$236 Million is the total value of Regal Investment Advisors LLC's 909 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 53.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EEM | Buy | ISHARES TR INDEX FUND MSCI EMEmsci emg mkt etf | $4,908,000 | +318.1% | 119,690 | +326.0% | 2.08% | +209.2% |
| JNK | Buy | SPDR SERIES TRUST BRCLYS YLD Ebrc hgh yld bd | $4,147,000 | +130.1% | 100,360 | +125.9% | 1.76% | +70.2% |
| VNQ | Buy | VANGUARD REIT INDEX ETFreit etf | $4,134,000 | +183.7% | 58,544 | +159.4% | 1.75% | +109.8% |
| SPY | Buy | S&P DEP RCPTS/SPDRS TRUSTtr unit | $4,032,000 | +410.4% | 21,558 | +404.2% | 1.71% | +277.7% |
| AAPL | Buy | APPLE COMPUTER INC | $3,799,000 | +34.6% | 7,078 | +40.7% | 1.61% | -0.5% |
| EFA | Buy | ISHARES MSCI EAFE INDEX FUNDmsci eafe etf | $3,459,000 | +463.4% | 51,467 | +462.6% | 1.46% | +315.9% |
| T | Buy | AT&T INC | $3,260,000 | +18.7% | 92,953 | +19.0% | 1.38% | -12.3% |
| SJNK | Buy | SPDR SERIES TRUST SHORT TERM Hsht trm hgh yld | $2,871,000 | +10.6% | 92,709 | +10.2% | 1.22% | -18.2% |
| IWM | Buy | ISHARES TR INDEX FUND RUSSL 20russell 2000 etf | $2,726,000 | +2521.2% | 23,431 | +2500.6% | 1.15% | +1823.3% |
| XLF | Buy | SECTOR SPDR TR SBI FINANCIALsbi int-finl | $2,723,000 | +3103.5% | 121,889 | +3018.2% | 1.15% | +2253.1% |
| XLB | Buy | SECTOR SPDR - MATERIALSsbi materials | $2,611,000 | +2936.0% | 55,220 | +2884.9% | 1.10% | +2155.1% |
| VTIP | Buy | VANGUARD SHRT-TERM INFL-PROT Sstrm infproidx | $2,492,000 | +3.7% | 50,516 | +3.7% | 1.06% | -23.3% |
| QQQ | Buy | POWERSHARES QQQ TRUST, SERIESunit ser 1 | $2,482,000 | +12.4% | 28,311 | +12.7% | 1.05% | -16.9% |
| AAP | Buy | ADVANCE AUTO PARTS | $2,451,000 | +45.1% | 19,377 | +27.0% | 1.04% | +7.3% |
| NEU | Buy | NEWMARKET CORP | $2,433,000 | +61.2% | 6,225 | +37.9% | 1.03% | +19.2% |
| IWV | Buy | ISHARES TR INDEX FUND RUSSL 30russell 3000 etf | $2,392,000 | +109.6% | 21,294 | +106.5% | 1.01% | +55.1% |
| ARLP | Buy | ALLIANCE RESOURCE PARTNER LP Uut ltd part | $2,368,000 | +56.3% | 28,148 | +43.0% | 1.00% | +15.6% |
| PSK | Buy | SPDR SERIES TRUST WELLS FG PFDwells fg pfd etf | $2,329,000 | +13.3% | 54,892 | +5.2% | 0.99% | -16.2% |
| BSV | Buy | VANGUARD ST BOND ETFshort trm bond | $2,239,000 | +1.4% | 27,951 | +1.1% | 0.95% | -25.1% |
| COP | Buy | CONOCOPHILLIPS CORP | $2,229,000 | +24.9% | 31,690 | +25.4% | 0.94% | -7.6% |
| MA | Buy | MASTERCARD INC CLASS A STOCKcl a | $2,215,000 | +31.1% | 29,648 | +46.6% | 0.94% | -3.1% |
| CPSI | Buy | COMPUTER PROGRAMS AND SYSTEMS, | $2,178,000 | +45.3% | 33,719 | +39.1% | 0.92% | +7.5% |
| LQD | Buy | ISHARES IBOXX INV GR CORP BDiboxx inv cp etf | $2,164,000 | +1941.5% | 18,501 | +1889.4% | 0.92% | +1401.6% |
| VAR | Buy | VARIAN MEDICAL SYSTEMS INC | $2,158,000 | +53.4% | 25,691 | +41.9% | 0.91% | +13.4% |
| UTHR | Buy | UNITED THERAPEUTICS CORPORATIO | $2,091,000 | +0.1% | 22,236 | +20.4% | 0.88% | -26.0% |
| PCLN | Buy | PRICELINE.COM INC | $2,091,000 | +24.5% | 1,754 | +21.4% | 0.88% | -8.0% |
| LUV | Buy | SOUTHWEST AIRLINES COMPANY | $2,066,000 | +8508.3% | 87,500 | +6651.5% | 0.88% | +6150.0% |
| CACC | New | CREDIT ACCEPTANCE CORPORATION | $2,053,000 | – | 14,445 | +100.0% | 0.87% | – |
| NTUS | New | NATUS MEDICAL INC DEL COM | $2,034,000 | – | 78,841 | +100.0% | 0.86% | – |
| CMI | New | CUMMINS INC | $2,020,000 | – | 13,556 | +100.0% | 0.86% | – |
| IPAR | Buy | INTER PARFUMS INC COM | $2,017,000 | +60.6% | 55,716 | +58.8% | 0.85% | +18.8% |
| LEA | Buy | LEAR CORP COM | $2,015,000 | +63.3% | 24,070 | +57.9% | 0.85% | +20.7% |
| VGK | Buy | VANGRD EUROPEAN STOCK INDEX VIftse europe etf | $2,015,000 | +61.1% | 34,186 | +60.6% | 0.85% | +19.1% |
| FDS | Buy | FACTSET RESEARCH SYSTEMS INC. | $2,010,000 | +46.6% | 18,647 | +47.7% | 0.85% | +8.4% |
| AMJ | Buy | JPMORGAN CHASE & CO US JPM ALEalerian ml etn | $1,977,000 | +9.8% | 42,489 | +9.4% | 0.84% | -18.8% |
| ESL | New | ESTERLINE TECHNOLOGIES CORP | $1,964,000 | – | 18,432 | +100.0% | 0.83% | – |
| ISHG | Buy | ISHARES S&P CITIGROUP 1/3 YR I3yrtb etf | $1,953,000 | +2.4% | 20,376 | +0.8% | 0.83% | -24.3% |
| GPS | Buy | GAP INC | $1,951,000 | +52.4% | 48,696 | +48.7% | 0.83% | +12.7% |
| RPXC | Buy | RPX CORP COM | $1,923,000 | +48.8% | 118,106 | +54.5% | 0.81% | +10.0% |
| CELG | Buy | CELGENE CORPORATION | $1,921,000 | +12.5% | 13,763 | +36.3% | 0.81% | -16.8% |
| ODFL | New | OLD DOMINION FREIGHT LINE | $1,899,000 | – | 33,474 | +100.0% | 0.80% | – |
| ABBV | Buy | ABBVIE INC | $1,895,000 | +30.9% | 36,868 | +34.5% | 0.80% | -3.3% |
| SLXP | New | SALIX PHARMACEUTICALS LTD | $1,876,000 | – | 18,111 | +100.0% | 0.79% | – |
| GE | Buy | GENERAL ELECTRIC CO | $1,824,000 | +89.2% | 70,461 | +104.8% | 0.77% | +39.9% |
| BIIB | Buy | BIOGEN IDEC INC | $1,743,000 | +15745.5% | 5,699 | +14147.5% | 0.74% | +12200.0% |
| SYNA | Buy | SYNAPTICS INCORPORATED | $1,736,000 | +86700.0% | 28,921 | +72202.5% | 0.74% | +73400.0% |
| MEI | New | METHODE ELECTRS INC COM | $1,729,000 | – | 56,398 | +100.0% | 0.73% | – |
| JNJ | Buy | JOHNSON & JOHNSON | $1,712,000 | +102.6% | 17,432 | +88.9% | 0.72% | +49.8% |
| AMLP | Buy | ALERIAN MLP ETFalerian mlp | $1,679,000 | +680.9% | 95,086 | +685.7% | 0.71% | +478.0% |
| DOW | Buy | DOW CHEMICAL | $1,634,000 | +36.6% | 33,635 | +24.8% | 0.69% | +1.0% |
| MO | Buy | ALTRIA GROUP INCORPORATED | $1,621,000 | +16.7% | 43,314 | +19.7% | 0.69% | -13.7% |
| DBC | Buy | POWERSHARES DB COMMODITY INDEXunit ben int | $1,588,000 | +9.0% | 60,791 | +7.1% | 0.67% | -19.4% |
| IDV | Buy | ISHARES DOW JONES EPAC SELECTintl sel div etf | $1,539,000 | +8.5% | 39,830 | +6.6% | 0.65% | -19.7% |
| IYH | Buy | ISHARES TR DOW JONES U S HEALTus hlthcare etf | $1,530,000 | +745.3% | 12,432 | +701.5% | 0.65% | +523.1% |
