$352 Million is the total value of Regal Investment Advisors LLC's 259 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 18.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $6,450,000 | +9.7% | 163,279 | +10.8% | 1.83% | +13.2% |
| T | Buy | AT&T INC | $5,094,000 | -5.4% | 125,438 | +0.7% | 1.44% | -2.4% |
| AAPL | Buy | APPLE INC | $4,586,000 | +21.5% | 40,565 | +2.7% | 1.30% | +25.3% |
| ABBV | Buy | ABBVIE INC | $4,445,000 | +7.8% | 70,481 | +5.8% | 1.26% | +11.3% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $4,173,000 | +39.2% | 33,612 | +30.3% | 1.18% | +43.7% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $4,142,000 | +6.0% | 36,890 | +1.2% | 1.18% | +9.4% |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $4,131,000 | +2.8% | 97,641 | +0.7% | 1.17% | +6.2% |
| VWO | Buy | VANGUARD INTL EQUITY INDEXftse emr mkt etf | $4,075,000 | +11.0% | 108,286 | +4.0% | 1.16% | +14.6% |
| MO | Buy | ALTRIA GROUP INC | $4,061,000 | -5.5% | 64,223 | +3.1% | 1.15% | -2.5% |
| ED | Buy | CONSOLIDATED EDISON INC | $3,900,000 | -1.0% | 51,797 | +5.7% | 1.11% | +2.2% |
| MCD | Buy | MCDONALDS CORP | $3,799,000 | +5.1% | 32,930 | +9.6% | 1.08% | +8.5% |
| DOW | Buy | DOW CHEM CO | $3,691,000 | +13.2% | 71,212 | +8.6% | 1.05% | +16.9% |
| MSFT | Buy | MICROSOFT CORP | $3,647,000 | +24.1% | 63,315 | +10.2% | 1.04% | +28.1% |
| PG | Buy | PROCTER AND GAMBLE CO | $3,271,000 | +16.6% | 36,442 | +10.0% | 0.93% | +20.4% |
| MUB | Buy | ISHARES TRnational mun etf | $3,220,000 | +12.5% | 28,556 | +13.6% | 0.91% | +16.1% |
| GE | Buy | GENERAL ELECTRIC CO | $2,990,000 | -3.0% | 100,950 | +3.1% | 0.85% | +0.1% |
| LZB | Buy | LA Z BOY INC | $2,938,000 | -10.7% | 119,618 | +1.2% | 0.83% | -7.7% |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOdiv app etf | $2,909,000 | +11.8% | 34,660 | +10.8% | 0.82% | +15.2% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $2,887,000 | +3.5% | 35,714 | +3.8% | 0.82% | +6.8% |
| FXG | Buy | FIRST TR EXCHANGE TRADED FDconsumr staple | $2,850,000 | -3.5% | 61,374 | +0.5% | 0.81% | -0.4% |
| COP | Buy | CONOCOPHILLIPS | $2,645,000 | +0.1% | 60,844 | +0.4% | 0.75% | +3.3% |
| FDN | Buy | FIRST TR EXCHANGE TRADED FDdj internt idx | $2,635,000 | +17.2% | 32,306 | +3.6% | 0.75% | +21.0% |
| AOR | Buy | ISHARESgrwt allocat etf | $2,627,000 | +3.5% | 63,835 | +0.7% | 0.74% | +6.7% |
| EMR | Buy | EMERSON ELEC CO | $2,593,000 | +22.5% | 47,563 | +17.3% | 0.74% | +26.5% |
| FXD | Buy | FIRST TR EXCHANGE TRADED FDconsumr discre | $2,457,000 | +6.5% | 69,715 | +1.9% | 0.70% | +9.9% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,417,000 | +2.0% | 20,458 | +4.7% | 0.69% | +5.4% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $2,343,000 | +3.5% | 26,930 | +1.1% | 0.66% | +6.9% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $2,119,000 | +5.0% | 20,345 | +1.2% | 0.60% | +8.3% |
| NS | Buy | NUSTAR ENERGY LP | $2,093,000 | +6.1% | 42,219 | +6.6% | 0.59% | +9.6% |
