$324 Million is the total value of Carroll Financial Associates, Inc.'s 934 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 89.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MTUM | Buy | ISHARES MSCI USA MOMENTUM FACTORetf | $12,121,000 | +11.9% | 180,865 | +5.6% | 3.74% | +23.3% |
| PHDG | New | POWERSHARES S&P 500 DOWNSIDE HEDGED PORTFOLIOetf | $7,449,000 | – | 251,160 | +100.0% | 2.30% | – |
| HTS | Buy | HATTERAS FINL CORP COMreit | $5,812,000 | -4.0% | 306,250 | +0.2% | 1.79% | +5.8% |
| KO | Buy | COCA COLA COstock | $3,856,000 | +3.5% | 90,726 | +3.2% | 1.19% | +14.1% |
| FSC | Buy | FIFTH STREET FINANCE CORP COMcef | $3,150,000 | -3.6% | 355,600 | +6.9% | 0.97% | +6.2% |
| BBRC | Buy | EGSHARES BEYOND BRICetf | $2,904,000 | +64.5% | 133,675 | +66.0% | 0.90% | +81.2% |
| CSG | Buy | CHAMBERS STR PPTYS COMreit | $2,769,000 | +3.0% | 338,521 | +1.2% | 0.85% | +13.6% |
| IVV | Buy | ISHARES CORE S&P 500 ETFetf | $2,502,000 | +4.7% | 12,177 | +0.4% | 0.77% | +15.4% |
| PKW | Buy | POWERSHARES BUYBACK ACHIEVERS PORTFOLIOetf | $2,240,000 | +16.4% | 48,080 | +12.1% | 0.69% | +28.4% |
| CVX | Buy | CHEVRON CORPstock | $2,065,000 | +9.0% | 17,441 | +20.2% | 0.64% | +20.2% |
| Buy | ETRACS WELLS FARGO MLP EX-ENERGY ETNetf | $1,926,000 | +21.6% | 82,600 | +30.3% | 0.59% | +34.1% | |
| MCD | Buy | MCDONALDS CORPstock | $1,341,000 | -5.6% | 14,103 | +0.0% | 0.41% | +4.0% |
| UPS | Buy | UNITED PARCEL SERVICE INC CL Bstock | $1,263,000 | +7.0% | 11,615 | +1.1% | 0.39% | +17.9% |
| ARCC | Buy | ARES CAP CORP COMcef | $1,122,000 | +7.2% | 68,730 | +17.3% | 0.35% | +18.1% |
| OXY | Buy | OCCIDENTAL PETE CORP DELstock | $952,000 | -12.4% | 10,688 | +0.9% | 0.29% | -3.3% |
| BAX | Buy | BAXTER INTL INCstock | $949,000 | +12.0% | 13,422 | +14.6% | 0.29% | +23.6% |
| CPTA | Buy | CAPITALA FIN CORP COMstock | $823,000 | -0.5% | 45,300 | +3.5% | 0.25% | +10.0% |
| AMGN | Buy | AMGEN INC COMstock | $810,000 | +70.5% | 4,992 | +24.3% | 0.25% | +88.0% |
| WMT | Buy | WAL-MART STORES INCstock | $785,000 | +9.8% | 9,936 | +4.3% | 0.24% | +21.0% |
| DIS | Buy | WALT DISNEY COstock | $751,000 | +6.5% | 8,355 | +1.7% | 0.23% | +17.8% |
| DD | Buy | DU PONT E I DE NEMOURS & COstock | $752,000 | +21.7% | 10,630 | +12.6% | 0.23% | +34.1% |
| F113PS | Buy | COVIDIEN LTD IRELANDstock | $718,000 | +5.4% | 7,666 | +1.5% | 0.22% | +16.3% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L Pmlp | $707,000 | -3.7% | 18,752 | +100.0% | 0.22% | +6.3% |
| RCAPQ | New | RCS CAP CORP COM CL Astock | $670,000 | – | 60,000 | +100.0% | 0.21% | – |
| BMY | Buy | BRISTOL MYERS SQUIBBstock | $654,000 | +26.5% | 11,150 | +4.7% | 0.20% | +39.3% |
| SPLV | Buy | POWERSHARES S&P 500 LOW VOLATILITY PORTFOLIOetf | $643,000 | +7.3% | 17,306 | +2.8% | 0.20% | +17.9% |
