$175 Million is the total value of Regal Investment Advisors LLC's 841 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 6.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HSBCPRA | HSBC HLDGS PLC ADR A 1/40PF Aadr a 1/40pf a | $170,000 | 0.0% | 6,900 | 0.0% | 0.10% | -2.0% | |
| RPM | RPM INTERNATIONAL INC | $131,000 | +14.9% | 3,145 | 0.0% | 0.08% | +11.9% | |
| LNT | ALLIANT ENERGY CORP | $96,000 | +4.3% | 1,855 | 0.0% | 0.06% | +1.9% | |
| PJP | PWRSHRS DYN PHARMAdyn phrma port | $89,000 | +17.1% | 1,657 | 0.0% | 0.05% | +15.9% | |
| ROC | ROCKWOOD HLDGS INC | $72,000 | +7.5% | 1,000 | 0.0% | 0.04% | +5.1% | |
| BK | BANK NEW YORK MELLON CORPCOM | $68,000 | +15.3% | 1,950 | 0.0% | 0.04% | +14.7% | |
| CLGX | CORELOGIC INC COM | $59,000 | +31.1% | 1,673 | 0.0% | 0.03% | +30.8% | |
| VGR | VECTOR GROUP LTD | $58,000 | +1.8% | 3,543 | 0.0% | 0.03% | 0.0% | |
| MGEE | MGE ENERGY INC. - COMMON STOCK | $57,000 | +5.6% | 988 | 0.0% | 0.03% | +3.1% | |
| V | VISA INC | $56,000 | +16.7% | 250 | 0.0% | 0.03% | +14.3% | |
| DGZ | DEUTSCHE BK AG LDN BRH PS GOLDps gold sh etn | $55,000 | +10.0% | 3,500 | 0.0% | 0.03% | +6.9% | |
| CSX | CSX CORP | $51,000 | +10.9% | 1,790 | 0.0% | 0.03% | +7.4% | |
| EWT | ISHARES INC MSCI TAIWAN INDmsci taiwan etf | $48,000 | +4.3% | 3,317 | 0.0% | 0.03% | 0.0% | |
| PBT | PERMIAN BASIN ROYALTY TRUSTunit ben int | $41,000 | -8.9% | 3,150 | 0.0% | 0.02% | -11.5% | |
| MTB | M&T BANK CORP | $38,000 | +2.7% | 330 | 0.0% | 0.02% | 0.0% | |
| TAT | TRANSATLANTIC PETROLEUM LTD SH | $38,000 | 0.0% | 44,875 | 0.0% | 0.02% | 0.0% | |
| IGE | ISHARES GOLDMAN SACHS NATURALna nat res | $39,000 | +5.4% | 899 | 0.0% | 0.02% | 0.0% | |
| SSO | ULTRA S&P500 PROSHARES | $36,000 | +20.0% | 350 | 0.0% | 0.02% | +16.7% | |
| HAIN | HAIN CELESTIAL GROUP INC | $36,000 | +16.1% | 400 | 0.0% | 0.02% | +16.7% | |
| HUN | HUNTSMAN CORP | $37,000 | +19.4% | 1,500 | 0.0% | 0.02% | +16.7% | |
| EPS | WISDOMTREE TRUST EARNING 500 Fearning 500 fd | $36,000 | +9.1% | 562 | 0.0% | 0.02% | +10.5% | |
| TZE | ISHARES TR S&P TARGET 15trgt dt 2015 etf | $37,000 | +2.8% | 979 | 0.0% | 0.02% | 0.0% | |
| QCOR | QUESTCOR PHARMACEUTICALS INCCO | $35,000 | -7.9% | 650 | 0.0% | 0.02% | -9.1% | |
| EWZ | ISHARES MSCI BRAZILmsci brz cap etf | $35,000 | -5.4% | 780 | 0.0% | 0.02% | -9.1% | |
| EDE | EMPIRE DISTRICT ELCT | $34,000 | +6.2% | 1,500 | 0.0% | 0.02% | 0.0% | |
| AMGN | AMGEN INC | $34,000 | 0.0% | 300 | 0.0% | 0.02% | -5.0% | |
| NRT | NORTH EUROPEAN OIL ROYALTY TRUsh ben int | $33,000 | -8.3% | 1,650 | 0.0% | 0.02% | -9.5% | |
| USO | U.S. OIL FUND ETFunits | $32,000 | -3.0% | 900 | 0.0% | 0.02% | -5.3% | |
| OTTR | OTTER TAIL CORP | $31,000 | +6.9% | 1,066 | 0.0% | 0.02% | +5.9% | |
