Carroll Financial Associates, Inc. - Q1 2014 holdings

$305 Million is the total value of Carroll Financial Associates, Inc.'s 922 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 147.1% .

 Value Shares↓ Weighting
ExitESCROW MIRANT CORP COM NEW$0-693
-100.0%
0.00%
PFMS ExitPAPERFREE MED SOLUTION COM$0-50
-100.0%
0.00%
HQNT ExitH QUOTIENT INC COM COMPANY DISSOLVED$0-1,142
-100.0%
0.00%
ADGR ExitADAL GROUP INC$0-35
-100.0%
0.00%
GRMS ExitGREEN ENERGY MGMT SVCS HOLDINGS INC$0-14
-100.0%
0.00%
VTEQ ExitVERITEQ CORP COM$0-1
-100.0%
0.00%
ExitRSTK HEALTHNOSTICS INC COM PAR NEW$0-1
-100.0%
0.00%
CRWG ExitCROWDGATHER INC$0-1,500
-100.0%
0.00%
YARCQ ExitYARC SYS INC$0-500
-100.0%
0.00%
CBIS ExitCANNABIS SCIENCE INC$0-3,400
-100.0%
0.00%
EACO ExitEACO CORP$0-22
-100.0%
0.00%
ExitESC CEF DWS RREEF REAL ESTATE FUND 11$0-19
-100.0%
0.00%
MOS ExitMOSAIC CO COM$0-24
-100.0%
0.00%
VAC ExitMARRIOTT VACATIONS WORLDWIDE$0-20
-100.0%
0.00%
CELP ExitCELLULAR PRODUCTS$0-1,000
-100.0%
0.00%
HSTX ExitAVIAT NETWORKS INC COM$0-22
-100.0%
0.00%
IVBK ExitINTERVISUAL BOOKS INC$0-1,200
-100.0%
0.00%
NCMGY ExitNEWCREST MNG LTD SPONSORED ADR$0-101
-100.0%
0.00%
Exit100,000THS FIRST HORIZON NATIONAL CORP$0-744,395
-100.0%
0.00%
TMJG ExitTAMIJA GOLD & DIAMOND COM$0-1
-100.0%
0.00%
CRGE ExitCLENEGEN CORP$0-2,000
-100.0%
0.00%
STRL ExitSTERLING CONSTRUCTION$0-4
-100.0%
0.00%
WFCNP ExitWELLS FARGO & CO NEW PFD DIVID EQUALIZATIOpreferred equity$0-5
-100.0%
0.00%
FNBN ExitFNB UNITED CORP$0-7
-100.0%
0.00%
ExitWI FI WIRELESS LTD COM$0-13
-100.0%
0.00%
MTLQU ExitMOTORS LIQ CO GUC TR COM$0-37
-100.0%
0.00%
SCMR ExitSYCAMORE NETWORKS INC$0-2
-100.0%
0.00%
AVXT ExitAVAX TECHNOLOGIES INC COM$0-750
-100.0%
0.00%
ELNK ExitEARTHLINK INC COM$0-100
-100.0%
0.00%
ExitOSRAM LICHT AG NAMENS AKTIEN O N$0-4
-100.0%
0.00%
HLF ExitHERBALIFE LTD COM USD SHS$0-18
-100.0%
0.00%
LLNXF ExitLINK LINUX INC COM$0-1
-100.0%
0.00%
ARE ExitALEXANDRIA REAL ESTATE EQUITIES INC$0-5
-100.0%
0.00%
AAMRQ ExitAMR CORP$0-14
-100.0%
0.00%
NRTLQ ExitNORTEL NETWORKS NEW COM$0-60
-100.0%
0.00%
ECGP ExitENVITT CAP GROUP INC COM$0-151
-100.0%
0.00%
PREX ExitPROGRESS ENERGY CONTINGENT VALUE OBLIG$0-300
-100.0%
0.00%
TSTC ExitTELESTONE TECHNOLOGIES CORP COM$0-400
-100.0%
0.00%
BCAR ExitBANK OF THE CAROLINAS$0-691