| FV | Buy | FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf | $2,011,000 | +5.5% | 87,803 | +2.9% | 0.57% | +9.0% |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $1,832,000 | +10.3% | 19,574 | +5.0% | 0.52% | +13.8% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $1,803,000 | +10.8% | 16,943 | +6.1% | 0.51% | +14.5% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $1,752,000 | +35.4% | 14,754 | +22.6% | 0.50% | +39.6% |
| GLD | Buy | SPDR GOLD TRUST | $1,691,000 | +86.2% | 13,461 | +87.5% | 0.48% | +92.0% |
| XOM | Buy | EXXON MOBIL CORP | $1,564,000 | +16.0% | 17,923 | +24.6% | 0.44% | +19.7% |
| MMM | Buy | 3M CO | $1,557,000 | +21.0% | 8,834 | +20.2% | 0.44% | +24.9% |
| KO | Buy | COCA COLA CO | $1,549,000 | +9.5% | 36,601 | +17.2% | 0.44% | +12.9% |
| AOA | Buy | ISHARESaggres alloc etf | $1,509,000 | +19.9% | 31,791 | +15.8% | 0.43% | +23.7% |
| AEP | Buy | AMERICAN ELEC PWR INC | $1,443,000 | +4.5% | 22,479 | +14.1% | 0.41% | +7.6% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $1,381,000 | +16.1% | 8,926 | +12.1% | 0.39% | +19.9% |
| NFLX | New | NETFLIX INC | $1,363,000 | – | 13,831 | +100.0% | 0.39% | – |
| JNK | Buy | SPDR SERIES TRUSTbrc hgh yld bd | $1,357,000 | +8.0% | 36,957 | +5.0% | 0.38% | +11.6% |
| FXN | Buy | FIRST TR EXCHANGE TRADED FDenergy alphadx | $1,357,000 | +6.8% | 87,970 | +3.1% | 0.38% | +10.3% |
| VWOB | Buy | VANGUARD WHITEHALL FDS INCemerg mkt bd etf | $1,307,000 | +2.0% | 16,013 | +0.3% | 0.37% | +5.4% |
| CINF | Buy | CINCINNATI FINL CORP | $1,299,000 | +13.4% | 17,227 | +12.7% | 0.37% | +17.1% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $1,262,000 | -5.2% | 24,270 | +1.8% | 0.36% | -2.2% |
| CLX | Buy | CLOROX CO DEL | $1,261,000 | -4.8% | 10,074 | +5.3% | 0.36% | -1.6% |
| FXU | Buy | FIRST TR EXCHANGE TRADED FDutilities alph | $1,215,000 | +6.4% | 46,861 | +10.9% | 0.34% | +9.9% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $1,175,000 | +6.4% | 9,081 | +1.6% | 0.33% | +9.9% |
| PFE | Buy | PFIZER INC | $1,160,000 | +0.3% | 34,259 | +4.4% | 0.33% | +3.5% |
| EEMV | Buy | ISHARESmin vol emrg mkt | $1,150,000 | +43.4% | 21,267 | +36.9% | 0.33% | +48.2% |
| RLY | Buy | SSGA ACTIVE ETF TRmult ass rlrtn | $1,147,000 | +3.1% | 46,637 | +2.0% | 0.32% | +6.2% |
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $1,080,000 | +2.9% | 21,751 | +2.5% | 0.31% | +5.9% |
| PEP | Buy | PEPSICO INC | $1,042,000 | +7.5% | 9,581 | +4.8% | 0.30% | +11.3% |
| CVX | Buy | CHEVRON CORP NEW | $1,029,000 | +8.4% | 10,001 | +10.4% | 0.29% | +11.9% |
| HDV | Buy | ISHARES TRcore high dv etf | $1,027,000 | +140.5% | 12,634 | +143.0% | 0.29% | +148.7% |
| IEF | Buy | ISHARES TR7-10 y tr bd etf | $1,027,000 | +17.4% | 9,178 | +18.4% | 0.29% | +20.7% |
| ISHG | Buy | ISHARES TR3yrtb etf | $985,000 | +4.9% | 11,851 | +3.5% | 0.28% | +8.1% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $969,000 | +6.5% | 7,932 | +0.9% | 0.28% | +10.0% |
| WMT | Buy | WAL-MART STORES INC | $962,000 | +14.0% | 13,333 | +15.4% | 0.27% | +17.7% |
