$305 Million is the total value of Carroll Financial Associates, Inc.'s 922 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 98.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| XOM | Sell | EXXON MOBIL CORP | $15,473,000 | -9.7% | 158,406 | -6.4% | 5.08% | -16.6% |
| JNJ | Sell | JOHNSON & JOHNSON | $10,239,000 | +4.6% | 104,234 | -2.5% | 3.36% | -3.5% |
| AMJ | Sell | JPMORGAN CHASE & COalerian ml etn | $8,964,000 | -4.3% | 192,614 | -4.7% | 2.94% | -11.7% |
| DOW | Sell | DOW CHEM CO | $5,778,000 | -7.8% | 118,914 | -15.7% | 1.90% | -14.9% |
| PSTB | Sell | PARK STERLING CORP | $3,510,000 | -31.2% | 527,768 | -26.1% | 1.15% | -36.5% |
| LOW | Sell | LOWES COS INC | $2,347,000 | -17.7% | 48,001 | -16.6% | 0.77% | -24.1% |
| MMM | Sell | 3M CO | $1,793,000 | -8.9% | 13,214 | -5.9% | 0.59% | -16.0% |
| MCD | Sell | MCDONALDS CORP | $1,395,000 | +0.7% | 14,226 | -0.4% | 0.46% | -6.9% |
| PNY | Sell | PIEDMONT NAT GAS INC | $1,234,000 | +0.4% | 34,865 | -5.9% | 0.40% | -7.3% |
| T | Sell | AT&T INC | $1,062,000 | -0.7% | 30,276 | -0.6% | 0.35% | -8.4% |
| COP | Sell | CONOCOPHILLIPS | $1,052,000 | -3.1% | 14,958 | -2.7% | 0.34% | -10.6% |
| RIO | Sell | RIO TINTO PLCsponsored adr | $989,000 | -1.9% | 17,719 | -0.8% | 0.32% | -9.5% |
| RY | Sell | ROYAL BK CDA MONTREAL QUE | $961,000 | -9.4% | 14,567 | -7.7% | 0.32% | -16.4% |
| MON | Sell | MONSANTO CO NEW | $710,000 | -3.3% | 6,242 | -1.0% | 0.23% | -10.7% |
| HD | Sell | HOME DEPOT INC | $652,000 | -4.0% | 8,238 | -0.2% | 0.21% | -11.2% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $491,000 | -19.2% | 9,450 | -17.5% | 0.16% | -25.5% |
| PSX | Sell | PHILLIPS 66 | $468,000 | -5.6% | 6,074 | -5.7% | 0.15% | -12.5% |
| AFL | Sell | AFLAC INC | $441,000 | -6.0% | 6,992 | -0.4% | 0.14% | -13.2% |
| AMGN | Sell | AMGEN INC | $433,000 | -2.7% | 3,512 | -10.1% | 0.14% | -10.1% |
| LNC | Sell | LINCOLN NATL CORP IND | $414,000 | -37.4% | 8,164 | -36.3% | 0.14% | -42.1% |
| PEBK | Sell | PEOPLES BANCORP N C INC | $388,000 | -20.7% | 24,864 | -27.9% | 0.13% | -27.0% |
| BNCN | Sell | BNC BANCORP | $376,000 | -15.5% | 21,702 | -16.4% | 0.12% | -22.2% |
| SUP | Sell | SUPERIOR INDS INTL INC | $367,000 | -23.5% | 17,900 | -23.2% | 0.12% | -29.8% |
| V | Sell | VISA INC | $361,000 | -25.9% | 1,671 | -23.7% | 0.12% | -31.8% |
| D | Sell | DOMINION RES INC VA NEW | $338,000 | -4.5% | 4,755 | -13.1% | 0.11% | -11.9% |
| LUMN | Sell | CENTURYLINK INC | $331,000 | +1.8% | 10,081 | -1.3% | 0.11% | -5.2% |
| FITB | Sell | FIFTH THIRD BANCORP | $306,000 | +7.7% | 13,327 | -1.4% | 0.10% | -1.0% |
| PGHY | Sell | POWERSHARES ETF TRUST IIglbl st hi yld | $299,000 | -7.1% | 12,000 | -7.0% | 0.10% | -14.0% |
| GBDC | Sell | GOLUB CAP BDC INC | $239,000 | -21.1% | 13,400 | -15.7% | 0.08% | -27.8% |
| ZBH | Sell | ZIMMER HLDGS INC | $215,000 | +1.4% | 2,277 | -0.0% | 0.07% | -5.3% |
| CVS | Sell | CVS CAREMARK CORPORATION | $168,000 | -9.7% | 2,241 | -13.9% | 0.06% | -16.7% |
| ADM | Sell | ARCHER DANIELS MIDLAND CO | $138,000 | -4.2% | 3,178 | -4.4% | 0.04% | -11.8% |
| OGE | Sell | OGE ENERGY CORP | $131,000 | +3.1% | 3,566 | -5.3% | 0.04% | -4.4% |