| VMI | VALMONT INDS INC | $30,000 | +7.1% | 200 | 0.0% | 0.02% | +6.2% | |
| EQWL | POWERSHARES ETF TRUST DYNAM LRfnd pur lrgcr pt | $27,000 | +8.0% | 760 | 0.0% | 0.02% | 0.0% | |
| WPX | WPX ENERGY INC | $26,000 | +8.3% | 1,266 | 0.0% | 0.02% | +7.1% | |
| ALXN | ALEXION PHARMACEUTICALS INC | $27,000 | +17.4% | 200 | 0.0% | 0.02% | +15.4% | |
| AOA | ISHARES S&P AGGRESSIVE ALLOCATaggres alloc etf | $27,000 | +8.0% | 600 | 0.0% | 0.02% | 0.0% | |
| EWL | ISHARE MSCI SWITZRLDmsci sz cap etf | $25,000 | +4.2% | 766 | 0.0% | 0.01% | 0.0% | |
| DVYE | ISHARES INC EMRGMKT DIVIDXem mkts div etf | $25,000 | -3.8% | 520 | 0.0% | 0.01% | -6.7% | |
| NOK | NOKIA CORP-SPON ADRsponsored adr | $24,000 | +20.0% | 3,000 | 0.0% | 0.01% | +16.7% | |
| NKE | NIKE INCORPORATED CLASS Bcl b | $24,000 | +9.1% | 300 | 0.0% | 0.01% | +7.7% | |
| FCT | FIRST TRUST FOUR CORNERS | $25,000 | +4.2% | 1,700 | 0.0% | 0.01% | 0.0% | |
| RJF | RAYMOND JAMES FINANCIAL INC | $23,000 | +27.8% | 435 | 0.0% | 0.01% | +18.2% | |
| VRX | VALEANT PHARMACEUTICALS INTERN | $21,000 | +10.5% | 178 | 0.0% | 0.01% | +9.1% | |
| AKAM | AKAMAI TECHNOLOGIES INC | $19,000 | -9.5% | 400 | 0.0% | 0.01% | -8.3% | |
| VHT | VANGUARD HLTH CR ETFhealth car etf | $20,000 | +5.3% | 200 | 0.0% | 0.01% | 0.0% | |
| GGB | GERDAU SA BRAZIL ADR SPONSOREDspon adr rep pfd | $20,000 | +5.3% | 2,574 | 0.0% | 0.01% | 0.0% | |
| WPZ | WILLIAMS PARTNERS LP | $20,000 | -4.8% | 400 | 0.0% | 0.01% | -8.3% | |
| ARRS | ARRIS GROUP INC NEW COM | $18,000 | +38.5% | 750 | 0.0% | 0.01% | +25.0% | |
| CWT | CALIFORNIA WTR SVC GRP | $18,000 | +20.0% | 760 | 0.0% | 0.01% | +11.1% | |
| FT | FRANKLIN UNIV TR S B I SH BENsh ben int | $17,000 | 0.0% | 2,500 | 0.0% | 0.01% | 0.0% | |
| OKE | ONEOK INC NEW | $17,000 | +13.3% | 280 | 0.0% | 0.01% | +11.1% | |
| OSTK | OVERSTOCK.COM INC | $18,000 | 0.0% | 600 | 0.0% | 0.01% | -9.1% | |
| CRT | CROSS TIMBERS RTY TR TR UNITtr unit | $18,000 | 0.0% | 600 | 0.0% | 0.01% | -9.1% | |
| CVS | CVS CAREMARK CP | $17,000 | +21.4% | 240 | 0.0% | 0.01% | +25.0% | |
| TMV | DIREXION SHS ETF TR 20YR TRES20yr tres bear | $15,000 | +7.1% | 200 | 0.0% | 0.01% | +12.5% | |
| ALL | ALLSTATE CORPORATION | $16,000 | +14.3% | 285 | 0.0% | 0.01% | +12.5% | |
| SH | PROSHARES SHORT S&P 500 INDEX | $15,000 | -6.2% | 575 | 0.0% | 0.01% | 0.0% | |
| AGU | AGRIUM INC | $14,000 | +7.7% | 150 | 0.0% | 0.01% | 0.0% | |
| HIX | WESTERN ASSETS HIGH INCOME FUN | $14,000 | 0.0% | 1,500 | 0.0% | 0.01% | 0.0% | |
| SLB | SCHLUMBERGER LTD | $14,000 | 0.0% | 159 | 0.0% | 0.01% | 0.0% | |
| UNP | UNION PACIFIC CORP | $14,000 | +7.7% | 85 | 0.0% | 0.01% | 0.0% | |
| VECO | VEECO INSTRUMENTS INC-DEL | $12,000 | -7.7% | 350 | 0.0% | 0.01% | -12.5% | |