-100.0%
0.00%
MDTH ExitMEDCATH CORP COM$0-500
-100.0%
0.00%
IACH ExitINFORMATION ARCHITECTS$0-1
-100.0%
0.00%
LEHLQ ExitLEHMAN BROS HLDGS D CAP TR IV PFD SER L 1preferred equity$0-400
-100.0%
0.00%
IPGP ExitPHOTONICS CORP$0-21
-100.0%
0.00%
ExitSTONE RESOURCES LTD SHS$0-167
-100.0%
0.00%
SNDH ExitSTANDARD HLDGS GROUP$0-6,489
-100.0%
0.00%
AWCMY ExitALUMINA LTD$0-305
-100.0%
0.00%
MTWOY ExitM 2003 PLC SPONSORED ADR$0-1,500
-100.0%
0.00%
NEWN ExitNEW ENERGY SYS GROUP COM$0-30
-100.0%
0.00%
ExitAIR CHARTER EXPRESS INC COM$0-1
-100.0%
0.00%
BCONQ ExitBEACON PWR CORP$0-1,410
-100.0%
0.00%
IFSH ExitIFS INTL$0-4,000
-100.0%
0.00%
ExitPHARMAGEN INC$0-1,000
-100.0%
0.00%
FCH ExitFELCOR LODGING TR INC COM$0-21
-100.0%
0.00%
IEP ExitICAHAN ENTERPRISES$0-8
-100.0%
0.00%
PCXCQ ExitPATRIOT COAL CORP COM$0-230
-100.0%
0.00%
IDARQ ExitIDEARC INC COM$0-79
-100.0%
0.00%
ExitINTERNETARRAY INC RSTK COM$0-1
-100.0%
0.00%
ORKLY ExitORKLA A S SPONSORED ADR$0-101
-100.0%
0.00%
FNMA ExitFANNIE MAE COM$0-100
-100.0%
0.00%
ILIU ExitINTERLEUKIN GENETICS COM$0-150
-100.0%
0.00%
PTSC ExitPATRIOT SCIENTIFIC CORP$0-1,000
-100.0%
0.00%
MMP ExitMAGELLAN MIDSTREAM PARTNERS LP COM UNIT RE$0-25
-100.0%
0.00%
IBIN ExitIBSG INTL INC COM NEW$0-120
-100.0%
0.00%
Exit100,000THS KINDER MORGAN MGMT LLC SHS$0-426,565
-100.0%
0.00%
CTKH ExitCETEK TECHNOLOGIES INC NEW$0-326
-100.0%
0.00%
ZEGG ExitZEGARELLI GROUP INTL COM$0-400
-100.0%
0.00%
OTVLQ ExitONETRAVEL HLDGS INC COM NEW$0-301
-100.0%
0.00%
FRCMQ ExitFAIRPOINT COMMUNICATIONS INC COM$0-29
-100.0%
0.00%
ARKAY ExitARKEMA$0-3
-100.0%
0.00%
TLYN ExitTELYNX INC CL A PAR 0.01$0-2
-100.0%
0.00%
PFND ExitSYNTHEMED INC COM$0-167
-100.0%
0.00%
ERC ExitWELLS FARGO MULTI SECTOR INCOME FD (ERC)exchange traded product$0-20
-100.0%
0.00%
KMTUY ExitKOMATSU LTD$0-51
-100.0%
0.00%
SWSH ExitSWISHER HYGIENE INC$0-3,500
-100.0%
0.00%
DPSGY ExitDEUTSCHE POST$0-110
-100.0%
-0.00%
CHSCP ExitCHS INC PFD 8%preferred equity$0-166
-100.0%
-0.00%
SHECY ExitSHIN ETSU CHEM CO LTD ADR$0-250
-100.0%
-0.00%
CBG ExitCB RICHARD ELLIS GROUP CL A$0-150
-100.0%
-0.00%
LNEGY ExitLINDE AG SPONS$0-180
-100.0%
-0.00%
RYCEY ExitROLLS ROYCE GROUP PLC SPONS ADR$0-35
-100.0%
-0.00%
GVDNY ExitGIVAUDAN SA ADR$0-90
-100.0%
-0.00%