| SLB | Buy | SCHLUMBERGER LTDstock | $598,000 | -11.4% | 6,086 | +6.4% | 0.18% | -2.6% |
| DVY | Buy | ISHARES SELECT DIVIDEND ETFetf | $593,000 | +10.4% | 7,537 | +8.0% | 0.18% | +22.0% |
| MLPL | Buy | UBS AG JERSEY BRANCHE-TRACS LKD ALERIAN MLP INFRASTRUCTURE INDEXetf | $545,000 | +74.1% | 8,300 | +86.5% | 0.17% | +90.9% |
| MRK | Buy | MERCK & CO INCstock | $485,000 | +31.1% | 8,174 | +28.0% | 0.15% | +44.2% |
| PGHY | Buy | POWERSHARES GLOBAL SHORT TERM HIGH YIELD BOND PORTFOLIOetf | $481,000 | +48.0% | 20,000 | +53.8% | 0.15% | +62.6% |
| SWN | Buy | SOUTHWESTERN ENERGY COstock | $456,000 | +54.1% | 12,900 | +98.5% | 0.14% | +69.9% |
| GILD | Buy | GILEAD SCIENCES INC COMstock | $414,000 | +59.8% | 3,834 | +22.6% | 0.13% | +77.8% |
| RSP | Buy | GUGGENHEIM S&P 500 EQUAL WEIGHT ETFetf | $407,000 | +4.1% | 5,155 | +1.1% | 0.12% | +14.7% |
| MORL | Buy | ETRACS MONTHLY PAY 2XLEVERAGED MORTGAGE REIT ETNetf | $392,000 | -6.4% | 18,400 | +2.8% | 0.12% | +3.4% |
| CLX | Buy | CLOROX CO DELstock | $392,000 | +21.7% | 3,877 | +10.0% | 0.12% | +34.4% |
| NKE | Buy | NIKE INC CL Bstock | $349,000 | +24.2% | 3,681 | +1.5% | 0.11% | +36.7% |
| AMT | Buy | AMERICAN TOWER CORP NEW COMreit | $351,000 | +20.6% | 3,535 | +9.3% | 0.11% | +33.3% |
| CEFL | Buy | ETRACS MONTHLY PAY 2XLEVERAGED CLOSED-END FUND ETNetf | $351,000 | +1362.5% | 13,600 | +1600.0% | 0.11% | +1442.9% |
| CDK | New | CDK GLOBAL INC COMstock | $325,000 | – | 8,382 | +100.0% | 0.10% | – |
| VGT | Buy | VANGUARD INFORMATION TECHNOLOGY INDEX FUNDetf | $322,000 | +242.6% | 3,120 | +221.3% | 0.10% | +280.8% |
| EMR | Buy | EMERSON ELECTRIC COstock | $312,000 | +6.8% | 4,835 | +10.0% | 0.10% | +17.1% |
| SSB | New | SOUTH ST CORP COMstock | $229,000 | – | 3,685 | +100.0% | 0.07% | – |
| COST | Buy | COSTCO WHSL CORP NEW COMstock | $199,000 | +50.8% | 1,455 | +27.3% | 0.06% | +64.9% |
| PHYS | New | SPROTT PHYSICAL GOLD TRUST UNITcef | $197,000 | – | 20,500 | +100.0% | 0.06% | – |
| BCSPRDCL | Buy | BARCLAYS BANK PLC ADR PFD SR 5adr | $190,000 | +26.7% | 7,300 | +25.9% | 0.06% | +40.5% |
| T104PS | New | AMERICAN RLTY CAP PPTYS INC COMreit | $173,000 | – | 20,000 | +100.0% | 0.05% | – |
| BX | Buy | BLACKSTONE GROUP L P COM UNIT LTDmlp | $167,000 | 0.0% | 5,300 | +6.0% | 0.05% | +8.5% |
| IFGL | Buy | ISHARES FTSE EPRA/NAREIT DEVELOPED REAL ESTATE EX-US INDEX FUNDetf | $162,000 | +0.6% | 5,300 | +6.0% | 0.05% | +11.1% |
| F | Buy | FORD MOTOR COMPANYstock | $158,000 | -11.7% | 11,011 | +6.3% | 0.05% | -2.0% |
| GOOGL | Buy | GOOGLE INCstock | $153,000 | -1.3% | 274 | +3.4% | 0.05% | +9.3% |
| USB | Buy | US BANCORPstock | $144,000 | +67.4% | 3,274 | +65.9% | 0.04% | +83.3% |