| MED | MEDIFAST INC | $13,000 | 0.0% | 500 | 0.0% | 0.01% | -12.5% | |
| PH | PARKER HANNIFIN CORPORATION | $13,000 | +18.2% | 100 | 0.0% | 0.01% | +16.7% | |
| EQWM | POWERSHARES ETF TRUST DYNAM MIfnd pur midcr pt | $12,000 | +9.1% | 335 | 0.0% | 0.01% | +16.7% | |
| REGN | REGENERON PHARMACEUTICALS INC | $12,000 | -7.7% | 43 | 0.0% | 0.01% | -12.5% | |
| PFM | POWERSHARES DIVIDEND ACHIEVERSdiv achv prtf | $13,000 | +8.3% | 650 | 0.0% | 0.01% | 0.0% | |
| OILNF | IPATH ETN CRUDE OILipsp croil etn | $12,000 | 0.0% | 500 | 0.0% | 0.01% | 0.0% | |
| HIMX | HIMAX TECHNOLOGIES INC SPONSORsponsored adr | $12,000 | +50.0% | 800 | 0.0% | 0.01% | +40.0% | |
| VIIX | CREDIT SUISSE AG NASSAU BRH EXexchtrade midter | $13,000 | -23.5% | 220 | 0.0% | 0.01% | -30.0% | |
| IVR | INVESCO MORTGAGE CAPITAL INC C | $12,000 | 0.0% | 800 | 0.0% | 0.01% | 0.0% | |
| NI | NISOURCE INC | $10,000 | 0.0% | 318 | 0.0% | 0.01% | 0.0% | |
| VXUS | VANGUARD STAR FD VG TL INTL STvg tl intl stk f | $11,000 | 0.0% | 215 | 0.0% | 0.01% | 0.0% | |
| BLV | VANGUARD LT BD ETFlong term bond | $11,000 | 0.0% | 131 | 0.0% | 0.01% | 0.0% | |
| POR | PORTLAND GEN ELEC | $11,000 | 0.0% | 375 | 0.0% | 0.01% | 0.0% | |
| MAT | MATTEL INC | $10,000 | +25.0% | 200 | 0.0% | 0.01% | +20.0% | |
| PRFZ | POWERSHARES ETF TRUST FTSE US1ftse us1500 sm | $11,000 | +10.0% | 116 | 0.0% | 0.01% | 0.0% | |
| PWV | POWERSHARES DYNAMIC LARGE CAPdynm lrg cp vl | $11,000 | +10.0% | 400 | 0.0% | 0.01% | 0.0% | |
| WTR | AQUA AMERICA INC COM | $10,000 | 0.0% | 406 | 0.0% | 0.01% | 0.0% | |
| K | KELLOGG COMPANY | $10,000 | 0.0% | 171 | 0.0% | 0.01% | 0.0% | |
| DEW | WISDOMTREE GLOBAL EQUITY INCOMglb eqty inc fd | $11,000 | +10.0% | 225 | 0.0% | 0.01% | 0.0% | |
| CMA | COMERICA INC | $10,000 | +25.0% | 200 | 0.0% | 0.01% | +20.0% | |
| CCI | CROWN CASTLE INTERNATIONAL | $11,000 | 0.0% | 150 | 0.0% | 0.01% | 0.0% | |
| IP | INTERNATIONAL PAPER COMPANY | $10,000 | +11.1% | 200 | 0.0% | 0.01% | +20.0% | |
| FAF | FIRST AMERICAN FINANCIAL CORP | $11,000 | +22.2% | 378 | 0.0% | 0.01% | +20.0% | |
| HMC | HONDA MOTOR COMPANY LIMITED | $11,000 | +10.0% | 260 | 0.0% | 0.01% | 0.0% | |
| HIG | HARTFORD FINANCIAL SERVICES | $11,000 | +22.2% | 300 | 0.0% | 0.01% | +20.0% | |
| BFOR | ALPS ETF TR BARRONS 400 ETbarrons 400 etf | $9,000 | +12.5% | 300 | 0.0% | 0.01% | 0.0% | |
| AJG | GALLAGHER ARTHUR J & CO | $9,000 | 0.0% | 200 | 0.0% | 0.01% | 0.0% | |
| QSII | QUALITY SYSTEMS INC | $8,000 | -11.1% | 400 | 0.0% | 0.01% | 0.0% | |
| IYK | ISHARES DOW JONES U S CONSUMERu.s. cnsm gd etf | $9,000 | +12.5% | 95 | 0.0% | 0.01% | 0.0% | |
| JRS | NUVEEN REAL ESTATE INCOME FUND | $8,000 | -11.1% | 800 | 0.0% | 0.01% | 0.0% | |