NUV ExitNUVEEN MUNICIPAL VALUE FUND INCclosed end$0-500
-100.0%
-0.00%
BRGYY ExitBG GROUP PLC$0-130
-100.0%
-0.00%
AOD ExitALPINE TOTAL DYNAMIC DIVID FD (AOD)exchange traded product$0-500
-100.0%
-0.00%
PNLYY ExitPOSTNL N V$0-500
-100.0%
-0.00%
PAGG ExitPOWERSHARES GLOBAL AGRICULTURE (PAGG)exchange traded product$0-100
-100.0%
-0.00%
BKJAY ExitBANK YOKOHAMA LTD JAPAN$0-130
-100.0%
-0.00%
AALCP ExitAMERICAN AIRLS GROUP INCpreferred equity$0-117
-100.0%
-0.00%
NSANY ExitNISSAN MOTOR LTD SPON ADR$0-121
-100.0%
-0.00%
AGPPY ExitANGLO AMERICAN PLAT UNSPON ADR$0-630
-100.0%
-0.00%
KDDIY ExitKDDI CORP ADR$0-210
-100.0%
-0.00%
JTD ExitNUVEEN TAX ADV DIVIDEND GROWTH FUND (JTD)exchange traded product$0-300
-100.0%
-0.00%
ExitRSTK CBEYOND COMMUNICATIONS INC$0-724
-100.0%
-0.00%
TKPPY ExitTECHNIP NEW SPONSORED ADR$0-130
-100.0%
-0.00%
SVNDY ExitSEVEN & I HOLDINGS CO$0-29
-100.0%
-0.00%
HTHIY ExitHITACHI LIMITED 10 COM$0-50
-100.0%
-0.00%
KBCSY ExitKBC GROUP NV ADR$0-140
-100.0%
-0.00%
IYZ ExitISHARES TR DJ US TELECOMMexchange traded product$0-132
-100.0%
-0.00%
FNMAK ExitFEDERAL NATL MTG ASSN PFD DIV 5.5% CALLABLpreferred equity$0-200
-100.0%
-0.00%
GPS ExitGAP INC$0-77
-100.0%
-0.00%
AAPR ExitALCOA INC PFD $3.75preferred equity$0-50
-100.0%
-0.00%
REXMY ExitREXAM PLC SPONS ADR$0-80
-100.0%
-0.00%
JQC ExitNUVEEN MULTI STRATEGY INC GROW FD 2 (JQC)exchange traded product$0-490
-100.0%
-0.00%
DDR ExitDDR CORP$0-136
-100.0%
-0.00%
EWW ExitISHARES INC MSCI MEXICO INVESTABLE MARKETexchange traded product$0-44
-100.0%
-0.00%
YUEIY ExitYUE YUEN INDL$0-130
-100.0%
-0.00%
ZFSVY ExitZURICH FINL SVCS SPONS ADR$0-140
-100.0%
-0.00%
OGZPY ExitGAZPROM L$0-430
-100.0%
-0.00%
CHH ExitCHOICE HOTELS INTL$0-100
-100.0%
-0.00%
CBST ExitCUBIST PHARMACEUTICALS COM$0-60
-100.0%
-0.00%
POFCY ExitPETROFAC LTD$0-360
-100.0%
-0.00%
ICAGY ExitINTERNATIONAL CONS AIRLS GROUP SA SPONS$0-90
-100.0%
-0.00%
TSCDY ExitTESCO PLC SPONSORED ADR$0-150
-100.0%
-0.00%
CLSN ExitCELSION CORP$0-563
-100.0%
-0.00%
KORS ExitMICHAEL KORS HLDGS LTD SHS$0-45
-100.0%
-0.00%
MERPRMCL ExitMERRILL LYNCH CP TR II PFD GDR TRpreferred equity$0-100
-100.0%
-0.00%
DBOEY ExitDEUTSCHE BOERSE ADR$0-430
-100.0%
-0.00%
RHHBY ExitROCHE HLDGS LTD SPONSORED ADR$0-60
-100.0%
-0.00%
EDPFY ExitEDP ELECTICIDADE DE PORTUGAL$0-90