| CAT | Sell | CATERPILLAR INC DEL | $128,000 | +1.6% | 1,291 | -7.3% | 0.04% | -6.7% |
| EMC | Sell | E M C CORP MASS | $124,000 | +0.8% | 4,521 | -7.9% | 0.04% | -6.8% |
| HSY | Sell | HERSHEY CO | $124,000 | -0.8% | 1,190 | -7.9% | 0.04% | -6.8% |
| QEP | Sell | QEP RES INC | $118,000 | -35.5% | 4,000 | -33.3% | 0.04% | -40.0% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $114,000 | -14.9% | 2,277 | -11.7% | 0.04% | -22.9% |
| NI | Sell | NISOURCE INC | $108,000 | 0.0% | 3,045 | -7.3% | 0.04% | -7.9% |
| YUM | Sell | YUM BRANDS INC | $99,000 | -15.4% | 1,315 | -15.4% | 0.03% | -23.8% |
| SBUX | Sell | STARBUCKS CORP | $96,000 | -16.5% | 1,315 | -10.9% | 0.03% | -24.4% |
| KRFT | Sell | KRAFT FOODS GROUP INC | $93,000 | -8.8% | 1,666 | -12.2% | 0.03% | -13.9% |
| GG | Sell | GOLDCORP INC NEW | $67,000 | -26.4% | 2,734 | -35.4% | 0.02% | -31.2% |
| VDC | Sell | VANGUARD WORLD FDSconsum stp etf | $68,000 | -6.8% | 614 | -8.2% | 0.02% | -15.4% |
| TXN | Sell | TEXAS INSTRS INC | $57,000 | 0.0% | 1,200 | -8.5% | 0.02% | -5.0% |
| WU | Sell | WESTERN UN CO | $51,000 | -27.1% | 3,100 | -24.4% | 0.02% | -32.0% |
| NNC | Sell | NUVEEN N C PREM INCOME MUN F | $51,000 | -3.8% | 4,013 | -11.1% | 0.02% | -10.5% |
| ITT | Sell | ITT CORP NEW | $45,000 | -22.4% | 1,050 | -22.2% | 0.02% | -28.6% |
| HSIC | Sell | SCHEIN HENRY INC | $36,000 | -47.1% | 300 | -50.0% | 0.01% | -50.0% |
| TSLA | Sell | TESLA MTRS INC | $23,000 | +4.5% | 110 | -26.7% | 0.01% | 0.0% |
| RAD | Sell | RITE AID CORP | $22,000 | +15.8% | 3,439 | -12.7% | 0.01% | 0.0% |
| YHOO | Sell | YAHOO INC | $18,000 | -64.0% | 500 | -60.0% | 0.01% | -66.7% |
| PID | Sell | POWERSHARES ETF TRUSTintl div achv | $18,000 | -50.0% | 1,000 | -50.0% | 0.01% | -53.8% |
| S | Sell | SPRINT CORP | $15,000 | -58.3% | 1,633 | -52.1% | 0.01% | -61.5% |
| UUP | Sell | POWERSHS DB US DOLLAR INDEXdoll indx bull | $15,000 | -79.7% | 700 | -79.9% | 0.01% | -80.8% |
| BRCM | Sell | BROADCOM CORPcl a | $14,000 | 0.0% | 447 | -11.5% | 0.01% | 0.0% |
| COKE | Sell | COCA COLA BOTTLING CO CONS | $13,000 | -72.3% | 151 | -76.8% | 0.00% | -76.5% |
| KKD | Sell | KRISPY KREME DOUGHNUTS INC | $9,000 | -10.0% | 514 | -8.9% | 0.00% | -25.0% |
| SJM | Sell | SMUCKER J M CO | $8,000 | -55.6% | 82 | -53.9% | 0.00% | -50.0% |
| RCII | Sell | RENT A CTR INC NEW | $8,000 | -69.2% | 300 | -62.5% | 0.00% | -66.7% |
| VMW | Sell | VMWARE INC | $7,000 | +16.7% | 67 | -11.8% | 0.00% | 0.0% |
| CINF | Sell | CINCINNATI FINL CORP | $6,000 | -40.0% | 131 | -37.6% | 0.00% | -50.0% |
| 4305PS | Sell | ALCATEL-LUCENTsponsored adr | $4,000 | -20.0% | 1,143 | -5.0% | 0.00% | -50.0% |
| GWR | Sell | GENESEE & WYO INCcl a | $3,000 | -82.4% | 30 | -83.3% | 0.00% | -83.3% |
| LSI | Sell | LSI CORPORATION | $2,000 | 0.0% | 200 | -6.1% | 0.00% | 0.0% |
| LYV | Sell | LIVE NATION ENTERTAINMENT IN | $2,000 | 0.0% | 95 | -31.7% | 0.00% | 0.0% |
| SXC | Sell | SUNCOKE ENERGY INC | $3,000 | 0.0% | 141 | -4.1% | 0.00% | 0.0% |
| Exit | ESCROW MIRANT CORP COM NEW | $0 | – | -693 | -100.0% | 0.00% | – | |
| PFMS | Exit | PAPERFREE MED SOLUTION COM | $0 | – | -50 | -100.0% | 0.00% | – |