| AGG | Buy | ISHARES TR BARCLYS US AGG Bcore totusbd etf | $1,531,000 | +354.3% | 14,190 | +348.3% | 0.65% | +235.8% |
| FLOT | Buy | ISHARES FLOATING RATE BONDfltg rate bd etf | $1,504,000 | +1.1% | 29,649 | +1.1% | 0.64% | -25.2% |
| ETR | Buy | ENTERGY CORP NEW | $1,471,000 | +15.0% | 22,005 | +8.9% | 0.62% | -14.9% |
| ED | Buy | CONSOLIDATED EDISON HOLDING IN | $1,461,000 | +14.3% | 27,237 | +17.8% | 0.62% | -15.4% |
| IYW | Buy | ISHARES TR DOW JONES US TECHNOu.s. tech etf | $1,424,000 | +987.0% | 15,633 | +959.1% | 0.60% | +704.0% |
| FDN | New | FIRST TRUST DOW JONES INTERNETdj internt idx | $1,397,000 | – | 23,670 | +100.0% | 0.59% | – |
| MCD | Buy | MCDONALD'S CORPORATION | $1,368,000 | +19.9% | 13,956 | +18.7% | 0.58% | -11.3% |
| PGF | Buy | POWERSHARES EXCHANGEfinl pfd ptfl | $1,220,000 | +6.4% | 68,564 | +1.3% | 0.52% | -21.5% |
| GCEC | Buy | GS FIN CORP ETN CLAYMORE37etn claymore37 | $1,171,000 | +6.9% | 64,412 | +6.2% | 0.50% | -20.9% |
| MHRCQ | New | MAGNUM HUNTER RES CORP DEL COM | $1,077,000 | – | 126,696 | +100.0% | 0.46% | – |
| DUK | Buy | DUKE ENERGY CORP NEWCOM | $1,054,000 | +296.2% | 14,793 | +284.1% | 0.45% | +193.4% |
| XLV | Buy | SECTOR SPDR - HEALTH FUNDsbi healthcare | $991,000 | +1424.6% | 16,945 | +1334.8% | 0.42% | +1035.1% |
| KMB | Buy | KIMBERLY-CLARK CORPORATION | $964,000 | +19.9% | 8,744 | +13.6% | 0.41% | -11.3% |
| VZ | Buy | VERIZON COMMUNICATIONS | $961,000 | +24.5% | 20,212 | +28.7% | 0.41% | -7.9% |
| XLK | Buy | SECTOR SPDR - TECHNOLOGYtechnology | $960,000 | +55.8% | 26,405 | +53.3% | 0.41% | +15.0% |
| F | Buy | FORD MOTOR CO NEW | $950,000 | +446.0% | 60,926 | +440.7% | 0.40% | +302.0% |
| NS | Buy | NUSTAR ENERGY LP | $939,000 | +34.3% | 17,095 | +24.7% | 0.40% | -0.5% |
| FXH | New | FIRST TRUST HEALTH CARE ALPHADhlth care alph | $923,000 | – | 18,123 | +100.0% | 0.39% | – |
| FGD | Buy | FIRST TRUST DJ SGIFdj glbl divid | $896,000 | +41.5% | 32,184 | +37.8% | 0.38% | +4.7% |
| PNC | Buy | PNC FINANCIAL SERVICES GROUP | $864,000 | +12.2% | 9,927 | +0.1% | 0.37% | -17.0% |
| T104PS | Buy | AMERICAN RLTY CAP PPTYS INC CO | $860,000 | +76.6% | 61,322 | +61.8% | 0.36% | +30.5% |
| MSFT | Buy | MICROSOFT CORP | $846,000 | +79.2% | 20,639 | +63.7% | 0.36% | +32.6% |
| VMBS | Buy | VANGUARD MORTGAGE BACKED SECURmortg-back sec | $808,000 | +2.5% | 15,632 | +1.3% | 0.34% | -24.2% |
| BRKB | Buy | BERKSHIRE HATH HLD Bcl b new | $792,000 | +9.7% | 6,338 | +4.1% | 0.34% | -18.9% |
| PSX | Buy | PHILLIPS 66 | $776,000 | +21.2% | 10,073 | +21.5% | 0.33% | -10.1% |
| PG | Buy | PROCTER & GAMBLE COMPANY | $752,000 | +17.3% | 9,325 | +18.4% | 0.32% | -13.4% |
| FXL | New | FIRST TRUST TECHNOLOGY ALPHADEtech alphadex | $691,000 | – | 22,168 | +100.0% | 0.29% | – |
| PCY | Buy | POWERSHARES EMERGING MKTS SOVEsovereign debt | $686,000 | +31.2% | 24,507 | +26.5% | 0.29% | -3.0% |
| NUE | Buy | NUCOR CP | $683,000 | -4.6% | 13,506 | +0.8% | 0.29% | -29.5% |
| XOM | Buy | EXXON-MOBIL CORPORATION | $681,000 | +73.7% | 6,969 | +80.0% | 0.29% | +28.6% |
| SCZ | Buy | ISHARES MSCI EAFE SMeafe sml cp etf | $649,000 | +6.4% | 12,429 | +3.8% | 0.28% | -21.2% |
| KO | Buy | THE COCA-COLA COMPANY | $617,000 | +16.2% | 15,950 | +24.0% | 0.26% | -14.1% |
| EMLP | New | FIRST TR EXCHANGE TRADED FD NOno amer energy | $608,000 | – | 25,048 | +100.0% | 0.26% | – |
| IEP | Buy | ICAHN ENTERPRISES LP DEPOSITARdepositary unit | $608,000 | +73.7% | 5,921 | +85.0% | 0.26% | +28.5% |
| GLD | Buy | SPDR GOLD SHARES | $603,000 | +51.1% | 4,875 | +41.8% | 0.26% | +11.8% |
| CINF | Buy | CINCINNATI FINANCIAL CORP | $594,000 | -4.7% | 12,200 | +2.5% | 0.25% | -29.7% |
| STLD | New | STEEL DYNAMICS INC COM | $594,000 | – | 33,394 | +100.0% | 0.25% | – |
| VTI | Buy | VANGUARD TOTAL STOCK MARKET VItotal stk mkt | $591,000 | +39.4% | 6,062 | +37.2% | 0.25% | +2.9% |
| IJH | Buy | ISHARES S&P MIDCAP 400 INDEXcore s&p mcp etf | $590,000 | +32.9% | 4,289 | +29.3% | 0.25% | -1.6% |
| FDL | Buy | FIRST TRUST MSTAR DIVIDEND LEA | $588,000 | +8300.0% | 26,121 | +7888.1% | 0.25% | +6125.0% |
| 4945SC | Buy | KINDER MORGAN ENERGYut ltd partner | $557,000 | -2.8% | 7,536 | +6.2% | 0.24% | -28.0% |
| CAT | Buy | CATERPILLAR INC | $555,000 | +27.9% | 5,581 | +16.7% | 0.24% | -5.2% |
| MDY | Buy | S & P MIDCAP 400 DEP RCPT UT Sutser1 s&pdcrp | $552,000 | +152.1% | 2,202 | +146.0% | 0.23% | +87.2% |
| IWD | Buy | ISHARES TR RUSSELL 1000 VALUErus 1000 val etf | $545,000 | +23.0% | 5,652 | +20.1% | 0.23% | -9.1% |
| IEFA | Buy | ISHARES TR CORE MSCI EAFEcore msci eafe | $530,000 | +7.3% | 8,676 | +6.7% | 0.22% | -20.8% |
| IEI | Buy | ISHARES TR BARCLYS 3-7 YR3-7 yr tr bd etf | $527,000 | +30.8% | 4,366 | +30.0% | 0.22% | -3.5% |
| BAC | Buy | BANK OF AMERICA CORPORATION | $517,000 | +237.9% | 30,066 | +206.7% | 0.22% | +148.9% |
| TDIV | New | FIRST TR EXCHANGE TRADED FD NAnasd tech div | $494,000 | – | 19,652 | +100.0% | 0.21% | – |
| AFL | Buy | AFLAC INC | $477,000 | +2.6% | 7,561 | +8.7% | 0.20% | -24.1% |
| FBT | New | FIRST TRUST AMEX BIO IDXny arca biotech | $473,000 | – | 6,170 | +100.0% | 0.20% | – |
| ADP | Buy | AUTOMATIC DATA PROCESSING INC | $471,000 | +0.4% | 6,100 | +5.2% | 0.20% | -26.0% |
| VCSH | Buy | VANGUARD SHORT-TERM CORPORATEshrt trm corp bd | $463,000 | +49.4% | 5,790 | +49.1% | 0.20% | +10.7% |
| PEP | Buy | PEPSICO INCORPORATED | $464,000 | +22.8% | 5,556 | +21.9% | 0.20% | -9.3% |
| SVXY | Buy | PROSHARES TR II SHT VIX ST TRMsht vix st trm | $453,000 | +210.3% | 7,309 | +238.1% | 0.19% | +128.6% |
| STIP | Buy | ISHARES TR BRC 0-5 YR TIP0-5 yr tips etf | $443,000 | +8.8% | 4,384 | +8.8% | 0.19% | -19.3% |