-100.0%
-0.00%
MA ExitMASTERCARD INC CL A COM$0-7
-100.0%
-0.00%
ExitCLARIANT AG$0-300
-100.0%
-0.00%
NFJ ExitALLIANZ NFJ DIVIDEND PREM STRATEGY (NFJ)$0-400
-100.0%
-0.00%
MERPRPCL ExitMERRILL LYNCH CAP TR III 7.375% PFD SHS MApreferred equity$0-300
-100.0%
-0.00%
GOM ExitGMAC LLC MAT 12/16/44 CALLABLE 12/16/09preferred equity$0-250
-100.0%
-0.00%
PDT ExitJHANCOCK PATRIOT PREMIUM DIVIDEND (PDT)exchange traded product$0-460
-100.0%
-0.00%
CNPZP ExitCENTERPOINT ENERGY INC ZERO PREMIUM EXCHANpreferred equity$0-120
-100.0%
-0.00%
MDY ExitMIDCAP SPDR TRUST UNIT SER 1 S&P (MDY)exchange traded product$0-30
-100.0%
-0.00%
ExitWAL MART DE MEXICO SA DE CV SHS SER V ISIN$0-2,000
-100.0%
-0.00%
BONC ExitBANK OF COMMERCE NC$0-2,000
-100.0%
-0.00%
BNPQY ExitBNP PARIBAS$0-130
-100.0%
-0.00%
FMCKJ ExitFEDERAL HOME LN MTG CP PFD 8.375% NCMpreferred equity$0-600
-100.0%
-0.00%
DUC ExitDUFF AND PHELPS UTILITY & CORPORATE BOND T$0-667
-100.0%
-0.00%
ExitAMAZON.COM$0-19
-100.0%
-0.00%
ExitSIEMENS AG$0-50
-100.0%
-0.00%
LNVGY ExitLENOVO GROUP LTD SPONS ADR$0-400
-100.0%
-0.00%
TEL ExitTYCO ELECTRONICS LTD SWITZERLAND$0-150
-100.0%
-0.00%
COSWF ExitCANADIAN OIL SANDS$0-500
-100.0%
-0.00%
AEVCL ExitAEGON NV PERPETUAL CAP SECS CALLABLE 09/1preferred equity$0-400
-100.0%
-0.00%
FO ExitFORTUNE BRANDS INC COM$0-128
-100.0%
-0.00%
MAR ExitMARRIOTT INTL INC NEW CL A$0-200
-100.0%
-0.00%
GJAZ ExitSTRATS TR FOR BELLSOUTH TELECOMMN CTFS 200preferred equity$0-400
-100.0%
-0.00%
NSRGY ExitNESTLE SA SPONSORED ADR$0-150
-100.0%
-0.00%
AXAHY ExitAXA SA SPONS ADR$0-448
-100.0%
-0.00%
PNG ExitPAA NAT GAS STORAGE LP COM UNIT LTD PART I$0-509
-100.0%
-0.00%
ExitUPS CLASS A PRIVATE PLACEMENT$0-104
-100.0%
-0.00%
TSC ExitTRISTATE CAP HLDGS INC COM$0-1,000
-100.0%
-0.00%
RNRPRCCL ExitRENAISSANCERE HOLDINGS LTD PREF SHS C 6.08preferred equity$0-500
-100.0%
-0.00%
XVGCL ExitCORPORATE BACKED TR CTFS 2003-7 BOEING COpreferred equity$0-400
-100.0%
-0.00%
FNMAT ExitFEDERAL NATL MTG ASSN 8.25% SER T PFD SHSpreferred equity$0-1,300
-100.0%
-0.01%
BSV ExitVANGUARD BD INDEX FD INC SHORT TERM BD ETFexchange traded product$0-200
-100.0%
-0.01%
CFCPRBCL ExitCOUNTRYWIDE CAP V GTD CAP SECS 7.00% 11/01preferred equity$0-600
-100.0%
-0.01%
IBDRY ExitIBERDROLA SA$0-522