| GOOG | Buy | GOOGLE INC CL Cstock | $143,000 | -2.1% | 260 | +2.8% | 0.04% | +7.3% |
| IWP | Buy | ISHARES RUSSELL MID-CAP GROWTH ETFetf | $140,000 | +19.7% | 1,525 | +16.9% | 0.04% | +30.3% |
| PAYX | Buy | PAYCHEX INC COMstock | $136,000 | +63.9% | 2,891 | +43.9% | 0.04% | +82.6% |
| XLE | Buy | ENERGY SELECT SECTOR SPDR FUNDetf | $132,000 | +24.5% | 1,513 | +42.3% | 0.04% | +36.7% |
| DXJ | Buy | WISDOMTREE JAPAN HEDGED EQUITY FUNDetf | $129,000 | +3125.0% | 2,391 | +2527.5% | 0.04% | +3900.0% |
| ABBV | Buy | ABBVIE INC COMstock | $128,000 | +116.9% | 2,017 | +93.6% | 0.04% | +129.4% |
| SHW | Buy | SHERWIN WILLIAMS COstock | $126,000 | +26.0% | 531 | +10.4% | 0.04% | +39.3% |
| HSY | Buy | HERSHEY COstock | $122,000 | +5.2% | 1,269 | +6.6% | 0.04% | +18.8% |
| GIS | Buy | GENERAL MILLS INCstock | $120,000 | +62.2% | 2,359 | +67.5% | 0.04% | +76.2% |
| IGSB | Buy | ISHARES 1-3 YEAR CREDIT BOND ETFetf | $115,000 | +1050.0% | 1,095 | +1052.6% | 0.04% | +1066.7% |
| CBI | Buy | CHICAGO BRIDGE & IRON CO N V COMstock | $113,000 | +2725.0% | 2,057 | +3508.8% | 0.04% | +3400.0% |
| ACE | Buy | ACE LTD SHSstock | $102,000 | +684.6% | 925 | +640.0% | 0.03% | +675.0% |
| ABT | Buy | ABBOTT LABORATORIESstock | $101,000 | +71.2% | 2,297 | +60.4% | 0.03% | +82.4% |
| NLY | Buy | ANNALY CAPITAL MANAGEMENT INCreit | $99,000 | +26.9% | 8,825 | +29.3% | 0.03% | +40.9% |
| DE | Buy | DEERE & COMPANYstock | $96,000 | 0.0% | 1,096 | +3.5% | 0.03% | +11.1% |
| DVN | Buy | DEVON ENERGY CORP NEW COMstock | $94,000 | +224.1% | 1,460 | +305.6% | 0.03% | +262.5% |
| BKLN | Buy | POWERSHARES SENIOR LOAN PORTFOLIOetf | $86,000 | +473.3% | 3,564 | +510.3% | 0.03% | +575.0% |
| MYL | Buy | MYLAN LABS INCstock | $89,000 | +196.7% | 1,679 | +190.0% | 0.03% | +237.5% |
| BSCG | New | GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETFetf | $88,000 | – | 4,000 | +100.0% | 0.03% | – |
| DBEU | New | DEUTSCHE X-TRACKERS MSCI EUROPE HEDGED EQUITY ETFetf | $77,000 | – | 2,875 | +100.0% | 0.02% | – |
| TXN | Buy | TEXAS INSTRUMENTS INCstock | $75,000 | +31.6% | 1,475 | +22.9% | 0.02% | +43.8% |
| MCK | Buy | MCKESSON CORP COMstock | $73,000 | +25.9% | 362 | +16.8% | 0.02% | +43.8% |
| CELG | Buy | CELGENE CORP COMstock | $69,000 | +200.0% | 640 | +142.4% | 0.02% | +250.0% |
| PMF | New | PIMCO MUNICIPAL INCOME FD COMcef | $57,000 | – | 4,000 | +100.0% | 0.02% | – |
| LGIH | New | LGI HOMES INC COMstock | $54,000 | – | 3,000 | +100.0% | 0.02% | – |
| BBTPRG | New | BB&T CORP DP SHS RP PF Gpreferred | $56,000 | – | 2,510 | +100.0% | 0.02% | – |
| CP | New | CANADIAN PAC RY LTD COMstock | $52,000 | – | 250 | +100.0% | 0.02% | – |
| CMS | New | CMS ENERGY CORPstock | $49,000 | – | 1,500 | +100.0% | 0.02% | – |