| IGIB | Buy | ISHARES TR BARCLYS INTER CRinterm cr bd etf | $436,000 | +54.6% | 3,996 | +52.7% | 0.18% | +14.9% |
| LZB | New | LA Z BOY INC COM | $436,000 | – | 16,090 | +100.0% | 0.18% | – |
| FDT | New | FIRST TR EXCH TRD ALPHA FD IDEdev mrk ex us | $429,000 | – | 8,206 | +100.0% | 0.18% | – |
| HCP | Buy | HCP INC COM | $421,000 | +20.3% | 10,858 | +12.5% | 0.18% | -11.0% |
| BKLN | Buy | POWERSHARES ETF TRUST II SENIOsenior ln port | $420,000 | +86.7% | 16,932 | +87.5% | 0.18% | +38.0% |
| MAIN | Buy | MAIN STREET CAPITAL CORP | $401,000 | +1722.7% | 12,199 | +1742.7% | 0.17% | +1207.7% |
| SO | Buy | SOUTHERN CO | $402,000 | +9.8% | 9,160 | +2.8% | 0.17% | -19.0% |
| FXO | New | FIRST TRUST FINANCIALS ALPHADEfinls alphadex | $392,000 | – | 17,960 | +100.0% | 0.17% | – |
| PSP | Buy | PWRSHARD LISTED PRIVgbl lstd pvt eqt | $385,000 | +1227.6% | 31,706 | +1204.8% | 0.16% | +858.8% |
| DEM | Buy | WISDOMTREE EMERGING MARKETS HIemerg mkts etf | $384,000 | +12.3% | 7,830 | +16.9% | 0.16% | -16.8% |
| FEX | New | FT LG CP CORE ALPHDX | $383,000 | – | 9,095 | +100.0% | 0.16% | – |
| FXG | New | FIRST TRUST CONSUMER STAPPLESconsumr staple | $373,000 | – | 10,113 | +100.0% | 0.16% | – |
| MMM | Buy | 3M COMPANY | $368,000 | +34.8% | 2,710 | +39.0% | 0.16% | 0.0% |
| HP | New | HELMERICH & PAYNE INC | $366,000 | – | 3,402 | +100.0% | 0.16% | – |
| VCIT | Buy | VANGUARD INTERMEDIATE-TERM CORint-term corp | $366,000 | +23.6% | 4,307 | +20.2% | 0.16% | -8.3% |
| IVE | Buy | ISHARES TR INDEX FUND S&P 500/s&p 500 val etf | $362,000 | +2.0% | 4,160 | +0.1% | 0.15% | -24.6% |
| QCOM | Buy | QUALCOMM INC | $347,000 | +123.9% | 4,400 | +110.7% | 0.15% | +65.2% |
| SH | Buy | PROSHARES SHORT S&P 500 INDEX | $347,000 | +2213.3% | 14,056 | +2344.5% | 0.15% | +1533.3% |
| FXZ | New | FIRST TRUST ETF II MATERIALS Amaterials alph | $337,000 | – | 10,106 | +100.0% | 0.14% | – |
| HBAN | New | HUNTINGTON BANCSHARES INC | $332,000 | – | 33,270 | +100.0% | 0.14% | – |
| SYY | Buy | SYSCO CORPORATION | $322,000 | +13.0% | 8,900 | +12.7% | 0.14% | -16.6% |
| APD | Buy | AIR PRODUCTS & CHEMS INC | $297,000 | +33.2% | 2,498 | +25.0% | 0.13% | -1.6% |
| HYG | Buy | ISHARES IBOXX HIGH YIELD BDiboxx hi yd etf | $289,000 | +180.6% | 3,062 | +176.4% | 0.12% | +106.8% |
| INTC | Buy | INTEL CORP | $287,000 | +13.0% | 11,120 | +13.7% | 0.12% | -16.6% |
| PDM | Buy | PIEDMONT OFFICE REALTY TRUST I | $275,000 | +271.6% | 16,036 | +258.9% | 0.12% | +176.2% |
| PFE | Buy | PFIZER INC | $273,000 | +122.0% | 8,484 | +111.9% | 0.12% | +65.7% |
| IJJ | Buy | ISHARES TR INDEX FUND S&P MDCPs&p mc 400vl etf | $261,000 | +177.7% | 2,168 | +168.3% | 0.11% | +103.7% |
| SSYS | Buy | STRATASYS LTD SHS | $255,000 | -0.4% | 2,400 | +26.3% | 0.11% | -26.5% |
| FXN | New | FIRST TRUST ENERGY ALPHADEXenergy alphadx | $249,000 | – | 9,500 | +100.0% | 0.10% | – |
| EBAY | New | EBAY INC | $248,000 | – | 4,486 | +100.0% | 0.10% | – |
| WAG | Buy | WALGREEN CO | $243,000 | +15.2% | 3,679 | +0.2% | 0.10% | -14.9% |
| FDX | Buy | FEDEX CORP COM | $238,000 | +11800.0% | 1,799 | +11893.3% | 0.10% | +10000.0% |
| VXF | Buy | VANGUARD EXTENDED MARKET ETFextend mkt etf | $224,000 | +22.4% | 2,638 | +19.2% | 0.10% | -9.5% |
| CVX | Buy | CHEVRON CORPORATION | $223,000 | +114.4% | 1,872 | +125.5% | 0.09% | +56.7% |
| SHY | Buy | ISHARES TR BARCLYS 1-3 YR1-3 yr tr bd etf | $222,000 | +37.9% | 2,632 | +37.7% | 0.09% | +2.2% |
| ITW | Buy | ILLINOIS TOOL WORKS | $221,000 | -3.1% | 2,722 | +0.3% | 0.09% | -28.2% |
| VGIT | Buy | VANGUARD SCOTTSDALE FDS INT-TEint-term gov | $211,000 | +22.0% | 3,326 | +20.5% | 0.09% | -10.1% |
| X | New | UNITED STS STL CORP NEW | $208,000 | – | 7,547 | +100.0% | 0.09% | – |
| HLX | New | HELIX ENERGY SOLUTNS | $206,000 | – | 8,970 | +100.0% | 0.09% | – |
| NLY | Buy | ANNALY MORTGAGE MANAGEMENT | $202,000 | +57.8% | 18,388 | +43.4% | 0.09% | +17.8% |
| WMT | Buy | WAL-MART STORES INC | $201,000 | +161.0% | 2,625 | +167.3% | 0.08% | +93.2% |
| POT | Buy | POTASH CORP SASK INC | $196,000 | +27.3% | 5,400 | +15.7% | 0.08% | -5.7% |
| TGT | Buy | TARGET CORP | $192,000 | +67.0% | 3,179 | +75.6% | 0.08% | +22.7% |
| TTE | New | TOTAL FINA ELF S A ADRsponsored adr | $190,000 | – | 2,900 | +100.0% | 0.08% | – |
| IJS | Buy | ISHARES TR INDEX FUND S&P SCPsp smcp600vl etf | $189,000 | +2.2% | 1,669 | +0.1% | 0.08% | -24.5% |
| CSCO | Buy | CISCO SYSTEMS INC | $187,000 | +87.0% | 8,332 | +86.0% | 0.08% | +38.6% |
| FITB | Buy | FIFTH THIRD BANCORP | $187,000 | +9250.0% | 8,151 | +8390.6% | 0.08% | +7800.0% |
| ABT | Buy | ABBOTT LABORATORIES INC | $187,000 | +8.1% | 4,859 | +7.4% | 0.08% | -20.2% |
| MBB | Buy | ISHARES TR BARCLYS MBS BDmbs etf | $185,000 | +704.3% | 1,743 | +699.5% | 0.08% | +500.0% |
| RDSB | Buy | ROYAL DUTCH SHELL PLC SPON ADRspon adr b | $182,000 | +4.6% | 2,330 | +0.8% | 0.08% | -23.0% |
| BAX | Buy | BAXTER INTERNATIONAL INC | $178,000 | +53.4% | 2,414 | +45.3% | 0.08% | +13.6% |
| IWP | Buy | ISHARES TR RUSSELL MIDCAP GROWrus md cp gr etf | $176,000 | +122.8% | 2,054 | +120.6% | 0.08% | +66.7% |
| DDD | Buy | 3-D SYS CORP DEL COM NEW | $175,000 | +118.8% | 2,960 | +244.2% | 0.07% | +60.9% |
| RPAI | Buy | RETAIL PROPERTIES OF AMERICA Icl a | $174,000 | +357.9% | 12,870 | +331.2% | 0.07% | +236.4% |
| IYE | Buy | ISHARES TR DOW JONES U S ENERGu.s. energy etf | $175,000 | +288.9% | 3,431 | +282.5% | 0.07% | +184.6% |
| IBM | Buy | INTL BUSINESS MACHINES INC | $173,000 | +57.3% | 900 | +53.6% | 0.07% | +15.9% |
| FXD | New | FIRST TRUST CONSUMER DISCR ALPconsumr discre | $172,000 | – | 5,360 | +100.0% | 0.07% | – |
| VDE | Buy | VANGUARD ENERGY VIPERSenergy etf | $170,000 | +16.4% | 1,322 | +14.8% | 0.07% | -14.3% |