| MU | MICRON TECHNOLOGY INC | $8,000 | +33.3% | 350 | 0.0% | 0.01% | +25.0% | |
| TSLA | TESLA MOTORS INC | $8,000 | -20.0% | 50 | 0.0% | 0.01% | -16.7% | |
| IRC | INLAND REAL ESTATE CORP NEW | $8,000 | 0.0% | 750 | 0.0% | 0.01% | 0.0% | |
| FMO | FID/CLYMR MLP OPP FD | $9,000 | +12.5% | 335 | 0.0% | 0.01% | 0.0% | |
| HPS | JOHN HANCOCK FD III | $8,000 | 0.0% | 500 | 0.0% | 0.01% | 0.0% | |
| SJI | SOUTH JERSEY IND | $8,000 | -11.1% | 150 | 0.0% | 0.01% | 0.0% | |
| GXC | STRK SPDR S&P CH ETFs&p china etf | $9,000 | +12.5% | 114 | 0.0% | 0.01% | 0.0% | |
| AIG | AMERICAN INTL GROUP INC | $8,000 | +14.3% | 148 | 0.0% | 0.01% | +25.0% | |
| CAB | CABELAS INC | $7,000 | +16.7% | 100 | 0.0% | 0.00% | 0.0% | |
| NTGR | NETGEAR INC | $7,000 | +16.7% | 200 | 0.0% | 0.00% | 0.0% | |
| VVR | INVESCO VAN KAMPEN SENIOR INCO | $7,000 | 0.0% | 1,372 | 0.0% | 0.00% | 0.0% | |
| HBMD | HOWARD BANCORP INC COM | $7,000 | 0.0% | 780 | 0.0% | 0.00% | 0.0% | |
| ASGN | ON ASSIGNMENT INC | $7,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| DTN | WISDOMTREE DIVIDEND EX FINANCIdiv ex-finl fd | $7,000 | +16.7% | 100 | 0.0% | 0.00% | 0.0% | |
| GAIN | GLADSTONE INVT CORP COM | $6,000 | 0.0% | 800 | 0.0% | 0.00% | -25.0% | |
| ADBE | ADOBE SYSTEMS INCORPORATED | $6,000 | +20.0% | 100 | 0.0% | 0.00% | 0.0% | |
| AVK | ADVENT CLAYMORE CV SECS & INCO | $6,000 | +20.0% | 300 | 0.0% | 0.00% | 0.0% | |
| AET | AETNA INC NEW | $5,000 | 0.0% | 76 | 0.0% | 0.00% | 0.0% | |
| AWK | AMERICAN WTR WRKS CO | $6,000 | 0.0% | 149 | 0.0% | 0.00% | -25.0% | |
| 3101SC | COMMONWEALTH REIT | $5,000 | +25.0% | 200 | 0.0% | 0.00% | +50.0% | |
| FLS | FLOWSERVE CORP | $6,000 | +50.0% | 70 | 0.0% | 0.00% | +50.0% | |
| GOF | GUGGENHEIM STRATEGIC OPPORTUNI | $5,000 | -16.7% | 250 | 0.0% | 0.00% | -25.0% | |
| BTO | JOHN HANCOCK BANK AND THRIFT Osh ben int new | $5,000 | 0.0% | 212 | 0.0% | 0.00% | 0.0% | |
| INTL | INTL FCSTONE INC | $5,000 | -16.7% | 295 | 0.0% | 0.00% | -25.0% | |
| IAT | ISHARES DJ US RBIFus regnl bks etf | $5,000 | +25.0% | 150 | 0.0% | 0.00% | +50.0% | |
| LPNT | LIFEPOINT HOSPS INC | $5,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| NOG | NORTHERN OIL AND GAS | $5,000 | 0.0% | 333 | 0.0% | 0.00% | 0.0% | |
| PCG | PG & E CORP | $6,000 | 0.0% | 150 | 0.0% | 0.00% | -25.0% | |
| RHI | ROBERT HALF INTERNATIONAL INC | $6,000 | +20.0% | 134 | 0.0% | 0.00% | 0.0% | |
| SNY | SANOFI-AVENTIS SPONSORED ADRsponsored adr | $6,000 | +20.0% | 103 | 0.0% | 0.00% | 0.0% | |
| DLS | WISDOMTREE INTL SCintl smcap div | $6,000 | 0.0% | 100 | 0.0% | 0.00% | -25.0% | |
| APA | APACHE CORPORATION | $3,000 | 0.0% | 36 | 0.0% | 0.00% | 0.0% | |