| HQNT | Exit | H QUOTIENT INC COM COMPANY DISSOLVED | $0 | – | -1,142 | -100.0% | 0.00% | – |
| ADGR | Exit | ADAL GROUP INC | $0 | – | -35 | -100.0% | 0.00% | – |
| GRMS | Exit | GREEN ENERGY MGMT SVCS HOLDINGS INC | $0 | – | -14 | -100.0% | 0.00% | – |
| VTEQ | Exit | VERITEQ CORP COM | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | RSTK HEALTHNOSTICS INC COM PAR NEW | $0 | – | -1 | -100.0% | 0.00% | – | |
| CRWG | Exit | CROWDGATHER INC | $0 | – | -1,500 | -100.0% | 0.00% | – |
| YARCQ | Exit | YARC SYS INC | $0 | – | -500 | -100.0% | 0.00% | – |
| CBIS | Exit | CANNABIS SCIENCE INC | $0 | – | -3,400 | -100.0% | 0.00% | – |
| EACO | Exit | EACO CORP | $0 | – | -22 | -100.0% | 0.00% | – |
| Exit | ESC CEF DWS RREEF REAL ESTATE FUND 11 | $0 | – | -19 | -100.0% | 0.00% | – | |
| MOS | Exit | MOSAIC CO COM | $0 | – | -24 | -100.0% | 0.00% | – |
| VAC | Exit | MARRIOTT VACATIONS WORLDWIDE | $0 | – | -20 | -100.0% | 0.00% | – |
| CELP | Exit | CELLULAR PRODUCTS | $0 | – | -1,000 | -100.0% | 0.00% | – |
| HSTX | Exit | AVIAT NETWORKS INC COM | $0 | – | -22 | -100.0% | 0.00% | – |
| IVBK | Exit | INTERVISUAL BOOKS INC | $0 | – | -1,200 | -100.0% | 0.00% | – |
| NCMGY | Exit | NEWCREST MNG LTD SPONSORED ADR | $0 | – | -101 | -100.0% | 0.00% | – |
| Exit | 100,000THS FIRST HORIZON NATIONAL CORP | $0 | – | -744,395 | -100.0% | 0.00% | – | |
| TMJG | Exit | TAMIJA GOLD & DIAMOND COM | $0 | – | -1 | -100.0% | 0.00% | – |
| CRGE | Exit | CLENEGEN CORP | $0 | – | -2,000 | -100.0% | 0.00% | – |
| STRL | Exit | STERLING CONSTRUCTION | $0 | – | -4 | -100.0% | 0.00% | – |
| WFCNP | Exit | WELLS FARGO & CO NEW PFD DIVID EQUALIZATIOpreferred equity | $0 | – | -5 | -100.0% | 0.00% | – |
| FNBN | Exit | FNB UNITED CORP | $0 | – | -7 | -100.0% | 0.00% | – |
| Exit | WI FI WIRELESS LTD COM | $0 | – | -13 | -100.0% | 0.00% | – | |
| MTLQU | Exit | MOTORS LIQ CO GUC TR COM | $0 | – | -37 | -100.0% | 0.00% | – |
| SCMR | Exit | SYCAMORE NETWORKS INC | $0 | – | -2 | -100.0% | 0.00% | – |
| AVXT | Exit | AVAX TECHNOLOGIES INC COM | $0 | – | -750 | -100.0% | 0.00% | – |
| ELNK | Exit | EARTHLINK INC COM | $0 | – | -100 | -100.0% | 0.00% | – |
| Exit | OSRAM LICHT AG NAMENS AKTIEN O N | $0 | – | -4 | -100.0% | 0.00% | – | |
| HLF | Exit | HERBALIFE LTD COM USD SHS | $0 | – | -18 | -100.0% | 0.00% | – |
| LLNXF | Exit | LINK LINUX INC COM | $0 | – | -1 | -100.0% | 0.00% | – |
| ARE | Exit | ALEXANDRIA REAL ESTATE EQUITIES INC | $0 | – | -5 | -100.0% | 0.00% | – |
| AAMRQ | Exit | AMR CORP | $0 | – | -14 | -100.0% | 0.00% | – |
| NRTLQ | Exit | NORTEL NETWORKS NEW COM | $0 | – | -60 | -100.0% | 0.00% | – |
| ECGP | Exit | ENVITT CAP GROUP INC COM | $0 | – | -151 | -100.0% | 0.00% | – |
| PREX | Exit | PROGRESS ENERGY CONTINGENT VALUE OBLIG | $0 | – | -300 | -100.0% | 0.00% | – |
| TSTC | Exit | TELESTONE TECHNOLOGIES CORP COM | $0 | – | -400 | -100.0% | 0.00% | – |
| BCAR | Exit | BANK OF THE CAROLINAS | $0 | – | -691 | -100.0% | 0.00% | – |
| MDTH | Exit | MEDCATH CORP COM | $0 | – | -500 | -100.0% | 0.00% | – |
| IACH | Exit | INFORMATION ARCHITECTS | $0 | – | -1 | -100.0% | 0.00% | – |