| FULT | New | FULTON FINL CORP PA COMstock | $50,000 | – | 4,166 | +100.0% | 0.02% | – |
| AMZN | Buy | AMAZON COM INC COMstock | $49,000 | +32.4% | 160 | +41.6% | 0.02% | +50.0% |
| MPC | Buy | MARATHON PETE CORP COMstock | $48,000 | +100.0% | 512 | +64.1% | 0.02% | +114.3% |
| FLOT | New | ISHARES FLOATING RATE BOND ETFetf | $50,000 | – | 1,000 | +100.0% | 0.02% | – |
| CSC | New | COMPUTER SCIENCES CORPstock | $45,000 | – | 750 | +100.0% | 0.01% | – |
| DGRE | New | WISDOMTREE EMERGING MARKETS DIVIDEND GROWTH FUNDetf | $45,000 | – | 1,820 | +100.0% | 0.01% | – |
| VOX | New | VANGUARD TELECOMMUNICATION SERVICES INDEX FUNDetf | $44,000 | – | 500 | +100.0% | 0.01% | – |
| VHT | Buy | VANGUARD HEALTH CARE INDEX FUNDetf | $42,000 | +180.0% | 341 | +150.7% | 0.01% | +225.0% |
| HDV | Buy | ISHARES CORE HIGH DIVIDEND ETFetf | $41,000 | +583.3% | 530 | +562.5% | 0.01% | +550.0% |
| HCN | Buy | HEALTH CARE REIT INC COMreit | $41,000 | +32.3% | 585 | +18.9% | 0.01% | +44.4% |
| EQR | New | EQUITY RESIDENTIAL SH BEN INTreit | $38,000 | – | 556 | +100.0% | 0.01% | – |
| UNH | Buy | UNITEDHEALTH GROUPstock | $39,000 | +44.4% | 410 | +22.8% | 0.01% | +50.0% |
| EFA | Buy | ISHARES MSCI EAFE ETFetf | $37,000 | +184.6% | 590 | +210.5% | 0.01% | +175.0% |
| TWX | Buy | TIME WARNER INC COM NEWstock | $36,000 | +71.4% | 470 | +55.6% | 0.01% | +83.3% |
| DFE | New | WISDOMTREE EUROPE SMALLCAP DIVIDEND FUNDetf | $36,000 | – | 700 | +100.0% | 0.01% | – |
| STO | New | STATOIL ASA SPONSORED ADRadr | $33,000 | – | 1,500 | +100.0% | 0.01% | – |
| EGBN | New | EAGLE BANCORP INC MD COMstock | $34,000 | – | 978 | +100.0% | 0.01% | – |
| LMCK | New | LIBERTY MEDIA CORP DELAWARE COM SER Cstock | $33,000 | – | 956 | +100.0% | 0.01% | – |
| NOV | Buy | NATIONAL OILWELL VARCO INC COMstock | $29,000 | +70.6% | 407 | +98.5% | 0.01% | +80.0% |
| AET | Buy | AETNA INC NEW COMstock | $30,000 | +42.9% | 364 | +41.1% | 0.01% | +50.0% |
| TSLA | Buy | TESLA MTRS INC COMstock | $30,000 | +15.4% | 121 | +10.0% | 0.01% | +28.6% |
| BCSPRCCL | New | BARCLAYS BANK PLC ADS7.75%PFD S4adr | $25,000 | – | 1,000 | +100.0% | 0.01% | – |
| B108PS | Buy | ACTAVIS PLC SHSstock | $27,000 | +107.7% | 114 | +90.0% | 0.01% | +100.0% |
| APH | Buy | AMPHENOL CORP NEW CL Astock | $23,000 | +4.5% | 460 | +100.0% | 0.01% | +16.7% |
| RAD | Buy | RITE AID CORPstock | $24,000 | -4.0% | 4,439 | +29.1% | 0.01% | 0.0% |
| CAG | Buy | CONAGRA FOODS INCstock | $24,000 | +14.3% | 725 | +2.1% | 0.01% | +16.7% |
| JNK | Buy | SPDR BARCLAYS HIGH YIELD BOND ETFetf | $24,000 | +41.2% | 618 | +47.8% | 0.01% | +40.0% |
| EOG | Buy | EOG RES INC COMstock | $23,000 | +130.0% | 238 | +183.3% | 0.01% | +133.3% |