| UYG | ULTRA FINANCIALS PROSHARESultra fncls new | $4,000 | +33.3% | 35 | 0.0% | 0.00% | 0.0% | |
| LCM | ADVENT CLAYMORE ENH GRW & INCO | $3,000 | 0.0% | 325 | 0.0% | 0.00% | 0.0% | |
| UNIS | UNILIFE CORP NEW COM | $4,000 | +33.3% | 800 | 0.0% | 0.00% | 0.0% | |
| TASR | TASER INTL INC COM | $3,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| PHO | POWERSHARES WATER RESOURCEwater resource | $4,000 | +33.3% | 138 | 0.0% | 0.00% | 0.0% | |
| PFI | PELICAN FINANCIAL INCfinl sect port | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| SYK | STRYKER CORP | $4,000 | +33.3% | 50 | 0.0% | 0.00% | 0.0% | |
| NOC | NORTHROP GRUMMAN CORP | $4,000 | +33.3% | 36 | 0.0% | 0.00% | 0.0% | |
| SPWR | SUNPOWER CORPORATION COM | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| IFGL | ISHARES FTSE EPRA/NAREIT GLBLintl dev re etf | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| ICF | ISHARES TRUST COHEN & STEERS Rcohen&steer reit | $4,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| IMAX | IMAX CORPORATION | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| HPT | HOSPITALITY PROP TR | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| HPI | JOHN HANCOCK PREFERRED INCOMEsh ben int | $4,000 | -20.0% | 250 | 0.0% | 0.00% | -33.3% | |
| SWY | SAFEWAY INCORPORATED. | $4,000 | 0.0% | 112 | 0.0% | 0.00% | 0.0% | |
| EXPE | EXPEDIA INC | $3,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| EXG | EV TX MGD GBL EQ INC | $3,000 | +50.0% | 250 | 0.0% | 0.00% | +100.0% | |
| DLB | DOLBY LABORATORIES | $3,000 | 0.0% | 90 | 0.0% | 0.00% | 0.0% | |
| TRIP | TRIPADVISOR INC COM | $4,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| CA | CA INC | $4,000 | +33.3% | 105 | 0.0% | 0.00% | 0.0% | |
| BSX | BOSTON SCIENTIFIC CORP | $3,000 | 0.0% | 245 | 0.0% | 0.00% | 0.0% | |
| ADSK | AUTODESK INC | $3,000 | +50.0% | 50 | 0.0% | 0.00% | +100.0% | |
| SPPI | SPECTRUM PHARMACEUTICALS INC | $2,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| WY | WEYERHAEUSER CO | $2,000 | 0.0% | 60 | 0.0% | 0.00% | 0.0% | |
| DFS | DISCOVER FINL SVCS COM | $2,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| YHOO | YAHOO INC | $1,000 | – | 15 | 0.0% | 0.00% | – | |
| IGT | INTL GAME TECHNOLOGY | $2,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| IDCC | INTERDIGITAL, INC | $2,000 | 0.0% | 64 | 0.0% | 0.00% | 0.0% | |
| HGTXU | HUGOTON ROYALTY TRUSTunit ben int | $2,000 | +100.0% | 200 | 0.0% | 0.00% | 0.0% | |
| ANH | ANWORTH MTG ASSET CP | $1,000 | 0.0% | 177 | 0.0% | 0.00% | 0.0% | |
| AMX | AMERICA MOVIL S A DE C V | $1,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| LOGI | LOGITECH INTERNATIONAL S A SPO | $1,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| ADT | ADT CORPORATION | $1,000 | 0.0% | 20 | 0.0% | 0.00% | 0.0% | |
