$324 Million is the total value of Carroll Financial Associates, Inc.'s 934 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PHDG | New | POWERSHARES S&P 500 DOWNSIDE HEDGED PORTFOLIOetf | $7,449,000 | – | 251,160 | +100.0% | 2.30% | – |
| RCAPQ | New | RCS CAP CORP COM CL Astock | $670,000 | – | 60,000 | +100.0% | 0.21% | – |
| CDK | New | CDK GLOBAL INC COMstock | $325,000 | – | 8,382 | +100.0% | 0.10% | – |
| SSB | New | SOUTH ST CORP COMstock | $229,000 | – | 3,685 | +100.0% | 0.07% | – |
| PHYS | New | SPROTT PHYSICAL GOLD TRUST UNITcef | $197,000 | – | 20,500 | +100.0% | 0.06% | – |
| T104PS | New | AMERICAN RLTY CAP PPTYS INC COMreit | $173,000 | – | 20,000 | +100.0% | 0.05% | – |
| BSCG | New | GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETFetf | $88,000 | – | 4,000 | +100.0% | 0.03% | – |
| DBEU | New | DEUTSCHE X-TRACKERS MSCI EUROPE HEDGED EQUITY ETFetf | $77,000 | – | 2,875 | +100.0% | 0.02% | – |
| PMF | New | PIMCO MUNICIPAL INCOME FD COMcef | $57,000 | – | 4,000 | +100.0% | 0.02% | – |
| LGIH | New | LGI HOMES INC COMstock | $54,000 | – | 3,000 | +100.0% | 0.02% | – |
| BBTPRG | New | BB&T CORP DP SHS RP PF Gpreferred | $56,000 | – | 2,510 | +100.0% | 0.02% | – |
| CP | New | CANADIAN PAC RY LTD COMstock | $52,000 | – | 250 | +100.0% | 0.02% | – |
| CMS | New | CMS ENERGY CORPstock | $49,000 | – | 1,500 | +100.0% | 0.02% | – |
| FULT | New | FULTON FINL CORP PA COMstock | $50,000 | – | 4,166 | +100.0% | 0.02% | – |
| FLOT | New | ISHARES FLOATING RATE BOND ETFetf | $50,000 | – | 1,000 | +100.0% | 0.02% | – |
| CSC | New | COMPUTER SCIENCES CORPstock | $45,000 | – | 750 | +100.0% | 0.01% | – |
| DGRE | New | WISDOMTREE EMERGING MARKETS DIVIDEND GROWTH FUNDetf | $45,000 | – | 1,820 | +100.0% | 0.01% | – |
| VOX | New | VANGUARD TELECOMMUNICATION SERVICES INDEX FUNDetf | $44,000 | – | 500 | +100.0% | 0.01% | – |
| EQR | New | EQUITY RESIDENTIAL SH BEN INTreit | $38,000 | – | 556 | +100.0% | 0.01% | – |
| DFE | New | WISDOMTREE EUROPE SMALLCAP DIVIDEND FUNDetf | $36,000 | – | 700 | +100.0% | 0.01% | – |
| STO | New | STATOIL ASA SPONSORED ADRadr | $33,000 | – | 1,500 | +100.0% | 0.01% | – |
| EGBN | New | EAGLE BANCORP INC MD COMstock | $34,000 | – | 978 | +100.0% | 0.01% | – |
| LMCK | New | LIBERTY MEDIA CORP DELAWARE COM SER Cstock | $33,000 | – | 956 | +100.0% | 0.01% | – |
| BCSPRCCL | New | BARCLAYS BANK PLC ADS7.75%PFD S4adr | $25,000 | – | 1,000 | +100.0% | 0.01% | – |
| IDV | New | ISHARES INTERNATIONAL SELECT DIVIDEND ETFetf | $21,000 | – | 590 | +100.0% | 0.01% | – |
| GNRC | New | GENERAC HLDGS INC COMstock | $21,000 | – | 500 | +100.0% | 0.01% | – |
| RCL | New | ROYAL CARIBBEAN CRUISES LTD COMstock | $15,000 | – | 224 | +100.0% | 0.01% | – |
| New | AMDOCS LTD SHSstock | $15,000 | – | 325 | +100.0% | 0.01% | – | |
| CHD | New | CHURCH & DWIGHT INC COMstock | $13,000 | – | 182 | +100.0% | 0.00% | – |
| KRG | New | KITE RLTY GROUP TR COM NEWreit | $12,000 | – | 469 | +100.0% | 0.00% | – |