| AFL | Buy | AFLAC INC | $935,000 | +8.8% | 13,013 | +9.3% | 0.26% | +12.3% |
| PNC | Buy | PNC FINL SVCS GROUP INC | $922,000 | +14.7% | 10,239 | +3.7% | 0.26% | +18.6% |
| VSS | Buy | VANGUARD INTL EQUITY INDEXftse smcap etf | $909,000 | +13.5% | 9,137 | +6.2% | 0.26% | +17.3% |
| F | Buy | FORD MTR CO DEL | $910,000 | -0.7% | 75,394 | +3.5% | 0.26% | +2.4% |
| HCP | Buy | HCP INC | $863,000 | +12.4% | 22,735 | +4.7% | 0.24% | +16.1% |
| GNR | Buy | SPDR INDEX SHS FDSglb nat resrce | $860,000 | +5.8% | 21,974 | +0.3% | 0.24% | +9.4% |
| IJK | Buy | ISHARES TRs&p mc 400gr etf | $823,000 | +16.4% | 4,708 | +12.6% | 0.23% | +20.6% |
| EFAV | Buy | ISHARES TRmin vol eafe etf | $815,000 | +49.3% | 12,054 | +46.6% | 0.23% | +54.0% |
| DVY | Buy | ISHARES TRselect divid etf | $769,000 | +12.6% | 8,970 | +12.1% | 0.22% | +16.0% |
| BAC | Buy | BANK AMER CORP | $758,000 | +30.5% | 48,407 | +10.6% | 0.22% | +34.4% |
| JPM | Buy | JPMORGAN CHASE & CO | $736,000 | +7.9% | 11,052 | +0.6% | 0.21% | +11.8% |
| ADP | Buy | AUTOMATIC DATA PROCESSING I | $734,000 | +15.4% | 8,325 | +20.3% | 0.21% | +18.9% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $731,000 | +10.3% | 10,139 | +9.7% | 0.21% | +13.7% |
| DBC | New | POWERSHARES DB CMDTY IDX TRunit ben int | $728,000 | – | 48,515 | +100.0% | 0.21% | – |
| INTC | Buy | INTEL CORP | $697,000 | +31.0% | 18,459 | +13.7% | 0.20% | +35.6% |
| FDT | Buy | FIRST TR EXCH TRD ALPHA FDdev mrk ex us | $698,000 | +18.9% | 14,179 | +8.9% | 0.20% | +23.0% |
| KMB | Buy | KIMBERLY CLARK CORP | $696,000 | -6.6% | 5,521 | +1.9% | 0.20% | -3.9% |
| FM | Buy | ISHARESmsci frntr100etf | $695,000 | +5.9% | 27,058 | +0.9% | 0.20% | +9.4% |
| SYY | Buy | SYSCO CORP | $683,000 | -3.4% | 13,935 | +0.1% | 0.19% | 0.0% |
| AAXJ | New | ISHARES TRmsci ac asia etf | $670,000 | – | 11,076 | +100.0% | 0.19% | – |
| EWJ | New | ISHARESmsci japan etf | $664,000 | – | 52,942 | +100.0% | 0.19% | – |
| BOND | Buy | PIMCO ETF TRttl rtn actv etf | $640,000 | +35.6% | 5,928 | +34.8% | 0.18% | +40.0% |
| LEG | Buy | LEGGETT & PLATT INC | $624,000 | -7.6% | 13,700 | +3.8% | 0.18% | -4.8% |
| GOVT | Buy | ISHARES TRcore us tr bd | $621,000 | +1.8% | 23,794 | +2.4% | 0.18% | +4.8% |
| SCZ | Buy | ISHARES TReafe sml cp etf | $610,000 | +25.8% | 11,637 | +15.8% | 0.17% | +30.1% |
| IDV | Buy | ISHARES TRintl sel div etf | $605,000 | +22.2% | 20,196 | +16.7% | 0.17% | +26.5% |
| VXF | Buy | VANGUARD INDEX FDSextend mkt etf | $593,000 | +50.1% | 6,498 | +40.4% | 0.17% | +54.1% |
| SHM | Buy | SPDR SER TRnuvn br sht muni | $588,000 | -0.3% | 12,027 | +0.0% | 0.17% | +3.1% |
| WELL | Buy | WELLTOWER INC | $585,000 | +88.1% | 7,825 | +91.8% | 0.17% | +95.3% |
| FB | Buy | FACEBOOK INCcl a | $547,000 | +33.1% | 4,267 | +18.6% | 0.16% | +37.2% |
| EXC | Buy | EXELON CORP | $517,000 | +19.7% | 15,521 | +30.6% | 0.15% | +23.5% |
| KMI | Buy | KINDER MORGAN INC DEL | $508,000 | +37.7% | 21,952 | +11.5% | 0.14% | +42.6% |
| SO | Buy | SOUTHERN CO | $486,000 | -3.6% | 9,483 | +0.9% | 0.14% | -0.7% |