| DJP | Buy | IPATH DJ AIGCITR ETNdjubs cmdt etn36 | $168,000 | +380.0% | 4,246 | +341.8% | 0.07% | +255.0% |
| VBK | Buy | VANGUARD SMALL-CAP GROWTH VIPEsml cp grw etf | $165,000 | +75.5% | 1,331 | +74.0% | 0.07% | +29.6% |
| EWG | Buy | ISHARES MSCI GERMANY INDEXmsci germany etf | $164,000 | +74.5% | 5,230 | +77.3% | 0.07% | +27.8% |
| MUB | New | ISHARES S&P NATIONAL MUNICIPALnat amt free bd | $163,000 | – | 1,522 | +100.0% | 0.07% | – |
| BWX | Buy | SPDR BARCLAY INTL TREASURY BONbrclys intl etf | $164,000 | +5.8% | 2,765 | +2.7% | 0.07% | -22.5% |
| IJK | Buy | ISHARES S&P MIDCAP 400 GROWTHs&p mc 400gr etf | $160,000 | +36.8% | 1,046 | +34.8% | 0.07% | +1.5% |
| EWL | Buy | ISHARE MSCI SWITZRLDmsci sz cap etf | $161,000 | +544.0% | 4,700 | +513.6% | 0.07% | +385.7% |
| FXR | New | FIRST TRUST INDUST/PRODUCER DUindls prod dur | $160,000 | – | 5,440 | +100.0% | 0.07% | – |
| VOD | New | VODAFONE GROUP PLC NEW SPNSR Aspnsr adr no par | $159,000 | – | 4,330 | +100.0% | 0.07% | – |
| EMB | Buy | ISHARES JP MORGAN USD EM BONDjp mor em mk etf | $157,000 | +74.4% | 1,407 | +68.3% | 0.07% | +26.9% |
| OMC | Buy | OMNICOM GROUP | $155,000 | -1.9% | 2,134 | +0.2% | 0.07% | -26.7% |
| UAA | Buy | UNDER ARMOUR INC.cl a | $153,000 | +163.8% | 1,338 | +102.7% | 0.06% | +97.0% |
| ESRX | Buy | EXPRESS SCRIPTS HOLDING COMPAN | $151,000 | +34.8% | 2,015 | +25.9% | 0.06% | 0.0% |
| BP | Buy | BP PLC-SPONS ADRsponsored adr | $147,000 | +88.5% | 3,065 | +92.0% | 0.06% | +37.8% |
| MRK | Buy | MERCK & CO INC NEW COM | $143,000 | +113.4% | 2,516 | +87.5% | 0.06% | +60.5% |
| ADRE | Buy | BLDRS EMERGING MARKETS 50 ADRemer mk 50 adr | $144,000 | +2.9% | 3,958 | +5.0% | 0.06% | -23.8% |
| VYM | Buy | VANGUARD HIGH DIVIDEhigh div yld | $139,000 | +12.1% | 2,195 | +10.0% | 0.06% | -16.9% |
| IEMG | Buy | ISHARES INC CORE MSCI EMKTcore msci emkt | $139,000 | +7.8% | 2,824 | +8.9% | 0.06% | -20.3% |
| NEM | Buy | NEWMONT MINING CORP | $136,000 | +24.8% | 5,811 | +22.4% | 0.06% | -6.5% |
| ETP | Buy | ENERGY TRANSFER PRNTunit ltd partn | $135,000 | -2.2% | 2,508 | +3.7% | 0.06% | -27.8% |
| DWM | Buy | WISDOMTREE DEFAdefa fd | $133,000 | +95.6% | 2,433 | +95.7% | 0.06% | +43.6% |
| TIP | Buy | ISHARES TR BARCLYS TIPS BDtips bd etf | $132,000 | +43.5% | 1,176 | +41.0% | 0.06% | +5.7% |
| ETN | Buy | EATON CORP | $132,000 | +36.1% | 1,761 | +37.8% | 0.06% | 0.0% |
| DIS | Buy | THE WALT DISNEY CO | $123,000 | +75.7% | 1,537 | +68.7% | 0.05% | +30.0% |
| MDT | Buy | MEDTRONIC INC CM | $124,000 | +1966.7% | 2,017 | +1858.3% | 0.05% | +1633.3% |
| MINT | Buy | PIMCO ENHANCED SHORT MATURITYenhan shrt mat | $120,000 | +73.9% | 1,181 | +73.4% | 0.05% | +27.5% |
| VV | Buy | VANGUARD LG-CAP ETFlarge cap etf | $120,000 | +1614.3% | 1,390 | +1637.5% | 0.05% | +1175.0% |
| PRF | Buy | PS FTSE RAFI US 1000ftse rafi 1000 | $119,000 | +1.7% | 1,408 | +0.1% | 0.05% | -25.4% |
| MS | Buy | MORGAN STANLEY | $113,000 | +1514.3% | 3,618 | +1439.6% | 0.05% | +1100.0% |
| IGF | New | ISHARES S&P GLOBAL INFRASTRUCTglb infrastr etf | $110,000 | – | 2,649 | +100.0% | 0.05% | – |
| NUM | Buy | NUVEEN MICH QUALITY INCOME MCO | $112,000 | +387.0% | 8,279 | +347.8% | 0.05% | +261.5% |
| KMI | Buy | KINDER MORGAN INC | $110,000 | +12.2% | 3,400 | +24.5% | 0.05% | -16.1% |
| MGM | New | M G M MIRAGE | $109,000 | – | 4,200 | +100.0% | 0.05% | – |
| ADM | Buy | ARCHER DANIELS MIDLAND CO | $108,000 | +24.1% | 2,500 | +25.0% | 0.05% | -8.0% |
| WPRT | Buy | WESTPORT INNOVATIONS INC | $106,000 | -9.4% | 7,350 | +23.5% | 0.04% | -32.8% |
| NFG | Buy | NATIONAL FUEL GAS CO N J | $103,000 | +202.9% | 1,477 | +205.8% | 0.04% | +131.6% |
| CAG | Buy | CONAGRA FOODS INC | $102,000 | +155.0% | 3,300 | +177.1% | 0.04% | +87.0% |
| JPM | Buy | JP MORGAN CHASE & CO | $101,000 | +46.4% | 1,660 | +41.5% | 0.04% | +7.5% |
| PM | Buy | PHILIP MORRIS INTERNATIONAL IN | $97,000 | +29.3% | 1,189 | +38.3% | 0.04% | -4.7% |
| IYR | Buy | ISHARES TR INDEX FUND DJUS RLEu.s. real es etf | $93,000 | +60.3% | 1,372 | +49.9% | 0.04% | +18.2% |
| SIRI | New | SIRIUS XM HLDGS INC COM | $91,000 | – | 28,300 | +100.0% | 0.04% | – |
| GOOGL | Buy | GOOGLE INCcl a | $93,000 | +50.0% | 83 | +50.9% | 0.04% | +11.4% |
| IYM | Buy | ISHARES TR DOW JONES U S BASICu.s. bas mtl etf | $93,000 | +29.2% | 1,113 | +26.5% | 0.04% | -4.9% |
| IWO | Buy | ISHARES TR RUSSELL 2000 GROWTHrus 2000 grw etf | $93,000 | +36.8% | 681 | +35.7% | 0.04% | 0.0% |
| WERN | New | WERNER ENTERPRISES INC | $92,000 | – | 3,600 | +100.0% | 0.04% | – |
| CMCSA | Buy | COMCAST CORPORATION CL A NEWcl a | $89,000 | +18.7% | 1,788 | +23.6% | 0.04% | -11.6% |
| FCX | Buy | FREEPORTMCMORAN COPPER & GOLD | $90,000 | +36.4% | 2,714 | +55.4% | 0.04% | 0.0% |
| HYS | Buy | PIMCO ETF TR 0-5 HIGH YIELD0-5 high yield | $90,000 | +38.5% | 841 | +37.4% | 0.04% | +2.7% |
| ABEV | New | AMBEV SA SPONSORED ADRsponsored adr | $88,000 | – | 11,915 | +100.0% | 0.04% | – |
| BMY | Buy | BRISTOL MYERS SQUIBB COMPANY | $85,000 | +70.0% | 1,637 | +75.5% | 0.04% | +24.1% |
| FTI | New | FMC TECHNOLOGIES INC | $84,000 | – | 1,600 | +100.0% | 0.04% | – |
| CEQP | New | CRESTWOOD EQUITY PARTNERS LP Uunit ltd partner | $83,000 | – | 6,000 | +100.0% | 0.04% | – |
| VPU | New | VANGUARD UTILITIES ETFutilities etf | $83,000 | – | 913 | +100.0% | 0.04% | – |
| DTE | Buy | DTE ENERGY CO | $83,000 | +107.5% | 1,116 | +86.3% | 0.04% | +52.2% |
| RWO | Buy | SPDR DOW JONES GLOBAL REAL ESTdj glb rl es etf | $80,000 | +196.3% | 1,841 | +183.2% | 0.03% | +126.7% |
| SWK | Buy | STANLEY BLACK & DECKER, INC. | $81,000 | +102.5% | 1,000 | +100.0% | 0.03% | +47.8% |
| EOG | Buy | EOG RES INC | $77,000 | +126.5% | 781 | +290.5% | 0.03% | +73.7% |
| SPHQ | Buy | POWERSHARES S&P 500 HIGH QUALIs&p 500 hgh qlty | $79,000 | +23.4% | 3,832 | +21.4% | 0.03% | -10.8% |