| ERF | New | ENERPLUS CORP COMstock | $12,000 | – | 800 | +100.0% | 0.00% | – |
| CLR | New | CONTINENTAL RESOURCES INC COMstock | $10,000 | – | 190 | +100.0% | 0.00% | – |
| PWE | New | PENN WEST PETE LTD NEW COMstock | $9,000 | – | 2,150 | +100.0% | 0.00% | – |
| STWD | New | STARWOOD PPTY TR INC COMreit | $9,000 | – | 402 | +100.0% | 0.00% | – |
| NCLH | New | NORWEGIAN CRUISE LINE HLDGS LT SHSstock | $10,000 | – | 264 | +100.0% | 0.00% | – |
| SQM | New | SOCIEDAD QUIMICA MINERA DE CHI SPON ADR SER Badr | $9,000 | – | 419 | +100.0% | 0.00% | – |
| LEN | New | LENNAR CORPstock | $9,000 | – | 206 | +100.0% | 0.00% | – |
| ROP | New | ROPER INDS INC NEW COMstock | $10,000 | – | 65 | +100.0% | 0.00% | – |
| WAB | New | WABTEC CORP COMstock | $9,000 | – | 108 | +100.0% | 0.00% | – |
| XLP | New | CONSUMER STAPLES SELECT SECTOR SPDR FUNDetf | $11,000 | – | 241 | +100.0% | 0.00% | – |
| TPX | New | TEMPUR SEALY INTL INC COMstock | $9,000 | – | 180 | +100.0% | 0.00% | – |
| RFG | New | GUGGENHEIM S&P MIDCAP 400 PURE GROWTH ETFetf | $9,000 | – | 80 | +100.0% | 0.00% | – |
| MGU | New | MACQUARIE GLBL INFRA TOTL RETN COMcef | $9,000 | – | 366 | +100.0% | 0.00% | – |
| HZNP | New | HORIZON PHARMA PLC SHSstock | $9,000 | – | 700 | +100.0% | 0.00% | – |
| SRLN | New | SPDR BLACKSTONE/ GSO SENIOR LOAN ETFetf | $6,000 | – | 126 | +100.0% | 0.00% | – |
| CMI | New | CUMMINS INCstock | $6,000 | – | 43 | +100.0% | 0.00% | – |
| ZOES | New | ZOES KITCHEN INC COMstock | $6,000 | – | 200 | +100.0% | 0.00% | – |
| ITUB | New | ITAU UNIBANCO HLDG SA SPON ADR REP PFDadr | $7,000 | – | 507 | +100.0% | 0.00% | – |
| HEDJ | New | WISDOMTREE EUROPE HEDGED EQUITY FUNDetf | $5,000 | – | 100 | +100.0% | 0.00% | – |
| HFC | New | HOLLYFRONTIER CORP COMstock | $7,000 | – | 180 | +100.0% | 0.00% | – |
| WAIR | New | WESCO AIRCRAFT HLDGS INC COMstock | $8,000 | – | 500 | +100.0% | 0.00% | – |
| FFIV | New | F5 NETWORKS INC COMstock | $6,000 | – | 53 | +100.0% | 0.00% | – |
| New | INTEL CORP 2.95% 12/15/2035convertible | $6,000 | – | 5,000 | +100.0% | 0.00% | – | |
| WFT | New | WEATHERFORD INTL NEW Fstock | $5,000 | – | 333 | +100.0% | 0.00% | – |
| CEF | New | CENTRAL FD CDA LTD CL Acef | $8,000 | – | 710 | +100.0% | 0.00% | – |
| LTRPA | New | LIBERTY TRIPADVISOR HLDGS INC COM SER Astock | $2,000 | – | 82 | +100.0% | 0.00% | – |
| HTHIY | New | HITACHI ADR-EACH CNVINTO 10 ORD NPVadr | $3,000 | – | 50 | +100.0% | 0.00% | – |
| PLD | New | PROLOGIS SH BEN INTreit | $2,000 | – | 67 | +100.0% | 0.00% | – |
| RL | New | RALPH LAUREN CORP CL Astock | $3,000 | – | 18 | +100.0% | 0.00% | – |
| New | CHESAPEAKE ENERGY CORP 2.25% 12/15/2038convertible | $2,000 | – | 3,000 | +100.0% | 0.00% | – | |
| CAB | New | CABELAS INC COMstock | $2,000 | – | 51 | +100.0% | 0.00% | – |
| TMST | New | TIMKENSTEEL CORP COMstock | $2,000 | – | 76 | +100.0% | 0.00% | – |
| TRMB | New | TRIMBLE NAVIGATION LTD COMstock | $2,000 | – | 103 | +100.0% | 0.00% | – |