| LEHLQ | Exit | LEHMAN BROS HLDGS D CAP TR IV PFD SER L 1preferred equity | $0 | – | -400 | -100.0% | 0.00% | – |
| IPGP | Exit | PHOTONICS CORP | $0 | – | -21 | -100.0% | 0.00% | – |
| Exit | STONE RESOURCES LTD SHS | $0 | – | -167 | -100.0% | 0.00% | – | |
| SNDH | Exit | STANDARD HLDGS GROUP | $0 | – | -6,489 | -100.0% | 0.00% | – |
| AWCMY | Exit | ALUMINA LTD | $0 | – | -305 | -100.0% | 0.00% | – |
| MTWOY | Exit | M 2003 PLC SPONSORED ADR | $0 | – | -1,500 | -100.0% | 0.00% | – |
| NEWN | Exit | NEW ENERGY SYS GROUP COM | $0 | – | -30 | -100.0% | 0.00% | – |
| Exit | AIR CHARTER EXPRESS INC COM | $0 | – | -1 | -100.0% | 0.00% | – | |
| BCONQ | Exit | BEACON PWR CORP | $0 | – | -1,410 | -100.0% | 0.00% | – |
| IFSH | Exit | IFS INTL | $0 | – | -4,000 | -100.0% | 0.00% | – |
| Exit | PHARMAGEN INC | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| FCH | Exit | FELCOR LODGING TR INC COM | $0 | – | -21 | -100.0% | 0.00% | – |
| IEP | Exit | ICAHAN ENTERPRISES | $0 | – | -8 | -100.0% | 0.00% | – |
| PCXCQ | Exit | PATRIOT COAL CORP COM | $0 | – | -230 | -100.0% | 0.00% | – |
| IDARQ | Exit | IDEARC INC COM | $0 | – | -79 | -100.0% | 0.00% | – |
| Exit | INTERNETARRAY INC RSTK COM | $0 | – | -1 | -100.0% | 0.00% | – | |
| ORKLY | Exit | ORKLA A S SPONSORED ADR | $0 | – | -101 | -100.0% | 0.00% | – |
| FNMA | Exit | FANNIE MAE COM | $0 | – | -100 | -100.0% | 0.00% | – |
| ILIU | Exit | INTERLEUKIN GENETICS COM | $0 | – | -150 | -100.0% | 0.00% | – |
| PTSC | Exit | PATRIOT SCIENTIFIC CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| MMP | Exit | MAGELLAN MIDSTREAM PARTNERS LP COM UNIT RE | $0 | – | -25 | -100.0% | 0.00% | – |
| IBIN | Exit | IBSG INTL INC COM NEW | $0 | – | -120 | -100.0% | 0.00% | – |
| Exit | 100,000THS KINDER MORGAN MGMT LLC SHS | $0 | – | -426,565 | -100.0% | 0.00% | – | |
| CTKH | Exit | CETEK TECHNOLOGIES INC NEW | $0 | – | -326 | -100.0% | 0.00% | – |
| ZEGG | Exit | ZEGARELLI GROUP INTL COM | $0 | – | -400 | -100.0% | 0.00% | – |
| OTVLQ | Exit | ONETRAVEL HLDGS INC COM NEW | $0 | – | -301 | -100.0% | 0.00% | – |
| FRCMQ | Exit | FAIRPOINT COMMUNICATIONS INC COM | $0 | – | -29 | -100.0% | 0.00% | – |
| ARKAY | Exit | ARKEMA | $0 | – | -3 | -100.0% | 0.00% | – |
| TLYN | Exit | TELYNX INC CL A PAR 0.01 | $0 | – | -2 | -100.0% | 0.00% | – |
| PFND | Exit | SYNTHEMED INC COM | $0 | – | -167 | -100.0% | 0.00% | – |
| ERC | Exit | WELLS FARGO MULTI SECTOR INCOME FD (ERC)exchange traded product | $0 | – | -20 | -100.0% | 0.00% | – |
| KMTUY | Exit | KOMATSU LTD | $0 | – | -51 | -100.0% | 0.00% | – |
| SWSH | Exit | SWISHER HYGIENE INC | $0 | – | -3,500 | -100.0% | 0.00% | – |
| MCR | Sell | MFS CHARTER INCOME TRsh ben int | $1,000 | -90.0% | 88 | -92.6% | 0.00% | -100.0% |
| DPSGY | Exit | DEUTSCHE POST | $0 | – | -110 | -100.0% | -0.00% | – |
| CHSCP | Exit | CHS INC PFD 8%preferred equity | $0 | – | -166 | -100.0% | -0.00% | – |
| SHECY | Exit | SHIN ETSU CHEM CO LTD ADR | $0 | – | -250 | -100.0% | -0.00% | – |
| CBG | Exit | CB RICHARD ELLIS GROUP CL A | $0 | – | -150 | -100.0% | -0.00% | – |
| LNEGY | Exit | LINDE AG SPONS | $0 | – | -180 | -100.0% | -0.00% | – |