| ETR | Buy | ENTERGY CORP NEW | $477,000 | +3.7% | 6,219 | +10.0% | 0.14% | +7.1% |
| XLE | Buy | SELECT SECTOR SPDR TRsbi int-energy | $457,000 | +13.4% | 6,479 | +9.6% | 0.13% | +17.1% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $447,000 | +68.7% | 9,348 | +53.0% | 0.13% | +74.0% |
| VMBS | Buy | VANGUARD SCOTTSDALE FDSmortg-back sec | $439,000 | +6.6% | 8,133 | +6.3% | 0.12% | +10.6% |
| WM | Buy | WASTE MGMT INC DEL | $430,000 | -0.9% | 6,750 | +3.1% | 0.12% | +2.5% |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $422,000 | +12.8% | 8,605 | +20.8% | 0.12% | +16.5% |
| REM | Buy | ISHARES TRmrg rl es cp etf | $424,000 | +233.9% | 40,383 | +226.8% | 0.12% | +242.9% |
| VNQI | Buy | VANGUARD INTL EQUITY INDEXglb ex us etf | $413,000 | +4.8% | 7,357 | +1.0% | 0.12% | +8.3% |
| IBM | Buy | INTERNATIONAL BUSINESS MACH | $383,000 | +22.0% | 2,412 | +16.6% | 0.11% | +26.7% |
| IWS | Buy | ISHARES TRrus mdcp val etf | $367,000 | +10.5% | 4,774 | +7.0% | 0.10% | +14.3% |
| IJS | Buy | ISHARES TRsp smcp600vl etf | $359,000 | +21.3% | 2,879 | +13.5% | 0.10% | +25.9% |
| HD | Buy | HOME DEPOT INC | $352,000 | +1.1% | 2,736 | +0.5% | 0.10% | +4.2% |
| GG | Buy | GOLDCORP INC NEW | $346,000 | -12.0% | 20,970 | +2.2% | 0.10% | -9.3% |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $343,000 | +5.9% | 4,062 | +5.2% | 0.10% | +9.0% |
| BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $337,000 | +36.4% | 6,021 | +35.7% | 0.10% | +41.2% |
| MAIN | Buy | MAIN STREET CAPITAL CORP | $321,000 | +4.9% | 9,336 | +0.3% | 0.09% | +8.3% |
| PM | Buy | PHILIP MORRIS INTL INC | $320,000 | +9.6% | 3,287 | +14.3% | 0.09% | +13.8% |
| DEM | Buy | WISDOMTREE TRemer mkt high fd | $316,000 | +9.3% | 8,402 | +3.1% | 0.09% | +13.9% |
| IYR | Buy | ISHARES TRu.s. real es etf | $316,000 | +51.9% | 3,925 | +55.6% | 0.09% | +57.9% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $312,000 | +35.1% | 2,824 | +28.9% | 0.09% | +41.3% |
| BA | New | BOEING CO | $309,000 | – | 2,342 | +100.0% | 0.09% | – |
| FTCS | Buy | FIRST TR EXCHANGE TRADED FDcap strength etf | $311,000 | +8.7% | 7,743 | +7.7% | 0.09% | +11.4% |
| EWX | Buy | SPDR INDEX SHS FDSs&p emktsc etf | $309,000 | +14.4% | 7,157 | +4.5% | 0.09% | +18.9% |
| GM | New | GENERAL MTRS CO | $306,000 | – | 9,628 | +100.0% | 0.09% | – |
| ABT | Buy | ABBOTT LABS | $299,000 | +11.6% | 7,069 | +3.8% | 0.08% | +14.9% |
| MMD | Buy | MAINSTAY DEFINEDTERM MN OPP | $300,000 | +5.3% | 14,733 | +6.8% | 0.08% | +9.0% |
| TGT | New | TARGET CORP | $295,000 | – | 4,300 | +100.0% | 0.08% | – |
| VTR | Buy | VENTAS INC | $288,000 | +6.7% | 4,071 | +9.6% | 0.08% | +10.8% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $283,000 | +8.0% | 2,679 | +5.6% | 0.08% | +11.1% |
| NVDA | New | NVIDIA CORP | $277,000 | – | 4,042 | +100.0% | 0.08% | – |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $275,000 | +16.0% | 2,706 | +16.9% | 0.08% | +20.0% |
