$948 Million is the total value of Regal Investment Advisors LLC's 480 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LZB | LA Z BOY INC | $2,479,000 | -4.8% | 109,856 | 0.0% | 0.26% | -3.3% | |
| SPYG | SPDR SER TRprtflo s&p500 gw | $838,000 | -4.2% | 16,736 | 0.0% | 0.09% | -3.3% | |
| WYNN | WYNN RESORTS LTD | $638,000 | +10.8% | 10,116 | 0.0% | 0.07% | +11.7% | |
| EXEL | EXELIXIS INC | $465,000 | -24.6% | 29,636 | 0.0% | 0.05% | -23.4% | |
| TBT | PROSHARES TR | $423,000 | +21.9% | 13,285 | 0.0% | 0.04% | +25.0% | |
| FXU | FIRST TR EXCHANGE TRADED FDutilities alph | $329,000 | -5.2% | 10,755 | 0.0% | 0.04% | -2.8% | |
| DFEB | FIRST TR EXCHNG TRADED FD VIus eqt deep dufr | $262,000 | -1.5% | 8,025 | 0.0% | 0.03% | 0.0% | |
| DFAC | DIMENSIONAL ETF TRUSTus core equity 2 | $255,000 | -4.5% | 11,469 | 0.0% | 0.03% | -3.6% | |
| RYF | INVESCO EXCHANGE TRADED FD Ts&p500 eql fin | $257,000 | -3.7% | 5,025 | 0.0% | 0.03% | -3.6% | |
| SNA | SNAP ON INC | $250,000 | +2.5% | 1,241 | 0.0% | 0.03% | +4.0% | |
| EXTR | EXTREME NETWORKS INC | $183,000 | +46.4% | 14,000 | 0.0% | 0.02% | +46.2% | |
| ETW | EATON VANCE TAX-MANAGED GLOB | $160,000 | -9.1% | 21,147 | 0.0% | 0.02% | -5.6% | |
| NS | NUSTAR ENERGY LP | $155,000 | -3.7% | 11,500 | 0.0% | 0.02% | -5.9% | |
| TILRAY BRANDS INCnote 5.000%10/0 | $140,000 | +8.5% | 140,000 | 0.0% | 0.02% | +15.4% | ||
| EZCORP INCnote 2.375% 5/0 | $138,000 | -2.8% | 160,000 | 0.0% | 0.02% | 0.0% | ||
| SOFI | SOFI TECHNOLOGIES INCcall | $86,000 | -7.5% | 17,600 | 0.0% | 0.01% | -10.0% | |
| MFA FINL INCnote 6.250% 6/1 | $79,000 | -2.5% | 90,000 | 0.0% | 0.01% | 0.0% | ||
| OMEROS CORPnote 6.250%11/1 | $64,000 | +3.2% | 70,000 | 0.0% | 0.01% | +16.7% | ||
| INSEEGO CORPnote 3.250% 5/0 | $57,000 | +1.8% | 85,000 | 0.0% | 0.01% | 0.0% | ||
| PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $50,000 | +6.4% | 55,000 | 0.0% | 0.01% | 0.0% | ||
| WESTERN ASSET MORTGAGE CAPITnote 6.750% 9/1 | $52,000 | +2.0% | 60,000 | 0.0% | 0.01% | 0.0% | ||
| APPLIED OPTOELECTRONICS INCnote 5.000% 3/1 | $37,000 | -21.3% | 58,000 | 0.0% | 0.00% | -20.0% | ||
| SAN | BANCO SANTANDER S.A.adr | $26,000 | -16.1% | 11,077 | 0.0% | 0.00% | 0.0% | |
| INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $19,000 | -5.0% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| PETV | PETVIVO HLDGS INC | $5,000 | +25.0% | 21,377 | 0.0% | 0.00% | – | |
| BABA | ALIBABA GROUP HLDG LTDcall | $8,000 | -27.3% | 100 | 0.0% | 0.00% | 0.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 6.6% |
| ISHARES TR | 42 | Q3 2023 | 15.6% |
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 9.7% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 9.1% |
| ISHARES TR | 42 | Q3 2023 | 4.9% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 5.8% |
| VANGUARD ST BOND ETF | 42 | Q3 2023 | 4.9% |
| VANGUARD REIT INDEX ETF | 42 | Q3 2023 | 2.6% |
| ISHARES TR | 42 | Q3 2023 | 3.2% |
View Regal Investment Advisors LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-03-01 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-10 |
View Regal Investment Advisors LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.