| RYCEY | Exit | ROLLS ROYCE GROUP PLC SPONS ADR | $0 | – | -35 | -100.0% | -0.00% | – |
| GVDNY | Exit | GIVAUDAN SA ADR | $0 | – | -90 | -100.0% | -0.00% | – |
| NUV | Exit | NUVEEN MUNICIPAL VALUE FUND INCclosed end | $0 | – | -500 | -100.0% | -0.00% | – |
| BRGYY | Exit | BG GROUP PLC | $0 | – | -130 | -100.0% | -0.00% | – |
| AOD | Exit | ALPINE TOTAL DYNAMIC DIVID FD (AOD)exchange traded product | $0 | – | -500 | -100.0% | -0.00% | – |
| PNLYY | Exit | POSTNL N V | $0 | – | -500 | -100.0% | -0.00% | – |
| PAGG | Exit | POWERSHARES GLOBAL AGRICULTURE (PAGG)exchange traded product | $0 | – | -100 | -100.0% | -0.00% | – |
| BKJAY | Exit | BANK YOKOHAMA LTD JAPAN | $0 | – | -130 | -100.0% | -0.00% | – |
| AALCP | Exit | AMERICAN AIRLS GROUP INCpreferred equity | $0 | – | -117 | -100.0% | -0.00% | – |
| NSANY | Exit | NISSAN MOTOR LTD SPON ADR | $0 | – | -121 | -100.0% | -0.00% | – |
| AGPPY | Exit | ANGLO AMERICAN PLAT UNSPON ADR | $0 | – | -630 | -100.0% | -0.00% | – |
| KDDIY | Exit | KDDI CORP ADR | $0 | – | -210 | -100.0% | -0.00% | – |
| JTD | Exit | NUVEEN TAX ADV DIVIDEND GROWTH FUND (JTD)exchange traded product | $0 | – | -300 | -100.0% | -0.00% | – |
| Exit | RSTK CBEYOND COMMUNICATIONS INC | $0 | – | -724 | -100.0% | -0.00% | – | |
| TKPPY | Exit | TECHNIP NEW SPONSORED ADR | $0 | – | -130 | -100.0% | -0.00% | – |
| SVNDY | Exit | SEVEN & I HOLDINGS CO | $0 | – | -29 | -100.0% | -0.00% | – |
| HTHIY | Exit | HITACHI LIMITED 10 COM | $0 | – | -50 | -100.0% | -0.00% | – |
| KBCSY | Exit | KBC GROUP NV ADR | $0 | – | -140 | -100.0% | -0.00% | – |
| IYZ | Exit | ISHARES TR DJ US TELECOMMexchange traded product | $0 | – | -132 | -100.0% | -0.00% | – |
| FNMAK | Exit | FEDERAL NATL MTG ASSN PFD DIV 5.5% CALLABLpreferred equity | $0 | – | -200 | -100.0% | -0.00% | – |
| GPS | Exit | GAP INC | $0 | – | -77 | -100.0% | -0.00% | – |
| AAPR | Exit | ALCOA INC PFD $3.75preferred equity | $0 | – | -50 | -100.0% | -0.00% | – |
| REXMY | Exit | REXAM PLC SPONS ADR | $0 | – | -80 | -100.0% | -0.00% | – |
| JQC | Exit | NUVEEN MULTI STRATEGY INC GROW FD 2 (JQC)exchange traded product | $0 | – | -490 | -100.0% | -0.00% | – |
| DDR | Exit | DDR CORP | $0 | – | -136 | -100.0% | -0.00% | – |
| EWW | Exit | ISHARES INC MSCI MEXICO INVESTABLE MARKETexchange traded product | $0 | – | -44 | -100.0% | -0.00% | – |
| YUEIY | Exit | YUE YUEN INDL | $0 | – | -130 | -100.0% | -0.00% | – |
| ZFSVY | Exit | ZURICH FINL SVCS SPONS ADR | $0 | – | -140 | -100.0% | -0.00% | – |
| OGZPY | Exit | GAZPROM L | $0 | – | -430 | -100.0% | -0.00% | – |
| CHH | Exit | CHOICE HOTELS INTL | $0 | – | -100 | -100.0% | -0.00% | – |
| CBST | Exit | CUBIST PHARMACEUTICALS COM | $0 | – | -60 | -100.0% | -0.00% | – |
| POFCY | Exit | PETROFAC LTD | $0 | – | -360 | -100.0% | -0.00% | – |
| ICAGY | Exit | INTERNATIONAL CONS AIRLS GROUP SA SPONS | $0 | – | -90 | -100.0% | -0.00% | – |
| TSCDY | Exit | TESCO PLC SPONSORED ADR | $0 | – | -150 | -100.0% | -0.00% | – |
| CLSN | Exit | CELSION CORP | $0 | – | -563 | -100.0% | -0.00% | – |
| KORS | Exit | MICHAEL KORS HLDGS LTD SHS | $0 | – | -45 | -100.0% | -0.00% | – |