| FTSL | New | FIRST TR EXCHANGE TRADED FD SEsenior ln fd | $75,000 | – | 1,500 | +100.0% | 0.03% | – |
| CHS | Buy | CHICOS FAS IND | $75,000 | +150.0% | 4,703 | +193.8% | 0.03% | +88.2% |
| XLU | Buy | UTILITIES SELECT SECTOR SPDRsbi int-utils | $76,000 | +162.1% | 1,836 | +140.0% | 0.03% | +88.2% |
| HAL | Buy | HALLIBURTON COMPANY | $73,000 | +69.8% | 1,237 | +45.5% | 0.03% | +24.0% |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $74,000 | +17.5% | 6,888 | +23.6% | 0.03% | -13.9% |
| CSM | New | PROSHARES TR PSHS LC COR PL | $73,000 | – | 816 | +100.0% | 0.03% | – |
| PKB | New | POWERSHARES ETF TRUST DYN BLDGdyn bldg cnstr | $69,000 | – | 2,999 | +100.0% | 0.03% | – |
| MGC | Buy | VANGUARD MEGACAP 300mega cap index | $65,000 | +25.0% | 1,015 | +24.2% | 0.03% | -6.7% |
| C | Buy | CITIGROUP INC COM NEW | $65,000 | -1.5% | 1,366 | +8.2% | 0.03% | -26.3% |
| CMLP | New | CRESTWOOD MIDSTREAM PARTNERS Lunit ltd partner | $66,000 | – | 2,939 | +100.0% | 0.03% | – |
| DE | Buy | DEERE & COMPANY | $66,000 | +1.5% | 730 | +2.4% | 0.03% | -24.3% |
| WM | Buy | WASTE MGMT INC | $67,000 | +15.5% | 1,600 | +23.1% | 0.03% | -15.2% |
| MT | Buy | ARCELORMITTAL SA LUXEMBOURGN Yny registry sh | $64,000 | +3100.0% | 3,945 | +3056.0% | 0.03% | +2600.0% |
| EXTR | New | EXTREME NETWORKS INC | $64,000 | – | 10,990 | +100.0% | 0.03% | – |
| FXU | New | FIRST TRUST UTILITIES ALPHADEXutilities alph | $64,000 | – | 2,890 | +100.0% | 0.03% | – |
| WPC | Buy | W P CAREY INC COM | $63,000 | +90.9% | 1,053 | +97.9% | 0.03% | +42.1% |
| LNG | Buy | CHENIERE ENERGY INC | $64,000 | +33.3% | 1,165 | +4.5% | 0.03% | 0.0% |
| MGEE | Buy | MGE ENERGY INC. - COMMON STOCK | $58,000 | +1.8% | 1,482 | +50.0% | 0.02% | -24.2% |
| IYJ | Buy | ISHARES DOW JONES US INDUSTRIAu.s. inds etf | $58,000 | +38.1% | 573 | +39.8% | 0.02% | +4.2% |
| FB | Buy | FACEBOOK, INCcl a | $59,000 | +22.9% | 980 | +11.4% | 0.02% | -7.4% |
| NVO | Buy | NOVO-NORDISK A S ADRadr | $60,000 | +71.4% | 1,310 | +39.4% | 0.02% | +25.0% |
| RWX | Buy | SPDR DJ WILSHIRE INTERNATIONALdj intl rl etf | $57,000 | +29.5% | 1,383 | +28.7% | 0.02% | -4.0% |
| IEF | Buy | ISHARES TR BARCLYS 7-10 YR7-10 y tr bd etf | $56,000 | +522.2% | 546 | +500.0% | 0.02% | +380.0% |
| JCI | Buy | JOHNSON CONTROLS INC | $54,000 | +74.2% | 1,137 | +89.5% | 0.02% | +27.8% |
| RIG | Buy | TRANSOCEAN LTD. | $53,000 | +76.7% | 1,275 | +112.5% | 0.02% | +29.4% |
| HUN | Buy | HUNTSMAN CORP | $52,000 | +40.5% | 2,119 | +41.3% | 0.02% | +4.8% |
| NRT | Buy | NORTH EUROPEAN OIL ROYALTY TRUsh ben int | $53,000 | +60.6% | 2,300 | +39.4% | 0.02% | +15.8% |
| WX | Buy | WUXI PHARMATECH CAYMAN INC SPO | $52,000 | +23.8% | 1,400 | +28.3% | 0.02% | -8.3% |
| HSY | New | HERSHEY FOODS CORP | $52,000 | – | 500 | +100.0% | 0.02% | – |
| NVDA | Buy | NVIDIA CORP | $53,000 | +562.5% | 2,932 | +462.8% | 0.02% | +340.0% |
| BHK | New | BLACKROCK CORE BD TR | $49,000 | – | 3,625 | +100.0% | 0.02% | – |
| CTSH | Buy | COGNIZANT TECH SOLUTIONS CORPcl a | $49,000 | +133.3% | 972 | +376.5% | 0.02% | +75.0% |
| SHM | New | SPDR SERIES TRUST BRCLYS SHRTnuvn br sht muni | $49,000 | – | 2,020 | +100.0% | 0.02% | – |
| UL | Buy | UNILEVER PLC SPONSORED ADR NEWspon adr new | $49,000 | +6.5% | 1,150 | +2.3% | 0.02% | -19.2% |
| AIA | New | ISHARES S&P ASIA 50asia 50 etf | $49,000 | – | 1,075 | +100.0% | 0.02% | – |
| YUM | Buy | YUM BRANDS INC COM | $48,000 | +108.7% | 634 | +111.3% | 0.02% | +53.8% |
| GOLD | Buy | BARRICK GOLD CORP | $47,000 | +14.6% | 2,642 | +13.1% | 0.02% | -13.0% |
| BHP | Buy | BHP BILLITON LTD SPONSORED ADRsponsored adr | $47,000 | -2.1% | 699 | +0.1% | 0.02% | -25.9% |
| CIG | Buy | COMPANHIA ENERGETICA DE MINASsp adr n-v pfd | $48,000 | +17.1% | 7,032 | +1.8% | 0.02% | -13.0% |
| RWR | Buy | DJ WILSHIRE REIT ETFdj reit etf | $47,000 | +51.6% | 602 | +36.8% | 0.02% | +11.1% |
| EVV | New | EATON VANCE LTD DURATION | $46,000 | – | 3,020 | +100.0% | 0.02% | – |
| FSD | New | FIRST TR HIGH INCOME L/S FD CO | $45,000 | – | 2,511 | +100.0% | 0.02% | – |
| TECK | Buy | TECK COMINCO CL Bcl b | $42,000 | +40.0% | 1,928 | +68.4% | 0.02% | +5.9% |
| LAZ | Buy | LAZARD LTD | $39,000 | +5.4% | 820 | +0.9% | 0.02% | -19.0% |
| STZ | New | CONSTELLATION BRANDS INC CL Acl a | $39,000 | – | 455 | +100.0% | 0.02% | – |
| HYT | Buy | BLACKROCK CORPORATE | $41,000 | 0.0% | 3,363 | +0.3% | 0.02% | -26.1% |
| LYB | Buy | LYONDELLBASELL INDUSTRIES N SH | $41,000 | +10.8% | 458 | +0.7% | 0.02% | -19.0% |
| CLMT | New | CALUMET SPECIALTY PRODUCTS PARut ltd partner | $39,000 | – | 1,500 | +100.0% | 0.02% | – |
| BAM | New | BROOKFIELD ASSET MANAGEMENT CLcl a ltd vt sh | $41,000 | – | 1,011 | +100.0% | 0.02% | – |
| SIG | New | SIGNET JEWELERS LIMITED SHS | $41,000 | – | 387 | +100.0% | 0.02% | – |
| TAT | New | TRANSATLANTIC PETROLEUM LTD SH | $39,000 | – | 4,487 | +100.0% | 0.02% | – |
| CBI | Buy | CHICAGO BRIDGE & IRON | $39,000 | +129.4% | 448 | +124.0% | 0.02% | +70.0% |
| HTS | Buy | HATTERAS FINL CPRP | $40,000 | +29.0% | 2,104 | +10.0% | 0.02% | -5.6% |
| LVS | Buy | LAS VEGAS SANDS CORP | $40,000 | +135.3% | 500 | +129.4% | 0.02% | +70.0% |
| PHB | New | POWERSHARES FUNDAMENTAL HIGH Yfdm hg yld rafi | $38,000 | – | 1,975 | +100.0% | 0.02% | – |
| RDY | Buy | DR REDDYS LABS LTD ADR REP 1/2adr | $38,000 | +11.8% | 871 | +4.9% | 0.02% | -15.8% |
| AON | New | AON PLC SHS CL A | $37,000 | – | 435 | +100.0% | 0.02% | – |
| AMGN | Buy | AMGEN INC | $38,000 | +11.8% | 308 | +2.7% | 0.02% | -15.8% |
| PNR | Buy | PENTAIR LTD SHS | $38,000 | +3700.0% | 479 | +5887.5% | 0.02% | +1500.0% |
| BA | Buy | BOEING COMPANY | $35,000 | +29.6% | 275 | +37.5% | 0.02% | 0.0% |