-100.0%
-0.01%
MERPRDCL ExitMERRILL LYNCH PFD CAP TR III TR ORIG PFD Spreferred equity$0-600
-100.0%
-0.01%
HTSI ExitHARRIS TEETER SUPERMARKETS INC COM$0-317
-100.0%
-0.01%
MERPRECL ExitMERRILL LYNCH PFD CAP TR IV TR ORIGINATEDpreferred equity$0-560
-100.0%
-0.01%
FXI ExitISHARES TR FTSE XINHUA HK CHINA (FXI)exchange traded product$0-450
-100.0%
-0.01%
PWE ExitPENN WEST ENERGY TR TR UNIT$0-2,150
-100.0%
-0.01%
LUTHP ExitLUCENT TECHNOLOGIES CAP TR I CONV TR PFD Spreferred equity$0-20
-100.0%
-0.01%
RBSPRECL ExitRBS CAP FDG TR V GTD TR PFD SECS 5.90%preferred equity$0-1,000
-100.0%
-0.01%
PIF ExitINSURED MUN INCOME FD COMclosed end$0-1,200
-100.0%
-0.01%
VMO ExitVAN KAMPEN AMERICAN CAPITAL MUNI OPP (VMO)exchange traded product$0-1,829
-100.0%
-0.01%
NEEPRCCL ExitFPL GROUP CAP TR I PFD TR SECS CALLABLEpreferred equity$0-975
-100.0%
-0.01%
ExitING GROEP$0-1,668
-100.0%
-0.01%
VOD ExitVODAFONE GROUP PLC SPON ADR$0-683
-100.0%
-0.01%
WPC ExitWP CAREY & CO$0-432
-100.0%
-0.01%
GSPRC ExitGOLDMAN SACHS FLOATING PFD SERIES Cpreferred equity$0-1,400
-100.0%
-0.01%
AGOPRF ExitASSURED GTY MUN HLDGS INC NTpreferred equity$0-1,500
-100.0%
-0.01%
GSPRICL ExitGOLDMAN SACHS GROUP INC 5.95% PERPETUAL PFpreferred equity$0-1,365
-100.0%
-0.01%
STX ExitSEAGATE TECHNOLOGY$0-495
-100.0%
-0.01%
AVP ExitAVON PRODS INC$0-1,717
-100.0%
-0.01%
MERPRK ExitMERRILL LYNCH K SERIES 6.45%preferred equity$0-1,300
-100.0%
-0.01%
CPRSCL ExitCITIGROUP CAP IX TR PFD SECS 6.00% CALLABLpreferred equity$0-1,300
-100.0%
-0.01%
MWOCL ExitMORGAN STANLEY CAP TR V CAP SECS PFD 5.75%preferred equity$0-1,500
-100.0%
-0.01%
VGBK ExitVIRGINIA HERITAGE BANK COM$0-2,000
-100.0%
-0.01%
ExitSHANGHAI ERFANGJI LTD SPONSORED ADR$0-5,500
-100.0%
-0.01%
BBTPRG ExitBB&T CORP DEP SHS REPSTG (BBT PRG)preferred equity$0-2,010
-100.0%
-0.01%
DIA ExitDIAMONDS TR UNIT SER 1$0-240
-100.0%
-0.01%
WFCPRN ExitWELLS FARGO & CO NEW DEP SHS PERP PRFD Apreferred equity$0-1,920
-100.0%
-0.01%
AKZOY ExitAKZO NOBEL NV$0-1,622
-100.0%
-0.02%
LNCE ExitLANCE INC$0-1,633
-100.0%
-0.02%
CNBW ExitCNB CORP CDT COM ISSUE INACTIVE$0-1,080
-100.0%
-0.02%
WNAPRCL ExitWACHOVIA PRF FDG CORP PERP PFD SECS SER Apreferred equity$0-2,000
-100.0%
-0.02%
IEBS ExitINDEPENDENCE BANCSHARES INC$0-32,000
-100.0%
-0.02%