| IDV | New | ISHARES INTERNATIONAL SELECT DIVIDEND ETFetf | $21,000 | – | 590 | +100.0% | 0.01% | – |
| GNRC | New | GENERAC HLDGS INC COMstock | $21,000 | – | 500 | +100.0% | 0.01% | – |
| LINEQ | Buy | LINN ENERGY LLC UNIT LTD LIABmlp | $20,000 | -28.6% | 888 | +3.4% | 0.01% | -25.0% |
| RCL | New | ROYAL CARIBBEAN CRUISES LTD COMstock | $15,000 | – | 224 | +100.0% | 0.01% | – |
| CAR | Buy | AVIS BUDGET GROUP COMstock | $16,000 | +300.0% | 293 | +318.6% | 0.01% | +400.0% |
| MRO | Buy | MARATHON OIL CORPstock | $16,000 | +300.0% | 497 | +412.4% | 0.01% | +400.0% |
| DISCK | Buy | DISCOVERY COMMUNICATNS NEW COM SER Cstock | $16,000 | +23.1% | 519 | +200.0% | 0.01% | +25.0% |
| NVO | Buy | NOVO-NORDISK A S ADRadr | $15,000 | +150.0% | 345 | +176.0% | 0.01% | +150.0% |
| New | AMDOCS LTD SHSstock | $15,000 | – | 325 | +100.0% | 0.01% | – | |
| CHD | New | CHURCH & DWIGHT INC COMstock | $13,000 | – | 182 | +100.0% | 0.00% | – |
| MCHP | Buy | MICROCHIP TECHNOLOGY INC COMstock | $14,000 | +27.3% | 334 | +42.7% | 0.00% | +33.3% |
| KRG | New | KITE RLTY GROUP TR COM NEWreit | $12,000 | – | 469 | +100.0% | 0.00% | – |
| ERF | New | ENERPLUS CORP COMstock | $12,000 | – | 800 | +100.0% | 0.00% | – |
| BGT | Buy | BLACKROCK FLOATING RATE INCOME COMcef | $13,000 | – | 1,013 | +7692.3% | 0.00% | – |
| CLR | New | CONTINENTAL RESOURCES INC COMstock | $10,000 | – | 190 | +100.0% | 0.00% | – |
| PWE | New | PENN WEST PETE LTD NEW COMstock | $9,000 | – | 2,150 | +100.0% | 0.00% | – |
| STWD | New | STARWOOD PPTY TR INC COMreit | $9,000 | – | 402 | +100.0% | 0.00% | – |
| NCLH | New | NORWEGIAN CRUISE LINE HLDGS LT SHSstock | $10,000 | – | 264 | +100.0% | 0.00% | – |
| SQM | New | SOCIEDAD QUIMICA MINERA DE CHI SPON ADR SER Badr | $9,000 | – | 419 | +100.0% | 0.00% | – |
| LEN | New | LENNAR CORPstock | $9,000 | – | 206 | +100.0% | 0.00% | – |
| ROP | New | ROPER INDS INC NEW COMstock | $10,000 | – | 65 | +100.0% | 0.00% | – |
| WAB | New | WABTEC CORP COMstock | $9,000 | – | 108 | +100.0% | 0.00% | – |
| XLP | New | CONSUMER STAPLES SELECT SECTOR SPDR FUNDetf | $11,000 | – | 241 | +100.0% | 0.00% | – |
| ARMH | Buy | ARM HLDGS PLC SPONSORED ADRadr | $10,000 | +233.3% | 256 | +250.7% | 0.00% | +200.0% |
| TPX | New | TEMPUR SEALY INTL INC COMstock | $9,000 | – | 180 | +100.0% | 0.00% | – |
| RFG | New | GUGGENHEIM S&P MIDCAP 400 PURE GROWTH ETFetf | $9,000 | – | 80 | +100.0% | 0.00% | – |
| HAR | Buy | HARMAN INTL INDS INC COMstock | $10,000 | +233.3% | 97 | +273.1% | 0.00% | +200.0% |
| NPI | Buy | NUVEEN PREM INCOME MUN FD COMcef | $11,000 | 0.0% | 820 | +0.2% | 0.00% | 0.0% |
| MGU | New | MACQUARIE GLBL INFRA TOTL RETN COMcef | $9,000 | – | 366 | +100.0% | 0.00% | – |
| HZNP | New | HORIZON PHARMA PLC SHSstock | $9,000 | – | 700 | +100.0% | 0.00% | – |