| MERPRMCL | Exit | MERRILL LYNCH CP TR II PFD GDR TRpreferred equity | $0 | – | -100 | -100.0% | -0.00% | – |
| DBOEY | Exit | DEUTSCHE BOERSE ADR | $0 | – | -430 | -100.0% | -0.00% | – |
| RHHBY | Exit | ROCHE HLDGS LTD SPONSORED ADR | $0 | – | -60 | -100.0% | -0.00% | – |
| EDPFY | Exit | EDP ELECTICIDADE DE PORTUGAL | $0 | – | -90 | -100.0% | -0.00% | – |
| MA | Exit | MASTERCARD INC CL A COM | $0 | – | -7 | -100.0% | -0.00% | – |
| Exit | CLARIANT AG | $0 | – | -300 | -100.0% | -0.00% | – | |
| NFJ | Exit | ALLIANZ NFJ DIVIDEND PREM STRATEGY (NFJ) | $0 | – | -400 | -100.0% | -0.00% | – |
| MERPRPCL | Exit | MERRILL LYNCH CAP TR III 7.375% PFD SHS MApreferred equity | $0 | – | -300 | -100.0% | -0.00% | – |
| GOM | Exit | GMAC LLC MAT 12/16/44 CALLABLE 12/16/09preferred equity | $0 | – | -250 | -100.0% | -0.00% | – |
| PDT | Exit | JHANCOCK PATRIOT PREMIUM DIVIDEND (PDT)exchange traded product | $0 | – | -460 | -100.0% | -0.00% | – |
| CNPZP | Exit | CENTERPOINT ENERGY INC ZERO PREMIUM EXCHANpreferred equity | $0 | – | -120 | -100.0% | -0.00% | – |
| MDY | Exit | MIDCAP SPDR TRUST UNIT SER 1 S&P (MDY)exchange traded product | $0 | – | -30 | -100.0% | -0.00% | – |
| Exit | WAL MART DE MEXICO SA DE CV SHS SER V ISIN | $0 | – | -2,000 | -100.0% | -0.00% | – | |
| BONC | Exit | BANK OF COMMERCE NC | $0 | – | -2,000 | -100.0% | -0.00% | – |
| BNPQY | Exit | BNP PARIBAS | $0 | – | -130 | -100.0% | -0.00% | – |
| FMCKJ | Exit | FEDERAL HOME LN MTG CP PFD 8.375% NCMpreferred equity | $0 | – | -600 | -100.0% | -0.00% | – |
| DUC | Exit | DUFF AND PHELPS UTILITY & CORPORATE BOND T | $0 | – | -667 | -100.0% | -0.00% | – |
| Exit | AMAZON.COM | $0 | – | -19 | -100.0% | -0.00% | – | |
| Exit | SIEMENS AG | $0 | – | -50 | -100.0% | -0.00% | – | |
| LNVGY | Exit | LENOVO GROUP LTD SPONS ADR | $0 | – | -400 | -100.0% | -0.00% | – |
| TEL | Exit | TYCO ELECTRONICS LTD SWITZERLAND | $0 | – | -150 | -100.0% | -0.00% | – |
| COSWF | Exit | CANADIAN OIL SANDS | $0 | – | -500 | -100.0% | -0.00% | – |
| AEVCL | Exit | AEGON NV PERPETUAL CAP SECS CALLABLE 09/1preferred equity | $0 | – | -400 | -100.0% | -0.00% | – |
| FO | Exit | FORTUNE BRANDS INC COM | $0 | – | -128 | -100.0% | -0.00% | – |
| MAR | Exit | MARRIOTT INTL INC NEW CL A | $0 | – | -200 | -100.0% | -0.00% | – |
| GJAZ | Exit | STRATS TR FOR BELLSOUTH TELECOMMN CTFS 200preferred equity | $0 | – | -400 | -100.0% | -0.00% | – |
| NSRGY | Exit | NESTLE SA SPONSORED ADR | $0 | – | -150 | -100.0% | -0.00% | – |
| AXAHY | Exit | AXA SA SPONS ADR | $0 | – | -448 | -100.0% | -0.00% | – |
| PNG | Exit | PAA NAT GAS STORAGE LP COM UNIT LTD PART I | $0 | – | -509 | -100.0% | -0.00% | – |
| Exit | UPS CLASS A PRIVATE PLACEMENT | $0 | – | -104 | -100.0% | -0.00% | – | |
| TSC | Exit | TRISTATE CAP HLDGS INC COM | $0 | – | -1,000 | -100.0% | -0.00% | – |
| RNRPRCCL | Exit | RENAISSANCERE HOLDINGS LTD PREF SHS C 6.08preferred equity | $0 | – | -500 | -100.0% | -0.00% | – |
| XVGCL | Exit | CORPORATE BACKED TR CTFS 2003-7 BOEING COpreferred equity | $0 | – | -400 | -100.0% | -0.00% | – |
| FNMAT | Exit | FEDERAL NATL MTG ASSN 8.25% SER T PFD SHSpreferred equity | $0 | – | -1,300 | -100.0% | -0.01% | – |