| GILD | GILEAD SCIENCES INC | $2,000 | 0.0% | 25 | 0.0% | 0.00% | 0.0% | |
| BVN | COMPNA DE MNS BUENVNTRA S.A. Ssponsored adr | $2,000 | 0.0% | 150 | 0.0% | 0.00% | 0.0% | |
| SBLK | STAR BULK CARRIERS CORP SHS NE | $2,000 | +100.0% | 116 | 0.0% | 0.00% | 0.0% | |
| WRESQ | WARREN RESOURCES INC | $1,000 | 0.0% | 409 | 0.0% | 0.00% | 0.0% | |
| CST | CST BRANDS INC COM | $2,000 | +100.0% | 45 | 0.0% | 0.00% | 0.0% | |
| NSU | NEVSUN RESOURCES LTD | $2,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| NANO | NANOMETRICS INC COM | $1,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| NTE | NAM TAI ELECTRONICS NEWF | $1,000 | 0.0% | 190 | 0.0% | 0.00% | 0.0% | |
| MTZ | MASTEC INC | $2,000 | 0.0% | 60 | 0.0% | 0.00% | 0.0% | |
| HYD | MARKET VECTORS HIGH YIELD MUNIhg yld mun etf | $2,000 | 0.0% | 80 | 0.0% | 0.00% | 0.0% | |
| LINEQ | LINN ENERGY LLCunit ltd liab | $1,000 | 0.0% | 25 | 0.0% | 0.00% | 0.0% | |
| BBEPQ | BREITBURN ENERGY PARTNERS LPCO | $2,000 | 0.0% | 115 | 0.0% | 0.00% | 0.0% | |
| RBS | ROYAL BANK ADSspons adr 20 ord | $0 | – | 15 | 0.0% | 0.00% | – | |
| QTWWQ | QUANTUM FUEL SYS TECH WORLDWID | $0 | – | 4 | 0.0% | 0.00% | – | |
| PPHM | PEREGRINE PHARMACEUTICALS INCO | $0 | – | 100 | 0.0% | 0.00% | – | |
| OIBR | OI S.A. SPN ADR REP PFspn adr rep pfd | $0 | -100.0% | 312 | 0.0% | 0.00% | -100.0% | |
| KKD | KRISPY KREME DOUGHNUTS INC | $0 | – | 25 | 0.0% | 0.00% | – | |
| KOG | KODIAK OIL & GAS CORP | $0 | – | 25 | 0.0% | 0.00% | – | |
| JASO | JA SOLAR HOLDINGS CO LTD SPONspon adr rep5ord | $0 | – | 40 | 0.0% | 0.00% | – | |
| HII | HUNTINGTON INGALLS INDS INC CO | $0 | – | 5 | 0.0% | 0.00% | – | |
| GAM | GENERAL AMERN INVESTORS CO | $0 | – | 1 | 0.0% | 0.00% | – | |
| EA | ELECTRONIC ARTS INC COM | $0 | – | 2 | 0.0% | 0.00% | – | |
| COCOQ | CORINTHIAN COLLEGES COM | $0 | -100.0% | 260 | 0.0% | 0.00% | -100.0% | |
| MNKKQ | MALLINCKRODT PUB LTD CO SHS | $0 | – | 5 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2015-02-17
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 6.6% |
| ISHARES TR | 42 | Q3 2023 | 15.6% |
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 9.7% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 9.1% |
| ISHARES TR | 42 | Q3 2023 | 4.9% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 5.8% |
| VANGUARD ST BOND ETF | 42 | Q3 2023 | 4.9% |
| VANGUARD REIT INDEX ETF | 42 | Q3 2023 | 2.6% |
| ISHARES TR | 42 | Q3 2023 | 3.2% |
View Regal Investment Advisors LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-03-01 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-10 |
View Regal Investment Advisors LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.