| SRLN | New | SPDR BLACKSTONE/ GSO SENIOR LOAN ETFetf | $6,000 | – | 126 | +100.0% | 0.00% | – |
| CMI | New | CUMMINS INCstock | $6,000 | – | 43 | +100.0% | 0.00% | – |
| RVT | Buy | ROYCE VALUE TR INC COMcef | $6,000 | -14.3% | 449 | +2.0% | 0.00% | 0.0% |
| ZOES | New | ZOES KITCHEN INC COMstock | $6,000 | – | 200 | +100.0% | 0.00% | – |
| ITUB | New | ITAU UNIBANCO HLDG SA SPON ADR REP PFDadr | $7,000 | – | 507 | +100.0% | 0.00% | – |
| SWY | Buy | SAFEWAY INC COM NEWstock | $5,000 | – | 160 | +1500.0% | 0.00% | – |
| HEDJ | New | WISDOMTREE EUROPE HEDGED EQUITY FUNDetf | $5,000 | – | 100 | +100.0% | 0.00% | – |
| LVNTA | Buy | LIBERTY INTERACTIVE CORP LBT VENT COM Astock | $7,000 | 0.0% | 200 | +122.2% | 0.00% | 0.0% |
| HFC | New | HOLLYFRONTIER CORP COMstock | $7,000 | – | 180 | +100.0% | 0.00% | – |
| WAIR | New | WESCO AIRCRAFT HLDGS INC COMstock | $8,000 | – | 500 | +100.0% | 0.00% | – |
| KMIWS | Buy | KINDER MORGAN INC DEL WT EXP 052517stock | $5,000 | +150.0% | 1,544 | +141.2% | 0.00% | +100.0% |
| TKR | Buy | TIMKEN COstock | $6,000 | +200.0% | 154 | +396.8% | 0.00% | +100.0% |
| FFIV | New | F5 NETWORKS INC COMstock | $6,000 | – | 53 | +100.0% | 0.00% | – |
| New | INTEL CORP 2.95% 12/15/2035convertible | $6,000 | – | 5,000 | +100.0% | 0.00% | – | |
| WFT | New | WEATHERFORD INTL NEW Fstock | $5,000 | – | 333 | +100.0% | 0.00% | – |
| CEF | New | CENTRAL FD CDA LTD CL Acef | $8,000 | – | 710 | +100.0% | 0.00% | – |
| LTRPA | New | LIBERTY TRIPADVISOR HLDGS INC COM SER Astock | $2,000 | – | 82 | +100.0% | 0.00% | – |
| HTHIY | New | HITACHI ADR-EACH CNVINTO 10 ORD NPVadr | $3,000 | – | 50 | +100.0% | 0.00% | – |
| DNOW | Buy | NOW INC COMstock | $2,000 | 0.0% | 75 | +50.0% | 0.00% | 0.0% |
| PLD | New | PROLOGIS SH BEN INTreit | $2,000 | – | 67 | +100.0% | 0.00% | – |
| RL | New | RALPH LAUREN CORP CL Astock | $3,000 | – | 18 | +100.0% | 0.00% | – |
| New | CHESAPEAKE ENERGY CORP 2.25% 12/15/2038convertible | $2,000 | – | 3,000 | +100.0% | 0.00% | – | |
| CAB | New | CABELAS INC COMstock | $2,000 | – | 51 | +100.0% | 0.00% | – |
| TMST | New | TIMKENSTEEL CORP COMstock | $2,000 | – | 76 | +100.0% | 0.00% | – |
| TRMB | New | TRIMBLE NAVIGATION LTD COMstock | $2,000 | – | 103 | +100.0% | 0.00% | – |
| BGGSQ | New | BRIGGS & STRATTON CORPstock | $3,000 | – | 181 | +100.0% | 0.00% | – |
| USG | New | U S G CORP COM NEWstock | $3,000 | – | 112 | +100.0% | 0.00% | – |
| New | VERISIGN INC 3.25% 08/15/2037convertible | $3,000 | – | 2,000 | +100.0% | 0.00% | – | |
| AWCMY | New | ALUMINA LTD SPONSORED ADRadr | $1,000 | – | 305 | +100.0% | 0.00% | – |
| ACTA | New | ACTUA CORP COMstock | $0 | – | 1 | +100.0% | 0.00% | – |