| BSV | Exit | VANGUARD BD INDEX FD INC SHORT TERM BD ETFexchange traded product | $0 | – | -200 | -100.0% | -0.01% | – |
| CFCPRBCL | Exit | COUNTRYWIDE CAP V GTD CAP SECS 7.00% 11/01preferred equity | $0 | – | -600 | -100.0% | -0.01% | – |
| IBDRY | Exit | IBERDROLA SA | $0 | – | -522 | -100.0% | -0.01% | – |
| MERPRDCL | Exit | MERRILL LYNCH PFD CAP TR III TR ORIG PFD Spreferred equity | $0 | – | -600 | -100.0% | -0.01% | – |
| HTSI | Exit | HARRIS TEETER SUPERMARKETS INC COM | $0 | – | -317 | -100.0% | -0.01% | – |
| MERPRECL | Exit | MERRILL LYNCH PFD CAP TR IV TR ORIGINATEDpreferred equity | $0 | – | -560 | -100.0% | -0.01% | – |
| FXI | Exit | ISHARES TR FTSE XINHUA HK CHINA (FXI)exchange traded product | $0 | – | -450 | -100.0% | -0.01% | – |
| PWE | Exit | PENN WEST ENERGY TR TR UNIT | $0 | – | -2,150 | -100.0% | -0.01% | – |
| LUTHP | Exit | LUCENT TECHNOLOGIES CAP TR I CONV TR PFD Spreferred equity | $0 | – | -20 | -100.0% | -0.01% | – |
| RBSPRECL | Exit | RBS CAP FDG TR V GTD TR PFD SECS 5.90%preferred equity | $0 | – | -1,000 | -100.0% | -0.01% | – |
| PIF | Exit | INSURED MUN INCOME FD COMclosed end | $0 | – | -1,200 | -100.0% | -0.01% | – |
| VMO | Exit | VAN KAMPEN AMERICAN CAPITAL MUNI OPP (VMO)exchange traded product | $0 | – | -1,829 | -100.0% | -0.01% | – |
| NEEPRCCL | Exit | FPL GROUP CAP TR I PFD TR SECS CALLABLEpreferred equity | $0 | – | -975 | -100.0% | -0.01% | – |
| Exit | ING GROEP | $0 | – | -1,668 | -100.0% | -0.01% | – | |
| VOD | Exit | VODAFONE GROUP PLC SPON ADR | $0 | – | -683 | -100.0% | -0.01% | – |
| WPC | Exit | WP CAREY & CO | $0 | – | -432 | -100.0% | -0.01% | – |
| GSPRC | Exit | GOLDMAN SACHS FLOATING PFD SERIES Cpreferred equity | $0 | – | -1,400 | -100.0% | -0.01% | – |
| AGOPRF | Exit | ASSURED GTY MUN HLDGS INC NTpreferred equity | $0 | – | -1,500 | -100.0% | -0.01% | – |
| GSPRICL | Exit | GOLDMAN SACHS GROUP INC 5.95% PERPETUAL PFpreferred equity | $0 | – | -1,365 | -100.0% | -0.01% | – |
| STX | Exit | SEAGATE TECHNOLOGY | $0 | – | -495 | -100.0% | -0.01% | – |
| AVP | Exit | AVON PRODS INC | $0 | – | -1,717 | -100.0% | -0.01% | – |
| MERPRK | Exit | MERRILL LYNCH K SERIES 6.45%preferred equity | $0 | – | -1,300 | -100.0% | -0.01% | – |
| CPRSCL | Exit | CITIGROUP CAP IX TR PFD SECS 6.00% CALLABLpreferred equity | $0 | – | -1,300 | -100.0% | -0.01% | – |
| MWOCL | Exit | MORGAN STANLEY CAP TR V CAP SECS PFD 5.75%preferred equity | $0 | – | -1,500 | -100.0% | -0.01% | – |
| VGBK | Exit | VIRGINIA HERITAGE BANK COM | $0 | – | -2,000 | -100.0% | -0.01% | – |
| Exit | SHANGHAI ERFANGJI LTD SPONSORED ADR | $0 | – | -5,500 | -100.0% | -0.01% | – | |
| BBTPRG | Exit | BB&T CORP DEP SHS REPSTG (BBT PRG)preferred equity | $0 | – | -2,010 | -100.0% | -0.01% | – |
| DIA | Exit | DIAMONDS TR UNIT SER 1 | $0 | – | -240 | -100.0% | -0.01% | – |
| WFCPRN | Exit | WELLS FARGO & CO NEW DEP SHS PERP PRFD Apreferred equity | $0 | – | -1,920 | -100.0% | -0.01% | – |
| AKZOY | Exit | AKZO NOBEL NV | $0 | – | -1,622 | -100.0% | -0.02% | – |
| LNCE | Exit | LANCE INC | $0 | – | -1,633 | -100.0% | -0.02% | – |