| VGK | New | VANGUARD INTL EQUITY INDEXftse europe etf | $272,000 | – | 5,586 | +100.0% | 0.08% | – |
| VXUS | Buy | VANGUARD STAR FDvg tl intl stk f | $271,000 | +6.7% | 5,743 | +0.6% | 0.08% | +10.0% |
| GIS | Buy | GENERAL MLS INC | $264,000 | -1.1% | 4,126 | +10.2% | 0.08% | +2.7% |
| CSCO | New | CISCO SYS INC | $260,000 | – | 8,203 | +100.0% | 0.07% | – |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $260,000 | -1.1% | 23,919 | +1.3% | 0.07% | +2.8% |
| FXO | Buy | FIRST TR EXCHANGE TRADED FDfinls alphadex | $260,000 | +17.1% | 10,700 | +11.5% | 0.07% | +21.3% |
| SPHD | New | POWERSHARES ETF TR II | $254,000 | – | 6,531 | +100.0% | 0.07% | – |
| FMB | New | FIRST TR EXCHANG TRADED FDmanagd mun etf | $248,000 | – | 4,601 | +100.0% | 0.07% | – |
| CAT | New | CATERPILLAR INC DEL | $248,000 | – | 2,798 | +100.0% | 0.07% | – |
| EMB | New | ISHARES TRjp mor em mk etf | $238,000 | – | 2,029 | +100.0% | 0.07% | – |
| IHI | New | ISHARES TRu.s. med dvc etf | $235,000 | – | 1,615 | +100.0% | 0.07% | – |
| MMP | Buy | MAGELLAN MIDSTREAM PRTNRS L | $226,000 | -6.6% | 3,199 | +0.5% | 0.06% | -4.5% |
| HBAN | Buy | HUNTINGTON BANCSHARES INC | $222,000 | +10.4% | 22,499 | +0.1% | 0.06% | +14.5% |
| GOOG | New | ALPHABET INCcap stk cl c | $219,000 | – | 282 | +100.0% | 0.06% | – |
| PSEC | Buy | PROSPECT CAPITAL CORPORATIO | $219,000 | +7.4% | 27,045 | +3.9% | 0.06% | +10.7% |
| XLRE | New | SELECT SECTOR SPDR TRrl est sel sec | $215,000 | – | 6,559 | +100.0% | 0.06% | – |
| GSK | New | GLAXOSMITHKLINE PLCsponsored adr | $213,000 | – | 4,941 | +100.0% | 0.06% | – |
| RSX | New | VANECK VECTORS ETF TRrussia etf | $203,000 | – | 10,810 | +100.0% | 0.06% | – |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $203,000 | -5.1% | 7,362 | +0.5% | 0.06% | -1.7% |
| VKQ | Buy | INVESCO MUN TR | $182,000 | +8.3% | 13,176 | +11.7% | 0.05% | +13.0% |
| MMU | New | WESTERN ASST MNGD MUN FD IN | $181,000 | – | 11,925 | +100.0% | 0.05% | – |
| RFI | New | COHEN & STEERS TOTAL RETURN | $149,000 | – | 11,300 | +100.0% | 0.04% | – |
| KTF | New | DEUTSCHE MUN INCOME | $142,000 | – | 10,064 | +100.0% | 0.04% | – |
| ETW | New | EATON VANCE TXMGD GL BUYWR | $124,000 | – | 11,250 | +100.0% | 0.04% | – |
| GNL | Buy | GLOBAL NET LEASE INC | $82,000 | +2.5% | 10,070 | +0.1% | 0.02% | +4.5% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-10-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 6.6% |
| ISHARES TR | 42 | Q3 2023 | 15.6% |
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 9.7% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 9.1% |
| ISHARES TR | 42 | Q3 2023 | 4.9% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 5.8% |
| VANGUARD ST BOND ETF | 42 | Q3 2023 | 4.9% |
| VANGUARD REIT INDEX ETF | 42 | Q3 2023 | 2.6% |
| ISHARES TR | 42 | Q3 2023 | 3.2% |
View Regal Investment Advisors LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-03-01 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-10 |
View Regal Investment Advisors LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.