| SCHF | New | SCHWAB INTERNATIONAL EQUITY ETintl eqty etf | $36,000 | – | 1,143 | +100.0% | 0.02% | – |
| ACE | Buy | ACE LTD | $36,000 | -5.3% | 364 | +0.3% | 0.02% | -31.8% |
| EWP | New | ISHARE MSCI SPAIN INmsci span cp etf | $36,000 | – | 889 | +100.0% | 0.02% | – |
| DAL | Buy | DELTA AIR LINES INC | $36,000 | +80.0% | 1,049 | +46.7% | 0.02% | +36.4% |
| ECON | Buy | EGA EMERGING GLOBAL SHS TR EGSegs emktcons etf | $35,000 | +59.1% | 1,302 | +61.9% | 0.02% | +15.4% |
| ACN | Buy | ACCENTURE PLC SHS CLA NEW | $32,000 | +14.3% | 406 | +21.2% | 0.01% | -12.5% |
| MVV | Buy | PROSHARES ULTR MC400 | $33,000 | +32.0% | 500 | +26.3% | 0.01% | 0.0% |
| IWS | New | ISHARES TR RUSSELL MIDCAP VALUrus mdcp val etf | $34,000 | – | 494 | +100.0% | 0.01% | – |
| PRGO | New | PERRIGO CO PCL SHS | $34,000 | – | 218 | +100.0% | 0.01% | – |
| VSS | Buy | VANGUARD FTSE ETFftse smcap etf | $34,000 | +126.7% | 320 | +120.7% | 0.01% | +55.6% |
| IHI | Buy | ISHARES DJ US MDIFu.s. med dvc etf | $34,000 | +6.2% | 344 | +0.3% | 0.01% | -22.2% |
| TWTR | New | TWITTER INC COM | $34,000 | – | 720 | +100.0% | 0.01% | – |
| WAB | Buy | WABTEC | $32,000 | +28.0% | 413 | +25.2% | 0.01% | 0.0% |
| RE | New | EVEREST RE GRP LTD | $34,000 | – | 223 | +100.0% | 0.01% | – |
| LOW | Buy | LOWES COMPANIES INCORPORATED | $33,000 | +10.0% | 681 | +13.5% | 0.01% | -17.6% |
| SAN | Buy | BANCO SANTANDER SA ADRadr | $33,000 | +13.8% | 3,474 | +8.6% | 0.01% | -17.6% |
| GILD | Buy | GILEAD SCIENCES INC | $30,000 | +1400.0% | 420 | +1580.0% | 0.01% | +1200.0% |
| VNRSQ | New | VANGUARD NATURAL RES | $30,000 | – | 1,000 | +100.0% | 0.01% | – |
| AET | Buy | AETNA INC NEW | $31,000 | +520.0% | 415 | +446.1% | 0.01% | +333.3% |
| TSLA | Buy | TESLA MOTORS INC | $31,000 | +287.5% | 151 | +202.0% | 0.01% | +160.0% |
| USA | Buy | LIBERTY ALL STAR EQ FD SH BENsh ben int | $30,000 | +25.0% | 5,032 | +25.4% | 0.01% | -7.1% |
| RAX | Buy | RACKSPACE HOSTING, INC | $28,000 | +3.7% | 868 | +24.0% | 0.01% | -20.0% |
| FYX | New | FT SM CP COR AD | $29,000 | – | 600 | +100.0% | 0.01% | – |
| DST | New | DST SYSTEMS INC | $28,000 | – | 300 | +100.0% | 0.01% | – |
| RSX | Buy | MKT VCTR RUSSIA SBIrussia etf | $26,000 | +36.8% | 1,078 | +67.1% | 0.01% | 0.0% |
| AGN | New | ALLERGAN INC | $25,000 | – | 199 | +100.0% | 0.01% | – |
| ADS | Buy | ALLIANCE DATA SYSTEMS | $25,000 | +31.6% | 91 | +24.7% | 0.01% | 0.0% |
| MET | New | METLIFE INC | $25,000 | – | 480 | +100.0% | 0.01% | – |
| MYGN | New | MYRIAD GENETICS INC | $25,000 | – | 728 | +100.0% | 0.01% | – |
| NOK | Buy | NOKIA CORP-SPON ADRsponsored adr | $26,000 | +8.3% | 3,600 | +20.0% | 0.01% | -21.4% |
| JWN | New | NORDSTROM INC | $25,000 | – | 400 | +100.0% | 0.01% | – |
| VEU | Buy | VANGUARD FTSE ALL-WORLD EX-USallwrld ex us | $26,000 | +52.9% | 521 | +51.9% | 0.01% | +10.0% |
| PLW | Buy | POWERSHARES 1-30 LADDERED TREAi-30 lad treas | $25,000 | +257.1% | 810 | +243.2% | 0.01% | +175.0% |
| WIP | New | SPDR DB INT GOV BDdb int gvt etf | $24,000 | – | 400 | +100.0% | 0.01% | – |
| TRN | New | TRINITY INDUSTRIES INC | $24,000 | – | 338 | +100.0% | 0.01% | – |
| PTY | New | PIMCO CP OPPORTUNITY | $23,000 | – | 1,250 | +100.0% | 0.01% | – |
| YELP | Buy | YELP INC CL Acl a | $23,000 | +64.3% | 300 | +50.0% | 0.01% | +25.0% |
| GUT | New | GABELLI UTILITY TR | $23,000 | – | 3,400 | +100.0% | 0.01% | – |
| AKS | New | AK STL HLDG CORP COM | $23,000 | – | 3,245 | +100.0% | 0.01% | – |
| ZIVZF | Buy | CREDIT SUISSE NASSAU BRH INVRSinvrs vix mdterm | $23,000 | +475.0% | 575 | +475.0% | 0.01% | +400.0% |
| BUD | Buy | ANHEUSER BUSCH INBEV SA NVsponsored adr | $21,000 | +90.9% | 200 | +100.0% | 0.01% | +50.0% |
| MSCI | Buy | MSCI INC CL A | $22,000 | +29.4% | 501 | +25.2% | 0.01% | -10.0% |
| WOR | Buy | WORTHINGTON INDUSTRIES INC | $22,000 | +15.8% | 569 | +24.8% | 0.01% | -18.2% |
| MOO | Buy | MARKET VECTORS AGRIBUSINESS ETagribus etf | $22,000 | +37.5% | 400 | +33.3% | 0.01% | 0.0% |
| TUR | Buy | ISHARES MSCI TURKEYmsci turkey etf | $21,000 | +250.0% | 425 | +226.9% | 0.01% | +200.0% |
| EEP | Buy | ENBRIDGE ENERGY PARTNERS LP | $22,000 | +29.4% | 785 | +38.4% | 0.01% | -10.0% |
| UUP | Buy | POWERSHARES DB US DOLLAR INDEXdoll indx bull | $21,000 | +320.0% | 1,000 | +354.5% | 0.01% | +200.0% |
| VLO | Buy | VALERO ENERGY CORPORATION | $22,000 | +4.8% | 416 | +0.2% | 0.01% | -25.0% |
| AZO | New | AUTOZONE INC | $22,000 | – | 41 | +100.0% | 0.01% | – |
| HXL | Buy | HEXCEL CORP DELAWARE | $21,000 | +23.5% | 488 | +25.1% | 0.01% | -10.0% |
| TTC | Buy | TORO COMPANY | $22,000 | +22.2% | 353 | +25.2% | 0.01% | -10.0% |
| NTRS | Buy | NORTHERN TR CORP | $18,000 | +5.9% | 277 | +0.7% | 0.01% | -20.0% |
| ADX | Buy | ADAMS EXPRESS | $18,000 | -5.3% | 1,424 | +0.1% | 0.01% | -27.3% |
| FEM | New | FIRST TR EXCH TRD ALPHA FD IEMemerg mkt alph | $19,000 | – | 800 | +100.0% | 0.01% | – |
| FEYE | New | FIREEYE INC COM | $18,000 | – | 300 | +100.0% | 0.01% | – |
| EXP | New | EAGLE MATERIALS INC | $20,000 | – | 230 | +100.0% | 0.01% | – |
| SE | Buy | SPECTRA ENERGY CORP | $18,000 | +28.6% | 484 | +20.4% | 0.01% | 0.0% |
| DFE | New | WISDOMTREE TR EUROPE SMCP DVeurope smcp dv | $20,000 | – | 325 | +100.0% | 0.01% | – |
| ANDE | New | ANDERSONS INC | $18,000 | – | 300 | +100.0% | 0.01% | – |
| HQL | Buy | HQ LIFE SCIENCES INDsh ben int | $20,000 | +11.1% | 913 | +1.8% | 0.01% | -20.0% |
| PBR | Buy | PETROLEO BRASIL SPONSORED ADRsponsored adr | $20,000 | +33.3% | 1,525 | +38.0% | 0.01% | -11.1% |
| HOG | Buy | HARLEY DAVIDSON | $19,000 | +58.3% | 292 | +68.8% | 0.01% | +14.3% |
| GSK | Buy | GLAXOSMITHKLINE PLC ADSsponsored adr | $18,000 | +38.5% | 338 | +41.4% | 0.01% | +14.3% |