| NEWN | New | NEW ENERGY SYS GROUPCOMstock | $0 | – | 30 | +100.0% | 0.00% | – |
| MDTH | New | MEDCATH CORP COMstock | $0 | – | 500 | +100.0% | 0.00% | – |
| PGNPQ | New | PARAGON OFFSHORE PLC SHSstock | $0 | – | 116 | +100.0% | 0.00% | – |
| USA | Buy | LIBERTY ALL STAR EQUITY FD SH BEN INTcef | $0 | -100.0% | 88 | +1.1% | 0.00% | – |
| NAO | New | NORDIC AMERICAN OFFSHORELTD SHSstock | $0 | – | 17 | +100.0% | 0.00% | – |
| New | CHESAPEAKE ENERGY CORP 2.5% 05/15/2037convertible | $1,000 | – | 2,000 | +100.0% | 0.00% | – | |
| SFST | New | SOUTHERN FIRST BANCSHARES INC COMstock | $1,000 | – | 73 | +100.0% | 0.00% | – |
| CASI | New | CASI PHARMACEUTICALS INC COMstock | $0 | – | 9 | +100.0% | 0.00% | – |
| SCMR | New | SYCAMORE NETWORKS INC COM NEWstock | $0 | – | 2 | +100.0% | 0.00% | – |
| SIEGY | New | SIEMENS A G SPON ADRadr | $0 | – | 0 | +100.0% | 0.00% | – |
| SSEIQ | New | SEVENTY SEVEN ENERGY INC COMstock | $0 | – | 14 | +100.0% | 0.00% | – |
| TPH | New | TRI POINTE HOMES INC COMstock | $1,000 | – | 101 | +100.0% | 0.00% | – |
| TSTC | New | TELESTONE TECHNOLOGIES CORP COMstock | $0 | – | 400 | +100.0% | 0.00% | – |
| CYT | Buy | CYTEC INDS INC COMstock | $1,000 | 0.0% | 24 | +100.0% | 0.00% | – |
| HAWKB | Buy | BLACKHAWK NETWORK HLDGS INC CL Bstock | $0 | – | 24 | +2300.0% | 0.00% | – |
| RYAM | New | RAYONIER ADVANCED MATLS INC COMstock | $0 | – | 15 | +100.0% | 0.00% | – |
| BCSPRACL | New | BARCLAYS BANK PLC SP ADR 7.1%PF3adr | $1,000 | – | 50 | +100.0% | 0.00% | – |
| FRCMQ | New | FAIRPOINT COMMUNICATIONS INC COMstock | $0 | – | 29 | +100.0% | 0.00% | – |
| VEC | New | VECTRUS INC COMstock | $0 | – | 11 | +100.0% | 0.00% | – |
| VRTV | New | VERITIV CORP COMstock | $0 | – | 2 | +100.0% | 0.00% | – |
| WTR | New | AQUA AMERICA INCstock | $1,000 | – | 47 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 35 | Q4 2021 | 14.8% |
| ISHARES TR MSCI USA MOMENTUM FACTOR (MTUM) | 35 | Q4 2021 | 3.8% |
| APPLE INC COM | 35 | Q4 2021 | 3.5% |
| MICROSOFT CORP COM | 35 | Q4 2021 | 4.5% |
| EXXON MOBIL CORPORATION | 35 | Q4 2021 | 7.7% |
| VANGUARD SPECIALIZED PORTFOLIOS DIV (VIG) | 35 | Q4 2021 | 3.7% |
| STANDARD & POORS 500 (SPY) | 35 | Q4 2021 | 4.2% |
| JOHNSON & JOHNSON COM | 35 | Q4 2021 | 5.6% |
| DUKE ENERGY CORP NEW COM NEW | 35 | Q4 2021 | 1.6% |
| ISHARES TR S&P 500 INDEX (IVV) | 35 | Q4 2021 | 1.9% |
View Carroll Financial Associates, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-01-06 |
| 13F-HR | 2021-10-07 |
| 13F-HR | 2021-07-13 |
| 13F-HR | 2021-04-06 |
| 13F-HR | 2021-01-08 |
| 13F-HR | 2020-10-06 |
| 13F-HR | 2020-07-09 |
| 13F-HR | 2020-04-10 |
| 13F-HR | 2020-01-08 |
| 13F-HR | 2019-10-09 |
View Carroll Financial Associates, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.