| BGGSQ | New | BRIGGS & STRATTON CORPstock | $3,000 | – | 181 | +100.0% | 0.00% | – |
| USG | New | U S G CORP COM NEWstock | $3,000 | – | 112 | +100.0% | 0.00% | – |
| New | VERISIGN INC 3.25% 08/15/2037convertible | $3,000 | – | 2,000 | +100.0% | 0.00% | – | |
| AWCMY | New | ALUMINA LTD SPONSORED ADRadr | $1,000 | – | 305 | +100.0% | 0.00% | – |
| ACTA | New | ACTUA CORP COMstock | $0 | – | 1 | +100.0% | 0.00% | – |
| NEWN | New | NEW ENERGY SYS GROUPCOMstock | $0 | – | 30 | +100.0% | 0.00% | – |
| MDTH | New | MEDCATH CORP COMstock | $0 | – | 500 | +100.0% | 0.00% | – |
| PGNPQ | New | PARAGON OFFSHORE PLC SHSstock | $0 | – | 116 | +100.0% | 0.00% | – |
| NAO | New | NORDIC AMERICAN OFFSHORELTD SHSstock | $0 | – | 17 | +100.0% | 0.00% | – |
| New | CHESAPEAKE ENERGY CORP 2.5% 05/15/2037convertible | $1,000 | – | 2,000 | +100.0% | 0.00% | – | |
| SFST | New | SOUTHERN FIRST BANCSHARES INC COMstock | $1,000 | – | 73 | +100.0% | 0.00% | – |
| CASI | New | CASI PHARMACEUTICALS INC COMstock | $0 | – | 9 | +100.0% | 0.00% | – |
| SCMR | New | SYCAMORE NETWORKS INC COM NEWstock | $0 | – | 2 | +100.0% | 0.00% | – |
| SIEGY | New | SIEMENS A G SPON ADRadr | $0 | – | 0 | +100.0% | 0.00% | – |
| SSEIQ | New | SEVENTY SEVEN ENERGY INC COMstock | $0 | – | 14 | +100.0% | 0.00% | – |
| TPH | New | TRI POINTE HOMES INC COMstock | $1,000 | – | 101 | +100.0% | 0.00% | – |
| TSTC | New | TELESTONE TECHNOLOGIES CORP COMstock | $0 | – | 400 | +100.0% | 0.00% | – |
| RYAM | New | RAYONIER ADVANCED MATLS INC COMstock | $0 | – | 15 | +100.0% | 0.00% | – |
| BCSPRACL | New | BARCLAYS BANK PLC SP ADR 7.1%PF3adr | $1,000 | – | 50 | +100.0% | 0.00% | – |
| FRCMQ | New | FAIRPOINT COMMUNICATIONS INC COMstock | $0 | – | 29 | +100.0% | 0.00% | – |
| VEC | New | VECTRUS INC COMstock | $0 | – | 11 | +100.0% | 0.00% | – |
| VRTV | New | VERITIV CORP COMstock | $0 | – | 2 | +100.0% | 0.00% | – |
| WTR | New | AQUA AMERICA INCstock | $1,000 | – | 47 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 35 | Q4 2021 | 14.8% |
| ISHARES TR MSCI USA MOMENTUM FACTOR (MTUM) | 35 | Q4 2021 | 3.8% |
| APPLE INC COM | 35 | Q4 2021 | 3.5% |
| MICROSOFT CORP COM | 35 | Q4 2021 | 4.5% |
| EXXON MOBIL CORPORATION | 35 | Q4 2021 | 7.7% |
| VANGUARD SPECIALIZED PORTFOLIOS DIV (VIG) | 35 | Q4 2021 | 3.7% |
| STANDARD & POORS 500 (SPY) | 35 | Q4 2021 | 4.2% |
| JOHNSON & JOHNSON COM | 35 | Q4 2021 | 5.6% |
| DUKE ENERGY CORP NEW COM NEW | 35 | Q4 2021 | 1.6% |
| ISHARES TR S&P 500 INDEX (IVV) | 35 | Q4 2021 | 1.9% |
View Carroll Financial Associates, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-01-06 |
| 13F-HR | 2021-10-07 |
| 13F-HR | 2021-07-13 |
| 13F-HR | 2021-04-06 |
| 13F-HR | 2021-01-08 |
| 13F-HR | 2020-10-06 |
| 13F-HR | 2020-07-09 |
| 13F-HR | 2020-04-10 |
| 13F-HR | 2020-01-08 |
| 13F-HR | 2019-10-09 |
View Carroll Financial Associates, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.