| WLK | New | WESTLAKE CHEMICAL CORP | $18,000 | – | 274 | +100.0% | 0.01% | – |
| FE | Buy | FIRSTENERGY CORP COM | $16,000 | +220.0% | 457 | +192.9% | 0.01% | +133.3% |
| APC | Buy | ANADARKO PETE CORP | $17,000 | +240.0% | 205 | +206.0% | 0.01% | +133.3% |
| SJM | Buy | SMUCKER J M CO COM NEW | $17,000 | 0.0% | 175 | +6.1% | 0.01% | -30.0% |
| SAVE | Buy | SPIRIT AIRLINES INC | $16,000 | +60.0% | 273 | +24.7% | 0.01% | +16.7% |
| COG | New | CABOT OIL & GAS CORP | $17,000 | – | 500 | +100.0% | 0.01% | – |
| SLB | Buy | SCHLUMBERGER LTD | $16,000 | +14.3% | 164 | +3.1% | 0.01% | -12.5% |
| NOBL | New | PROSHARES TR S&P 500 ARISTOs&p 500 aristo | $16,000 | – | 350 | +100.0% | 0.01% | – |
| BEAV | Buy | BE AEROSPACE INC | $17,000 | +21.4% | 198 | +25.3% | 0.01% | -12.5% |
| AYI | Buy | ACUITY BRANDS INC | $17,000 | +1600.0% | 130 | +1200.0% | 0.01% | +600.0% |
| RESP | Buy | WISDOMTREE TRUST TTL EARNING Fttl earning fd | $16,000 | 0.0% | 236 | +0.4% | 0.01% | -22.2% |
| AA | Buy | ALCOA INC | $13,000 | +160.0% | 1,007 | +101.4% | 0.01% | +100.0% |
| CMS | New | CMS ENERGY CP | $15,000 | – | 500 | +100.0% | 0.01% | – |
| TWC | Buy | TIME WARNER CABLE INC A | $15,000 | +25.0% | 111 | +26.1% | 0.01% | -14.3% |
| CB | New | CHUBB CORP | $15,000 | – | 163 | +100.0% | 0.01% | – |
| DNRCQ | New | DENBURY RES INC | $13,000 | – | 775 | +100.0% | 0.01% | – |
| CIEN | New | CIENA CORP | $15,000 | – | 650 | +100.0% | 0.01% | – |
| HTGC | New | HERCULES TECHNOLOGY GROWTH CAP | $14,000 | – | 1,000 | +100.0% | 0.01% | – |
| AB | New | ALLIANCEBERNSTEIN PUNIT LTD PAunit ltd partn | $15,000 | – | 600 | +100.0% | 0.01% | – |
| DBA | Buy | POWERSHARES DB AGRICULTUREps db agricul fd | $13,000 | +333.3% | 470 | +276.0% | 0.01% | +200.0% |
| WYNN | New | WYNN RESORTS LTD | $15,000 | – | 68 | +100.0% | 0.01% | – |
| MW | Buy | MENS WEARHOUSE INC | $15,000 | 0.0% | 305 | +7.0% | 0.01% | -33.3% |
| FGPRQ | New | FERRELLGAS PARTNERS L P UNIT Lunit ltd part | $13,000 | – | 560 | +100.0% | 0.01% | – |
| PICB | New | POWERSHARES ETF TRUST II INTLintl corp bond | $13,000 | – | 435 | +100.0% | 0.01% | – |
| PGX | Buy | POWERSHARES II PFDagg pfd port | $13,000 | +160.0% | 909 | +151.8% | 0.01% | +100.0% |
| CSTE | New | CAESARSTONE SDOT-YAM LTD ORD S | $15,000 | – | 284 | +100.0% | 0.01% | – |
| KBR | Buy | KBR INC COM | $13,000 | +85.7% | 479 | +117.7% | 0.01% | +50.0% |
| SODA | New | SODASTREAM INTERNATIONAL LTD | $13,000 | – | 300 | +100.0% | 0.01% | – |
| ANIK | Buy | ANIKA THERAPEUTICS INC | $13,000 | +18.2% | 325 | +14.0% | 0.01% | 0.0% |
| DNKN | Buy | DUNKIN BRANDS GROUP INC COM | $15,000 | +50.0% | 301 | +50.5% | 0.01% | 0.0% |
| EWJ | Buy | ISHARES MSCI JAPAN IND FDmsci japan etf | $15,000 | +15.4% | 1,350 | +30.8% | 0.01% | -14.3% |
| LB | New | L BRANDS INC COM | $11,000 | – | 200 | +100.0% | 0.01% | – |
| CNHI | New | CNH INDL N V SHS | $11,000 | – | 921 | +100.0% | 0.01% | – |
| MBTF | New | MBT FINL CORP COM | $11,000 | – | 2,308 | +100.0% | 0.01% | – |
| P | New | PANDORA MEDIA INC | $12,000 | – | 400 | +100.0% | 0.01% | – |
| MXI | New | ISHARES S&P GLOBALglobal mater etf | $12,000 | – | 200 | +100.0% | 0.01% | – |
| GAM | Buy | GENERAL AMERN INVESTORS CO | $12,000 | – | 333 | +33200.0% | 0.01% | – |
| HCA | New | HCA INC | $11,000 | – | 200 | +100.0% | 0.01% | – |
| AIG | Buy | AMERICAN INTL GROUP INC | $11,000 | +37.5% | 212 | +43.2% | 0.01% | 0.0% |
| AZN | Buy | ASTRAZENECA PLC SPONSORED ADRsponsored adr | $10,000 | +11.1% | 148 | +0.7% | 0.00% | -20.0% |
| OHI | New | OMEGA HEALTHCARE INV | $10,000 | – | 300 | +100.0% | 0.00% | – |
| VXX | New | BARCLAYS BK PLC IPATH SP500 VIipath s&p500 vix | $9,000 | – | 212 | +100.0% | 0.00% | – |
| NFLX | New | NETFLIX.COM INC | $9,000 | – | 25 | +100.0% | 0.00% | – |
| PLKI | New | POPEYES LA KITCHEN INC COM | $8,000 | – | 200 | +100.0% | 0.00% | – |
| INSYQ | Buy | INSYS THERAPEUTICS INC NEW COM | $7,000 | +40.0% | 180 | +50.0% | 0.00% | 0.0% |
| GRHHQ | New | GREENHUNTER RES INC COM | $6,000 | – | 6,365 | +100.0% | 0.00% | – |
| GCI | Buy | GANNETT COMPANY INC | $6,000 | +100.0% | 221 | +90.5% | 0.00% | +50.0% |
| FWRD | New | FORWARD AIR CORP COM | $8,000 | – | 180 | +100.0% | 0.00% | – |
| FLS | Buy | FLOWSERVE CORP | $6,000 | 0.0% | 80 | +14.3% | 0.00% | 0.0% |
| KSU | New | KANSAS CITY SOUTHERN | $7,000 | – | 70 | +100.0% | 0.00% | – |
| MRO | New | MARATHON OIL CORPORATION | $7,000 | – | 202 | +100.0% | 0.00% | – |
| HYD | Buy | MARKET VECTORS HIGH YIELD MUNIhg yld mun etf | $7,000 | +250.0% | 246 | +207.5% | 0.00% | +200.0% |
| NCR | Buy | NCR CORP NEW | $6,000 | +20.0% | 163 | +2.5% | 0.00% | 0.0% |
| NEOG | Buy | NEOGEN CORP COM | $7,000 | +40.0% | 165 | +43.5% | 0.00% | 0.0% |
| OTEX | Buy | OPEN TEXT CORP | $7,000 | +16.7% | 140 | +133.3% | 0.00% | 0.0% |
| PEGA | Buy | PEGASYSTEMS INC | $6,000 | -25.0% | 360 | +125.0% | 0.00% | -40.0% |
| PDP | New | POWERSHARES DWA TECHNICAL LEADdwa momentum ptf | $7,000 | – | 190 | +100.0% | 0.00% | – |
| PUI | New | POWERSHARES DYNAMICdyn util portf | $6,000 | – | 275 | +100.0% | 0.00% | – |
| SYNT | Buy | SYNTEL INC | $7,000 | +40.0% | 75 | +25.0% | 0.00% | 0.0% |
| DATA | New | TABLEAU SOFTWARE INC CL Acl a | $8,000 | – | 100 | +100.0% | 0.00% | – |
| TEI | New | TEMPLETON EMERGING MARKETS INC | $7,000 | – | 477 | +100.0% | 0.00% | – |
| TMO | New | THERMO ELECTRON CP | $8,000 | – | 70 | +100.0% | 0.00% | – |
| VVI | Buy | VIAD CORP | $7,000 | -12.5% | 294 | +6.5% | 0.00% | -40.0% |
| ACXM | Buy | ACXIOM CORPORATION | $7,000 | +16.7% | 200 | +17.6% | 0.00% | 0.0% |
| EES | New | WISDOMTREE SMLCAP EARN FDsmlcap earn fd | $8,000 | – | 100 | +100.0% | 0.00% | – |
| IAU | Buy | ISHARES GOLD TRUSTishares | $5,000 | +25.0% | 409 | +7.9% | 0.00% | 0.0% |
