	-0.01%	–
BCV	Exit	BANCROFT FUND LTD	$0	–	-2,169	-100.0%	-0.01%	–
HYS	Exit	PIMCO ETF TR0-5 high yield	$0	–	-450	-100.0%	-0.01%	–
DTN	Exit	WISDOMTREE TRdiv ex-finl fd	$0	–	-650	-100.0%	-0.01%	–
DON	Exit	WISDOMTREE TRmidcap divi fd	$0	–	-650	-100.0%	-0.02%	–
NNC	Exit	NUVEEN N C PREM INCOME MUN F	$0	–	-4,013	-100.0%	-0.02%	–
BIP	Exit	BROOKFIELD INFRAST PARTNERSlp int unit	$0	–	-1,356	-100.0%	-0.02%	–
JXI	Exit	ISHARESglob utilits etf	$0	–	-1,111	-100.0%	-0.02%	–
ESV	Exit	ENSCO PLC	$0	–	-1,085	-100.0%	-0.02%	–
XEL	Exit	XCEL ENERGY INC	$0	–	-2,065	-100.0%	-0.02%	–
IJR	Exit	ISHAREScore s&p scp etf	$0	–	-600	-100.0%	-0.02%	–
PLPC	Exit	PREFORMED LINE PRODS CO	$0	–	-1,300	-100.0%	-0.02%	–
IWN	Exit	ISHARESrus 2000 val etf	$0	–	-825	-100.0%	-0.02%	–
AAN	Exit	AARONS INC	$0	–	-2,700	-100.0%	-0.03%	–
IWD	Exit	ISHARESrus 1000 val etf	$0	–	-1,052	-100.0%	-0.03%	–
SPXX	Exit	NUVEEN EQUITY PREM & GROWTH	$0	–	-8,000	-100.0%	-0.03%	–
ITC	Exit	ITC HLDGS CORP	$0	–	-3,600	-100.0%	-0.04%	–
VKI	Exit	INVESCO ADVANTAGE MUNICIPALsh ben int	$0	–	-11,700	-100.0%	-0.04%	–
IAT	Exit	ISHARESus regnl bks etf	$0	–	-5,070	-100.0%	-0.05%	–
ACWI	Exit	ISHARESmsci acwi etf	$0	–	-3,305	-100.0%	-0.06%	–
TRW	Exit	TRW AUTOMOTIVE HLDGS CORP	$0	–	-3,000	-100.0%	-0.08%	–
ETJ	Exit	EATON VANCE RISK MNGD DIV EQ	$0	–	-46,000	-100.0%	-0.15%	–
EV	Exit	EATON VANCE CORP	$0	–	-15,000	-100.0%	-0.16%	–
UBSH	Exit	UNION BANKSHARES CORP NEW	$0	–	-34,011	-100.0%	-0.24%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-11-13

Signatures

The EDGAR filing(s) were signed by:

Dennis C. Adams — Compliance Administrator

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD	35	Q4 2021	14.8%
ISHARES TR MSCI USA MOMENTUM FACTOR (MTUM)	35	Q4 2021	3.8%
APPLE INC COM	35	Q4 2021	3.5%
MICROSOFT CORP COM	35	Q4 2021	4.5%
EXXON MOBIL CORPORATION	35	Q4 2021	7.7%
VANGUARD SPECIALIZED PORTFOLIOS DIV (VIG)	35	Q4 2021	3.7%
STANDARD & POORS 500 (SPY)	35	Q4 2021	4.2%
JOHNSON & JOHNSON COM	35	Q4 2021	5.6%
DUKE ENERGY CORP NEW COM NEW	35	Q4 2021	1.6%
ISHARES TR S&P 500 INDEX (IVV)	35	Q4 2021	1.9%

View Carroll Financial Associates, Inc.'s complete holdings history.

Latest filings

Type	Filed
13F-HR	2022-01-06
13F-HR	2021-10-07
13F-HR	2021-07-13
13F-HR	2021-04-06
13F-HR	2021-01-08
13F-HR	2020-10-06
13F-HR	2020-07-09
13F-HR	2020-04-10
13F-HR	2020-01-08
13F-HR	2019-10-09

View Carroll Financial Associates, Inc.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Export Carroll Financial Associates, Inc.'s holdings

Carroll Financial Associates, Inc. - Q3 2014 holdings

Original filings

Signatures

Top long-term holdings

Latest filings

All filings