CEF ExitCENTRAL FD$0-3,970
-100.0%
-0.02%
BACPRZCL ExitBAC CAP TR VIII 6% GTD CAP SEC INC SER A Ppreferred equity$0-2,200
-100.0%
-0.02%
ExitDIVDEND CAPITAL DIVERSIFIED PROPERTY$0-9,306
-100.0%
-0.02%
ORLY ExitO'REILLY AUTOMOTIVE INC COM$0-653
-100.0%
-0.03%
NE ExitNOBLE CORP$0-2,650
-100.0%
-0.04%
PHACL ExitPULTE GROUP 7.375%preferred equity$0-4,000
-100.0%
-0.04%
PHYS ExitSPROTT PHYSICAL GOLD TR UNIT (PHYS)exchange traded product$0-11,500
-100.0%
-0.04%
IDGCL ExitING GROEP NV 7.375%preferred equity$0-5,300
-100.0%
-0.05%
DDAIF ExitDAIMLER AG$0-1,777
-100.0%
-0.06%
ESRX ExitEXPRESS SCRIPTS INC COM$0-2,346
-100.0%
-0.06%
KFN ExitKKR FINANCIAL$0-14,000
-100.0%
-0.06%
BMLPRH ExitBANK OF AMERICA CORP DEP SHSpreferred equity$0-11,900
-100.0%
-0.07%
VOO ExitVANGUARD INDEX FDS S&P 500 (VOO)exchange traded product$0-1,530
-100.0%
-0.09%
HTSPRA ExitHATTERAS FINL CORP CUM REDEEMABLE PFD SERpreferred equity$0-19,120
-100.0%
-0.14%
COV ExitCOVIDIEN PLC$0-7,706
-100.0%
-0.19%
UBSH ExitUNION BANKSHARES CORP COM$0-34,011
-100.0%
-0.30%
MSPRA ExitMORGAN STANLEY FLOATING SERIES Apreferred equity$0-67,700
-100.0%
-0.45%
HRL ExitHORMEL FOODS CORP COM$0-32,253
-100.0%
-0.52%
GSPRA ExitGOLDMAN SACHS FLOATING PFD SERIES Apreferred equity$0-110,275
-100.0%
-0.71%
BACPRE ExitBANK OF AMERICA PFD CLASS E FLOATINGpreferred equity$0-130,357
-100.0%
-0.93%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2014-05-02
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD35Q4 202114.8%
ISHARES TR MSCI USA MOMENTUM FACTOR (MTUM)35Q4 20213.8%
APPLE INC COM35Q4 20213.5%
MICROSOFT CORP COM35Q4 20214.5%
EXXON MOBIL CORPORATION35Q4 20217.7%
VANGUARD SPECIALIZED PORTFOLIOS DIV (VIG)35Q4 20213.7%
STANDARD & POORS 500 (SPY)35Q4 20214.2%
JOHNSON & JOHNSON COM35Q4 20215.6%
DUKE ENERGY CORP NEW COM NEW35Q4 20211.6%
ISHARES TR S&P 500 INDEX (IVV)35Q4 20211.9%

View Carroll Financial Associates, Inc.'s complete holdings history.

Latest filings
TypeFiled
13F-HR2022-01-06
13F-HR2021-10-07
13F-HR2021-07-13
13F-HR2021-04-06
13F-HR2021-01-08
13F-HR2020-10-06
13F-HR2020-07-09
13F-HR2020-04-10
13F-HR2020-01-08
13F-HR2019-10-09

View Carroll Financial Associates, Inc.'s complete filings history.

Compare quarters

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