| JBT | New | JOHN BEAN TECHNOLOGIES CORP CO | $5,000 | – | 172 | +100.0% | 0.00% | – |
| JDSU | New | JDS UNIPHASE CORP | $4,000 | – | 256 | +100.0% | 0.00% | – |
| FMI | New | FOUNDATION MEDICINE INC COM | $5,000 | – | 150 | +100.0% | 0.00% | – |
| FTR | Buy | FRONTIER COMMUN CP | $4,000 | +33.3% | 769 | +5.5% | 0.00% | 0.0% |
| GALT | New | GALECTIN THERAPEUTICS INC COM | $5,000 | – | 300 | +100.0% | 0.00% | – |
| TEL | Buy | TE CONNECTIVITY LTD | $4,000 | 0.0% | 67 | +1.5% | 0.00% | 0.0% |
| PXI | New | POWERSHARES DYNAMIC ENERGYenergy sec por | $5,000 | – | 80 | +100.0% | 0.00% | – |
| AVNR | New | AVANIR PHARMACEUTICALS INC CLcl a new | $5,000 | – | 1,400 | +100.0% | 0.00% | – |
| ARPJQ | New | ATLAS RESOURCE PARTNERS LP COM | $4,000 | – | 176 | +100.0% | 0.00% | – |
| BCEI | New | BONANZA CREEK ENERGY INC COM | $4,000 | – | 100 | +100.0% | 0.00% | – |
| CWB | Buy | SPDR BARCLAYS CAPITAL CONVERTIbrc cnv secs etf | $5,000 | 0.0% | 99 | +1.0% | 0.00% | -33.3% |
| SWY | Buy | SAFEWAY INCORPORATED. | $4,000 | 0.0% | 113 | +0.9% | 0.00% | 0.0% |
| REMX | New | MARKET VECTORS ETF TR MINOR MEminor metals | $5,000 | – | 143 | +100.0% | 0.00% | – |
| 4305PS | Buy | ALCATEL LUCENTsponsored adr | $4,000 | – | 1,140 | +2490.9% | 0.00% | – |
| NSU | Buy | NEVSUN RESOURCES LTD | $3,000 | +50.0% | 1,000 | +100.0% | 0.00% | 0.0% |
| CSH | Buy | CASH AMERICA INTL INC | $2,000 | – | 50 | +316.7% | 0.00% | – |
| WWAV | New | WHITEWAVE FOODS CO COM CL A | $3,000 | – | 100 | +100.0% | 0.00% | – |
| LVLT | Buy | LEVEL 3 COMMUNICATIONS, INC | $2,000 | – | 51 | +1175.0% | 0.00% | – |
| RGP | New | REGENCY ENERGY PARTNERS L P CO | $2,000 | – | 70 | +100.0% | 0.00% | – |
| CEO | New | CNOOC LTD ADSsponsored adr | $3,000 | – | 20 | +100.0% | 0.00% | – |
| CSD | New | CLAYMORE EXCHANGE TRD FD TR GUgugg spinoff etf | $3,000 | – | 70 | +100.0% | 0.00% | – |
| PWE | Buy | PENN WEST PETROLEUM LTD | $3,000 | 0.0% | 400 | +8.1% | 0.00% | -50.0% |
| PDLI | New | PDL BIOPHARMA INC. | $2,000 | – | 200 | +100.0% | 0.00% | – |
| S | Buy | SPRINT CORP COM SER 1 | $3,000 | +200.0% | 294 | +164.9% | 0.00% | 0.0% |
| HYLD | New | PERITUS HIGH YIELD ETFperitus hg yld | $3,000 | – | 62 | +100.0% | 0.00% | – |
| DDC | Buy | DOMINION DIAMOND CORP COM | $2,000 | 0.0% | 150 | +20.0% | 0.00% | 0.0% |
| RJA | New | ROGERS INTERNATIONAL COMMODITYrog agri etn22 | $2,000 | – | 208 | +100.0% | 0.00% | – |
| CLF | Buy | CLIFFS NATURAL RESOURCES, INC | $2,000 | +100.0% | 120 | +200.0% | 0.00% | 0.0% |
| OGS | New | ONE GAS INC COM | $3,000 | – | 70 | +100.0% | 0.00% | – |
| SSRI | New | SILVER STANDARD RESOURCES INC | $3,000 | – | 300 | +100.0% | 0.00% | – |
| RVLT | New | REVOLUTION LIGHTING TECHNOLOCO | $2,000 | – | 500 | +100.0% | 0.00% | – |
| FYLD | New | CAMBRIA ETF TR CAMBRIA FGN SHcambria fgn shr | $3,000 | – | 100 | +100.0% | 0.00% | – |
| IWN | New | ISHARES TR RUSSELL 2000 VALUErus 2000 val etf | $3,000 | – | 26 | +100.0% | 0.00% | – |
| STEM | New | STEMCELLS INC COM | $3,000 | – | 2,270 | +100.0% | 0.00% | – |
| SRI | New | STONERIDGE INC | $2,000 | – | 200 | +100.0% | 0.00% | – |
| STO | New | STATOIL ASA SPONSORED ADRsponsored adr | $2,000 | – | 80 | +100.0% | 0.00% | – |
| NRZ | New | NEW RESIDENTIAL INVT CORP COM | $3,000 | – | 500 | +100.0% | 0.00% | – |
| STI | Buy | SUNTRUST BKS INC | $1,000 | 0.0% | 29 | +3.6% | 0.00% | -100.0% |
| CIM | Buy | CHIMERA INVESTMENT | $0 | – | 65 | +3.2% | 0.00% | – |
| REEMF | New | RARE ELEMENT RES LTD COM | $0 | – | 100 | +100.0% | 0.00% | – |
| UIS | New | UNISYS CORP COM NEW | $1,000 | – | 32 | +100.0% | 0.00% | – |
| PIE | New | POWERSHARES DWA EMERdwa emkt mom ptf | $1,000 | – | 75 | +100.0% | 0.00% | – |
| CROX | Buy | CROCS INC | $1,000 | 0.0% | 62 | +67.6% | 0.00% | -100.0% |
| PPLT | New | ETFS PHYSICAL PLATINUM SHARESsh ben int | $1,000 | – | 10 | +100.0% | 0.00% | – |
| MCPIQ | New | MOLYCORP, INC COMMON STOCK $0. | $0 | – | 100 | +100.0% | 0.00% | – |
| MSO | New | MARTHA STEWART LIVING OMNIMEDIcl a | $0 | – | 108 | +100.0% | 0.00% | – |
| LULU | Buy | LULULEMON ATHLETICA INC COM | $0 | – | 490 | +53.1% | 0.00% | – |
| LUB | New | LUBYS INC COM | $1,000 | – | 130 | +100.0% | 0.00% | – |
| LIME | New | LIME ENERGY CO COM | $1,000 | – | 357 | +100.0% | 0.00% | – |
| LAWS | New | LAWSON PRODUCTS INC | $1,000 | – | 85 | +100.0% | 0.00% | – |
| LSI | Buy | LSI LOGIC CORP | $0 | – | 20 | +25.0% | 0.00% | – |
| FSTO | New | FOREST OIL CORP | $0 | – | 200 | +100.0% | 0.00% | – |
| AOM | New | ISHARES S&P MODERATE ALLOCATIOmodert alloc etf | $1,000 | – | 35 | +100.0% | 0.00% | – |
| RXI | New | ISHARES TR GLB CNS DISC Eglb cns disc etf | $1,000 | – | 10 | +100.0% | 0.00% | – |
| BPY | New | BROOKFIELD PPTY PARTNERS L PUNunit ltd partn | $1,000 | – | 57 | +100.0% | 0.00% | – |
| PRTA | New | PROTHENA CORP PLC SHS | $0 | – | 3 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2015-02-17
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 45 | Q2 2024 | 6.6% |
| ISHARES TR | 45 | Q2 2024 | 15.6% |
| VANGUARD TAX-MANAGED INTL FD | 45 | Q2 2024 | 9.7% |
| ISHARES TR | 45 | Q2 2024 | 2.6% |
| VANGUARD INDEX FDS | 45 | Q2 2024 | 9.1% |
| ISHARES TR | 45 | Q2 2024 | 4.9% |
| VANGUARD INTL EQUITY INDEX F | 45 | Q2 2024 | 5.8% |
| VANGUARD ST BOND ETF | 45 | Q2 2024 | 4.9% |
| VANGUARD REIT INDEX ETF | 45 | Q2 2024 | 2.6% |
| ISHARES TR | 45 | Q2 2024 | 3.2% |
View Regal Investment Advisors LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| N-PX | 2024-08-27 |
| 13F-HR | 2024-08-15 |
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-03-01 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-08-09 |
View Regal Investment Advisors LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.