| CNBW | Exit | CNB CORP CDT COM ISSUE INACTIVE | $0 | – | -1,080 | -100.0% | -0.02% | – |
| WNAPRCL | Exit | WACHOVIA PRF FDG CORP PERP PFD SECS SER Apreferred equity | $0 | – | -2,000 | -100.0% | -0.02% | – |
| IEBS | Exit | INDEPENDENCE BANCSHARES INC | $0 | – | -32,000 | -100.0% | -0.02% | – |
| CEF | Exit | CENTRAL FD | $0 | – | -3,970 | -100.0% | -0.02% | – |
| BACPRZCL | Exit | BAC CAP TR VIII 6% GTD CAP SEC INC SER A Ppreferred equity | $0 | – | -2,200 | -100.0% | -0.02% | – |
| Exit | DIVDEND CAPITAL DIVERSIFIED PROPERTY | $0 | – | -9,306 | -100.0% | -0.02% | – | |
| ORLY | Exit | O'REILLY AUTOMOTIVE INC COM | $0 | – | -653 | -100.0% | -0.03% | – |
| NE | Exit | NOBLE CORP | $0 | – | -2,650 | -100.0% | -0.04% | – |
| PHACL | Exit | PULTE GROUP 7.375%preferred equity | $0 | – | -4,000 | -100.0% | -0.04% | – |
| PHYS | Exit | SPROTT PHYSICAL GOLD TR UNIT (PHYS)exchange traded product | $0 | – | -11,500 | -100.0% | -0.04% | – |
| IDGCL | Exit | ING GROEP NV 7.375%preferred equity | $0 | – | -5,300 | -100.0% | -0.05% | – |
| DDAIF | Exit | DAIMLER AG | $0 | – | -1,777 | -100.0% | -0.06% | – |
| ESRX | Exit | EXPRESS SCRIPTS INC COM | $0 | – | -2,346 | -100.0% | -0.06% | – |
| KFN | Exit | KKR FINANCIAL | $0 | – | -14,000 | -100.0% | -0.06% | – |
| BMLPRH | Exit | BANK OF AMERICA CORP DEP SHSpreferred equity | $0 | – | -11,900 | -100.0% | -0.07% | – |
| VOO | Exit | VANGUARD INDEX FDS S&P 500 (VOO)exchange traded product | $0 | – | -1,530 | -100.0% | -0.09% | – |
| HTSPRA | Exit | HATTERAS FINL CORP CUM REDEEMABLE PFD SERpreferred equity | $0 | – | -19,120 | -100.0% | -0.14% | – |
| COV | Exit | COVIDIEN PLC | $0 | – | -7,706 | -100.0% | -0.19% | – |
| UBSH | Exit | UNION BANKSHARES CORP COM | $0 | – | -34,011 | -100.0% | -0.30% | – |
| MSPRA | Exit | MORGAN STANLEY FLOATING SERIES Apreferred equity | $0 | – | -67,700 | -100.0% | -0.45% | – |
| HRL | Exit | HORMEL FOODS CORP COM | $0 | – | -32,253 | -100.0% | -0.52% | – |
| GSPRA | Exit | GOLDMAN SACHS FLOATING PFD SERIES Apreferred equity | $0 | – | -110,275 | -100.0% | -0.71% | – |
| BACPRE | Exit | BANK OF AMERICA PFD CLASS E FLOATINGpreferred equity | $0 | – | -130,357 | -100.0% | -0.93% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 35 | Q4 2021 | 14.8% |
| ISHARES TR MSCI USA MOMENTUM FACTOR (MTUM) | 35 | Q4 2021 | 3.8% |
| APPLE INC COM | 35 | Q4 2021 | 3.5% |
| MICROSOFT CORP COM | 35 | Q4 2021 | 4.5% |
| EXXON MOBIL CORPORATION | 35 | Q4 2021 | 7.7% |
| VANGUARD SPECIALIZED PORTFOLIOS DIV (VIG) | 35 | Q4 2021 | 3.7% |
| STANDARD & POORS 500 (SPY) | 35 | Q4 2021 | 4.2% |
| JOHNSON & JOHNSON COM | 35 | Q4 2021 | 5.6% |
| DUKE ENERGY CORP NEW COM NEW | 35 | Q4 2021 | 1.6% |
| ISHARES TR S&P 500 INDEX (IVV) | 35 | Q4 2021 | 1.9% |
View Carroll Financial Associates, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-01-06 |
| 13F-HR | 2021-10-07 |
| 13F-HR | 2021-07-13 |
| 13F-HR | 2021-04-06 |
| 13F-HR | 2021-01-08 |
| 13F-HR | 2020-10-06 |
| 13F-HR | 2020-07-09 |
| 13F-HR | 2020-04-10 |
| 13F-HR | 2020-01-08 |
| 13F-HR | 2019-10-09 |
View Carroll Financial Associates, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.